Thomas B. Russell

Kroger — Buy

Kroger — Buy

SUNE — Buy

DNOW — Buy

Yum (YUM)

Tata (TTM)

Checking Account - Paducah Bank — Interest

Checking Account - Regions Bank — Interest

IRA. UBS (See Section VIII — Int/Div — Sold

AmerFDS Cap, World Gr. Inc — Sold

American Mutual Funds — Sold

Amer. Funds Investments Co. of America — Sold

Amer. Funds, Washington Mutual Investors — Sold

IRA. LPL FINANCIAL (See Section VII) — Int/Div

AIM Invt Fds Invesco Developing MK Cl \'d

Optimum Fixed Income Fund C1

Optimum International fund C11

Optimum Large Capital Growth Fd C1

Optimum Large Capital Value Fd C11

Optimum Small Cap Growth Fd CI Instl

Optimum Small Cap Value Fd CI

IRA. UBS (See Section VII — Int/Div — Sold

AmerFDS Capital World Growth — Sold

Amer. Funds. Investment Co. of America — Sold

IRA. LPL FINANCIAL (See Section VII) — Int/Div

Optimum Fixed Income Fund C1

Optimum International Fund C1

Optimum Large Capital Growth Fd C11

Optimum Large Capital Value Fd C11

Opumum Small Cap Growth Fd CI Inst]

Optimum Small Cap Value Fd C1 1

Savings Acct. Regions Bank — Interest

Common Stock, Regions Bank — Int/Div

IRA REGIONS BANK (See Section VID — Int/Div — Sold

US. Treas. SEC Strip — Sold

American Europacific GRTH-F2 — Sold

Pinco Total Return (Mutual Fund) — Sold

Pimco Commodity Realreturn (Mutual Fund) — Sold

Templeton Global Bond Fund — Sold

Fannie Mae DTD — Sold

Federal Home Loan Bank — Sold

American Century Equity Income - Mutual Fund — Sold

lnvestco Developing Markets FD CL — Sold

Pioneer Fundamental Value Fund — Sold

FIRST INVESTORS OF PADUCAH (See Section VII — Int/Div

US Banc (common)

IBM (common)

Abbott Lab (common) — Sold

Cisco Sys (common)

Intel (common)

dchlumberge (common)

Simon P (common)

Loews (common) — Sold

Fastenal (common)

Microsoft (common)

Coke (common)

Johnson (common)

Minnesota (3M) (common)

Proctor (common)

CS! (common)

Exon Mobil (common)

Oracle (common)

Walgreen (common)

B.P. PLC (common)

Apple (common)

Ishares (WM common)

SPDR SDY

Trnity — Sold

Seadnll — Sold

Wells Fargo

Gilead

Fluor

National (NOV)

Clean

Plexus

Ashland (ASH)

Vanguard (VWO) — Sold

Vanguard (VEA) — Sold

Toyota (TM) — Sold

Tesoro (TSO)

Kraft

Healthcare HON — Sold

Barclays — Sold

Dollar General

Baker BHI

Becton BDX

Spectra SE — Sold

Medtronic MDT

Mondelez MDL

Denbury (DNR) — Sold

Freeport (FCX)

Hess (HES) — Sold

JP Morgan (JPM)

Nat'L Fuel (NFG)

Pfizer (PFE) — Sold

Badu (BIDL)

Cnooc (CEO)

Delphi (DLPH)

Estee (EL)

Abbvie (Abby)

Uranium (UEC)

Whole Foods — Buy

Whole Foods — Buy

Whole Foods — Buy

GOOD — Buy

Kroger — Buy

Partner, First Investors of Paducah (Investment Club) See additional information

I. POSITIONS

In October of 1996, 1 became a member of an investment club known as First Investors of Paducah, which is organized as a partnership. There are 15 partners

divided into 7 teams. Each team invests their portion, only have control over the investment of my team. Ido have a 1/15 interest in all investments.

VIL INVESTMENTS AND TRUSTS

(No. 3-7) IRA- UBS

This 1s an [RA acount with UBS. In October, 2014, | transferred all of these assets to LPL Financial. They immediately sold those assets and reinvested the

proceeds in the assets listed in No. 8-15 below.

(No. 8 -15) IRA - LPL FINANCIAL

This is the IRA account in LPL Financial that was transferred from UBS to LPL Financial as referenced above. Lie 8 reflects the total value of the account, and

Lines 9-15 list the individual purchases LPL Financial made.

(No. 16-18) IRA - UBS

This is another IRA with UBS which was transferred to LPL Financial in October, 2014. Upon transfer, LPL sold most assets and invested them in assets listed in

No. 19-25 below.

(No, 19-25) IRA- LPL FINANCIAL

This is an IRA account in LPL Financial that was transferred from the UBS account referenced m Lines 16-18. LPL Financial immediately sold those assets and

invested them as set forth in Lines 19-25,

(No. 28-38) IRA - REGIONS BANK

This is an IRA account with Regions Bank, which | transferred to LPL Financial in October, 2014, as shown in Lines 8-15. Line 28 reflects the value of the

account. Upon transfer, LPL sold most of the assets and invested them in assets listed in Lines 8-15.

I had an TRA with Regions Bank and UBS, Other than making an allocation choice between bonds, stocks, money markets, ete., I have no control over the IRA

account. 1am not consulted nor do 1 give advice on the individual investments. Both IRA accounts were transferred to LPL Financial in October, 2014 under the

sume conditions.

(No, 39-107) First Investors of Paducah is an investment club organized as a partnership. There are 15 parters divided into 7 teams, Each team makes an

independent investment of their portion, 1 have no control over the investments of the other 6 teams, Tdo have a 1/15 interest in all of the investments, Lines 39

thru 107 represent the stock investments of the club. Line 39 reflects the estimate of my 1/15 interest.