Jose Alberto Cabranes

RPFFX — Buy

TPINX — Buy

TGVAX — Buy

TGVAX — Sold

MLXS? — Buy

BG3I9E — Sold

TIAA-CREF IRA (Y) — None — Sold — Part VII

PTTAX — Buy

Fidelity Asset Manager (FASMX) — Int/Div

CT Higher Education Trust (Principal Plus Interest Option) — None

CT Higher Education Trust (Principal Plus Interest Option) — None

Citizens Bank Accounts — Interest

Vanguard Money Market Account (VMSXX) — Interest

Vanguard Life Strategy Con Growth Account (VSCGX) — Int/Div — Sold (part)

Vanguard Life Strategy Con Growth Account (VSCGX) — Buy (add'l)

Vanguard Life Strategy Con Growth Account (VSCGX) — Buy (add'l)

Vanguard Life Strategy Con Growth Account (VSCGX) — Buy (add'l)

Vanguard Life Strategy Con Growth Account (VSCGX) — Sold (part)

Wells Fargo Adv. Funds f/k/a Evergreen Serv. Co. (EACFX) — Int/Div

TIAA-CREF Annuity (vested) — Int/Div

TIAA-CREF Pension — None

Morgan Stanley Roth IRA — None — Part VII

AFIFX — Buy

MCGFX — Buy

BPRAX — Buy

BMCSX — Buy

LCCVIX — Buy

DTRIX — Buy

EHSTX — Buy

EACSX — Buy

HLEMX — Buy

IGLAX — Buy

IPPXX — Buy

JDIAX — Buy

JDPAX — Buy

Hartford Life & Annuity Ins. Co. (variable life ins. policy) — None — Part VII

Nuveen MS Active Assets Tax-Free Trust — None

NPI Nuveen Premium INC MUN FD (NPI) — None

Nuveen Conn DV ADV Muni Preferential Rate (NFC) — Int/Div — Buy

Puerto Rico Comwlth Hwy Transnauth {CUSIP Sec. — None

BlackRock Muniyied Investment Preferential Rate Fund (MYF) — None

Western Asset MNGD Municipals Fund IMML) — None

People’s United Financial Inc. (PBCT) — Int/Div

Columbia Tax Exempt C (COLCX) — None

Conn. St. General Obig. Ref. Ser-B (CUSIP — None — Part VII

Trustee, Columbia University, New York, NY

Trustee, William Nelson Cromwell Foundation, New York, NY

Member, Academic Advisory Committee of the Institute for Constitutional Studies, The George Washington Univeristy, Washington, DC

4,, Note: No come of any kind was derived from any of the positions or services or activities noted above,

Gift — The Board of Trustees to each of his Board colleagues

Reimbursement — Columbia University — March 11-12, 2011 — New York, NY — Board of Trustees Committee Meeting — Meals and cost of transportation to and from New York

Reimbursement — Columb University — June 11,2011 — New York, NY — Board of Trustees Committee Meeting — Meals and cost of transportation to and from New York

Reimbursement — Columb University — October 21-22. 2011 — New York, NY — Board of Trustees Committee Meeting — Meals, lodgmg and cost of trunsportation to and from New York

Reimbursement — William Nelson Cromwell Foundation — November 1.2011 — New York, NY — Annual Meeting of the Trustees — Meal and cost of transportation to and from New York

Reimbursement — Columb University — December 9-10, 2011 — New York, NY — Board of Trustees Meeting — Meals and the cost of transportation and from New York

Reimbursement — throughout the year — varied Unviersity academic and social functions — tenured faculty member or as a former University trustee

Spouse's income — 2011 — University of Chicago Press (Royalties)

Spouse's income — 2011 — Thomson-West (Rovalties)

VIL Investments and Trustes: "Attachment A"

VII, 12: Vested annuity: income date roughly the same (Income Gain Code "D”) annually since 1984 (inadvententedly omitted in report for 2010),

VIL, 13:

university pension plan since 1984.

VIL, 15: Rollover of funds from

pension ( TIAA-CREF) plan to alternate carrier (Morgan Stanley Roth IRA) on October 13, 2010 (inadvertently omitted

from the report for 2010).

VIL, 16:

cash value life insurance policy, which is part insurance and part investment, was obtained in 1998 and has been in effect since then. Initially it

had no reportable “investment value." Value indicated refers to investment value of the policy as of December 31, 2011.

VII, 25

Inadvertently failed to report this purchase of a Conn. General Obligation Bond on November 6, 2009, and not reported on the reports for 2009 and 2010