James P. O'Hara

Rollover IRA No. 2)

Valley View State Bank (savings & checking accounts) — Interest

Fidelity Rollover IRA No. (formerly AG Edwards Rollover

IRANo. I

Fidelity Cash Reserves — Interest

Fidelity Advisor Small Cap Class — Int/Div — Sold (part)

Pioneer Cullen Value Fund C1 Y — None — Sold

Tortise Energy Infrastructure Corp. — Int/Div — Sold

Vanguard Index Fds Reit ETF — Int/Div

Fidelity Adv FI Rate High lnc C1 1 — Int/Div — Sold

Eagle Sm Cap Growth Fd CI — Int/Div

Harding Loevner Int'l Equity Port Inst] — Int/Div

Metropolitan West Tot Return Bond CI M — Int/Div

Oppenheimer Int'l Bond Class A — Int/Div

Oppenheimer Dev Markets Fd Class A — Int/Div — Sold (part)

Primecap Odyssey Growth Fund — None — Sold

Rydex/SGI Managed Futures Strategy — None — Sold

Convergence Core Plus Fd Inst’'l C1 (fk/a Mariner 1 30/30 — Int/Div

Fund Instituional C1 Shares)

Wasatch Emerging Mkt Sm Cap Fd (reported incorrectly — Int/Div

on 2010 report as Wasatch Energizing Mkts Sm Cap Fund)

Powershares DB Commodity Index Tracking — None — Buy

Palmer Square Absolute Return C1 1 — None — Buy

Nuance Concentrated Value Fd Inst] — None — Buy

Tortise MLP Pipeline Fd Inst'l — Int/Div — Buy

Tortise MLP Pipeline Fd Inst'l — Buy

Cullen High Dividend Equity Class 1 — Int/Div — Buy

Dodge & Cox Income — Int/Div — Buy

Fidelity Rollover IRA No. 2 (formerly AG Fdwards)

Fidelity Cash Reserves — Interest

Fidelity Advisor Small Cap Class 1 — Int/Div — Sold (part)

Pioneer Cullen Value Fund C1'Y — None — Sold

Tortise Energy Infrastructure Corp — Int/Div — Sold

Vanguard Index Fds Reit ETF — Int/Div

Fidelity Adv Fl Rate High Inc CI 1 — Int/Div — Sold

Eagle Sm Cap Growth Fd Cl — Int/Div

Harding Loevner Int'l Equity Port Inst] — Int/Div

Metropolitan West Tot Return Bond C1 M — Int/Div

Oppenheimer Int'l Bond Class A — Int/Div

Oppenheimer Dev Markets Fd Class A — Int/Div — Sold (part)

Prmecap Odyssey Growth Fund — None — Sold

Rydex/SGl Managed Futures Strategy — None — Sold

Convergence Core Plus Fd Inst'l CI {f/k/a Mariner 1 30/30 — Int/Div

Fund Institutional C1 Shrs)

Wasatch Emerging Mkts Sm Cap Fd (reported incorrectly — Int/Div

as Wasatch Energizing Mkts Sm Cap Fund)

Powershares DB Commodity Index Tracking — None — Buy

Palmer Square Absolute Return C1 — None — Buy

Nuance Concentrated Value Fd Inst] — None — Buy

Tortise MLP Pipeline Fd Inst'l — Int/Div — Buy

Tortise MLP Pipeline Fd Inst'l — Buy

Cullen High Dividend Equity Class — Int/Div — Buy

Dodge & Cox Income — Int/Div — Buy

Fidelity U.S. Gov't Reserves (frmly Cent Money Mkt Trust) — Int/Div