Marc Thomas Treadwell

Bank of America Account {Y)

State Bank and Trust Company — None — Open

Rental Property £1, Fripp Islnd, SC — Rent

Lincoln National Life - Survivorship universal life policy — None

Brokerage #1

Merrill Lynch Cash Management Account — Interest

Powershares VRDO Tax Free Fund — Int/Div

SPSOO Stepup Issuer BAC — None — Buy

Brokerage #2

Merrill Lynch Cash Management Account

American Express Company (common) — Int/Div

Ameriprise Financial Inc (common) — Int/Div

Bristol-Myers Squibb Co (common) — Int/Div

General Electric (common) — Int/Div

Home Depot Inc (common) — Int/Div

Johnson and Johnson (common) — Int/Div

Kimberly Clark (common) — Int/Div

Zimmer Holdings Inc (common) — Int/Div

Brokerage #3

Morgan Stanley Smith Barney Bank Deposit Program (X) — Interest — Closed

Brokerage #4

Merrill Lynch Cash Management Account — None

Allianz NFJ Dividend Value Fd C1 P — Int/Div

Allianz NFJ International Value Fund — Int/Div

Columbia Value & Restructuring Fund Cl 2 — Int/Div — Sold

DWS Intrind Tax’ AMT Free CIS — Int/Div — Sold

Henderson Intemational Opportunities Fd Cll — None — Sold

Ivey Asset Strategy Fund C11 — Int/Div

Lege Mason Western Asset Municipal High Income — Int/Div — Sold

Lord Abbet Intermediate Tax Free Fd C1 F — Int/Div — Buy (add'l)

Mainstay Large Cap Growth Fund C1 — Int/Div — Buy (add'l)

MFS Value Fd C11 — Int/Div

Oppenheimer Gold & Special Minerals Fd ay — Int/Div

Oppenheimer Rising Dividends Fund C1 Y — Int/Div — Buy (add'l)

Rydex/SGI Mid Cap Value Fund C1 H(Y)

T Rowe Price Summit Muni Intermediate Fd — Int/Div — Buy (add'l)

Nuveen High Yield Muni Bond Fd C1 — Int/Div — Buy

Guggenheim Mid Cap Value Fund C11 (X) — Int/Div

Permanent Portfolio Fund — Int/Div — Buy

Blackrock Equity Dividend Fund Inst! — Int/Div — Buy

IRA #1 — Int/Div

Merrill Lynch cash holding account

Allianz NFJ Dividend Value Fd C1 P — Sold

Blackrock Equity Dividend Fund Instl — Buy (add'l)

Blackrock Equity Dividend Fund Instl — Buy (add'l)

Cohen & Steers International Realty Fd C11 — Sold

Credit Suisse Commodity Return Strat Fd CA — Sold

Dreyfus Emerging Mkts Debt Local Currency Cl 1

Dreyfus Appreciation Fd — Sold (part)

Eagle Small Cap Growth Fund C11

First Eagle Gold Fd C11 — Buy (add'l)

Harbor International Fund Instl C1 — Buy (add'l)

Lazard Emerging Mkts Equity Pt] Inst) Class — Buy (add'l)

Lege Mason Western Asset Municipal High Income — Sold

Mainstay Large Cap Growth Fund C11

MFS Research Bond Fund C11 — Sold (part)

Neuberger Berman High Income Bond Fd Cl Inst

Oppenheimer Rising Dividends Fund C1 Y — Sold (part)

JTCW Total Return Bond FA C1 Y — Sold

TCW Total Return Bond Fd C11 — Buy

American Century Inflation Adj Bd Inv Cl — Buy

Principal Preferred Securities Fund C1 P — Buy

Cohen & Steers Realty Shares Fund C1 N — Buy

IRA #2 — Int/Div

Smith Barney Bank Deposit Program cash account

Capital World Growth & Income Fd C1 B na

Capital World Growth & Income Fd Cl A 1X)

401K) Retirement Plan — Int/Div

American Funds - Growth Fund of America-R2 (Y)

American Funds - Investment Company of America-R2 (Y)

American Funds - Fundamental Investors. R2(Y)

American Funds - Growth Fund of America-R3 (X)

American Funds - Investment Company of Amenica-R3 (X)

American Funds - Fundamental Investors. RIX)

IRA #3 — Int/Div

Merrill Lynch cash holding account

Allianz NFJ Dividend Value Fd C1 P — Sold

Blackrock Equity Dividend Fund Inst! — Buy (add'l)

Blackrock Equity Dividend Fund Inst! — Buy (add'l)

