Dean D. Pregerson

Real Estate. Pacific Palisades — Rent

Palmer Square Income Plus Fund (Y)

Brokerage Account #1 (H)

Schwab Money Market (SWFXX) (cash) — Interest — Open

Schwab Value Advantage (SWVXX) — Interest — Buy

Angel Oak Flexible Income (ANFIX) — Int/Div — Buy

Angel Oak Flexible Income (ANFIX) — Buy (add'l)

Angel Oak Multi-Strategy (ANGIX) — Int/Div — Buy

Angel Oak Multi-Strategy (ANGIX) — Sold

Doubleline Total Return (DBLTX) — Int/Div — Buy

Doubleline Total Return (DBLTX) — Buy (add'l)

Riverpark Short Term (RPHIX) — Int/Div — Buy

Riverpark Short Term (RPHIX) — Buy (add'l)

Stone Ridge Alt Lending (LENDX) — Int/Div — Buy

American Beacon Bridgeway Large Cap Value Y (BWLYX) — Int/Div — Buy

American Beacon Bridgeway Large Cap Value Y (BWLYX) — Buy (add'l)

Artisan Int'l Fund Ady (APDIX) — Int/Div — Buy

Artisan Int'l Fund Ady (APDIX) — Buy (add'l)

Ashmore Emerging Markets (EFEX) — Int/Div — Buy

Dodge & Cox Int'l Stocks {DODFX) — Int/Div — Buy

Dodge & Cox Int'l Stocks {DODFX) — Buy (add'l)

Driehaus Frontier Emerging Markets (DRFRX) — None — Buy

Fidelity Contrafund (FCNTX) — Int/Div — Buy

Fidelity Contrafund (FCNTX) — Buy (add'l)

FMI Large Cap Fund (FMIHX) — None — Buy

FMI Large Cap Fund (FMIHX) — Sold

FMI Large Cap Fund Inst (FMIQX) — Int/Div — Buy

FMI Large Cap Fund Inst (FMIQX) — Buy (add'l)

Glenmede Secured Options (GTSOX) — None — Buy

Glenmede Secured Options (GTSOX) — Buy (add'l)

JPMorgan Mid Cap Value (FLMVX) — Int/Div — Buy

Oberweis Int'l Opportunity Fund (OBIIX) — Int/Div — Buy

Oberweis Int'l Opportunity Fund (OBIIX) — Buy (add'l)

Schooner Hedged Alt Income (SHAIX) — Int/Div — Buy

Schooner Hedged Alt Income (SHAIX) — Sold

Stone Ridge All Asset Variance (AVRPX) — Int/Div — Buy

Stone Ridge Reinsurance Risk (SRRIX) — Int/Div — Buy

Touchstone Small Cap Fund (TSFYX) — Int/Div — Buy

Vova Midcap Opportynity Fund 1 (NMCIX) — Int/Div — Buy

Vova Midcap Opportynity Fund 1 (NMCIX) — Buy (add'l)

Vova Scrutinized Credit (VCFIX) — Int/Div — Buy

Vova Scrutinized Credit (VCFIX) — Buy (add'l)

Brokerage Account #2 (H)

Morgan Stanley (cash) (Y)

Microsoft (Y)

Metlife Ins Co of Connecticut Annuity (variable) (H)

Pimco Total Return — None

Pioneer Strat Income — None

Met Eaton Floating — None

MFS Emergmg Markets — None

Amer Funds Growth — None

Harms Oakmark Intnl — None

Met Intnl SM Company — None

Brock Bond Income — None

Neub Berman Genesis — None

MFSValue Portfolio A — None

LMIS Say SMCap Core — None

Clarion Global Real — None

IRA #1 (H)

Schwab Money Market (SWGXX) — Interest

FMI Large Cap (FMIHX) — None — Sold (part)

FMI Large Cap (FMIHX) — Sold

FMI Large Cap Fund INST (FMIQX) — Int/Div — Buy

Fidelity Contrafund (FCNTX) — Int/Div — Sold (part)

JP Morgan Mid-Cap Value Fund (FLMVX) — Int/Div — Sold (part)

Touchstone Small Cap Core (TSFYX) — Int/Div

Artisan International Fund (ARTIX) — None — Sold

Dodge & Cox International Stock Fund (DODFX) — Int/Div

Oakmark Intemational Small Cap Fund {OAKEX) — None — Sold

DoubleLine Total Return Bond 1 (DBLTX) — Interest — Buy (add'l)

