Joel Fredrick Dubina

Insignia Fini Group Inc — Int/Div

Torchmark Corp — Int/Div

Apartment Investment Management Co — Int/Div — Seciton VII

U.S. Shelter Corp. Del — Int/Div

Money Market Funds gum Sufel, Nicolaus & Company — Interest

12.5% interest Investments Unlimited, an LLC — Rent — Section VII

12.5% interest in house, Ada, AL — None

Alibaba Group Holding LTD Spons ADS — None

Halliburton Company — Int/Div

Mosaic — Int/Div

VF Corp — Int/Div

Bershire Hathaway Inc — None

Chicago Bridge & Iron Company NV — Int/Div

Cisco Systems Inc — Int/Div

Costco Wholesale Corp. — Int/Div

Linn Energy LLC Unit. Representing Limited Liability Interests — istrnibution — Sold

Silver Springs NTWKS Inc — None

Horizon Pharma PLC — None

Invesco Lid — Int/Div

Enterprise Products Partners LTD Partner ship EE — Int/Div — Buy

Columbia Tax Exempt — Int/Div — Buy

Columbia Tax Exempt — Sold

Columbia U.S. Gov't Mortgage — Int/Div — Buy

Columbia U.S. Gov't Mortgage — Sold

Franklin Growth — Int/Div — Buy

Franklin AL Tax Free Income — Int/Div — Buy

Franklin AL Tax Free Income — Sold

ThomBurg LTD Term Mun. — Int/Div — Buy

ThomBurg LTD Term Mun. — Sold

Alabama PUB HSG Authj Cap 4.450% 010104 — None — Buy

AMBAC Financial Group Inc. New fmm [ — None — Buy

AMBAC Financial Group Inc. New fmm [ — Sold

Baldwin ONTY AL BRD ED @97.851 4.75% IE— — None — Buy

Franklin Alabama Tax Free Income CL A — None — Buy

General Electric Company pm — None — Buy

Glaxosmithkline LC mmm — None — Buy

Huntsville AL Hithcare Auth Rev Ser A 96.929 5.26% — Interest — Buy

Huntsville AL WTR SYS REV 4.000% 117013) — Interest — Buy

Kellogg Company — Int/Div — Buy

Limestone Cnty AL WTR & SWR AUTH 95.915 4.52% — Interest — Buy

Merck & company Inc New Cusip [ — None — Buy

Mobile AL WTR & SWR Comimrs Rey 98.500 4.118% IE— — None — Buy

Pepsico INC. — None — Buy

Phzer Inc. py — Int/Div — Buy

Procter & Gamble Company Cusip I — Int/Div — Buy

Sylacauga AL Wix B/E 4.00% due 02/01/34 [ — None — Buy

Troy AL Elec Wir & Swr 97.614 4.82% EL — None — Buy

Tuscaloosa AL Warrants Ambac 4.375 070137 pm — None — Buy

University AL At Bam Hosp rev rfdg 5.000% 9/01/41 mm — Interest — Buy

University AL At Bam Hosp rev rfdg 5.000% 9/01/41 mm — Redeemed

University of AL at Birmingham 3.000% 10/01/30 mm — None — Buy

University South AL Univ Rev RFDG Tuition Cap fn — Interest — Buy

University South AL Univ Rev RFDG Tuition Cap fn — Redeemed

University South AL Univ Rev RFDG Tuition Cap fn — Int/Div — Buy

Wal Mart Stores Ine my — None — Buy

Yum Brands Inc. pm — Int/Div — Buy

Yum China holdings Inc. pum — None — from lime 57)

pn BENEFICIARY RA

Money Market Funds mmm Stifel, Nicholas & Company (X) — Interest — Secuon VIII

Exxon Mobil Corp. pm — Int/Div — Buy

Goldman Sachs Group Inc. cusuo 37145/ £298 — Int/Div — Buy

Nokia Co — Int/Div — Buy

Il. TRUSTS ASSETS #1 — Section VII

Money Market Funds pm 19/19 Investment Counsel & Trust — Interest

General Electric — Int/Div

Torchmark Corp — Int/Div — Sold (part)

