James Knoll Gardner

Rental Property #1, Torrence, California (1997 $533.333) — Rent

Time Share #1, Williamsburg, Virginia (1999 S18.700) — Reat

Santander Bank Accounts — Interest

Brokerage Account I

Morgan Stanley Private Bank NA — Interest

LM Clearbridge Apprec. Fd. Cl. A - Mut Fd. (See Part VIII — Int/Div

Calamos Convertible & High Income Fund Closed Fad Fund — Int/Div

Wells Fargo & Company - Common Stock — Int/Div

Calamos Strategic Total Return Fund Closed Fad Fund — Int/Div

Eaton Vance Tax Eqty. Inc. Fund - Closed End Fund — Int/Div

NuStar Energy L.P. - Common Stock — Int/Div — Sold — N/A

BT Group PLC ADR - USD - Common Stock — Int/Div

BlackRock Global Alloc. Fd. «- Mutual Fund — Int/Div — Sold (part) — N/A

Intel Corporation « Common Stock — Int/Div

Baron Growth Fund-Mutual Fund — Int/Div

Eaton Vance Large-Cap Value Fund Class A Mutual Fund — Int/Div

Janus Forty Class S - Mutual Fund — Int/Div

Lazard Emerging Markets Port Fund Mutual Fund — Int/Div

Pimco Total Return Fund Class D - Mutual Fund — Int/Div

Pimco Commodity Real Return Fund Class D - Mutual Fund — Int/Div

T Rowe Price Int'l Bond Fund - Mutual Fund — Int/Div

Royce Premier Fund INV Class - Mutual Fund — Int/Div

Johnson & Johnson - Common Stock — Int/Div

Magellan Midstream Partners LP - Common Stock — Int/Div

Microsoft Corp. - Common Stock — Int/Div

DWS Floating Rate Fund Class C - Mutual Fund — Int/Div

Deutsche Floating Rate C - Mutual Fund — Int/Div

Deutsche Managed Municipal Bond ( Mutual Fund — Interest

Ishares Nasdaq Biotech ETF - Closed End Fund — Int/Div — Buy — N/A

SPDR S & P Biotech - Closed End Fund — Int/Div — Buy — N/A

Unit FT Cyber Security 1 - Equity Trust — Int/Div — Buy — N/A

Berkshire Hathaway Class B - Common Stock — Int/Div — Buy — N/A

Mainstay Hi Yd. Corp. Bond C1. A/l Corporate Bond (See Part VII) — Int/Div

Pepsico Inc. NC « Common Stock — Int/Div

Vanguard European MSCI ETF - Closed End Fund — Int/Div

Bank of America Corp. - Common Stock — Int/Div

End of Brokerage Account #1

Brokerage Account #2 {Custodial Account #1) redeemed S/20/04

Brokerage Account #3 (Custodial Account #2) redeemed 8/2807

IRA #1 redeemed 8727409

Brokerage Account #4.

LM Clearbridge Apprec. Fd. C1. A - Mut Fund (See Part VIII — Int/Div

Eaton Vance Global Return Fund Class € Mutual Fund — Int/Div — Sold — N/A

Intel Corporation « Common Stock — Int/Div — Sold — N/A

General Electric Company - Common Stock — Int/Div — Sold — N/A

Pure Funds ISE Cyber Security - Closed End Fund — None — Buy — N/A

End of Brokerage Account #4

Time Share #2, Williamsburg, Virginia (2002 S19.900) — Rent

IRA #2

Royce Total Return Fund Consultant Mutual Fund — Int/Div

Invesco Van Kampen Eq.& Inc. Fd. Cl. Mutual Fund — Int/Div

American Funds-Growth Fund of America Class C - Mutual Fund <(Y)

Oppenheimer Developing Markets Fund Class C - Mutual Fund — Int/Div

Lincoln National Life Insurance Co Annuity — None

BlackRock Global Allocation Fund Ing Mutual Fund — Int/Div

Putnam Asset Allocation Balanced Class € Mutual Fund — Int/Div

Consolidated Edison Inc. - Common Stock — Int/Div

GNMA REMIC-Ser. 2004-75-C1. NG-Ast. Bkd. Sec. -(Y)

BlackRock Equity Dividend Fund Class ( Mutual Fund — Int/Div

Morgan Stanley Bank, NA. - Bank Deposit Program (X) — Interest

GNMA REMIC-Series 2012 CL 129 YA Asset-Bkd, Security — None

BlackRock Mult-Asset Inc. Class C - Mutual Fund — Int/Div

Amencan Funds - Growth Fund of Amenca Fl - Mutual Fund — Int/Div

End of IRA £2

New York Life Whole Life — Int/Div

Brokerage Account #5 redeemed 04/22/10

KNBT Bank Accounts — Interest

Rental Property #2, Lehigh County, PA (2006 S250.000) — Rent

Fun$ Money Investment Club Partnership — Int/Div

US. Savings Bonds — Interest

Fidelity Mutual Life Insurance Co. - Whole Life — Int/Div

Tune Share #3, Williamsburg, Virginia (2011 S19.095) — Reat

Lafayette Ambassador Bank Accounts — Interest

Brokerage Account #6

Stroudsburg PA Area Sch. Dist.-A Municipal Bond — Interest — Sold — N/A

Oppenheimer Devel. Mkts. Class C-Mutual Fund — Int/Div

PPL Corporation - Common Stock — Int/Div

Franklin Income - Mutual Fund — Int/Div — Sold — N/A

End of Brokerage Account #6

Brokerage Account #1 continued

Invesco Premier PTF INSTL - Mutual Fund wy)

Ofhicer, Director, Allentown Symphony Association

Director, Boys and Girls Club of Allentown, Inc

Director, Police Athetic League, Inc

General Partner (passive mvestment in Subchapter "S™ Corporation), 1/6 share of Rental Property #1

Executive Committee, Minsi Trails Council, Boy Scouts of America

Agreement — 2002 — State Employees Pension Fund: retirement pension for former judicial position, includes medical imsurance and long- term care benefits, no control

Liability — Prudential Asset Resources — 1/6 share Mortgage on Rental Property #1, Torrence, California {Part VII, line 1)

Liability — Chase Card Services (Y) (See Part VII — Credit Card (Visa)

Reimbursement — Third Circuit Judicial Retreat — April 26 - 28, 2015 — Skytop, Pennsylvania — Judicial Retreat — Hotel, Reception, Meals and Registration Fee

Reimbursement — US. District Court for the Eastern District of PA — Tr li A a Ty — pi Cui wre tte Sa be — TEE Palle” rr eT aT hy NT

Reimbursement — Bar Association of Lehigh County — October 16 - 18, 2015 — Gettysburg, PA — Bench - Bar Conference — Hotel, Reception, Meals and Registration Fee

Reimbursement — Third Circuit Judicial Conference — October 21 - 23, 2016 — Bedford, PA — Judicial Conference — Hotel, Reception, Meals and Registration Fee

Income — 2015 — State Employees Pension Fund reported in Part II {fixed benetits from a vested pension plan) — S67.455.60

Spouse's income — 2015 — self-emploved piano teacher

1. Re Part VI, Line 2: This hability, a Visa Credit Card, was reported in Part VI, Lime 2 of the calendar year 2014 Financial Disclosure Report. However, at no

time during calendar yeur 2015 did this obligation exceed $10,000.00. Therefore, this credit card obligation is not reportable in this 2015 Financial Disclosure

Report, as indicated by a parenthetical (Y) in Part VI, Line 2 of this report

2. Re Pant VIL, Lines 6 and 42: The abbreviation "LM" means Legg Mason.