Randolph J. Haines

IRA #1 — Distribution

IQ Canada Small Cap ETF - CNDA — Buy

IQ Canada Small Cap ETF - CNDA — Sold (part)

IQ Canada Small Cap ETF - CNDA — Sold (part)

IQ Canada Small Cap ETF - CNDA — Sold

Calvert FD High Yield - CYBAX — Int/Div — Sold

Powershares DB Precious Metals - DBP — Buy

Powershares DB Precious Metals - DBP — Buy (add'l)

Powershares DB Precious Metals - DBP — Sold

Doubleline Total Return Bond - DLTNX — Int/Div — Buy

Doubleline Total Return Bond - DLTNX — Sold

Proshares Short MSC1 EAFE - EFZ — Buy

Proshares Short MSC1 EAFE - EFZ — Buy (add'l)

Proshares Short MSC1 EAFE - EFZ — Sold

Proshares Short MSC1 EAFE - EFZ — Buy

Proshares Short MSC1 EAFE - EFZ — Sold

IShares MSCI All Peru CapEnd Index FD «EPL — Int/Div — Sold

IShares MSC Mexico « EWW — Buy

IShares MSC Mexico « EWW — Sold

IShares MSC South Korea - EWY — Buy

IShares MSC South Korea - EWY — Sold

First Trust DJ Internet - FDN — Int/Div — Buy

First Trust DJ Internet - FDN — Buy (add'l)

First Trust DJ Internet - FDN — Sold (part)

First Trust DJ Internet - FDN — Sold

Market Vectors Junior Gold Miners ETF aGDhXJ — Buy

Market Vectors Junior Gold Miners ETF aGDhXJ — Buy (add'l)

Market Vectors Junior Gold Miners ETF aGDhXJ — Sold

SPDR Gold TR Gold Shares ETF - GLD — Buy

SPDR Gold TR Gold Shares ETF - GLD — Sold

SPDR Gold TR Gold Shares ETF - GLD — Buy

SPDR Gold TR Gold Shares ETF - GLD — Sold (part)

SPDR S&P Rmergmg Europe ETF - GLR — Int/Div — Buy

SPDR S&P Rmergmg Europe ETF - GLR — Sold

Global X Interbolsa FTSE Colimbia GXG — Int/Div — Sold

1ICON Funds Consumer Discretionary 1ICCCX — Buy

1ICON Funds Consumer Discretionary 1ICCCX — Sold (part)

1ICON Funds Consumer Discretionary 1ICCCX — Sold

TDAM US. Govt. Money Mkt - IDA12 — Int/Div

Market Vectors Indonesia Index ETF IDX — Buy

Market Vectors Indonesia Index ETF IDX — Sold

IShares DJ US Oil & Equip - IEZ — Int/Div — Buy

IShares DJ US Oil & Equip - IEZ — Sold

IShares DJ US Pharma Index - IHE — Buy

IShares DJ US Pharma Index - IHE — Sold

IShares DJ US Industrial Sector - 1Y) — Int/Div — Buy

IShares DJ US Industrial Sector - 1Y) — Buy (add'l)

IShares DJ US Industrial Sector - 1Y) — Sold

Barclays Banks PLC [Path DJ UBS AGRI Total Return - JA — Buy

Barclays Banks PLC [Path DJ UBS AGRI Total Return - JA — Sold

Barclays Banks PLC 1Path DJ UBS SOFTS Total Retum - JS — Buy

Barclays Banks PLC 1Path DJ UBS SOFTS Total Retum - JS — Sold

Market Vectors Coal ETF <- KOL — Buy

Market Vectors Coal ETF <- KOL — Sold (part)

Market Vectors Coal ETF <- KOL — Sold

Metro West FDS High Yield FD MWHYX — Int/Div — Buy

Metro West FDS High Yield FD MWHYX — Sold

ProShares Short MidCap 400 - MY'Y — Buy

ProShares Short MidCap 400 - MY'Y — Sold

Columbia MGMT CONV SEC - PACIX — Int/Div — Buy

Columbia MGMT CONV SEC - PACIX — Buy (add'l)

Columbia MGMT CONV SEC - PACIX — Buy (add'l)

Columbia MGMT CONV SEC - PACIX — Sold (part)

Columbia MGMT CONV SEC - PACIX — Sold

PIMCO GNMA A - PAGNX — Int/Div — Buy

PIMCO GNMA A - PAGNX — Sold

PIMCO Real Return BD FD Admin PARRX — Int/Div — Buy

PIMCO Real Return BD FD Admin PARRX — Sold

PIMCO Funds Commodity/Real Return Strat A - PCRAX — Buy

PIMCO Funds Commodity/Real Return Strat A - PCRAX — Sold

PIMCO FDS Real Est Real Return Strat FD - PETAX — Int/Div — Buy

Powershares Pharmaceuticals Port - PJP — Int/Div — Buy

Powershares Pharmaceuticals Port - PJP — Sold (part)

Powershares ETF - PKOL — Int/Div — Buy (add'l)

Powershares ETF - PKOL — Buy (add'l)

