Cormac J. Carney

HD — Int/Div

MRK — Int/Div

BRKB — Int/Div

TGT — Int/Div

P&G — Int/Div

AAPL — Int/Div

Wells Fargo Bank Accounts — Interest

Vanguard Wellington Fund — Int/Div

Vanguard Health Fund — Int/Div

Janus Forty Fund — Int/Div

American Century - Ulta — Int/Div

County Deferred Comp. Plan (H)

Stable Value Fund — Int/Div

Loomis Savles Cove Plus Bond N — Int/Div

IRA Brokerage (H)

Pimco INCM - PONDX — Int/Div

Prudential High Yield Fund - PHYZX (X) — Int/Div

Schwab Money Market Fund — Interest

COST — Int/Div

Clipper Fund - CFIMX — Int/Div

Mendian Growth Fund «- MERDX — Int/Div

Schwab 1000 Index Fund - SNXSX — Int/Div

Schwab Int] Index Fund - SWINX — Int/Div

Tweedy Browne Global Value Fund TBGVX — Int/Div

Vanguard Small Cap Index Fund - NAESX — Int/Div

SPYG — Int/Div

401K) (H)

Dodge and Cox Stock — Int/Div

American Funds Target 2025 — Int/Div

Metro West Total Retum — Int/Div

Brokerage Account (H)

American Funds - Balanced — Int/Div

Capital Income Bldr FD - CIBCX — Int/Div

American Funds - Growth Fund — Int/Div

Investco Small Cap Value — Int/Div

Washington Mutual Investors Fund WSHCX — Int/Div

American Funds - New Perspective Fund — Int/Div

Putnam CA Tax Exempt Income FD - CLA — Int/Div

IRA Rollover (H)

Growth FD Amer lnc - GFACX — Int/Div

Franklin Rising Dividends - FRDPX — Int/Div

Allianz NFJ Small Cap - PCVAX — Int/Div

Capital World Growth & Income CWGAX — Int/Div

Pimco Total Return - PTTAX — Int/Div

Amer Blanced Fund - BALCX — Int/Div

Investeo Global Core Eq Fund — Int/Div

Variable Life Insurance (H)

NW Mutual - Mid Cap Grth Stock — Int/Div — Sold

NW Mutual Growth Stock Fund — Int/Div — Sold

NW Mutual Index 400 Stock Fund — Int/Div

NW Mutual Small Cap Growth Fund — Int/Div — Sold

Russell Non-US Fund — Int/Div — Sold

Russell Real Estate Securities Fund — Int/Div

T Rowe Price Small Cap Value — Int/Div — Sold

Delaware Mgmt Domestic Equity — Int/Div — Sold

Wells Capital Mgmt (X) — Int/Div — Buy

Index 500 (X) — Int/Div — Buy

International Growth (X) — Int/Div — Buy

Fideltiy VIP Contrafund {X) — Int/Div — Buy

Index 600 (X) — Int/Div — Buy

Research International Core (X) — Int/Div — Buy

Aberdeen Emerging Markets Equity (X) — Int/Div — Buy

Pinco MultiSector Bond (X) — Int/Div — Buy

Inherited IRA (H)

IPM — Int/Div

FDFFX — Int/Div — Sold (part)

PRPFX — Int/Div — Sold (part)

FDRXX — Interest

FSCRX — Int/Div — Sold (part)

Retirement Savings Program (H)

UC Domestic Equity Index Fund — Int/Div

UC International Equity Index Fund — Int/Div

UC Domestic Sm Cap Eq — Int/Div

UC Bond Fund — Int/Div

UC Pathway 2060 — Int/Div

Family Trust # 1 (H)

Wells Fargo Accounts (X) — Interest

Bank of America Account (X) — Interest

Fundamental Investors (ANCFX) (X) — Int/Div

Guggenheim Styleplus LG Core (SECEX) xX) — Int/Div

SPDR S&P MidCap 400 (MDX) (X) — Int/Div

Northern Fds Small Cap Index (INSIDX) (xX) — Int/Div

Northem Fds Equity Index (NOINX) (X) — Int/Div

DFA Invt Dimensions Emerg Mkis (DFCEX)(X) — Int/Div

Northem Fds Ultra Short Fixed Inc INUSFX) (X) — Int/Div

Northem Fds Bond Index (NOBOX) (X) — Int/Div

Northemm High Yield Fixed Income INHFIX) (XH) — Int/Div

Shell Intl B (RDSALNY (X) — Int/Div

Flexshares Index Target Duration (TDTT) (X) — Int/Div

Northern Fds Global Real Estate (NGREX) (xX) — Int/Div

Co-Trustee, Famuly Trust #1

Power of Attormey, Family Member

Spouse's income — 2018 — University of California, Irvine - salary

Spouse's income — 2018 — University of California Retirement Plan

1. Part VII: Item 38: On Apnl 10, 201K, Putnam CA Tax Exempt Income Fund Class C was converted to Putnam CA Tax Exempt Income Fund Class A.

2, Part VII: Tem 41: On October 23, 2018, Franklin Rising Dividends Fund Class C was converted to Franklin Rising Dividends Fund Class A.

3. Part VII: Item 42: On October 10, 2018, Allianz NFJ Small Cap Fund Class C was converted to Allianz NFJ Small Cap Fund Class A.