Gene E.K. Pratter

Adams Harkness Small Growth - Retirement “ss — Int/Div

DFA US Small Cap Value - Retirement 45 — Int/Div

DFA US Large Cap Value - Retirement #5 — Int/Div

Federated US Gov't Ultrashort - Retirement Ws — Int/Div

First Eagle Overseas - Retirement #5 — Int/Div

Janus Fund - Retirement #5 — Int/Div

Janus Overseas - Retirement £5 — Int/Div

Schwab Money Market - Retirement #5 — Int/Div

Westcore MIDCO Growth - Retirement #5 — Int/Div

William Blair Int'l Small Growth Retirement #5 — Int/Div

Federated Gov't Ultrashort - Retirement 26 — Int/Div

Baron Growth - Retirement #6 — Int/Div

First Eagle Overseas - Retirement #6 — Int/Div

Royce Opportunity -Retirement £6 — Int/Div

Schwab Money Market - Retirement #6 — Int/Div

Janus Overseas - Retirement 26 — Int/Div

Janus Fund - Retirement #6 — Int/Div

Third Avenue Int'l Value - Retirement £6 — Int/Div

Baron Growth - Retirement #7 — Int/Div — Sold (part)

Baron Growth - Retirement #7 — None — Sold (part)

DFA US Micro Cap - Retirement #7 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Buy (add'l)

DFA International Small Value - Retirement yl — Int/Div

DFA International Value - Retirement £7 — Int/Div

DFA One Year Fixed - Retirement £7 — Int/Div

DFA US Small Cap Value - Retirement #7 — Int/Div — Sold (part)

DFA US Small Cap Value - Retirement 47 — None — Sold (part)

DFA US Large Cap Value - Retirement #7 — Int/Div — Sold (part)

DFA US Large Cap Value « Retirement #7 — None — Sold (part)

Dodge & Cox Stock - Retirement #7 — Int/Div — Sold (part)

Federated Gov't Ultrashort - Retirement #7 — Int/Div

First Eagle Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #7 — None — Sold (part)

Morgan Stanley International Equity Retirement #7 — Int/Div

Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Buy (add'l)

Morgan Stanley Emerging Markets Retirement #7 — None — Buy (add'l)

Rovee Opportunity - Retirement #7 — Int/Div — Sold (part)

Schwab Money Market - Retirement #7 — Int/Div

Westcore Intl Small Cap - Retirement #7 — Int/Div — Sold (part)

Westcore Mid Cap Value - Retirement 27 — Int/Div

Westcore MIDCO Growth - Retirement £7 — Int/Div

William Blair Intemational Growth Retirement #7 — Int/Div

Janus Fund - Retirement #7 — Int/Div

Janus Overseas - Retirement #7 — Int/Div — Buy (add'l)

Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div — Sold (part)

Third Avenue International Value Retirement #7 — Int/Div

Tumer Large Growth - Retirement £7 — None — Sold

William Blair Large Growth - Retirement 27 — Int/Div — Sold (part)

Adams Harkness Small Growth - Retirement 27 — Int/Div — Sold (part)

William Blair Int'l Small Growth Retirement #7 — Int/Div — Buy (add'l)

William Blair Int'l Small Growth Retirement #7 — None — Sold (part)

Metropolitan West Total Return Retirement #7 — Int/Div

BlackRock Low Duration - Retirement #7 — Int/Div — Buy (add'l)

Thomburg Intemational Value - Retirement a7 — Int/Div

Ivy Mid Cap Growth - Retirement 27 — Int/Div

William Blair Mid Cap Growth - Retirement yl — Int/Div

DFA Global Real Estate - Retirement #7 — Int/Div

RS Global Natural Resources - Retirement 127 — Int/Div — Buy (add'l)

Ell Global Property - Retirement £7 — Int/Div — Buy (add'l)

MamGate MLP - Retirement #7 — Int/Div — Buy (add'l)

MamStay Marketfield - Retirement #7 — Int/Div — Buy

William Blair Small Growth - Retirement 27 — Int/Div — Buy

Morgan Stunley AIP - Retirement #7 — None — Buy

Schwab Money Market - Trust #1 — Int/Div

Dodge & Cox Stock - Trust #1 — Int/Div

Baron Growth - Trust £1 — Int/Div

Federated Short Term Muni - Trust #1 — Int/Div — Buy (add'l)

First Eagle Overseas - Trust #1 — Int/Div

Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div

Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div — Sold (part)

