Kim McLane Wardlaw

What was filed

961
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Rvd Phurmasset, S46
Gilead

As filed

LOOPNET INC — Sold

1Shares Small Cap Index Fund — Int/Div

AMERICAN FUNDS CAPITAL CORE BOND FUND (CCBPX) — Int/Div — Buy

AMERICAN FUNDS CAPITAL CORE BOND FUND (CCBPX) — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL F2 — Int/Div — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL F2 — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2IANWEX) — Int/Div — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2IANWFX) — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2IANWFEX) — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2IANWFX) — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2{ANWFX) — Sold (part)

SSGA US GOV MONEY MARKET FUND (SSGXX) — None

TRLST #1

Citibank Money Market Act — Interest — Closed

Schwab Pension Acct (IRA)

Abbott Labs Com Stock — Int/Div

Allscripts Healthcare — Int/Div — Buy

Allscripts Healthcare — Sold

Amencan Express Com Stock — Int/Div

Apache Corp Com Stock — Int/Div

Apple Corp Com Stock — Int/Div — Sold (part)

Barrick Gold Corp — Int/Div — Buy

Bershire Hathaway — None

BHP Billiton Com Stock — Int/Div

Blackrock Inc Com Stock — Int/Div

Broadcom Corp Com Stock — Int/Div

Cemer Corp Com Stock — None

Chevron Corp Com Stock — Int/Div

Cisco Systems Com Stock — Int/Div — Sold

Colgate-Palmolive Com Stock — Int/Div

Conocophillips Com Stock — Int/Div

Cummins Inc — Int/Div — Buy

Danaher Corp Com Stock — Int/Div

The Walt Disney Co. Com Stock — Int/Div

DuPont Co Com Stock — Int/Div

EMC Corp Com Stock — None — Sold (part)

GE Com Stock — Int/Div

Google Inc Com Stock — None

Home Depot Inc Com Stock — Int/Div — Sold

IBM Com Stock — Int/Div

Intel Corp Com Stock — Int/Div

Intuit Inc — Int/Div — Buy

JP Morgan Chase Com Stock — Int/Div

Lowes Companies — Int/Div — Buy

Mead Johnson — Int/Div — Buy

Merck & Co Com Stock — Int/Div

Nextera Energy — Int/Div — Sold (part)

Nike Inc Com Stock — Int/Div

Oracle Corp — Int/Div

Pepsico Inc Com Stock — Int/Div

Proctor & Gamble Com Stock — Int/Div

Qualcomm Inc. Com Stock — Int/Div — Sold (part)

Roche Hidg Lid — None

SEI Investments — Int/Div — Sold

Schlumberger Ltd — Int/Div

Sempra Energy Com Stock — Int/Div

Target Corp Com Stock — Int/Div — Sold (part)

Teva Pharm ADR Com Stock — Int/Div — Sold (part)

Transocean Inc Com Stock — None — Sold

Union Pacific Corp Com Stock — Int/Div — Sold (part)

Verizon Com Stock — Int/Div — Sold (part)

Zimmer Holdings Com Stock — Int/Div — Sold

Shares MSC Brazil Index — Int/Div

1Shares MSC Index Fund — Int/Div

Vanguard Emerging Market Fund — Int/Div

CAPITAL TRUST ACCOUNT

IM COMPANY (MMM) — Int/Div — Sold (part)

IM COMPANY (MMM) — Sold

ACCENTURE PLC USS (ACN) — Int/Div — Buy

ACCENTURE PLC USS (ACN) — Buy

ACCENTURE PLC USS (ACN) — Sold (part)

ACELTD (ACE) — Int/Div — Buy

ACELTD(ACE) — Buy

ACELTD(ACE) — Sold (part)

AFLAC INC (AFL) — Int/Div — Sold (part)

AFLAC INC (AFL) — Sold (part)

AGILENT TECHNOLOGIES INC (A) — Int/Div — Sold (part)

AGILENT TECHNOLOGIES INC (A) — Sold (part)

AIR PRODUCTS & CHEMICALS INC (APD) — Int/Div — Sold (part)

AIR PRODUCTS & CHEMICALS INC (APD) — Sold (part)

ALLEGHENY TECHNOLOGIES INC (ATH — Int/Div — Sold (part)

ALLEGHENY TECHNOLOGIES INC (ATH — Sold (part)

ALLERGAN INC (AGN) — Int/Div — Sold (part)

ALLERGAN INC (AGN) — Sold (part)

ALLSTATE CORP (THE) (ALL) — Int/Div — Sold (part)

ALLSTATE CORP (THE) (ALL) — Sold (part)

ALLSTATE CORP {(THE)(ALL) — Sold (part)

ALLSTATE CORP (THE) (ALL) — Sold

AMERICAN TOWER COALLERGAN INCIAGNIRPCL A — Int/Div — Buy

AMERICAN TOWER COALLERGAN INCIAGNYRPCL A — Sold (part)

AMERICAN TOWER COALLERGAN INCIAGNIRPCL A — Sold (part)

AMERICAN TOWER COALLERGAN INC(AGNIRPCL A — Sold (part)

AON CORP — Int/Div — Sold (part)

APPLE INC (AAPL) — Int/Div — Buy

APPLE INC (AAPL) — Sold (part)

AT&T, INC — None — Sold

BARRICK GOLD CORP USS (ABX) — Int/Div — Sold (part)

BARRICK GOLD CORP USS (ABX) — Sold (part)

