Diane Pamela Wood

BMO Harris Bank - cash account — Interest

The TIAA Traditional Fund (note in Part vin — None

The CREF Stock R3 Traditional mutual fund (note in part VII — None

Chase Bank - cash account — Interest

Ameriprise 403(b) (H)

Ameriprise Financial Inc. Fund — None

Baird Insured Deposit - cash account — Interest

Bnstol-Myers Squibb - common stock — Int/Div

Fastenal Company - common stock — Int/Div

Fidelity NMFF 457(b) (H)

ARBSX — Int/Div

ArniX — Int/Div

BHYIX — Int/Div

Fidelity NW 403(b) (H)

FBGKX — None — Sold

FETKX — None — Sold

FVLKX — None — Sold

Fidelity Northwestern Medical (H)

FGCKX — None

HAOYX — None

0ODVYX — None

Vanguard Primecap Adm (VPMAX) — None — Buy

JH Discpl Value R6 (JDVWX) — None — Buy

MFS Mid Cap Value R6 (MVCKX) — None — Buy

Wells Fargo Account (H)

WMFAX (mumicipal bond-A ) — Int/Div

SADAX (ultra-short-term mcome-A) — Int/Div

WMUXX (municipal mny-mkt-A) — Int/Div

Fidelity Puritan Fund — Int/Div

FDRXX — Interest

CLSPX — None

FDVLX — None

GE — None

TFFYX — None

Sep IRA (H)

FDRXX — None

FLPSX — None

Northwestern Mem 401K (H)

Vanguard Target Fund — None

FGCKX — None

JDVWX — None

Northwestern 457(b)y (H)

VTTVX — None

GE — Int/Div

W&T Offshore (Y)

Walmart de Mexico — Int/Div

Whole Foods — Int/Div

Zimmer Biomet Holdings — Int/Div

Semor Lecturer in Law, The University of Chicago Law School

Trust, Council. and Board, American Academy of Arts & Sciences

Bowd, Constitutional Rights Foundation Chicago

Council and Executive Committee, Amencan Law Institute

Reimbursement — Association of Amencan Law Schools — Jan. 9.2016 — New York, NY — Pane! — T

Reimbursement — American Law Institute — Jan. 20-22, 2016 — Philadelphia, PA — Council meeting — TF, L

Reimbursement — Umversity of Colorado/ ) Silicon Flatirons — Jan. 30-Feb. 1, 2016 — Boulder, CO — Conference — T.F,L

Reimbursement — Stanford University — Feb. 4-5, 2016 — Palo Alto, CA — Moot Court — TF L

Reimbursement — Arizona State University — Feb. 6-7, 2016 — Phoenix, AZ — Sandra Day O'Connor Dinner — T.F.L

Reimbursement — Yale School of Management — Feb. 19-20, 2016 — New Haven, CT — Conference — T.F,L

Reimbursement — American Academy of Ants & Sciences — Mar, 24-25, 2016 — Cambridge, MA — Project — T.F,L

Reimbursement — Fordham IP Institute — Mar, 31-Apr. 2, 2016 — New York, NY — Conference — TFL

Reimbursement — Georgetown Umversity — Apr. 24-25, 2016 — Washington, DC — Speech — T,F, L

Reimbursement — University of Chicago — May 15-16, 2016 — Washington, DX — American Law Institute annual meeting — T.F.L

Reimbursement — Global Competition Law Center — June 3-12, 2016 — Brussels, Belgium — Symposium — T.F.L

Reimbursement — American Academy of Arts & ) Sciences — June 16-17, 2016 — New York, NY — Progct — T.F L

Reimbursement — Renmssance Weekend — Sept. 1-5, 2016 — Aspen, CO — Conference — RL

Reimbursement — Amencan Law Institute — Sept. 15-16, 2016 — Philadelphia, PA — Project meeting — T,F,L

Reimbursement — American College of Trial y Lawyers — Sept. 16-23, 2016 — Philadelphia, PA & Washington, DC — UK-US Legal Exchange — T.F.L

Reimbursement — Amencan Academy of Arts & ) Sciences — Sept. 23, 2016 — Cambridge, MA — Project — T.F

Reimbursement — Amencan Academy of Arts & Sciences — Oct 6-9, 2016 — Cambndge, MA — Induction — T. EL

Reimbursement — International Bar Association — Oct, 12-15, 2016 — Florence, Italy — Conference — TFL

Reimbursement — American Law Institute — Oct. 20-21, 2016 — New York, NY — Council — T.F L

Reimbursement — Comell Law School — Oct. 28-Nov. , 2016 — Ithaca, NY — Moot Court & Class — TFL

Reimbursement — University of Pennyslvania — Nov. 11-12, 2016 — Philadelphia, PA — Symposium — T.F,L

Reimbursement — American Academy of Arts & Sciences — Nov. 13-14, 2016 — New York, NY — Project — T.F, L

Reimbursement — University of Chicago — Dec. 11-17, 2016 — Beijing, China — Conference — T.F L

Income — 2016 — University of Chicago (Teaching) — $27.495.00

Income — 2016 — LEG, Inc. dba West Academic (book royalties) — S1L.717.00

Spouse's income — 2016 — Northwestern Femberg School of Medicine - Professor of Neurology - salary

Spouse's income — 2016 — Self-employed Health Care Consultant - Expert Neurologist

Part VIL. Investements and Trusts

Notes

Line |. The TIAA Traditional Fund is an ordinary annuity. | huve no say in the investment mix. It is not income-producing. The value of accumulations cither

imcreases or decreases depending on the market and premiums paid in.

Line 2. The CREF Stock R3 Fund is also a traditional mutual fund. 1 have no say in the investment mix, Like the TIAA Traditional Fund, this either increases or

decreases depending on the market and premiums paid.

Line 9. Note for Fidelity NMFF 457(b): This account includes three funds: (1) ARBSX, value code L: (2) ATTIX, value code J; and (3) BHY IX, value code M.

No income was generated. The value method is T.

Line 10. The Plan administrator sold these three funds and replaced with others (even swap) as follows: (1) FBGKX, value M, exchanged for Vanguard Primecap

Adm (VPMAX); (2) FETKX, value M, exchanged for JH Discpl Value R6 (JDVWX); and FVLKX, value M, excahnged for MFS Mid Cap Value R6 (MVCKX).

No income was generated. The value method is T.

Line 11: Note for Fidelity Northwestern Medical: This now includes the three funds reported in 2015, but also the three funds acquired in the exchanges reported

in line 10. It thus has (1) FGCKX, value code O; (2) HAOYX, value code M; (3) ODVYYX, value code M; (4) IDVWX, value code M; (5) MVCKX, value code

M; and (6) VPMAX, value code M. No income was generated. The value method is T.

Line 25: The Wells Fargo account includes three funds: WMFAX (municipal bond-A), value code J; SADAX (ultra-short-term income-A), value code N; and

WMUXX (municipal may-mkt-A), value code M, Income in dividend form - total is C (SADAX = C; WMFAX = A; WMUXX = A). Value method T.