Cohen & Steers International Realty Fd C1 1 — Sold

Credit Suisse Commodity Return Strat Fd CA — Sold

Dreyfus Emerging Mkts Debt Local Currency C11

Dreyfus Appreciation Fd — Sold (part)

Eagle Small Cap Growth Fund C11

First Eagle Gold Fd C11 — Buy (add'l)

Harbor Intemational Fund Inst! C1 — Buy (add'l)

Lazard Emerging Mkts Equity Ptfl Inst] Class — Buy (add'l)

Legg Mason Western Asset Municipal High Income — Sold

Mainstay Large Cap Growth Fund CI

MFS Research Bond Fund C11 — Sold (part)

Neuberger Berman High Income Bond Fd Cl Inst

Oppenheimer Rising Dividends Fund C1 Y — Sold (part)

TCW Total Retum Bond FA C1 Y — Sold

American Centruy Inflation Adj Bd Inv C) — Buy

Principal Preferred Securities Fund C11 — Buy

TCW Total Return Bond Fd C11 — Buy

Cohen & Steers Realty Shares Find C1 N — Buy

529 College Savings Plan — None

Blackrock 100% Equity Port

Trust #1 — Int/Div

Federated Money Mkt Obligs Tr Trsy Obligs Instl C1 #68 FFS

BP PLC Spons ADR (common)

Exxon Mobil Corp (Common)

Praxair Inc (Common)

General Electric Co (Common)

Home Depot Inc (Common)

Coca-Cola Co (Common)

Colgate Palmolive Co (Common) — Sold (part)

Kimberly Clark Corp (Common)

Bristol Myers Squibb Co (Common)

Johnson & Johnson (Common) — Sold (part)

American Express Co (Common)

Bank of America Corp (Common) — Sold

JP Morgan Chase & Co (Common)

Charles Schwab Corp (Common) — Sold

Wells Fargo & Co New (Common)

Hewkett-Packard Co (Common) — Sold

Intel Corp (Common)

Microsoft Corp (Common)

Venzon Commumcations (Common)

Forum Funds - Absolute Strategies Fd Inst! Cl

Manning & Napier Funds - World Opptys Ser C1 A

Oppenheimer Funds - Developing Mkis InsttFAC1Y

PNC Finel Sves Group Ine (Common) — Buy

PNC Finel Sves Group Ine (Common) — Buy (add'l)

Apple Inc (Common) — Buy

Capital One Fuel Corp (Common) — Buy

Intemational Business Machines Corp (Common) — Buy

Trust #2 — Int/Div

Federated Money Mkt Obligs Tr Trsy Obligs Inst] C1 #68 FFS

Exxon Mobil Corp (Common)

General Electric Co (Common)

Home Depot Inc (Common) — Sold (part)

Abbott Labs (Common) — Sold (part)

JP Morgan Chase & Co (Common)

Intel Corp (Common) — Sold (part)

Oppenheimer Funds-Developing Mkts Inst! FAC Y

Note Rec. (Mortgage on rental prop #1-Part VLLn DY

Trust #3 — Int/Div

Cash - ML Bank Deposit Program

General Electric (Common)

Johnson and Johnson (Common)

Wal-Mart Stores Inc (Common)

Trust 24 — Int/Div

General Electric (Common)

Home Depot Inc (Common)

Johnson and Johnson (Common)

MFS Growth Allocation Fund C1 ¢ — Sold (part)

Bac Clim Global E (MLGEZ) — Redeemed

Wal-Mart Stores Inc (Common) — Sold (part)

Liability — Trust #2 — Mortgage on rental property #1, Fripp Island, SC (Part VII, line 3)

Income — 2012 — Mercer Law School - Salary — S2.000.00

Spouse's income — 2012 — Self-employed landscape architect (dba WT Designs)

VIL INVESTMENTS AND TRUSTS

Part VII, Line 4: The value of the universal life policy in Column C(1) is the ccontract value as of 12/31/2012,

Part VII, Lines 35 and 38: During 2012, the name of the security on line 35 changed from "Rydex/SGI Mid Cap Value Fund C1 I" to "Guggenheim Mid Cap Value

Fund C11" entered on line 38. (Stock symbol SVUIX)

Part VII, Lines 69 - 74: On 7/10/2012, the American Funds "R2" investment funds on lines 69, 70 and 71 were exchanged into the American Funds "R3"

investment funds on lines 72, 73 and 74.

Part VII, Lines 66 and 67: On 10/11/12, the American Cap World Growth & Income "Class B® shares were exchanged for American Cap World Growth &

Income "Class A” shares.