River Bank and Trust (X) — Int/Div

Huntsville, AL Warrants Series A — Interest

Irondale, AL Wis - Ser, D Ins. XLCA 4% — Interest

Federated Intermediate Mun. TrShBenint — Int/Div

U.S. Treasury Bond 5/375% — Interest

US. Treasury Bond 7.25% — Interest — Sold

Altria Group Inc — Int/Div

John Hancock Flexible Prem. Life Ins. — None

Adobe Systems [I — None — Sold (part)

Adobe Systems [I — Sold (part)

Microsoft Comp. — Int/Div

Novartis AG — Int/Div

Priceline Com mm — None — Sold (part)

IShares Trust S&P mmm — Int/Div

Rent-A-Center — Int/Div — Sold

Toronto Dommion Bank — Int/Div — Sold

Gartner, Inc — None

Google. Inc{Alphabet Inc. Cap STK CLA) — None

Mosaic Company — Int/Div — Sold

Apple Computer, Inc — Int/Div

Amazon.Com. Inc — None

Emerson Electric Co. mum — Int/Div

IShares DJ Sel pm — Int/Div

Dodge & Cox Intemational Stock Fund — Int/Div — Sold (part)

Eaton Vance Floating-Rate Fund Class — Int/Div — Sold

Google Inc. CL A (Alphabet Inc Cap STK CLC) — None

International Business Machines Corp — Int/Div

Qualcomm. Inc — Int/Div — Sold

Vanguard GNMA Fund INV — Int/Div — Sold

Bank of America Corp. — Int/Div

Biogen IDEC Inc Com — None — Sold

DR Horton Ine Com — Int/Div — Sold

Ford Motor pm — Int/Div

Suntrust Banks sm — Int/Div

Alexion Pharmaceuticals In. pom — None — Sold

Amgen Inc — Int/Div

Chevron Copr. pum — Int/Div

Federated Adjustable Rate Securities Fund Inst], Class 2557.812 sh — Int/Div — Sold

Fidelity Invst MM FD Govt. 1 457 mom — Interest — Buy (add'l)

Fidelity Invst MM FD Govt. 1 457 mom — Sold (part)

Starbucks Corp. — Int/Div

Whole Foods Market Inc. poo — Int/Div — Sold

INVESCO LTD SHS mm — Int/Div — Buy

AT&T INC. Com mmm — None — Buy

CVS Health Corp. pm — Int/Div — Buy

Du Pont E D E Nemours & Co. Com jm [ — Int/Div — Buy

Exxon Mobil Corp. Com mmm — Int/Div — Buy

Exxon Mobil Corp. Com mmm — Buy

Johnson & Johnson Com mummy — Int/Div — Buy

Johnson & Johnson Com mummy — Buy

Oracle Corp SRBD 3.4% DTD 7/8/2014 Due 7/8/2024 — Interest — Buy

Pepsico Inc. SR NT 2.25% DTD 7/30/2013 Due 17772019 — Interest — Buy

Pfizer Inc. Com mmm — Int/Div — Buy

Sempra Energy Com mmm — Int/Div — Buy

Simon PPTY Group Inc. New Com pm — Int/Div — Buy

Southern Co. Com mums — Int/Div — Buy

Toyoto Motor Cred FR 1.55% DTD T1372015 Due 7/13/2018 — Interest — Buy

United Parcel Service In. CLD mm — Int/Div — Buy

US. Bankcorp MTN Sub NTS FR 2.95% DTD 7/23/20 Dues 7/1522 — Interest — Buy

United Health Group Inc. SR. NT 2.875% DTD 12/8/2014 due 12/1572021 — Interest — Buy

