Valerie Elaine Caproni

BROKERAGE ACCOUNT #1

APPLE INC. COMMON STOCK — Int/Div — Buy (add'l)

CISCO SYSTEMS INC. COMMON STOCK — Int/Div — Buy (add'l)

CLEAN ENERGY FUELS COMMON STOCK — None

WALT DISNEY CO. COMMON STOCK — Int/Div

EXPRESS SCRIPTS HOLDING CO. COMMON STOCK — None

FORD MOTOR CO. (NEW) COMMON STOCK — Int/Div — Buy (add'l)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

GAP INC. COMMON STOCK — Int/Div

INTEL CORP. COMMON STOCK — Int/Div

KRAFT HEINZ CO. COMMON STOCK — Int/Div — Buy (add'l)

MERCK & CO. COMMON STOCK — Int/Div

MONDELEZ INTERNATIONAL CLASS A COMMON STOCK — Int/Div — Buy (add'l)

PFIZER COMMON STOCK — Int/Div — Buy (add'l)

SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Int/Div

VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND (X) — Int/Div

VANGUARD SHORT TERM INVESTMENT GRADE FUND (X) — Int/Div

GABELLI SMALL CAP GROWTH FUND — Int/Div — Buy (add'l)

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div

SCHWAB 1000 INDEX FUND — Int/Div — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Int/Div — Buy

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB INTERNATIONAL INDEX FUND — Buy (add'l)

SCHWAB BANK DEPOSIT ACCOUNT — Interest

BROKERAGE ACCOUNT #2

NORTHROP GRUMMAN COMMON STOCK — Int/Div — Sold (part)

BROKERAGE ACCOUNT #3

BLACKROCK ADVANTAGE GLOBAL FUND INSTITUTIONAL SHARES — Int/Div

VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES — Int/Div — Sold (part)

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND (X) — Int/Div

BROKERAGE ACCOUNT #4

AQR MANAGED FUTURES STRATEGY FUND — None — Buy

AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND — Int/Div

AMERICAN FUNDS CAPITAL INCOME BUILDER — Int/Div

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME — Int/Div

AMERICAN FUNDS GLOBAL BALANCED — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE — Int/Div

AMERICAN FUNDS SMALL-CAP WORLD — Int/Div

ARBITRAGE FUND (ARBNX) — Int/Div

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div

BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Int/Div

BOSTON PARTNERS LONG/SHORT RESEARCH FUND — Int/Div

DFA EMERGING MARKETS VALLE PORTFOLIO — Int/Div

FIDELITY NEW MARKETS INCOME FUND — Int/Div

FPA CRESCENT FUND — Int/Div

GABELLI SMALL-CAP GROWTH FUND — Int/Div

GATEWAY FUND — Int/Div

JOHN HANCOCK FUNDS DISCIPLINED VALUE FUND — Int/Div

JPMORGAN INCOME BUILDER FUND SELECT CLASS — Int/Div

JPMORGAN LARGE-CAP GROWTH FUND SELECT CLASS — Int/Div

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div

NATIXIS ASG MANAGED FUTURES STRATEGY FUND — Int/Div — Buy

PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Int/Div

PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Int/Div

PRUDENTIAL ABSOLUTE RETURN BOND Z — Int/Div

PRUDENTIAL GLOBAL REAL ESTATE — Int/Div

PRUDENTIAL JENNISON NATURAL RESOURCES FUND (X) — None

PRUDENTIAL SHORT DURATION HIGH-YIELD INCOME FUND (XO) — Int/Div

HARTFORD SCHRODER EMERGING MARKETS EQUITY FUND — Int/Div

TEMPLETON GLOBAL TOTAL RETURN FUND — Int/Div

VAN ECK GLOBAL HARD ASSETS FUND — None

VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Int/Div

VANGUARD MARKET NEUTRAL FUND — Int/Div

VANGUARD SMALL-CAP VALUE INDEX FUND — Int/Div

WISDOM TREE EMERGING HIGH DIVIDEND FUND — Int/Div

JPMORGAN CHASE CASH ACCOUNTS — Interest

CITIBANK CASH ACCOUNTS — Interest

US SAVINGS BONDS — None

NORTHROP GRUMMAN US FIXED INCOME FUND — None

NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND — None

NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND — None

NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — None

S29 COLLEGE SAVINGS ACCOUNT

FIDELITY NH PORTFOLIO 2033 — None — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

PRESIDENT OF RESIDENTIAL COOPERATIVE BOARD, RESIDENTIAL COOP, NEW YORK, NY

PART VII, LINES 90-93: THIS ACCOUNT HOLDS PROPRIETARY FUNDS ESTABLISHED AND MANAGED BY NORTHROP GRUMMN CORP. FOR

THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES 401(K) PLANS. THE FUNDS ARE NOT PUBLICLY TRADED. PLEASE NOTE THAT

THE FUND MANAGER DOES NOT REPORT DISTRIBUTIONS BUT ONLY THE VALUE OF THE HOLDING AT THE END OF THE REPORTING

PERIOD. CHANGES IN VALUE AS A RESULT OF DISTRIBUTIONS ARE NOT SEPARATED FROM CAPITAL APPRECIATION.

PART VIL, LINE 62: THIS HOLDING WAS PREVIOUSLY REPORTED AS DFA EMERGING MARKETS FUND: IT IS NOW CALLED DFA EMERGING

MARKETS VALUE PORTFOLIO.

PART VIL, LINE 80: THIS HOLDING WAS PREVIOUSLY REPORTED AS TEMPLETON GLOBAL TOTAL RETURN ADVANTAGE; IT IS NOW

CALLED TEMPLETON GLOBAL TOTAL RETURN FUND.

PART VII, LINE 43: THIS HOLDING WAS PREVIOUSLY REPORTED AS BLACK ROCK GLOBAL SMALL-CAP FUND; IT IS NOW CALLED

BLACKROCK ADVANTAGE GLOBAL FUND.