DoubleLine Total Return Bond 1 (DBLTX) — Sold (part)

American Beacon Bridgeway Lg Cap (BWLYX) — Int/Div

Angel Oak Flexible Income (ANFIX) — Int/Div — Sold (part)

Angel Oak Multi-Strategy Income (ANGIX) — Int/Div — Sold

Artisan INTL Funds ADV (APDIX) — Int/Div — Buy

Ashmore Emerging Markets Frontier (EFEX) — Int/Div

Driehaus Frontier EMRG (DRFRX) — Int/Div — Buy

Glenmede Secured Options (GTSOX) — None — Buy

Oberweis INTL OPPTY FD (OBIIX) — Int/Div — Buy

Voya MidCap Opportunities (NMCIX) — Int/Div

Riverpark Short Term Hi Yield (RPHIX) — Int/Div

Schooner Hedged Alt Income (SHAIX) — Int/Div — Sold

Stoneridge All Asset Risk Premium (AVRPX) — Int/Div — Buy (add'l)

StoneRidge Remsurance Risk Premium Fd (SRPIX) — Int/Div

Stone Ridge ALT Lending (LENDX) — Int/Div — Buy

Wasatch Frontier Emerging Sm Countries (WAFMX) — None — Sold

Legg Mason BW Alternative Cr. Fd (LMANX) — Int/Div — Sold

Palmer Square Income Plus Fund (PSYPX) — None — Sold

VOYA Securitized Credit (VCFIX) — Int/Div — Buy

IRA #2 (H)

Angel Flexible Income (ANFIX) — Int/Div

Angel Oak Multi-Strategy Fund (ANGIX) — Int/Div

Double Line Total Return Bond (DBLTX) — Int/Div

PIMCO Total Return Fund (PTTRX) — Int/Div

Dodge & Cox Intemational Stock Fund {(DODFX) — Int/Div

Fidelity Contra Fund (FCNTX) — Int/Div

FMI Large Cap (FMHIX) — None — Sold

FMI Large Cap FD INST (FMIQX) — Int/Div — Buy

Oakmark International Sm Cap Fd {OAKEX) — Int/Div

Touchstone Small Cap Core (TSFYX) — Int/Div

Voya Midcap Opportunity Fund (NMCIX) — Int/Div

AMG Yacktman Fund (YACKX) — Int/Div

Stoneridge All Asset (AVRPX) — Int/Div — Buy (add'l)

Stoneridge Reinsurance Risk Premium Fund ISRRIX) — Int/Div

Wasatch Frontier Emerging Sm Countries (WAFMX) (Y)

Schwab MM (SWGXX) (LY)

Trust #1 (H)

Cash - Charles Schwab — Int./y

Alps Alerian MLP ETF — None — Sold

Deutsch X Trks MSCL ERP (DBEU) — Int/Div — Buy

Doubleline Total Return (DBLTX) — Int/Div

Eaton Vance Floating Rate (EIFHX) — Int/Div — Sold

Eaton Vance Floating Rate (EIFHX) — Buy

Vaneck Vectors Unco Oil (FRAK) — Int/Div — Buy

Vaneck Vectors Unco Oil (FRAK) — Sold (part)

Matthews Asia Dividend (MIPIX) — Int/Div — Sold (part)

Pershing Square Ord Fund — None — Sold (part)

SPDR S&P Oil & Gas Expl (XOP) — None — Sold

TCW Total Return Bond Fund (TGLMX) — Int/Div

Vanguard Growth (VUG) — Int/Div

Vanguard Mid Cap Value Index (VMVAX) — Int/Div

Vanguard Small Camp (VB) — None — Sold

Vanguard 500 Index Fund (VFIAX) — Int/Div — Sold (part)

WCM Focused Int'l Growth Fund (WCMIX) — Int/Div — Sold (part)

Wisdomtree Europe Hedged Equity (HED) — None — Sold

Shares Russell 2000 (IWM) — Int/Div — Buy

JP Morgan Chase Alerian (AMJ) — Int/Div — Buy

JP Morgan Chase Alerian (AMJ) — Sold (part)

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Part VIL, line 46: Income is not attributed to the individual assets within this annuity.

Part VII, line 102: Name change; see 2015, line 99.

The account listed in Part VII, lines 17-46 of the 2015 report are not reportable in 2016 (Y).