BAY AREA TOLL AUTH CA VAR 04/01/45 — Interest — Buy

BB&T CORP (BBT) — Int/Div — Buy

BB&T CORP (BBT) — Sold (part)

BEAM INC (BEAM) — None — Buy

BEAM INC (BEAM) — Buy

BEAM INC (BEAM) — Sold (part)

BLACKROCK INC (BLK) — Int/Div — Buy

BLACKROCK INC (BLK) — Buy

BLACKROCK INC (BLK) — Sold (part)

BOEING CO (BA) — Int/Div — Sold (part)

BOEING CO (BA) — Sold (part)

BRISTON MYERS SQUIBB CO (BMY) — Int/Div — Buy

BRISTON MYERS SQUIBB CO (BMY) — Buy

BRISTON MYERS SQUIBB CO (BMY) — Sold (part)

BROADCOM CORP (BRCM) — Int/Div — Sold (part)

BROADCOM CORP (BRCM) — Sold (part)

BROCADE COMMUNICATIONS SYS INC — None — Sold (part)

BROCADE COMMUNICATIONS — Sold

BURKE GA OGLETHORPE PWR E SF 7.0 © 010123 — Interest — Sold

CA ED FAC UNIV OF SAN FRANCISCO 5.0% 10/01/21 — Interest

CA HLTH FAC CEDAR-SINAI MED 5.0% R152) — Interest — Buy

CA PUB WKS REGENTS UNIV CA CI SL, 0301/19 — Interest

CA ST DWR PWRSUPPLY REV 5.0% 05/0121 — Interest — Sold

CAST ECON REC 09A 5.00% 070120 — Interest — Buy

CAST GO 6.25% 09/1/12 — Interest — Matured

CAST GO 5.00 0201/20 — Interest — Buy

CAST GO NATL 5.0% 06/01/15 — Interest

CA ST JOSEPH HELTH HOSP CA-F AGM 525% 07/11/16 — Interest

CA ST RANS 11A2 2.0% 06/26/12 — Interest — Matured

CAST UNIV SYSTEMWIDE REV SER A AMBAC 5.0% 1101/17 — Interest

CA STWD JOHN MUIR HLTH W/I 5% R/1572021 — Interest — Sold

CA STWD ST JOSEPHS HLTH FSA 4.5% 07/01/18 — Interest

CA STWD ST JOSEPHS HLTH FSA 4.5% 07/01/18 — Int/Div — Buy

CA STWD ST JOSEPHS HLTH FSA 4.5% 07/01/18 — Buy

CA STWD ST JOSEPHS HLTH FSA 4.5% 07/01/18 — Sold (part)

CALIFORNIA ST ECON REC 9A 5% 07/01/19 — Interest

CALIFORNIA ST G/O BDS SER 5% 11/012013 — Interest — Sold

CANON INC ADR — Int/Div — Sold (part)

CANON INC ADR — Sold

CARNIVAL CORP COMMON PAIRED STOCK — Int/Div — Buy

CARNIVAL CORP COMMON PAIRED STOCK — Buy

CARNIVAL CORP COMMON PAIRED STOCK — Sold (part)

CATERPILLAR INC — Int/Div — Buy

CATERPILLAR INC — Buy

CATERPILLAR INC — Sold (part)

CENOVOUS ENERGY INC LSS — Int/Div — Sold (part)

CENOVOUS ENERGY INC USS — Sold (part)

CENTERNE CORP — None — Buy

CENTERNE CORP — Buy

CENTERNE CORP — Sold (part)

CERNER CORP — None — prt)

CENTRAL VLY COGEN CARSON-ICE 3.59% 07/01/14 — Interest

CHEVRON CORP — Int/Div — Buy

CHEVRON CORP — Sold (part)

CITIZENS PPTY INS CORP FL Al 6.0% 06/01/16 — Interest — Sold

CLEARWATER FL WTR/SWR B 5.0% 12/01/18 — Interest

CME GROUP INC — Int/Div — Buy

CME GROUP INC — Buy

CME GROUP INC — Sold (part)

COACH INC — Int/Div — Sold (part)

COACH INC — Sold (part)

COBALT INTERNATIONAL ENERGY — None — Buy

COBALT INTERNATIONAL ENERGY — Buy

COBALT INTERNATIONAL ENERGY — Sold (part)

COLGATE-PALMOLIVE CO — Int/Div — Sold (part)

COLGATE-PALMOLIVE CO — Sold

COMCAST CORP CL A (NEW) — Int/Div — Sold (part)

COMCAST CORP CL A (NEW) — Sold (part)

CONOCOPHILLIPS — None — Buy

CONTRA COSTA CA WTR SER A 3.5% 10/01/13 — Interest — Sold

COSTCO WHOLESALE CORP — None — Sold (part)

COSTCO WHOLESALE CORP — Sold

DANAHER CORP — Int/Div — Sold (part)

DANAHER CORP — Sold (part)

DARDEN RESTALRANTS INC — Int/Div — Buy

DARDEN RESTAURANTS INC — Buy

DARDEN RESTALRANTS INC — Buy

DARDEN RESTAURANTS INC — Buy

DARDEN RESTALRANTS INC — Buy

DARDEN RESTAURANTS INC — Buy

DARDEN RESTALRANTS INC — Buy

DARDEN RESTAURANTS INC — Sold (part)

DARDEN RESTALRANTS INC — Sold (part)