UnitedHealth Group Ine. Com — None — Buy

Walmart Stores Inc. Com — None — Buy

PERSONAL HOLDINGS: mmm

Money Market Funds pm Sifel, Nicolaus & Co, — Interest

Torchmark Corp. pm — Int/Div — Donated

Torchmark Corp. pm — Donated

56 TMK, United Inc — Int/Div

12.5% interest Investments Unlimited, as LLC. — Rent — Section VII

12.5% mterest m house. Ada. AL — None

Hancey Mill Road Farm, L.L.C — None — Secuon VII

Tuscaloosa, AL Warrant FSA B/E — None — Redeemed

Waddell & Reed — None — Sold

Proshares Trust Powershares Ultrashort Real Fstate — None — Sold

Huntsville AL RFDG & Cap Improvements WTS Ser A — Interest

Univ. AL at B'ham Hosp. Rev RFDG — Interest — Sold

American Express COMRMT (X) — Int/Div — Sold

BP PRUDHOE BAY ROYALALMT TRLST(X) — Int/Div — Sold

Express Scripts Inc. RMT (X) pmo — None

Novartis AG RMT Sponsored ADR (X) [ — Int/Div

Priceline com Inc. Nermt (X) — None — Sold

Torchmark Corp RMT (X) — None — with line 132)

River Bank & Trust RMT (X) pm — None

Birmingham Baptist AL MD Ctr Spl Cure 6.125 cpn 5.875 (X) — Interest — Sold

Clarke & Mobile Cnty AL Ges Dist. 4.375% ] — Interest

Madison Cnty Bed Ed Cap OID 96.801 4.7% CPN 4.500% mammal — Interest

Madison Cnty AL Brd EDP Cap Outlay Cpa 5.000% Due 9/1/36 (X) mmm — Interest

Shelby Cnty AL Brd EEDP Cap Outlay SCHOID@97.921 4.43% mn — Interest

Shelby Cnty AL Brd EEDP RFDG 10 MilIB/ECPN 5.0% due 2/1 Sm — Interest

Tuscaloosa AL WarranEDP OID @96.969 4.56% — — Interest

University AL AT EDP Bham Hosp CPN £0000 due 9/1/36 — Interest — Sold

Amgen Inc. — Int/Div — in error mn 2015

General Electric ComeDP (X) — None — Sold

Phillips 66 (X) poy — Int/Div

Torchmark Capital Trust III Tr PFD 7.1% 1X) — Interest — Sold

Halliburton Company — Int/Div — Sold

Homewood AL Edl Bldg Rev Samford Univ. 4.500% Fs — Interest

Huntsville AL RFDG WTS OID @97.541 3.3% IE — Interest

Huntsville AL RFDG WTS OID @97.262 3.55% DEE — None — Sold

Kinder Morgan Inc DE mms [] — Int/Div

Quanta Services — None — Sold

University of AL at B'ham Genl Rev A2 OID @98.653 3.1 T — Interest

Teekey Lng Partners Limited Partnership Unit om ) — Distribution — Sold

ALIBABA Group Holding LTD Spons Ads [ — None

American Express Company — None — with line 143)

Apple Inc pm — Int/Div

Diamond Offshore Drilling Inc — None — Sold

Enterprise AL WTS Ser A B/E OID @96.949 4.85% Emmmm—— — Interest

Escambia CNTY AL Brd Ed. Tax Antic WTS REV B/E cusip mm — Interest

Foley AL WTS BE OID @98 446 4.1% CPN 4.000% due 6/1/39 Fo 7 — Interest

Gulfport Energy Corp New pm ) — None

Huntsville AL RFDG LSE CAP IMP WTSSER B CPN 4.000% Due 11/01/33 — Interest — Donated

