Ronald H. Sargis

Rental Property. Sacramento, California — Rent

Bank of America Demand Accounts — Interest

Golden Credit Umon Demand Account — Interest

Bank of the West Demand Account — Interest

Bank of America Accounts, Dependant — VII Note

Bank of America Accounts, Dependant — VII Note

State Farm Whole Life Insurance — Int/Div

MINERAL RIGHTS, Livingston, CA — None

MXR XXRXNXXKX

Brokerage Account #1

MERRIL LYNCH DIRECT DEPOSIT {CASH ACCOUNT) — Int

ADT CORP — Distribution

PENTAIRLTD — Distribution

TYCO INTERNAT TYC — Int/Div

COVIDIEN PLC COV — Int/Div

TECONNECTIVITY LTD — Int/Div

CESCA THERAPEUTICS, INC (fka Thermogenesis KOOL — None — Part VII Note

NOKIA NOK — Int/Div

SIRIUS XM SIRI — Int/Div

MEDTRONIC PLC SHS — Int/Div — from line 15)

ORACLE CORP ORCL — Int/Div — Part VII Note

XXXXXXXXXXXXXXX

Brokerage Account #2 — VII Note, Acct Closed

CASH ACCOUNT, GOLDMAN SACHS BANK USA (X)

DISCOVER BANK

ORACLE ORCL — VII Note Trunsferred

NXOUNXXNXXXXX

Brokerage Account # 2-1

Federated Cap Reserves — Int/Div

DREYFUS TECH GROWTH DTGBX — Distribution

NNN XX

Brokerage Account #3

HARTFORD CAP APPRC FD HCACX — Int/Div

HARTFORD CAP APPRC FD HCACX — Distribution — Buy (add'l)

NOONOOXNXXX XXX

Brokerage Account #4 Dependent — Part VI Note

XXXXXXXXXXXXX

BROKERAGE ACCOUNT #5 Dependants — Part VI Note

NOOONOONXNXX XXX

BROKERAGE ACCOUNT #8 IRA Rollover

GENERAL MARKET CASH FUND, RW BAIRD — Int/Div

DEUTSCHE X-TRACKERS MSCI EAF HEDGED EQUITY ETF — Int/Div — Sold (part)

43 — Distribution

FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX ETF FBT — Int/Div

GLOBAL X FTSE NORDIC REGION ETF GXF — Int/Div

ISHARES MSCI SWITZERLAND INDEX FFT EWL — Int/Div

ISHARES MSC1 JAPAN ETF EW) — Int/Div — Buy (add'l)

ISHARES MSC1 JAPAN ETF EW) — Buy (add'l)

ISHARES MSC1 JAPAN ETF EW) — Buy (add'l)

S10. — Buy (add'l)

ISHARES CORE S&P S00 ETF IVV — Int/Div — Sold (part)

ISHARES CORE S&P S00 ETF IVV — Sold (part)

ISHARES CORE S&P S00 ETF IVV — Buy (add'l)

ISHARES CORE S&P S00 ETF IVV — Buy (add'l)

ISHARES CORE S&P S00 ETF IVV — Sold (part)

ISHARES MSC EAFE INDEX ETF EFA — Int/Div

ISHARES MSC1 EAFE GROWTH ETF FFG — Buy — Part VII Note

ISHARES US HOME CONSTRUCTION ETFITB — Int/Div — Buy (add'l)

ISHARES US CONSUMER GOODS ETF IYK — Int/Div — Buy

ISHARES US CONSUMER GOODS ETF IYK — Buy (add'l)

ISHARES CURRENCY HEDGED MSCI GERMAN ETF HEWG — Int/Div — Buy

ISHARES CURRENCY HEDGED MSCI GERMAN ETF HEWG — Buy (add'l)

ISHARES CURRENCY HEDGED MSCI GERMAN ETF HEWG — Buy (add'l)

ISHARES CURRENCY HEDGED MSCI GERMAN ETF HEWG — Sold (part)

ISHARES CURRENCY HEDGED MSCI GERMAN ETF HEWG — Sold (part)

ISHARES MSCI UNITED KINGDOM INDEX ETF EWU — Int/Div

MARKET VESTORS OIL SERVICES ETF OH — Int/Div — Buy

MARKET VESTORS OIL SERVICES ETF OH — Buy (add'l)

POWERSHARES AEROSPACE & EDFENSE ETF PPA — Int/Div — Buy

POWERSHARES KBW BANK ETF KBWB — Int/Div — Buy

POWERSHARES KBW BANK ETF KBWB — Buy (add'l)

POWERSHARES S&P 500 EX RATE SENSITIVE LOW VLTY ETF XRLY — Int/Div — Buy

POWERSHARES S&P 500 EX RATE SENSITIVE LOW VLTY ETF XRLY — Buy (add'l)

POWERSHARES S&P 500 EX RATE SENSITIVE LOW VLTY ETF XRLY — Buy (add'l)

POWERSHARES S&P 500 EX RATE SENSITIVE LOW VLTY ETF XRLY — Buy (add'l)