DAVITA HEALTHCARE PARTNERS INC — None — Sold (part)

DAVITA HEALTHCARE PARTNERS INC — Sold (part)

DAVITA HEALTHCARE PARTNERS INC — Sold

DIAGEO PLC SPONSORED ADR — Int/Div — Buy

DIAGEO PLC SPONSORED ADR — Sold (part)

DISCOVERY COMMUNICATIONS INC CLA — None — Sold (part)

DISCOVERY COMMUNICATIONS INC CLA — Sold (part)

DISCOVERY COMMUNICATIONS INC CLA — Sold

DOW CHEMICAL CO — Int/Div — Buy

DOW CHEMICAL CO — Buy

DOW CHEMICAL CO — Sold (part)

DRIL-QUIP INC — None — Sold (part)

DRIL-QUIP INC — Sold (part)

EAST BAY CA SER Al SF VAR 06/01/2025 — Interest — Sold

EATON CORP — Int/Div — Buy

EATON CORP — Buy

EATON CORP — Sold (part)

EBAY INC — None — Sold (part)

EBAY INC — Sold (part)

ECOLAB INC — Int/Div — Sold (part)

ECOLAB INC — Sold (part)

EDISON INTERNATIONAL — Int/Div — Sold (part)

EDISON INTERNATIONAL — Sold (part)

EDISON INTERNATIONAL — Sold

EMERSON ELECTRIC CO(EMR) — Int/Div — Sold (part)

EMERSON ELECTRIC CO(EMR) — Sold (part)

EMERSON ELECTRIC CO (EMR) — Sold (part)

EMERSON ELECTRIC CO(EMR) — Sold (part)

EMERSON ELECTRIC CO (EMR) — Sold (part)

ENCANA CORP — Int/Div — Buy

ENCANA CORP — Buy

ENCANA CORP — Sold (part)

ENSCO PLC ADR — Int/Div — Buy

ENSCO PLC ADR — Buy

ENSCO PLC ADR — Sold (part)

FOG RESOURCES INC — Int/Div — Sold (part)

FOG RESOURCES INC — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL-F2 — Int/Div — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL-F2 — Buy

EXPRESS SCRIPTS INC — None — Buy

EXPRESS SCRIPTS INC — Sold

EXXON MOBIL CORP — Int/Div — Sold

FACEBOOK INC-A — None — Buy

FACEBOOK INC-A — Buy

FACEBOOK INC-A — Sold

FEDEX CORP — Int/Div — Sold (part)

FEDEX CORP — Sold

FIRST SOLAR INV — None — Sold (part)

FIRST SOLAR INV — Sold

FLWTR PCR SER A SF 4.75% 01/15/28 — Interest — Sold

FLUOR CORP — Int/Div — Sold (part)

FLUOR CORP — Sold

GENERAL ELECTRIC CO (USD) — Int/Div — Buy

GENERAL ELECTRIC CO (USD) — Sold (part)

GENERAL MILLS INC — Int/Div — Sold (part)

GENERAL MILLS INC — Sold

GENPACTLTD — Int/Div — Sold (part)

GENPACTLTD — Sold (part)

GENPACTLTD — Buy

GENPACTLTD — Sold (part)

GILEAD SCIENCES INC — None — Rvd Phurmasset, S46

GILEAD SCIENCES INC — Buy

GILEAD SCIENCES INC — Sold (part)

GOLDEN ST TOBACCO ST APPROP AMBAC 5.5% 6/1/14 — Interest — Sold

GOLDEN STATE TOBACCO CA 2003A SF PRERFEF 6.7% 6/1/39 — Interest — Sold

GOLDMAN SACHS GROUP INC — Int/Div — Sold (part)

GOLDMAN SACHS GROUP INC — Sold (part)

GOLDMAN SACHS GROLP INC — Sold (part)

GOOGLE INCCLA — None — Sold (part)

GOOGLE INCCLA — Sold (part)

GUAM BUS PRIVILEGE TAX 11A 5.0% 01/01/18 — Interest

HALLIBURTON CO — Int/Div — Buy

HALLIBURTON CO — Buy

HALLIBURTON CO — Sold (part)

HARRIS CO TX CHRISTUS HLTH A4 FSA ARC SF — Interest

HOME DEPOT INC — Int/Div — Sold (part)

HOME DEPOT INC — Sold (part)

ILLINOIS TOOL WORKS INC — Int/Div — Sold (part)

ILLINOIS TOOL WORKS INC — Sold (part)

ILLINOIS TOOL WORKS INC — Sold

IMPERIAL OIL LTD USS — Int/Div — Sold

IND LOCAL PUB IMPNATL-RE PREREF £80. 7/1/14 — Interest — Redeemed

INTERNATIONAL BUSINESS MACHINES CORP — Int/Div — Sold (part)

INTERNATIONAL BUSINESS MACHINES CORP — Sold (part)

INTERNATIONAL GAME TECHNOLOGY — Int/Div — Buy

INTERNATIONAL GAME TECHNOLOGY — Sold (part)

INTERNATIONAL GAME TECHNOLOGY — Sold

IRON MOUNTAIN INC — Int/Div — Buy

IRON MOUNTAIN INC — Buy

IRON MOUNTAIN INC — Sold (part)

