Jane A. Restani

Invesco Mid Cap — Int/Div

MFS - Core Equity — Int/Div

Pimco Total Retum — Int/Div — Sold (part)

Lord Abbet Tax Free — Interest

Stonington Gen Ob. Bond — Interest — Sold

Wells Fargo (Evergreen) Asst. All — Int/Div — Sold

CT STHLTH EDL Bonds — Interest

U.S. Savings Bonds — Interest — Sold (part)

Blackrock-National Municipal — Interest

Nuveen Muni Funds — Int/Div

First County Bank Stamford Cash Accounts — Int/Div

Hudson Savings and Checking Accounts — Interest — Buy (add'l)

U.S. Treasury (Legacy) — Interest — Sold

Frunklin Tax Free CT — Interest

CT Stute Bonds — Interest

Vanguard Windsor Il — Int/Div — Sold

Invesco Van Kampen Com — Int/Div

Invesco Muni Bond Fund (AIM) — Int/Div — Buy (add'l)

MFS Total Return Fund — Int/Div

George Putnam Balanced A — Int/Div

Putnam Tax Free Hi Yd — Int/Div — Buy (add'l)

AllianceBemestem Gr. & Inc. Fund — Int/Div

MFS Muni Ltd Fund — Int/Div

Willington CT Bond — Interest

Morgan Stanley (Cash) — Int/Div

Ashford CT Bond — Interest — Sold

IShares MSC EAFE Index — Int/Div

IShares TR Russell MidCap Index — Int/Div

IShares Russi 1000 Value Index — Int/Div

IShares Russell 1000 Growth Index — Int/Div

IShares Russell 2000 Index — Int/Div

Connecticut SPL Oblig Tax Bds — Interest

Invesco Charter Fund — Int/Div

Blackrock Muniholdings Insured — Int/Div

Metropolitan Transport Auth — Interest — Buy (add'l)

Dormitory Auth City Lny — Interest

AllianceBemstein Large Cap — Interest

New York City Transistion Auth — Interest

Prime Fund Cap Reserves Class - Cash Account — Interest — Sold

Morgan Stanley Tax-Free Daily Income Trust — Interest — Sold (part)

Invesco Equally Weighted S&P 500 Fund — Int/Div

University of Connecticut Bond Maturity 1/15/13 — Interest — Sold

Invesco Diversified Dividend Fund — Int/Div

Alhance Bernstemn Growth Fund — Int/Div

Baron Growth Fund — Int/Div — Sold (part)

Blackrock Equity Dividend Fund — Int/Div — Sold (part)

Royce Premier Fund Inv Class — Int/Div — Sold (part)

Wells Fargo Advantage Emerging Mkts — Int/Div — Buy (add'l)

Henderson International Opportumties Fd — Int/Div — Sold (part)

Mainstay Large Cap Growth Fund — Int/Div — Sold (part)

PIMCO Foreign Bond (Unhedged) Fund — Int/Div — Sold (part)

Citibank, NA. (cash) — Interest — Sold

Columbia Select LG CP Growth — Int/Div — Buy

Delaware Value C — Int/Div — Buy

Henderson Global EQ Inc A — Int/Div — Buy

Western Asset Govt Reserves — istrnibution — Buy

Vice Chair, Adirondack Mountain Club

Spouse's income — 2013 — CITY UNIVERSITY OF NEW YORK - Salary

Part VII

Line #12 - Cash account - purchases a function of net activity

Line #17 - Invesco Comstock (formerly Invesco Van Kampen Com) increased in value to the next level of valuation due to close proximity to next range in the

prior year and the related unrealized gam during 2013. There were no additional purchases of these investments in 2013.

Line #20 - Name changed from Putnam Geo Put Fund

Line #21 - Name changed from Putnam Muni Inc. Fund

Line #40 « Cash fund sold throughout year as a result of trading activity. Additionally, name changed from Morgan Stanley AAS Tax Free Trust Money Fund