POWERSHARES EUROPE CURRENCY HEDGED LOW VOLATILITY ETF FXEL — Int/Div — Buy

SECTOR FINANCIAL SELECT SECORT SPDR ETF XLF — Int/Div

SPDR SERIES TRUST SPDR MORGAN STANLEY TECHNOLOGY ETF MTK — Int/Div — Buy

SPDR SERIES TRUST SPDR MORGAN STANLEY TECHNOLOGY ETF MTK — Buy (add'l)

SPDR SERIES TRUST SPDR MORGAN STANLEY TECHNOLOGY ETF MTK — Buy (add'l)

SPDR SERIES TRUST SPDR MORGAN STANLEY TECHNOLOGY ETF MTK — Buy (add'l)

x2 — istmbution — Part VII Note

VANGUARD FTSE ELROPE ETF VGK — Int/Div — Buy

VANGUARD FTSE DEVELOPED MKETS ETF VEA — Int/Div

VANGUARD LARGE CAP ETF VV — Int/Div — Sold (part)

VANGUARD LARGE CAP ETF VV — Sold (part)

VANGUARD LARGE CAP ETF VV — Sold (part)

VANGUARD LARGE CAP ETF VV — Sold (part)

VANGUARD LARGE CAP ETF VV — Sold (part)

VANGUARD LARGE CAP ETF VV — Sold (part)

WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND ETF HEDJ — Int/Div — Buy (add'l)

WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND ETF HEDJ — Distribution — Sold (part)

WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND ETF HEDJ — Sold (part)

WISDOMTREE JAPAN HEDGED EQUITY ETF DXJ — Int/Div — Sold (part)

WISDOMTREE JAPAN HEDGED EQUITY ETF DXJ — istnbution — Sold (part)

WISDOMTREE JAPAN HEDGED EQUITY ETF DXJ — Sold (part)

WISDOOMTREE LARGE CAP DIVIDEND ETF DLN — Int/Div — Sold (part)

WISDOMTREE JAPAN SMALL CAP DIVIDEND ETF DFJ — Int/Div

ALPS RIVERFRONT STRATEGIC INCOE FUND RIGS — Int/Div — Buy (add'l)

ALPS RIVERFRONT STRATEGIC INCOE FUND RIGS — istnbution — Buy (add'l)

ALPS RIVERFRONT STRATEGIC INCOE FUND RIGS — Sold (part)

ALPS RIVERFRONT STRATEGIC INCOE FUND RIGS — Sold (part)

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF MINT — Buy — Part VII Note

aamicasnsmamiminsa aman

All Interests Fully Divested in Yr for Brokerage Account #8

GLOBAL X MLP & ENERGY INFRASTRUCTURE MLPX ETF — Int/Div — Sold (part)

GLOBAL X MLP & ENERGY INFRASTRUCTURE MLPX ETF — Sold

FLEXSHARES TRUST QLTY DIV INDEX FUND QDF — Int/Div — Sold

ISHARES MSCI SPAIN ETF EWP — Sold — Part VII Note

ISHARES MSC AUSTRALIA ETG EWA — Int/Div — Sold

ISHARES ASIA SO ETF AIA — Int/Div — Sold

ISHARES MICROCAP ETF IWC — Sold (part) — Part VII Note

ISHARES MICROCAP ETF IWC — Sold

ISHARES US ENERGY ETF — Int/Div — Buy

ISHARES US ENERGY ETF — Sold

ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Int/Div — Sold (part)

ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Sold

ISHARES CURRENCY HEDGED MSCI ITALY ETF — Buy — Part VII Note

ISHARES CURRENCY HEDGED MSCI ITALY ETF — Sold

POWERSHARES S&P 500 HIGH DIVIDEND PORT ETF SPHD — Int/Div — Buy

POWERSHARES S&P 500 HIGH DIVIDEND PORT ETF SPHD — Sold

SCHWAB US REIT ETF SCHH — Sold — Part VII Note

SECTOR ENERGY SELECT SECTOR SPDR ETF XLE — Sold — Part VII Note

BARCLAYS BANK PLC ETN+ SELECT MLP ETNS ATMP — Int/Div — Buy (add'l)

BARCLAYS BANK PLC ETN+ SELECT MLP ETNS ATMP — Buy (add'l)

BARCLAYS BANK PLC ETN+ SELECT MLP ETNS ATMP — Sold (part)

BARCLAYS BANK PLC ETN+ SELECT MLP ETNS ATMP — Sold

SECTOR CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF XLY — Int/Div — Buy (add'l)

SECTOR CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF XLY — Sold (part)

SECTOR CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF XLY — Sold

NOOO XXX

Brokerage Account #9 IRA Rollover — Part VII Note

CASH/MONEY MARKET -- RW Baird General MMKT Class A — Int/Div

CAPITAL WORLD GW TH & INCOME FD CWGFX — Int/Div

136. — Distribution

DAVIS NEW YORK VENTURE DNVYX — Int/Div — Sold (part)