ISHARES S&P US PREFERRED STOCK INDEX FND — Int/Div — Buy

ISHARES S&P US PREFERRED STOCK INDEX FND — Buy

ISHARES S&P US PREFERRED STOCK INDEX END — Buy

ISHARES S&P US PREFERRED STOCK INDEX FND — Buy

ISHARES S&P US PREFERRED STOCK INDEX FND — Sold (part)

JABIL CIRCUIT INC — Int/Div — Buy

JABIL CIRCUIT INC — Buy

JABIL CIRCUIT INC — Sold (part)

JABIL CIRCUIT INC — Buy

JABIL CIRCUIT INC — Sold (part)

JACK HENRY & ASSOC INC — Int/Div — Buy

JACK HENRY & ASSOC INC — Buy

JACK HENRY & ASSOC INC — Sold (part)

IPMORGAN CHASE & CO — Int/Div — Sold (part)

JIPMORGAN CHASE & CO — Sold (part)

KINDER MORGAN INC — Int/Div — Buy

KINDER MORGAN INC — Sold (part)

KLA-TENCOR CORP — Int/Div — Sold (part)

KLA-TENCOR CORP — Sold (part)

LA CA HARBOR SER C 5.00 08/01/26 — Interest — Sold

LA CITY CA WSTWTR NATL 5.0% 06/0127 — Interest — Redeemed

LA COCA MTA SALES TAX REV D 5% T6 — Interest

LOOPNET INC — None — Sold (part)

LOOPNET INC — Sold (part)

LOUISIANA ST LEASE REV 5.0% 0301/16 — Interest — Sold

MARSH & MCLENNAN COS INC — Int/Div — Sold (part)

MARSH & MCLENNAN COS INC — Sold (part)

MAXIM INTEGRATED PRODS INC — Int/Div — Sold (part)

MAXIM INTEGRATED PRODS INC — Sold (part)

MAXIM INTEGRATED PRODS INC — Sold

METROPOLITAN WTR DIST SO UTHN CALIF REF 3% 7/1/15 — Interest — Sold

METROPOLITAN WTR DIST SOUTHN CAL SER B3 7/1138 — Interest — Redeemed

MICROCHIP TECHNOLOGY INC — Int/Div — Sold (part)

MICROCHIP TECHNOLOGY INC — Sold (part)

MICROCHIP TECHNOLOGY INC — Sold

MICROSOFT CORP — Int/Div — Sold (part)

MICROSOFT CORP — Sold (part)

MONSANTO CONEW COM — Int/Div — Buy

MONSANTO CONEW COM — Buy

MONSANTO CONEW COM — Sold (part)

MOSAIC CO/THE — Int/Div — Buy

MOSAIC CO'THE — Buy

MOSAIC CO/THE — Buy

MOSAIC CO'THE — Buy

MOSAIC CO/THE — Sold (part)

NATIONAL GRID PLC <SP ADR — Int/Div — Sold (part)

NATIONAL INSTRUMENTS CORP — None — Sold (part)

NATIONAL INSTRUMENTS CORP — Sold

NCSTGOSER A S0"% 030114 — Interest — Sold

NESTLE NAM SPON ADR — None — Sold

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Int/Div — Sold (part)

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Buy

NEWELL RUBBERMAID INC — Int/Div — Buy

NEWELL RUBBERMAID INC — Buy

NIELSON HOLDINGS NV USS — None — Sold (part)

NIELSON HOLDINGS NV USS — Sold (part)

NIKEINCCLB — Int/Div — Buy

NIKEINCCOCLB — Sold (part)

NOBLE ENERGY INC — Int/Div — Sold (part)

NOBLE ENERGY INC — Sold (part)

NORDSTROM INC — None — Sold

NORFOLK SOUTHERN CORP — Int/Div — Buy

NORFOLK SOUTHERN CORP — Buy

NORFOLK SOUTHERN CORP — Sold (part)

NOVO NORDISK A/'SCL B ADR — Int/Div — Sold (part)

NOVO NORDISK A'SCL B ADR — Sold (part)

NUCOR CORP — Int/Div — Sold (part)

NUCOR CORP — Sold (part)

OMNICOM GROUP INC — Int/Div — Sold (part)

OMNICOM GROUP INC — Sold (part)

OMNICOM GROUP INC — Sold

OR ST DEPT OF ADMIN COPS 5.0% OS/012018 — Interest — Sold

ORACLE CORP — Int/Div — Buy

ORACLE CORP — Buy

ORACLE CORP — Sold (part)

PEPSICO INC — Int/Div — Sold (part)

PEPSICO INC — Sold (part)

PFIZER INC — Int/Div — Sold (part)

PFIZER INC — Sold (part)

PG&E CORP — Int/Div — Buy

PG&E CORP — Sold (part)

PG&E CORP — Sold

PHARMASSET INC — None — with line 368) — Gilead

PHILIP MORRIS INTERNATIONAL INC — Int/Div — Buy

PHILIP MORRIS INTERNATIONAL INC — Buy

PHILIP MORRIS INTERNATIONAL INC — Sold (part)

POLYCOM INC — None — Sold (part)

POLYCOM INC — Sold (part)

POLYCOM INC — Sold

PROGRESSIVE CORP OHIO — Int/Div — Sold (part)

PROGRESSIVE CORP OHIO — Sold (part)

PULTE GROUP INC — None — Sold

QUALCOMM INC — Int/Div — Sold (part)

QUALCOMM INC — Sold (part)

REPUBLIC SERVICES INC — Int/Div — Buy

REPUBLIC SERVICES INC — Sold (part)

