Pierre Nelson Leval

Art Works — None

Abbot Labs (common stock (self & spouse) — Int/Div

Abbvie Inc. (common stock) (self/spouse) — Int/Div

Exxon Mobil (common) — Int/Div

MRO — Int/Div

Daimler Chrysler (common) — Int/Div

FMC Money Mkt (self & spouse) (Dreyfus) — Interest

FMC Select Fund (common) (self & spouse) — Int/Div

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — Buy (add'l)

FMC Select Fund (common)* (Spouse (see * in Part VIII — Buy (add'l)

FMC Select Fund (common)* (Spouse (see * in Part VIII — Buy (add'l)

FMC Select Fund (common)* (Spouse (see * in Part VIII — Buy (add'l)

FMC Select Fund (common)* (Spouse (see * in Part VIII — Buy (add'l)

FMC Select Fund (common)* (Spouse (see * in Part VIII — Buy (add'l)

FMC Select Fund (common)* (Spouse (see * in Part VIII — Buy (add'l)

Lincoln St. Realty (limited partnership) — None

Hershey (common is) — Int/Div

Smith Bamey Liquid Res Fund (common) {s) — Int/Div — Sold

Gen. Amencan Inv. (common) (GAM) (s) — Int/Div

Chase Bank (acccount) (s) — Interest

Chase Bank (scccount ) (self) — None

Citibank account — None

Chase bank account (trust) — None

Vanguard GNMA Fixed Income Fund (trust) — Interest

FHKCX — Int/Div

FEMKX — Int/Div

FUSVX — Int/Div — Buy (add'l)

FLGEX — Int/Div

HGOCX — Int/Div

IHSAX — Int/Div

HNSCX — None

HIOCX — Int/Div

HCACX — Int/Div

IGNCX — None

VTRIX — Int/Div

FNYXX — Interest — Sold (part)

VDIGX — Int/Div

Jacksonville 5.375 8/15/23 — Interest

Bd. Man. Guadalupe 5.375 8/15/27 — Interest

Detroit Mich Water 5.75 7/1/24 — Interest

Detroit Mich Sewer 5.250 7/1/24 — Interest

Detroit Water 5.75 7/1126 — Interest

Guam Pwr Bond 5.0 10/1/26 — Interest

Guam Arpt Bond 5.00 10/1/23 — Interest

Guam Pwr 5.00 10/1/23 — Interest

Monroe 5.75 bond 8/15/30 — Interest

Monroe 5.75 bond 2035 8/15/38 — Interest

E. Rochester 5.00 8/15/27 — Interest

E. Rochester 5.00 4720027 — Interest

Kentucky 6.0 bond 1/1/19 — Interest — Sold (part)

Michigan Hosp. bond 5.25 5/15/26 — Interest — Sold (part)

Mississippi Dev. 6.75 12/1/33 — Interest

Mississippi Hosp. bond 5.00 8/1/22 — Interest

NY Dorm 5.1 2/15/26 bond — Interest — Sold (part)

NY Dorm 5.1 2/15/26 bound (see * in Part vin — Redeemed

NY Dorm 6.50 8/15/30 — Interest

NY Dorm S.08/1/2023 — Interest — Redeemed

NYS Energy 5.5 bond 1/1/21 NCW — Interest — Sold (part)

NYS Energy 5.5 bond 8/1/21 (See * in Part vin — Redeemed

NY Dorm 6.25 8/15/34 — Interest

NY Dorm 5.0 10/1/26 — Interest

NY Dorm 5.0 7/1/24 — Interest

NY Dorm 5.0 10/1/30 (See*™ in Part VII) — None — Buy

NY Dorm 5.0 10/1728 (See*™ in Part VIII) — None — Buy

Pima 5.0 12/15/36 — Interest

PRS37571728 — Interest

PRSSTUI9 — Interest

PRHSGS. 125 12/1127 — Interest

Puerto Rico bond 4.95 7/1/26 — Interest

Puerto Rico Comm. 5.5 7/1/20 — Interest

Puerto Rico Pub Fin 6.00 8/1/26 — Interest — Buy (add'l)

Puerto Rico 5.25 7/1/22 — Interest — Buy

Puerto Rico 5.25 7/1/22 (See* mn Part VIII) — Buy (add'l)

Virgin bond 5.0 10/1/28 — Interest

Virgin Pub Fin bond 4.0 10/1/22 — Interest

Virgin Pub Fin 5.0 10/1/27 — Interest

Virgin Pub Fin 5.25 10/1/24 — Interest

NY Util Debt 5.0 12/15/32 — Interest — Buy

NY Util. Debt 5.0 12/15/36 — Interest — Buy

Bd. Man. Guadalupe bond 5.375 8/15/27 spouse — Interest

Detroit Sewer 5.75 7/1/31 « spouse — Interest

Detroit Water 5.75 7/1/25 - spouse — Interest

Fontana CA 5.0 9/1/16 spouse — Interest — Redeemed

Fresno 5.75 6/1/26 - spouse — Interest

Guam Arpt. Bond 5.00 10/1/23 (spouse) — Interest

Guam Pwr Bond 5.00 10/1/23 (Spouse) — Interest

Monroe Cty 5.75 2035 (spouse) — Interest

Monroe Bond 5.75 8/15/30 (Spouse) — Interest

NY Dorm 5.1 2/15/26 bond - spouse — Interest — Sold (part)

NY Dorm 6.25 8/15/34 spouse — Interest

NYS Dorm 5.0 10/1/26 - spouse — Interest

NYS Dorm 6.5 8/15/30 spouse — Interest

NYS Dorm 5.0 7/1/24 spouse — Interest

NYS Urban Bond 5.00 3/15/26 (Spouse) — Interest

NY Twy 5.0 1/1/33 (See** in Part VIII) — None — Buy

Puerto Rico (spouse) 6.0% 7/1/18 Bond — Interest

Puerto Rico (spouse) 4.95% 7/1/26 Bond — Interest

Puerto Rico Pub Fin (spouse) 5.125 6/1/24 — Interest — Buy (add'l)

RI Health 5.5 bond - 5/15/16 (spouse) — Interest — Redeemed

Virgin 5.0% (spouse) 10/1/28 Bond — Interest

Virgin 1. 5.0% (spouse) 10/1/30 Bond — Interest

New Providence Assoc. LP fund self — None — Sold

JPMorgan Tax Free Bond VANTX self — Interest

JPMorgan Tax Free Bond VANTX self — Int/Div — Buy

Council member - Emeritus, The American Law Institute

Trustee, Executor, Family members

Member - Photography Committee, Museum of Modem Art

Reimbursement — USC Gould School of Law — 0208 - 021072016 — Wianta Monica, CA — Lecture — Travel/hotel

Reimbursement — American Law Institute — 1109 = 111022016 — Philadelphia, PA — Sermnar — Travelhotel

Spouse's income — Stare St. Cultural Inst. Pension Plan - pension

* This line reports only a transaction. The first line relating to this security reports income m Column B and year's end gross value m Column C.

** This bond was scheduled to pay interest (in range B) during my holding period in 2016, The interest payment due was not received in my account, 1 am

inquiring why.