Dean D. Pregerson

Property (H)

Microsoft — Int/Div

Metlife Ins Co of Connecticut Annuity — None

BiH)

Smith Barney Money Market — Int/Div — Distnbuted

Wendys International Ing — Int/Div

lIsrael Due 2014 7th Dev B — Int/Div

Angel Oak Multi Strategy — Int/Div — Buy

Black Rock Equity Dividend Fund — Int/Div

FMI Large Cap — Int/Div — Buy (add'l)

Fidelity Contrafund — Int/Div

JP Morgan Mid-Cap Value Fund — Int/Div

Loomis Sayles Small Cap Growth — Int/Div

JP Morgan - Mid-Cap Growth — Int/Div — Sold

Touchstone Small Cap Core — Int/Div

Artisan International Fund — Int/Div

Dodge & Cox International Stock Fund — Int/Div

Oakmark Intemational Small Cap Fund — Int/Div

Aberdeen Emerging Markets — Int/Div — Sold (part)

Nuveen Tradewinds Global All-Cap — Int/Div — Sold

Aston/River Road Independent Value — Int/Div — Buy (add'l)

Center Coast MLP Focus Inst! — Int/Div

Marketfield Fund — Int/Div — Sold

Permanent Portfolio — Int/Div — Sold

RiverNorth Core Opportunity Fund — Int/Div

DoubleLine Total Retum Bond — Int/Div

Vanguard Interim-Term Tax-Exempt Bond Fund — Int/Div — Sold (part)

Templeton Global Total Return Bond Fund — Int/Div — Sold

Templeton Global Bond Fund — Int/Div — Sold

Schwab AMT Tax-Free Money Fund — Int/Div

PIMCO Total Return Fund — Int/Div — Buy

ING Mideap Oppty Fund — Int/Div — Buy

Mamstay Marketfield Fund — Int/Div — Buy

Wasatch Emrg Mkt Small Cap — Int/Div — Buy

Cambiar Aggressive Value — Int/Div — Buy

Cambiar Aggressive Value — Sold

Smith Bamey Cash & Money Market — Int/Div — Distnbuted

Black Rock Equity Dividend Fund — Int/Div

FMI Large Cap — Int/Div — Buy (add'l)

Fidelity Contrafund — Int/Div

JP Morgan Mid-Cap Value Fund — Int/Div

Loomis Sayles Small Cap Growth — Int/Div

Morgan Stanley Instit Mad-Cap Growth — Int/Div — Sold

Touchstone Small Cap Core — Int/Div

Artisan International Fund — Int/Div

Dodge & Cox International Stock Fund — Int/Div

Oakmark International Small Cap Fund — Int/Div

Aberdeen Emergmg Markets — Int/Div — Sold (part)

Nuveen Tradewinds Global All-Cap — Int/Div — Sold

Aston/River Road Independent Value — Int/Div — Buy (add'l)

Center Coast MLP Focus Inst] — Int/Div

MamStay Marketfield Fund — Int/Div — Buy (add'l)

MamStay Marketfield Fund — Sold (part)

Permanent Portfolio — Int/Div — Sold

RiverNorth Corp Opportunity Fund — Int/Div

Double Line Total Return Bond — hy

Vanguard Interim-Term Tax Exempt Fund — Int/Div — Sold (part)

Templeton Global Total Return — Int/Div — Sold

Schwab AMT Tax-Free Money Fund — Int

ING MidCap Opportunities — Int/Div — Buy

Wasatch Emerging Markets Sm Cap — Int/Div — Buy

PIMCO Total Return Fund — Int/Div — Buy

Angel Oak Multi-Strategy Income — Int/Div — Buy

Cambiar Aggressive Value — Int/Div — Buy

Cambiar Aggressive Value — Sold

Fiduciary Cap Pension Parts DDP — None

IRA #1 & £2 (H)

Schwab Money Market — Interest

American Express Centurion Bk CD — Interest — Closed

Capmart Bank CD — Interest — Closed

GMAC Bank CD — Interest — Closed

Kevbank Nar'L Association CD — Interest — Closed

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l)

FMI Large Cap — Int/Div — Buy (add'l)

FMI Large Cap — Buy (add'l)

Fidelity Contrafund — Int/Div — Buy (add'l)

JP Morgan Mid-Cap Value Fund — Int/Div

Looms Sayles Small Cap Growth — Int/Div

Morgan Stanley Instit Mid Cap Growth — Int/Div — Sold (part)

Touchstone Small Cap Core — Int/Div — Buy (add'l)

Artisan International Fund — Int/Div

Dodge & Cox Intemational Stock Fund — Int/Div

Oakmark International Small Cap Fund — Int/Div

Aberdeen Emerging Markets — Int/Div — Sold (part)

Aberdeen Emerging Markets — Sold (part)

Nuveen Tradewinds Global All-Cap — Int/Div — Sold

Aston/River Road INdependent Value — Int/Div — Buy (add'l)

Mamnstay Marketfield Fund — Int/Div — Buy (add'l)

Permanent Portfolio — Int/Div — Sold

RiverNorth Core Opportunity Fund — Int/Div — Buy (add'l)

UBS E-Tracs Alerian MLP Infrastructure ETN. — Int/Div

DoubleLine Total Return Bond — Interest — Buy (add'l)

PIMCO Total Return Fund — Int/Div — Buy (add'l)

Templeton Global Bond Fund — Int/Div — Sold

Templeton Global Bond Fund — Buy

Cambiar Aggressive Value — Int/Div — Buy

Cambiar Aggressive Value — Sold

Angel Oak Multi-Strategy Income — Int/Div — Buy

ING Mid Cap — Int/Div — Buy

Wasatch — Int/Div — Buy

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Spouse's income — 2012 — Self-Employed Consultant/Counselor