RIO TINTO PLC ADR — Int/Div — Sold (part)

SAN DIEGO CA REGL AIRPORT A 5.0% TR — Interest

SANDIEGO COWTR S.0% 0701/16 — Interest

SAN DIEGO WTR NATL FGIC 5.25% 05/0117 — Interest

SAN FRAN ARPT 2ND 06F NATL-FGIC £259 5/1720 — Interest

SANTA MARGARITA TALEGA CFD 90.1 HHA S0"% 9122 — Interest — Sold

SAP AG SPON ADR — None — Sold (part)

SAP AG SPON ADR — Sold (part)

SAP AG SPON ADR — Sold

SCHLUMBERGER LTD — Int/Div — Buy

SCHLUMBERGER LTD — Buy

SCHLUMBERGER LTD — Sold (part)

SCHWAB CHARLES NEW — Int/Div — Sold (part)

SCHWAB CHARLES NEW — Sold (part)

SCPPA MAGNOLIA PWR 11-A 5.00% 07/0120 — Interest

SCPPA MEAD ADELANTO 12A 5.0% 070118 — Interest — Buy

SCRIPPS NETWORKS INTERACTIVE CLA — Int/Div — Sold (part)

SCRIPPS NETWORKS INTERACTIVE CLA — Sold (part)

SEATTLE GENETICS INC — None — Sold (part)

SEATTLE GENETICS INC — Sold (part)

SHIRE PLC ADR — Int/Div — Sold (part)

SHIRE PLC ADR — Sold (part)

SHIRE PLC ADR — Sold

SIGNET JEWELERS LTD — Int/Div — Buy

SIGNET JEWELERS LTD — Buy

SIGNET JEWELERS LTD — Sold (part)

SOCAPUBPWR AUTH 6" 7/127 — Interest

SPECTRA ENERGY CORP — None — Sold (part)

SPECTRA ENERGY CORP — Sold

SSGA US GOV MONEY MARKET FUND — Int/Div

STANLEY BLACK & DECKER INC — Int/Div — Buy

STANLEY BLACK & DECKER INC — Sold (part)

STARBUCKS CORP — None — Buy

STARBUCKS CORP — Buy

SUNCOR ENERGY INC NEW — None — Sold

TARGET CORP — Int/Div — Buy

TARGET CORP — Sold (part)

TE CONNECTIVITY LTD USS — Int/Div — Sold (part)

TE CONNECTIVITY LTD USS — Sold (part)

THE WALT DISNEY CO — Int/Div — Sold (part)

THE WALT DISNEY CO — Sold (part)

TIFFANY & CONEW — Int/Div — Buy

TIFFANY & CONEW — Sold (part)

TIME WARNER CABLE INC — Int/Div — Sold (part)

TIME WARNER CABLE INC — Sold (part)

TUOLUMNE WIND REV CA TURLOCK IRR DT 5.25% 01/01/24 — Interest

UC REGENTS CA LTD PROJ 12G 5.00% 05/1822 — Interest — Buy

UNION PACIFIC CORP — Int/Div — Sold (part)

UNION PACIFIC CORP — Sold (part)

UNITED PARCEL SERVICE INCCLB — Int/Div — Sold (part)

UNITED PARCEL SERVICE INCCLB — Sold (part)

UNITED TECHNOLOGIES CORP — Int/Div — Buy

UNITED TECHNOLOGIES CORP — Sold (part)

UNITEDHEALTH GROUP INC — Int/Div — Sold (part)

UNITEDHEALTH GROUP INC — Sold (part)

URBAN OUTFITTERS INC — None — Sold (part)

URBAN OUTFITTERS INC — Sold

VERIZON COMMUNICATIONS — Int/Div — Sold (part)

VERIZON COMMUNICATIONS — Sold

VISAINCCLA — Int/Div — Buy

VISA INCCLA — Sold (part)

VISAINCCLA — Sold (part)

WESTLANDS CA WTR DIST MBIA £259. 9/1/17 — Interest — Sold

TRUST #2

AMERICAN FUNDS CAPITAL CALIFORNIA CORE MUNICIPAL FUND — Int/Div — Buy

AMERICAN FUNDS CAPITAL CALIFORNIA CORE MUNICIPAL FUND — Buy

AMERICAN FUNDS CAPITAL CORE MUNICIPAL FUND — Int/Div — Buy

AMERICAN FUNDS CAPITAL CORE MUNICIPAL FUND — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F2 — Int/Div — Buy

AMERICAN FUNDS AMERICAN FUNDS CAPITAL INCOME BUILDER CL 2 — Buy

AMERICAN FUNDS ELUROPACIFIC GROWTH FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA — Int/Div — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACLF2 — Int/Div — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Buy

AMERICAN FUNDS SMALLCAP WORLD FUNDCL F2 — Int/Div — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F2 — Buy