Janus Fund - Trust #1 — Int/Div

Janus Overseas - Trust #1 — Int/Div

Morgan Stanley International Equity « Trust #1 — Int/Div

Morgan Stunley Emerging Markets - Trust #1 — Int/Div — Buy (add'l)

Rovee Opportunity = Trust #1 — Int/Div

Tumer Large Growth - Trust #1 — None — Sold

Westcore Mid Cap Value - Trust #1 — Int/Div

Westcore MIDCO Growth - Trust #1 — Int/Div — Sold (part)

DFA Tax Managed Marketwide Value Trust #1 — Int/Div — Sold (part)

DFA US Micro Cap - Trust #1 — Int/Div — Sold (part)

Third Avenue International Value - Trust £1 — Int/Div

Westcore Intl Small Cap - Trust #1 — Int/Div

DFA Int'l Value - Trust £1 — Int/Div

DFA US Small Value - Trust #1 — Int/Div — Sold (part)

William Blair Mid Growth - Trust #1 — Int/Div

DFA Short Term Muni - Trust #1] — Int/Div — Buy (add'l)

Metropolitan West Total Return - Trust #1 — Int/Div

Thomburg International Value - Trust #1 — Int/Div

William Blair Small Cap Growth - Trust 21 — Int/Div — Sold (part)

DFA Global Real Estate - Trust #1 — Int/Div

Ell Global Property - Trust £1 — Int/Div — Buy (add'l)

MamGate MLP - Trust #1 — Int/Div — Buy (add'l)

RS Global Resources - Trust #1 — Int/Div

MainStay Marketfield - Trust #1 — Int/Div — Buy

Baron Growth - Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — None — Sold (part)

DFA US Small Value - Brokerage #1 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Brokerage #1 — Int/Div

DFA Tax Mgd International Value Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd International Value Brokerage #1 — None — Sold (part)

East River Bank Stock - Brokerage #1 — None

Federated Short Term Muni - Brokerage #1 — Int/Div

First Eagle Overseas - Brokerage #1 — Int/Div

Janus Fund - Brokerage #1 — Int/Div — Sold (part)

Janus Overseas - Brokerage #1 — Int/Div

Morgan Stanley International Equity Brokerage #1 — Int/Div — Sold (part)

Schwab Money Market - Brokerage #1 — Int/Div

Westcore MIDCO Growth - Brokerage #1 — Int/Div — Sold (part)

Westcore MIDCO Growth - Brokerage #1 — None — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Sold (part)

Third Avenue International Value Brokerage #1 — Int/Div

Thomburg Int'l Value - Brokerage #1 — Int/Div — Sold (part)

William Blair Int'l Small Growth Brokerage #1 — Int/Div — Sold (part)

William Blair Int'l Small Growth Brokerage #1 — None — Sold (part)

William Blair Large Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Large Growth - Brokerage #1 — None — Sold (part)

William Blair Mid Cap Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Small Cap Growth Brokerage #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — None — Sold (part)

DFA Int] Small Value - Brokerage #1 — Int/Div — Sold (part)

DFA Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

Metropolitan West Total Return - Brokerage #1 — Int/Div — Sold (part)

William Blair Int'l Growth - Brokerage #1 — Int/Div — Sold (part)

Thormburg Limited Term Municipal Brokerage #1 — Int/Div — Sold (part)

Thomburg Limited Term Municipal Brokerage #1 — None — Sold (part)

DFA Global Real Estate - Brokerage #1 — Int/Div — Sold (part)

Dodge & Cox Stock - Brokerage #1 — Int/Div — Sold (part)

MainGate MLP - Brokerage #1 — Int/Div — Sold (part)

MainGate MLP - Brokerage #1 — None — Sold (part)

RS Global Resources - Brokerage #1 — Int/Div — Sold (part)

Royce Opportunity - Brokerage #1 — Int/Div — Sold (part)

Royce Opportunity - Brokerage #1 — None — Sold (part)

DFA US Micro Cap - Brokerage #1 — Int/Div — Sold (part)

Baron Growth - Brokerage #2 — Int/Div — Sold (part)

DFA US Micro Cap - Brokerage #2 — Int/Div

DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #2 — Int/Div

DFA Tax Mgd Intl Value - Brokerage #2 — Int/Div

Dodge & Cox Stock - Brokerage #2 — Int/Div

Federated Short Term Muni - Brokerage #2 — Int/Div

First Eagle Overseas - Brokerage #2 — Int/Div

Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div

Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div — Sold (part)