SERVISFIRST Bancshares pmo — Int/Div

Towerstream Corp pm — None

VF Corp mm — Int/Div

AL State Pub HC Auth Pub HLTH FAc OID 96.120 4% mE — Interest

Berkshire Hathaway Inc pum — None

Chicago Bridge &lron Company NV mm [1] — Int/Div — Buy

CISCO Systems mms — Int/Div

Costco Wholesale Corp. mms — Int/Div

Mobile AL Wir & Swr Commrs, Rev B/E OID 98.500 @4.118% pommamn — Interest

Silver Springs Ntwks mm — None

Sylacauga AL W & S B/E CPN 4% Due 2173) — — Interest

VF Corp. — None — with line 181)

Horizon Pharma PLC po — None — Buy (add'l)

INVESCO LTD so — Distribution — Buy

Brewton AL WTS SER A BAM 3% due 12002128 Cusip Fn — None — Buy

Freeport McMoran Inc. Cusip 356710857 [ — None — Buy

Freeport McMoran Inc. Cusip 356710857 [ — Sold

Jasper AL WTS BAMBLE CPN 3.250% Cusip mam — Interest — Buy

HENA Inc — None — Buy

mmm PRINCETON MANAGED ACCT

Money Market Funds mmm Stiffel, Nicolaus & Co, — Interest

AT&T mm — Interest — Buy

American Airlines mm — Int/Div — Buy

American Airlines mm — Buy (add'l)

America Movil S A B DE CV Sponsored ADR Series LL — None — Buy

America Movil S A B DE CV Sponsored ADR Series LL — Sold

American Tower Corp New pm — Int/Div — Buy

American Tower Corp New pm — Buy (add'l)

Apple Inc pm — Int/Div — Buy

Bayer AG Sponsored ADR — None — Buy

Bayer AG Sponsored ADR — Sold

Boeing Company pm — Int/Div — Buy

Boeing Company pm — Sold (part)

Bnstol Myers Squibb Company pm — Int/Div — Buy

Canadian Pacific Railway Limited pum — Int/Div — Buy

Canadian Pacific Railway Limited pum — Sold (part)

Catepillar Inc — None — Buy

Catepillar Inc — Sold

Cisco systems Inc. jm — Int/Div — Buy

Cisco systems Inc. jm — Buy

Corning Inc pm — Int/Div — Buy

Corning Inc pm — Sold (part)

CREE Inc — None — Buy

CREE Inc — Sold

Crown Castle Intl Corp New pum — Int/Div — Buy

Crown Castle Intl Corp New pum — Buy

Crown Castle Intl Corp New pum — Buy

Deere & Company — Int/Div — Buy

Deere & Company — Sold

Du Pont E.1.LDE Nemours & Company — None — Buy

Du Pont E.1.LDE Nemours & Company — Sold

General Electric ppm — Int/Div — Buy

Google Inc CL A (8 SH) (Now Alphabet Tne. Cusip Imm — None — Buy

Intel Corp. pm — Int/Div — Buy

Intel Corp. pm — Buy

Martin Manetta Materials Inc. pum — Int/Div — Buy

Merck & company Inc. New — None — Buy

Merck & company Inc. New — Sold

Microsoft Corp pm — Int/Div — Buy

QualComm Incl wm — Int/Div — Buy

Union Pacific Corp mmm — Int/Div — Buy

Union Pacific Corp mmm — Sold (part)

Unisys Corp New pm — None — Buy

United Continental Hldgs Inc. pms — None — Buy

United Continental Hldgs Inc. pms — Sold (part)

United Continental Hldgs Inc. pms — Sold

United Parcel Service mmm — Int/Div — Buy

United Parcel Service mmm — Sold

Universal Electrs Inc. pm — None — Buy

Universal Electrs Inc. pm — Sold (part)