SSGA US GOV MONEY MARKET FUND — Int/Div

MS Brokerage Asset Acct

Alameda Co CTFS 5.375% 12/1/16 — Interest — Sold

Alhambra CA Sch Dist 3.0% 8/1/26 — Interest — Buy

Alvord CA Sch Dist 5.0% 8/1/27 — Interest — Buy

Alvord CA Sch Dist 5.00 8/1/27 — Buy

Aruba Network Service (X) — None

Banning CA Sch Dist. 4.75% 8/1/23 — Interest

Belmont CA Fing Auth 4.0% 9/1/26 — Interest — Buy

Berkeley CA Sch Dist. 3.875% 8/01/18 — Interest

Burbank CA Pub Fling 5.250% 12/1/17 — Interest

Buttonwillow CA Sch Dist S.5% 11/1/27 — Interest — Buy

CA ST Dept Wir 5.00% 5/1/21 — Interest

CA ed FACS 4.250 10/1/18 — Interest

Cal ST GO 4.500" 8/01/26 — Interest

CASTGO S00" 8/1/27 — Interest — Buy

CAST GO 4.75% 9/1/28 — Interest — Buy

Cal ST Pub Works 5.25% 12/1/26 — Interest — Buy

Cal ST Pub Works 4.0% 6/1/27 — Interest — Buy

Cal ST Pub Works 4.0% 6/1/27 — Buy

CA St Pub Works 5.25% 6/1/20 — Interest

CAST Pub Works 4.6000 12/1/20 — Interest — Redeemed

CA ST Pub Works 4.2000 5/1/19 — Interest

CA ST Pub Works S.000% 6/1/18 — Interest

Carmichael CA WTR Dist 5.0% 11/1/25 — Interest — Buy

Chino Hills CA Tax Rev 4.25% 9/1/24 — Interest

Chula Vista CA Pub Fing 3.875% 9/1/17 — Interest

Chula Vista CA Sch Dist 4.0% 8/1/26 — Interest — Buy

Coachella CA Sch Dist 5.000% 8/1/19 — Interest

Colton CA Sch Dist 3.25% 8/1/26 — Interest — Buy

Compton CA WTR Rey 5.625% 8/1/27 — Interest — Buy

Cupertino CA CTFS 3.0% 7/1/26 — Interest — Buy

Delano CA Sch Dist 4.000% 2/1/25 — Interest

Delano CA Sch Dist 4.5% 8/1127 — Interest — Buy

Desert CA Cmuty Coll, 5.00% 8/1/23 — Interest

Dublin CA Sch Dist 4.125% 8/1/21 — Interest

Dublin CA Sch Dist 5.0% 8/1/25 — Interest — Buy

East Bay CA Util Dist. 5.000% 6/1/18 — Interest

East Side Sch Dist 5.0% 8/1/24 — Interest — Buy

El Monte CA Sch Dist. 5.000% 6/1/22 — Interest

Escondido CA CIS 4.250% 9/1/19 — Interest

Fairfield CA Sch. Dist, 4.000% 8/7/27 — Interest

Fontana CA Pub Fing 4.000% 9/1/18 — Interest

Fremont CA Sch Dist 5.00 8/1/25 — Interest — Buy

Fresno CA Sch Dist 5.25% 8/1/27 — Interest — Buy

Fresno CA Sch Dist 3.5% 8/1/26 — Interest — Buy

Gilroy CAFing Auth. 4.000% 11/01/24 — Interest

Hemet CA Sch Dist 4.0% 8/1/23 — Interest — Buy

Hollister CA Fing Auth. 5.000% 6/01/25 — Interest

Huntington Beach CA Pub Fing 5.0% 9/1/25 — Interest — Buy

Impenal ONTY CA Sch Dist 3.25% 6/1/23 — Interest — Buy

Jefferson CA Sch Dist. S.000% 8/1/26 — Interest

Jefferson CA Sch Dist. $.0% 7/15/26 — Interest — Buy

Kern ONTY CA Wir Dist $.0% 5/1/28 — Interest — Buy

Lake Arrowhead CA Dist Wir 4.500% 1126 — Interest

Liberty CA High Sch. 4.250% 8/1/26 — Interest

Lincoln CA Sch Dist. 4 500% 8/1/19 — Interest

Lodi CA Elec Sys 4.5% 7/1/25 — Interest — Buy

Los Angeles CA Comm College 5.0% R126 — Interest — Buy

Los Angeles CA DWP 5.0% 7/1/26 — Interest — Buy

Los Angeles CA Sch Dist 4.75% 7/1/25 — Interest — Buy

Los Angeles CA Sch Dist. 4.50% 7/1/22 — Interest

Madera Co CTFS 4.250% 8/1/22 — Interest

Malibu CA CTFS 4.5% 7/1127 — Interest — Buy

Montclair CA Fing Auth 3.875% 10V1/16 — Interest

Mountain View CA High School 4.125% 8116 — Interest

Napa Co CTFS 3.600% 2/1/17 — Interest

Oceanside CA Sch Dist 4.5% 8/1/28 — Interest — Buy

Oxnard CA Fing Auth. 4.750% 6/1/24 — Interest

Palmdale CA Redev Agy 3.800% 9/1/16 — Interest

Palm Desert CTFS 5.00% 4/01/22 — Interest

Pasadena CA Elec Rev 5.000% 6/1/16 — Interest — Sold

Pasadena CA CTFS 5.0% 2/1/24 — Interest — Buy

Pasadena CA Elec Rev 4.0% 8/1/24 — Interest — Buy

Placentia-Yorba Linda CA Sch Dist 2.75% R126 — Interest — Buy

Port Oakland CA Rev Ref 5.00% 11/01/21 — Interest

Redding CA Elec Sys 5.0% 6/1/27 — Interest — Buy

Redlands CA Sch Dist. 5.000% 7/1/25 — Interest

Redondo Beach CA Sch Dist 4.0% 8/1/28 — Interest — Buy

Redwood City CA Sch Dist 3.0% 8/1/26 — Interest — Buy

Riverside Co CTFS 3.875% 11/1/14 — Interest

Sacramento CA Unl Dist 5.000% S/15/14 — Interest

Sacramento CA CTFS 5.0000 12/0121 — Interest

Salinas CA CTFS 4.500% 9/1/20 — Interest

San Diego Co Wir Auth 4.000% 5/1/20 — Interest

San Diego CA Sch Dist 5.5% 7/1/24 — Interest — Buy

San Diego CNTY CA Reg] Trans 5.0% 4129 — Interest — Buy

San Francisco CA Pub Util 5.0% 11/1/28 — Interest — Buy

San Francisco CA Pub Util 5.0% 11/1/26 — Interest — Buy

San Gabriel CA Sch Dist 5.25% 8/1/24 — Interest — Buy