Janus Fund - Brokerage #2 — Int/Div

Janus Overseas - Brokerage #2 — Int/Div

Morgan Stanley International Equity Brokerage #2 — Int/Div

Morgan Stanley Emergmg Markets Brokerage #2 — Int/Div

Royce Opportunity - Brokerage #2 — Int/Div

Schwab Money Market - Brokerage #2 — Int/Div

Third Avenue International Value Brokerage #2 — Int/Div — Sold (part)

Tumer Large Growth - Brokerage #2 — None — Sold

Westcore Mad Cap Value - Brokerage #2 — Int/Div

Westcore MIDCO Growth - Brokerage #2 — Int/Div

Wesicore International Small Cap Brokerage #2 — Int/Div

Metropolitan West Total Return - Brokerage 0 — Int/Div

Thomburg Int'l Value - Brokerage #2 — Int/Div

DFA Short Term Muni - Brokerage 22 — Int/Div

DFA Global Real Estate - Brokerage #2 — Int/Div

MainGate MLP - Brokerage #2 — Int/Div

RS Global Resources - Brokerage #2 — Int/Div

MainStay Marketfield - Brokerage 42 — Int/Div — Buy

DFA One Year Fixed - Retirement #8 — Int/Div

Federated Gov't Ultrashort - Retirement £8 — Int/Div — Buy (add'l)

Adams Harkness Small Growth - Retirement #8 — Int/Div

Baron Growth - Retirement #8 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Retirement #8 — Int/Div — Buy (add'l)

DFA International Value - Retirement #8 — Int/Div

DFA US Large Value - Retirement 48 — Int/Div — Sold (part)

DFA US Small Value - Retirement #8 — Int/Div — Sold (part)

DFA US Micro Cap - Retirement #8 — Int/Div — Sold (part)

Dodge & Cox Stock - Retirement #8 — Int/Div

DFA Int'l Small Cap Value - Retirement #8 — Int/Div

First Eagle Overseas - Retirement #8 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Retirement #8 — None — Sold (part)

Janus Fund - Retirement #8 — Int/Div

Janus Overseas - Retirement #8 — Int/Div — Buy (add'l)

Morgan Stunley Emerging Markets Retirement #8 — Int/Div — Buy (add'l)

Morgan Stanley International Equity Retirement #8 — Int/Div — Sold (part)

Royce Opportunity - Retirement #8 — Int/Div — Sold (part)

Royce Opportunity - Retirement #8 — None — Sold (part)

Schwab Money Market - Retirement £8 — Int/Div

Third Avenue International Value Retirement #8 — Int/Div — Sold (part)

Tumer Large Growth - Retirement 28 — None — Sold

Westcore Intl Small Cap - Retirement #8 — Int/Div — Sold (part)

Westcore Mid Cap Value - Retirement 48 — Int/Div — Sold (part)

Westcore MIDCO Growth - Retirement #8 — Int/Div

William Blair International Growth Retirement #8 — Int/Div

William Blair Large Cap Growth Retirement #8 — Int/Div — Sold (part)

William Blair Intl Small Growth Retirement #8 — Int/Div

BlackRock Low Duration - Retirement #8 — Int/Div

Metropolitan West Total Return Retirement #8 — Int/Div

Thomburg Int'l Value - Retirement 48 — Int/Div

William Blair Small Growth - Retirement £8 — Int/Div — Sold (part)

William Blair Mid Growth - Retirement #8 — Int/Div

Ivy Mid Growth - Retirement 48 — Int/Div

DFA Global Real Estate - Retirement #8 — Int/Div

Ell Global Property - Retirement #8 — Int/Div

MamGate MLP - Retirement #8 — Int/Div

MainStay Marketfield - Retirement 48 — Int/Div — Buy

RS Global Resources - Retirement #8 — Int/Div — Buy (add'l)

Morgan Stanley AIP - Retirement 48 — None — Buy

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Allince International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Carlyle Real Estate LLP — None — Sold

Wheeler Terrace LTD — None — Sold

PNC Bank Accounts — Int/Div

Nantucket Bank Account — Int/Div

Wescott Nova LP — None — Sold

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Reimbursement — ll inlaid. Sud, of — Employment Law Seminar (Speaker) — eT we, * nn, oie

Income — 2013 — University of Pennsylvama Law School (Adjunct Professor) — S10.000.00

Spouse's income — 2013 — Duane Morns LLC (Attorney)

Spouse's income — 2013 — Cohen, Placitella & Roth PC (Attomey)