Powershares ETF - PKOL — Sold

Price T Rowe Health Sciences Com PRHSX — Buy

Price T Rowe Health Sciences Com PRHSX — Sold

Powershares S&P Small Cap Energy Port «-PSCE — Buy

Powershares S&P Small Cap Energy Port «-PSCE — Sold

Powershares Semiconductors Port - PSI — Buy

Powershares Semiconductors Port - PSI — Sold

SPDR S&P Russia ETF - RBL — Int/Div — Buy

SPDR S&P Russia ETF - RBL — Sold

RYDEX ETF - RSP — Int/Div — Buy

RYDEX ETF - RSP — Sold

Proshares Short Russell 2000 - RWM — Buy

Proshares Short Russell 2000 - RWM — Sold

SPDR DOW Jones REIT EFT - RWR — Int/Div — Buy

SPDR DOW Jones REIT EFT - RWR — Sold

LEGG Mason Western Asset Strat Income ~SDSAX — Int/Div — Sold

LEGG Mason Western Asset Strat Income ~SDSAX — Buy

LEGG Mason Western Asset Strat Income ~SDSAX — Sold

Proshares Short Financials ETF - SEF — Buy

Proshares Short Financials ETF - SEF — Buy (add'l)

Proshares Short Financials ETF - SEF — Buy (add'l)

Proshares Short Financials ETF - SEF — Sold (part)

Proshares Short Financials ETF - SEF — Sold

RYDEX/SGI FDS High Yield - SIHAX — Int/Div — Buy

Pioneer Funds High Yield FD CL A TAHYX — Int/Div — Buy

Pioneer Funds High Yield FD CL A TAHYX — Buy (add'l)

Pioneer Funds High Yield FD CL A TAHYX — Buy (add'l)

Pioneer Funds High Yield FD CL A TAHYX — Sold

IShares MSC Thailand Index Fund <- THD — Sold

Touchstone FDS High Yield CL A THYAX — Int/Div — Buy

DWS INSTL FDS Global Inflation Plus TIPAX — Int/Div — Buy

DWS INSTL FDS Global Inflation Plus TIPAX — Buy (add'l)

DWS INSTL FDS Global Inflation Plus TIPAX — Buy (add'l)

iShares MSC1 Turkey Index Fund - TUR — Sold

USAA MUT FD INC High Yield OPPS USHYX — Int/Div — Sold (part)

USAA MUT FD INC High Yield OPPS USHYX — Sold

Vanguard Info Tech Index - VGT — Int/Div — Buy

Vanguard Info Tech Index - VGT — Buy (add'l)

Vanguard Info Tech Index - VGT — Sold (part)

AMEX SPDR Energy Select Index - XLE — Buy

AMEX SPDR Energy Select Index - XLE — Sold

AMEX SPDR Utilities Select Index - XLU — Int/Div — Buy

AMEX SPDR Utilities Select Index - XLU — Sold (part)

SPDR S&P Retail ETF « XRT — Int/Div — Buy

BNP Paribas SA VR - 0S567LY PA — hy — Sold

Morgan Stanley Dean Witter Range ACRUL - 61745EW23 — Int/Div — Buy

IRA #2 — Int/Div

Calvert FD High Yield BD - CYBAX — Int/Div — Sold

Doubleline Total Return Bond - DLTNX — Int/Div — Buy

Doubleline Total Return Bond - DLTNX — Sold

TDAM U.S. Govt. Money Mkt - IDA 12 — Int/Div

Metro West FDS High Yield FD CL M MWHYX — Int/Div — Buy

Metro West FDS High Yield FD CL M MWHYX — Sold

Columbia Mgmt Conv Sec - PACIX — Int/Div — Buy

Columbia Mgmt Conv Sec - PACIX — Sold (part)

Columbia Mgmt Conv Sec - PACIX — Sold

PIMCO GNMA - PAGNX — Int/Div — Buy

PIMCO GNMA - PAGNX — Sold

PIMCO Real Return BD FD Admin PARRX — Int/Div — Buy

PIMCO Real Return BD FD Admin PARRX — Sold

LEGG Mason Western Asset Strategic Income - SDSAX — Int/Div — Sold

LEGG Mason Western Asset Strategic Income - SDSAX — Buy

LEGG Mason Western Asset Strategic Income - SDSAX — Sold

Rydex/SGI FDS High Yield - SIHAX — Int/Div — Buy

Pioneer Funds High Yield FD CL A TAHYX — Int/Div — Sold

Touchstone FDS High YLD CL A THYAX — Int/Div — Buy

DWS Inst] FDS Global Inflation Plus TIPAX — Int/Div — Buy

DWS Inst] FDS Global Inflation Plus TIPAX — Buy (add'l)

USAA Mut FD Inc High Yield Opps USHYX — Int/Div — Sold

Wells Fargo Bank — Interest

Secretary, Large Munsterlander Club of North America

Adpmunct Faculty, Sandra Day O'Connor College of Law (tka Anzona State University College of Law)

Director

Reimbursement — Norton Bankruptcy Institute — 2725/11 - 227/11 — Park City, UT — Speaking at conference — Transportation, meals, and lodging

Reimbursement — Norton Bankruptcy Institute — 330011 - 41101 — Las Vegas, NV — Speaking at conference — Transportation, meals, and lodging

Reimbursement — Norton Bankruptcy Institute — 623/11 - 6/28/11 — Jackson Hole, WY — Speaking at conference — Transportation, meals, and lodging

Reimbursement — National Conference of Bankruptcy for Judges — 1012711 « 1151) — Tampa, FL — Attend Conference — Transportation, meals, and lodging

Income — 2011 — Sandra Day O'Connor College of Law (teaching) — S3.000.00