Verizon Communications Inc. pm — Int/Div — Buy

Sanofi Spon ADR As of 3/27 — None — Buy

Sanofi Spon ADR As of 3/27 — Sold

NOVO Nordisk AS ADR mom — Int/Div — Buy

NOVO Nordisk AS ADR mom — Buy

Facebook Inc CL A mem — None — Buy

Facebook Inc CL A mem — Buy

Monolithic Power System Inc mmm — Int/Div — Buy

Phzer Inc mm — Int/Div — Buy

Phzer Inc mm — Buy

Visa Inc. Class A mmm — None — Buy

Visa Inc. Class A mmm — Buy

Visa Inc. Class A mmm — Buy

Visa Inc. Class A mmm — Buy

NXP Semiconductors NV — None — Buy

NXP Semiconductors NV — Sold (part)

NXP Semiconductors NV — Sold

pm CHARITABLE ACCOUNT

Money Market Funds mmm Stifel, Nicolaus & Co. — Interest

Alexander City AL RFDG WTS Ser A OID 98.889 3.16% CPN 3.000 Due 5/1/19 — Interest

Elmore Cnty AL Pub E Coop Dist Pub Ed OID @98.506 3.45% — Interest

Foley AL Pub Facs Co Dist Rev CPN 4.0000 Due 9/1/19 — Interest

Huntsville AL Hlth C Autho Ser B Rey 4.25% CPN 4.000% — None — Redeemed

Phenix City, AL WTS SER A 5.000% Due 01/01/17 Susip: 717316VXS — Interest

University of AL Ser A Birmingham Hosp. Rev OID @98.827 4.26% — Interest — Redeemed

Opelika AL School Warrants SER A CPN 3.500% Due 10/1720 — Interest

Russellville AL WTRW SWR BD REV OID @98 839 2.5% CPN 2.300% — Interest

Shelby Cnty AL Brd E Unref 100 mill CPN 4.0000 due 2/1/18 — Interest

mmm HORIZON ACCOUNT

Money Market Funds pm Stifel, Nicolaus & Co(X) — Interest — Open — Section VII

First Trust Corsey Wright Focus cusip [__] — Int/Div — Buy

First Trust Corsey Wright Focus cusip [__] — a

First Trust Corsey Wright Focus cusip [__] — Buy (add'l)

First Trust Corsey Wright Focus cusip [__] — Sold (part)

First Trust Corsey Wright Focus cusip [__] — Sold (part)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Int/Div — Buy

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Buy (add'l)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Buy (add'l)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Buy (add'l)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Sold (part)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Sold (part)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Sold (part)

First Trust VI Dorey Wright Intl Focus SETF cusip mn — Sold

Shares 3-7 yr. Treasury Bond 1+ Cusip [ — Int/Div — Buy

Partner, Investments Unlimited, a limited hiability corp. ("LLC™)

Reimbursement — FBA Federal Litigaion Section Conference — October 17, 2016 October 19.2016 — Washington, D.C — Speak — Room, Mcal, Airfare

Part VIL.

Investments & Trusts.

No. 7,8,. Property located in Montgomery County, AL; (*Walton County, FL), Lowndes County, AL

134 & 135 *In 2014, Investments Unlimited sold the beach house in Walton County, Florida for $2.8 million. 100000000 and 1 received 12.5% each of the

proceeds.

No. 64 Trust managed by 19/19 Investment Counsel. A division of Stifel Trust Co, NA.

No. 136. Effective December 31, 2007, 1 gifted my interest in land in Montgomery County, equally to

. ormed an L.L.C. named

"Huncey Mill Road Farm, L.L.C." My 50% mterest in the lund was deeded into Hancey Mill Road Farm, L.L.C. and then gifted J in

equal shares. The total value of this property at the time it gifted was $790,000 to be equally shared by the 4. | filed a gift tax return showmg this transfer on

4/15/08.

No. 198-265 The Princeton Managed Account [I was a new account set up in 2015 and was missed by my judicial assistant and left off mistakenly by

her when 1 reported 2015 Financial Disclosure Report.

No.60 Funds inherited Sy

No. 278 Horizon account established in 2016. These were funds transferred from an inheritance.