Joan Glazer Margolis

J.P. Morgan Chase Bank, New Haven, CT Bank Accs. &IRA. Bank — Interest

First Niagara Bank (New Alliance), New Haven, Bank Accounts — Interest

State of Israel, Bonds — Interest

Connecticut Light & Power Co., Preferred Stock — Int/Div

United Numinating Co., Common Stock — Int/Div

International Business Machines, Stock — Int/Div

Puerto Rico Zero Coupon Bonds — Interest

Street Assoc, Inc., Mortgage — Interest — Expired — Props. New Haven, LLC

LP. Morgan Fund (formerly Chase Vista Trust) — Interest

Columbia Seligman Henderson Glob. Tech Fund (fka Seligman) — Int/Div

Microsoft Comp. Stock — Int/Div

Fundamental Investors. Inc — Int/Div

Growth Fund of America, Inc — Int/Div

Capital World Growth & Income Fund — Int/Div

Small Cap World Fund, Inc — Int/Div

New World Fund — Int/Div

Euro Pacific Growth Fund — Int/Div

New Economy Fund SBI — Int/Div

American Mutual Funds, Inc — Int/Div

Columbia Seligman Comm. & Info. (fka Seligman Comm. ), Stock — Int/Div — Sold (part)

Kellogg Co., Stock — Int/Div

Xcel Energy, Stock — Int/Div

J.P. Morgan Chase Corp., Stock — Int/Div

Cisco Systems Inc. Stock — Int/Div

Phzer. Inc. Stock — Int/Div

Nippon Telegruph & Telephone Co., Stock — Int/Div

Amgen, Inc., Stock — Int/Div

Qualcomm, Inc., Stock — Int/Div

Proctor & Gamble Co.. Stock — Int/Div

Home Depot, Stock — Int/Div

Dell Computer Corp. Stock — Int/Div

Wells Fargo Bank, NA (fka Centennial Money Market Fund) — Interest

General Electric. Stock — Int/Div

AXA Equitable Fund — Interest

Pub. Sve. Enter. Gr. Inc. (fka PSEG). Stock — Int/Div

Conn. State Higher Ed. Supp. LN Authority — Interest

Johnson & Johnson, Inc... Stock — Int/Div

First Niagara Financial Group, LLC (ka New Alliance), Stock — Int/Div

Verizon Communications, Stock — Int/Div

Dow Chemical Co. Stock — Int/Div

Prime Money Market Fund (fka Tamarack Investment FDS Prime) — Interest

Bristol Myer Squibb Co., Stock — Int/Div

Intel Corp, Stock — Int/Div

Conn. St. GO CAB's Colleges SWD Plan, Bonds — Interest

Archer Daniels Midland Co. Stock — Int/Div

Milestone Scientific. Inc.. Stock — Int/Div

Hamden, CT, Property (p'ship now LLC) — Rent

Merck & Co.. Inc. Stock — Int/Div

Conn ST SPL Tax Obligation R Spl, Bond — Interest

McDonald's, Stock — Int/Div

Shanghai OLED New Haven, LLC, Stock — Int/Div

JM. Smucker & Co.. Stock — Int/Div

Bright Directions College Savings Program — Interest — Buy (add'l)

Roval Dutch Shell, PLC — Int/Div

Statoil ASA — Int/Div

Thompson Reuter Corp — Int/Div

Vodafone Group PLC — Int/Div

Minots Tool Works Inc — Int/Div

Petroleo Brasiliero Spon ADR Petrobras — Int/Div — Sold

Connecticut St. Sev C G/O — Int/Div

Enduro Rovalty Trust — Int/Div

Enterprise Products Partners, LP — Int/Div

Manning & Napier FDNCW Pro Blend Extended Term Serv. Class A — Int/Div

Promissory Note — Distribution

Prudential Premier Retirement B Series Annuity — Interest — Buy

CBOE Holdings, Inc — Int/Div — Buy

Manulife Financial Corp. — Int/Div — Buy

Novartis AG — Int/Div — Buy

SPDR Gold Trust — Distribution — Buy

Counecticut St. For Issues Dated Prior to 11910 — Interest — Buy

Connecticut St SPL Tax Obligation Rev RFDG Trans Infra Serv — Interest — Buy

Connecticut st. Ser C G70 Unhd B/E OID — Interest — Buy

Connecticut St. Ref Ser GO Und B/E — Interest — Buy

Consolidated Edison, Inc — Int/Div

Trustee, Family Philanthropic Funds

Member, Board of Directors, Local Synagogue

Spouse's income — 2012 — Self-Employed Attorney, New Haven, Connecticut

Upon the death of several elderly relatives, | became the Trustee of philanthropic funds established by my relatives with a local charity. My role with respect

to these philanthropic funds is quite limited. As Trustee, my sole responsibility is to make recommendations for distributions to other charities, which

recommendations can be followed or ignored by the charitable foundation which administers the funds, This charitable foundation manages millions of dollars

of charitable funds (akin to a little version of the United Way), of which my relatives’ philathropic funds are just a small part. 1 have no knowledge of, or

responsibility for, any assets held by this fund; all these decisions ure vested solely in the discretion of the charitable foundation. | explained this in a letter to

CFD, dated July 30, 2004,

With respect to the Consolidated Edison stock in line 74, in 2010, we sold this stock

. In preparing my

2011 report, 1 did not include this asset, as I erroneously had thought this had been & total sale, not a partial sale. This asset now appears in my 2012 report.

Thank you.