San Juan Capistrano Co Fing Auth 4.000% 12/1/17 — Interest

San Leandro CA Sch Dist 4.5% 8/1/26 — Interest — Buy

San Luis Obispo CA CAP IMPR 4.00% 12127 — Interest — Buy

Samta Clara CA Sch Dist 3.500% 7/1/24 — Interest

Santa Cruz Co CTFS 3.875% 8/1/16 — Interest

Santa Cruz Co C1¥S 4.2000 8/1/19 — Interest

Santa Rosa CA Sch Dist 3.800% 8/1/17 — Interest

Santa Rosa CA Wir Rey S.0% 9/1/26 — Interest — Buy

So Cal Logistics 4.125% 12/1/20 — Interest

So CA Pub Pwr Auth 5.150% 7/118 — Interest

So Gate CA fing Auth 5.250% 9/1/19 — Interest

Stockton CA Sch Dist S.000% 8/1/24 — Interest

The Pantry common stock — None

Tracy CA Jt Powers 4.200°% 9/2/17 — Interest

Turlock CA Pub Fing 4.300% 9/15/16 — Interest

Western Riverside WTR 4.250% 9/1/21 — Interest

Yountville CA Fin Auth 4.375% 10/1/24 — Interest

MS Bank Deposit — Interest

FS Equity Partners 1V

Sur La Table — None

Ross-Stmmons — None

FS Equity Partners V

N.E.W. Companies common stock — Int/Div — Sold

HH. Gregg Inc common stock — None

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None — Sold

Savers lnc common stock — None — Sold

PETCO Ammal Supply common stock — Int/Div — Sold (part)

El Polo Loco Inc common stock — None

FS Equity Partners VI

Paradies Holdings common stock — None

BECO Holding Co common stock — Int/Div

Floor and Decor common stock — None

Boot Bam common stock — None

First Watch common stock — None

MicroStar Common Stocks — None — Buy

Riordan Venture Assoc. (LP. Inc.)

RLH Silversado Dividend Pref. Stock debt — Interest — Sold

Cymetrix Corp common stock — None

Con-Cise Lens Co common stock — None — Sold

Saebro Inc common stock — None

Maxait common stock — None — Sold

Triple 7 Group common stock — None

TW Holdings common stock — None

Cyber Coders Holdings common stock — None

Creanve Cucle preferred and common stock — None — Sold

Apothecary Shops preferred stock — None

Secure Mission Solutions LLC — None

ONE Industries common stock — None

Bluewolf Group LLC — None

Siteworx — None — Buy

Charter Group — None — Buy

RGM Group — None — Buy

DCRX Infusion — None — Buy

Bistro 45 common stock — Int/Div

MS Retire Accts (401k-profit)

Invesco Pacific Growth Fund — Int/Div

MSDW Liquit Asset Account Trust Fund — Int/Div

Hewlett Packard common stock — Int/Div

Procter & Gamble common stock — Int/Div

CVS Corp. common stock — Int/Div — Sold

Altria Group common stock — Int/Div

Cisco Sys common stock — Int/Div

Kraft Foods Inc common stock — Int/Div

Mondelez Int'l common stock — Int/Div — from line 833)

Philip Morris — Int/Div

Invesco Div. Growth Fund — Int/Div

American Funds New World Fund — Int/Div — Buy

Amencan Funds New World Fund — Buy

R&M Encelle Partners ( Partnership Interest) — None

Trust #3 (M/S UTM-

General Elec common stock — Int/Div

American Funds New World Fund — Int/Div

TRUST #4 (IR-

American Funds Capital Core Municipal Fund — Int/Div — Sold (part)

American Funds Capital Income Builder Inc CLF? — Int/Div — Buy

American Funds Capital World Growth & Income Fund CL F2 — Int/Div — Sold (part)

American Funds EuroPacific Growth Fund CLF2 — Int/Div

American Funds Fundamental Investors Inc CLF2 — Int/Div — Sold (part)

American Funds Fundamental Investors Inc CLF2 — Sold (part)

American Funds Growth Fund of America Inc CL RS — Int/Div

American Funds Investment Company of Amenca CL F2 — Int/Div

American Funds New Perspective Fund CL 0d — Int/Div

American Funds New World Fund CL F2 — Int/Div

American Funds SmallCap World Fund CL 0d — Int/Div

American Funds Cash Mgmt Trust of Amenca — Int/Div

Trust #5 (IR- )

American Funds Capital Core Municipal Fund — Int/Div — Sold (part)

American Funds Capital Income Builder Inc CL RS — Int/Div — Buy

American Funds Capital World Growth & Income — Int/Div — Sold (part)

American Funds EuroPacific Growth Fund CLF2 — Int/Div

American Funds Fundamental Investors Inc CLP? — Int/Div — Sold (part)

American Funds Fundamental Investors Inc CLF? — Sold (part)

American Funds Growth Fund of America Ine CL RS — Int/Div

Amencan Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL 4 — Int/Div

Amencan Funds New World Fund CL F2 — Int/Div

American Funds SmallCap World Fund CL 2 — Int/Div

American Funds Cash Mgmt Trust of America — Int/Div

Trust #6 (98.

