Laura Taylor Swain

HSBC Bank - account — Interest

Charles Schwab Rollover IRA (H)

Schwab Cash Reserves Sweep Shares — Int/Div — Sold (part)

Schwab Cash Reserves Sweep Shares — Sold (part)

Schwab Cash Reserves Sweep Shares — Buy (add'l)

Schwab Cash Reserves Sweep Shares — Sold (part)

IShares Bond ETF Agency Bond (AGZ) — Int/Div

Powershares Senior Loan ETF (BKLYN) — Int/Div — Buy

Deutsch X Trks MSCI EAFEHDG EQY ETF (DBEF) — Int/Div — Sold (part)

Deutsch X Trks MSCI EAFEHDG EQY ETF (DBEF) — Sold

Wisdomtree Japan Hedged Equity ETF (DX) — Int/Div — Buy

IShares China Large-Cap ETF (FX1) — None — Sold

PIMCO ETF 0-5 YR High Yield Corp Bond Index Exchange (HYS) — Int/Div — Sold

Shares 7-10 YR TRSURYBOND ETF (IEF) — Int/Div — Buy

Shares 7-10 YR TRSURYBOND ETF (IEF) — Sold (part)

Shares TR Bond 3-7 Yr Treas Bond ETF {EN — Int/Div — Buy

Shares ETF Core MSCI Emerging Mkts EMG) — Int/Div — Buy

IShares TR Russell 1000 ETF (IWB) — Int/Div — Buy

IShares Russell Microcap ETF (IWC) — Int/Div

Shares Tr Russell 2000 ETF (IWM) — Int/Div — Buy

SPDR Barclays ETF High YId Very Liquid Index (JNK) — Int/Div

Shares IBOXX Investment Grade Corporate Bond ETF (LOD) — Int/Div

Powershares DB Optm Yd Dvrsfd Strig ETF (PDBC) — Int/Div — Sold (part)

SPDR Dow Jones REIT (RWR) — Int/Div — Sold (part)

SPDR Dow Jones REIT (RWR) — Sold (part)

IShares Trust MSC] EAFE Small-Cap ETF (SCZ) — Int/Div

Highland IBOXX ETF Senior Loan (SNLN) — Int/Div — Sold (part)

Highland IBOXX ETF Senior Loan (SNLN) — Sold

Flexshares Exg Trd FD IBOXX § yr TGT Dur TIPS Index Fund (TDTF) — Int/Div

Shares TIPS Bond ETF (TIP) — Int/Div — Buy

Shares MSC ETF Minimum Volatility (USMV) — Int/Div — Buy

Shares MSC ETF Minimum Volatility (USMV) — Buy (add'l)

Shares MSC ETF Minimum Volatility (USMV) — Buy (add'l)

Vanguard FTSE ETF Dev Mkts (VEA) — Int/Div — Buy

Vanguard Mirg-Backd ETF Mortg-Backed Secs (VMBS) — Int/Div — Buy

Sector SPDR Fincl SelectShares of Beneficial Int (XLF) — Int/Div — Sold

Sector SPDR Consumer FD Shares of Beneficial Int (XLY) — None — Sold

pm 401(k) Plan (H)

Vanguard Mid-Cap Index Fund — Int/Div

Vanguard Total Stock Mkt Index Fund — Int/Div

Anerican Funds Growth Fund — Int/Div

Amencan Funds New Perspective — Int/Div

American Funds Bond Fund Am — Int/Div

Eagle Small Cap Growth Fund — Int/Div

JP Morgan Equity Income Fund — Int/Div

Neuberger Berman High Inc. Bond Fund — Int/Div

Vova Fixed Account — Interest

pm Corporation Profit Sharing Plan — None

IEEE Corp. Employees Stock Ownership Plan — None

Citibank mterest bearing accounts — Interest

Citibank Rollover IRA (H)

FDIC insured deposits — Interest — Closed

Dreyfus Liquid Assets C1 2 (Money Market) (X) — Interest — Sold

Western Asset Inst] Govt MMF — Interest — Buy

Western Asset Inst] Govt MMF — Buy (add'l)

Western Asset Inst] Govt MMF — Buy (add'l)

Vanguard Bd Index Fd Inc Total Bd Marker ETF (BND) — Int/Div — Buy (add'l)

Vanguard Bd Index Fd Inc Total Bd Marker ETF (BND) — Distribution — Buy (add'l)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Int/Div — Sold (part)

Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy

Deutsche X-Trackers MCS EAFE Hedged Equity ETF (DBEF) — Int/Div — Sold

IShares Tr JP Morgan USD Emerging Mkts Bd ETF (EMB) — Int/Div

IShares TR Russell 1000 Value ETF (IWD) — Int/Div — Buy

IShares TR Russell 1000 Value ETF (IWD) — Sold (part)

IShares TR Russell 1000 Value ETF (IWD) — Sold (part)

IShares TR Russell 1000 Growth ETF (IWF) — Int/Div — Buy

IShares TR Russell 1000 Growth ETF (IWF) — Sold (part)

IShares TR Russell 2000 Value ETF (IWN) — Int/Div — Sold (part)

IShares TR Russell 2000 Growth ETF {IWO) — Int/Div — Sold (part)

SPDR SER TR Barclays High Yield Bond ETF (JNK) — Int/Div

PIMCO ETF TR Enhanced Short Mat ETF (MINT) — Int/Div — Buy

PIMCO ETF TR Enhanced Short Mat ETF (MINT) — Sold

IShares MSCI USA Minimum Volatility ETF (USMV) — Int/Div — Buy

Vanguard TaxManaged Intl Fd FTSE (VEA} — Int/Div — Sold (part)

Vanguard TaxManaged Intl Fd FTSE (VEA} — Buy

Vanguard Intl Equity Index Fds F1SE (VWO) — Int/Div — Sold (part)

Vanguard Intl Equity Index Fds F1SE (VWO) — Buy (add'l)

Nationwide Bank CD — Interest — Closed

Synchrony Bank Deposit Account — Interest — Open

Board Member, Havens Relief Fund Society

Trustee, Trust No.

Reimbursement — Aspen Institute — 72.71172016 — Aspen, CO — Teach/Macilitate Justice & Society Seminar — Transportation, Food, Lodging

Reimbursement — Organization — educational programs and conference — Ca shen Rant live ie aeneCeiee midi ibis gran adore a

Income — 2016 — Benjpmm N. Cardozo Law School - Teaching — SI14.875.00

Income — 2016 — Aspen Institute - Compensation for teachmg/facilitating multi-session seminar — S2.000.00

Spouse's income — 2016 — Pn - Salary and bonus

(Part I, line 2) The Trust has no reportable assets.

(Part VII, line 48) The investments of this profit sharing plan are not participant-directed and the positions held by the plan are not reported in the statements issued

10 participants,

(Part VI, line 49) The investments of this ESOP, which was established in 2009, are not participant-directed. The imformation reported 1s the most recent available

information, which is as of 12/31/2015,