David Whalin

Jefferson County Federal Credit Union — Interest

Exxon Mobil — Int/Div

ILAF (money market) — Interest

Harbor Bond Fund — Int/Div — Sold (part)

Harbor Int] Inst] Fund — None

Royce Premier Fund — Int/Div

Yacktman Focused Fund — Int/Div — Sold (part)

Allancebermnstein Global — Int/Div

Prudential Invst Port. Jennison — Int/Div

Wells Fargo Advantage Growth — None — Sold (part)

Wells Fargo Advantage Growth — Sold (part)

ILAF (money fund) — Int/Div

Proctor and Gamble — Int/Div

New York Whole Life — None

Stock Yards Bank Account — Ine

Ivy Funds Small Cap CI 1 — None — Buy (add'l)

Ivy Funds Small Cap CI 1 — Buy (add'l)

Ivy Funds Small Cap CI 1 — Buy (add'l)

Ivy Fund Asset Strategy C1 — Int/Div — Buy (add'l)

Ivy Fund Asset Strategy C1 — Buy (add'l)

John Handcock Soverreign Fd Cl 1 — Int/Div — Buy (add'l)

John Handcock Soverreign Fd Cl 1 — Buy (add'l)

John Handcock Soverreign Fd Cl 1 — Buy (add'l)

John Handcock Soverreign Fd Cl 1 — Buy (add'l)

Oppenheimer Dev. Mks C1'Y — Int/Div — Buy (add'l)

Prudential Inve. Port. Equity Opp. Class Z — Int/Div — Buy (add'l)

Prudential Inve. Port. Equity Opp. Class Z — Buy (add'l)

Thomburg Intl Value C11 — Int/Div — Buy (add'l)

Thomburg Intl Value C11 — Buy (add'l)

Touchstone Invest. Mid Cap C1 Y — Int/Div — Buy (add'l)

Touchstone Invest. Mid Cap C1 Y — Buy (add'l)

Touchstone Invest. Mid Cap C1 Y — Buy (add'l)

Alhancebernstein Global Bd. Fd — Int/Div — Buy (add'l)

Alhancebernstein Global Bd. Fd — Buy (add'l)

Alhancebernstein Global Bd. Fd — Buy (add'l)

Alhancebernstein Global Bd. Fd — Buy (add'l)

Prudential Short Term Corp Bond C1 Z — Int/Div — Buy (add'l)

Prudential Short Term Corp Bond C1 Z — Buy (add'l)

Prudential Short Term Corp Bond C1 Z — Buy (add'l)

Income — 2012 — Kentucky Retirement System, Fixed Annuity — S40.000.00

Spouse's income — 2012 — Landrum and Shouse, LLP salary

Part VIL, line 39: Formerly known as and listed in previous report as J.D. Moderate Allocation Fund®