138. — Distribution

GATEWAY GATEX — Int/Div

GROWTH FUND AMER GFAFX — Int/Div — Sold (part)

GROWTH FUND AMER GFAFX — Distribution — Sold (part)

HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Int/Div

143 — istnbution

ISHARES RUSSELL MID CAP ETF IWR — Int/Div — Buy

IVY FDS INC ASSET STRATEGY FD WASYX — Int/Div — Sold (part)

IVY FDS INC ASSET STRATEGY FD WASYX — istmbution — Sold (part)

PRINCIPAL MID CAP PMCPX — Int/Div — Buy

148 — Distribution

STRATTON SMALL CAP VALUE STSCX — Int/Div

150, — istnbution

CALAMOS CONVERTIBLE FUND CICVX — Int/Div

155 — Distribution

ADVISORY RESEARCH MLP & ENERGY INCOE INFIX — Int/Div

NATIXIS ASG GLOBAL ALTERNATIVES GAFYX — Buy — Part VII Note

PRINCIPAL GLOBAL DIVERSIFIED INCM PGDPX — Int/Div

BLACKROCK STRATEGIC INCOME OPPTYS INSTL BSIIX — Int/Div — Buy

EATON VANCE GLOBAL MACRO ABSOLUTE RETURN CL FIGMX — Int/Div — Buy

LOOMIS SAYLES BOND INSTL LSBDX — Int/Div — Buy (add'l)

162 — Distribution

TEMPLETON GLOBAL BOND ADVISOR TGBAX — Int/Div — Buy (add'l)

AP RR:

All Interets Fully Divested in Yr for Brokerage Acct #9

GUGGENHEIM MID CAP VALUE A -. SEVAX — Sold (part) — Part VII Note

GUGGENHEIM MID CAP VALUE A -. SEVAX — Sold

KEELEY FUNDS SMALL CAP VALUE KSCIX — Sold — Part VII Note

PERMANENT PORTFOLIO FD PRPFX — Sold (part) — Part VII Note

PERMANENT PORTFOLIO FD PRPFX — Sold (part)

PERMANENT PORTFOLIO FD PRPFX — Sold

VANGUARD INTER TERM BOND FUND VBIX — Int/Div

VANGUARD INTER TERM BOND FUND VBIX — Distribution — Sold

XXXOXXXXXXXXX

Trust #1

CALIFORNIA BANK & TRUST DEPOSIT ACCOUNTS — Interest

BANK OF AMERICA. N.A. DEPOSIT ACCOUNT — Interest

US GOVERNMENT BONDS — Interest

Trustee —- Trust #1], Trust #1, Family Member

Reimbursement — Cabfornia Association of Collectors — 10/13-142016 — Montery, CA — Speaking at Annual Convention — One might stay, dinner, and milegage

Reimbursement — National Conference of Bankruptcy Judges — 4/21-2372016 — Washington, DC — NCBJ Legislaive Committee Meeting — Two nights stay, air fare (coach), per diem, cab, airport parking

Reimbursement — Bankruptcy Judges — Committee and Annual Meetings — two meals while traveling, cab, airport parking

Income — 01:052015 — University of Pacific, McGeorge School of Law - Teaching Bkcy Course — $2,400.00

Spouse's income — 2015 — State of California, Califorma Department of Public Health --- Salary

Part VII Assets:

Line 5: Child no longer a dependent in 2015,

Line 6: Child no longer a dependent in 2015

Line 17: Thermogenesis (KOOL) name change to Cesca Therapeutics, Inc.

Line 21: Oracle stock transferred from Brokerage Account 2, which was closed.

Line 25: Brokerage Accout 2 closed September 2015, with all assets transferred to Brokerage Account #1.

Line 36: Child no longer a dependent in 2015

Line 38: Child no longer a dependent in 2015

Line 56: There was no income for Ishares MSCI EAFE Growth in 2015.

Line 82: Distribution was issuance of stock in company to shareholders

Line 103:

There was no income for PIMCO Enhanced Short Maturity Active ETF in 2015

Line 108:

There was no income for Flexshares Trust Qlty Div Index in 2015,

Line 111:

There was no income for Ishares Asia 50 ETF IWC in 2015.

Line 118:

“There was no income for Ishares Currency Hedged MSC Italy in 2015.

Line 122:

There was no income for Schwab US REIT ETF in 2015.

Line 123:

‘There was no income for Sector Energy Select Sector Spdr ETF in 2015.

Line 124:

There was no income for Credit Suisse Nassau BRH Equal Weight in 2015.

Line 132:

All dividents and distributions were immedately reinvested by purchasing shares in the fund which issued the dividend or distribution.

Line 157:

“There was no income for Natixis ASG Global Altermatives in 2015.

Line 166:

There was no income for Guggenheim Mid Cap Value in 2015.

Line 168:

There was no income for Kelley Small Cup Value in 2015.

Line 169:

There was no income for Permanent Portfolio FD in 2015