Invesco Dividend Growth — Int/Div

American Funds New World Fund — Int/Div

MSDW Active Money Trust — Int/Div

NEW. Companies common stock — Int/Div — Sold

HH Gregg Inc common stock — None

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None — Sold

Savers Inc common stock — None — Sold

PETCO Animal Supply common stock — Int/Div — Sold (part)

El Pollo Loco common stock — None

American Funds Capital Califorma Core Municipal Fund — Int/Div — Buy

American Funds Capital California Core Municipal Fund — Buy

American Funds Capital Core Municipal Fund — Int/Div — Buy

American Funds Capital Core Municipal Fund — Buy

American Funds Capital Income Builder Inc CLF? — Int/Div — Buy

American Funds Capital Income Builder Inc CLF? — Buy

American Funds Capital World Growth & Income Fund CL F2 — Int/Div — Sold

American Funds EuroPacific Growth Fund CLF2 — Int/Div — Buy

American Funds Fundamental Investors Inc CLF? — Int/Div — Buy

American Funds Fundamental Investors Inc CLF? — Buy

American Funds Growth Fund of America Ine CL RS — Int/Div — Buy

American Funds Investment Company of America CL F2 — Int/Div — Buy

American Funds New Perspective Fund CL 0d — Int/Div — Buy

American Funds New World Fund CL F2 — Int/Div — Buy

American Funds New World Fund CL F2 — Buy

American Funds SmallCap World Fund CL 0d — Int/Div — Buy

American Funds SmallCap World Fund CL 2 — Buy

American Funds Cash Mgmt Trust of Amenca — Int/Div

Trust £7 (981)

Invesco Dividend Growth — Int/Div

Amencan Funds New World Fund — Int/Div

MSDW Active Money Trust — Int/Div

NEW. Companies common stock — Int/Div — Sold

HH Gregg Inc common stock — None

Bright Now Inc common stock — None

Mattress Giant Corp common stock — None — Sold

Savers Ine common stock — None — Sold

PETCO Ammal Supply common stock — Int/Div — Sold (part)

El Pollo Loco common stock — None

American Funds Capital California Core Muni Fund — Int/Div — Buy

American Funds Capital California Core Muni Fund — Buy

American Funds Capital Core Municipal Fund — Int/Div — Buy

American Funds Capital Core Municipal Fund — Buy

American Funds Capital Income Builder Inc CLF2 — Int/Div — Buy

American Funds Capital Income Builder Inc CLF2 — Buy

American Funds Capital World Growth & Income Fund CL F2 — Int/Div — Sold

American Funds EuroPacific Growth Fund CLF? — Int/Div — Buy

American Funds Fundamental Investors Inc CLF? — Int/Div — Buy

American Funds Fundamental Investors Inc CLF? — Buy

American Funds Fundamental Investors Inc CLF2 — Buy

American Funds Fundamental Investors Inc CLF? — Buy

American Funds Growth Fund of America Inc CL RS — Int/Div — Buy

American Funds Investment Company of America CL F2 — Int/Div — Buy

American Funds New Perspective Fund CL FF? — Int/Div — Buy

American Funds New World Fund CL F2 — Int/Div — Buy

American Funds New World Fund CL F2 — Buy

American Funds SmallCap World Fund CL vd — Int/Div — Buy

American Funds SmallCap World Fund CL FF — Buy

American Funds Cash Mgmt Trust of America — Int/Div

Real Estate Partnership - Lau — None

Real Estate Partnership - W.0 — None — Buy

Real Estate Partnership - Lau W — None — Buy

Dorset Capital Partnership Invest — Interest

Citibank Money Market Fund — Interest

Citibank Checking — Interest

Citibunk Checking — Interest

Fargo Investment Partmership (Y) — None — Sold (part)

Bulldog Partners — None — Sold

Bulldog Partners 11 — None — Sold

Regents Banshares — None — Sold

JRK Multifamily LP — None — Buy

Clean Diesel Tech, Inc. Common Stock — None — Sold

Urban Housing Investment Fund — None

JP Morgan Account

Bluebay Emerging Market Fund — None — Buy

Gavea Fund — None — Buy

Global Access Explorer Fund — None — Buy

Maverick Fund — None — Buy

York Credit Opportunity Fund — None — Buy

Blackstone Real Estate Fund — None — Buy

JPM Realty Income Fund — Int/Div — Buy

BNP Brent CBEN 11/16/13 — None — Buy

Path-UBS Commodity Index Fund — None — Buy

SPDR Gold Trust — None — Buy

JPM Mort-Backed Fund — Int/Div — Buy

JP Morgan Floating Rate Fund — Int/Div — Buy

GS MXN Note 1223/13 — None — Buy

Brevan Howard Emerging Market Fund — None — Buy

JPMorgan Tri Ex Fund — Int/Div — Buy