Jeremiah J. McCarthy

HSBC Bank, N.A., Checking Account — Interest

HSBC Bank, N.A., Savings Account — Interest

HSBC Bank, N.A.. Supp. Needs Trust Acct — Interest

MA&T Bank Savings Account — Interest

Franklin NY Intermediate - Term Tax Fee Income Fund Class A — Int/Div

Columbian Mutual Life Ins. Co — Interest

Rydex SGI Mgd. Futures H — Int/Div — Sold

Baron Small Cap — None — Sold

Bond Fund of America — Int/Div — Sold

Capital World Growth Income — Int/Div — Sold

Fundamental Investors — Int/Div — Sold

Heartland Value Fund — None — Sold

I Shares - Tr. Russell MidCap Value Index Fund — Int/Div — Sold

Loomis Sayles 11 Strategic Income — Int/Div — Sold

Loomis Sayles Grade Bond Fund — Int/Div — Sold

Highland Floating Rate A — None — Sold

Mutual Series Discovery Fund — None — Sold

Pioneer Cullen Value — None — Sold

Thomburg lnvt Tr Core Growth Fund — None — Sold

UBS AG Jersey BRH — None — Sold

Vanguard Infl - Protected Sec — Int/Div — Sold

Prime Funds - Capital Reserves — Int/Div — Sold

Amencan Funds Growth FI — None — Sold

Fundamental Investors A (American Fund) — Int/Div

AQR Managed Futures Fund — Int/Div — Buy

Blackrock Equity Dividend — Int/Div — Buy

Dodge & Cox Income — Int/Div — Buy

Fidelity Cash Reserves — Int/Div — Buy

Highland Floating Rate Opp — Int/Div — Sold

Ing Mid Cap Opportunity — Int/Div — Buy

John Hancock Discipl, Value Mid Cap — Int/Div — Buy

Mamstay Large Cap Growth — Int/Div — Buy

Mumagers Bond — Int/Div — Buy

Oppenheimer Dev Markets — Int/Div — Buy

Oppenhemner Intl Bond FD — Int/Div — Buy

RS Global Natural Resources — Int/Div — Buy

Templeton Frontier Market — Int/Div — Buy

Thomburg Intl Value — Int/Div — Buy

Vanguard GNMA Investor — Int/Div — Buy

Wells Fargo High Income — Int/Div — Buy

Royce 100 — Int/Div — Buy

Royce 100 — Int/Div — Sold

Heartland Value — Int/Div — Buy

Heartland Value — Int/Div — Sold

Munder MidCap Core ( — Int/Div — Buy

Munder MidCap Core C — Int/Div — Sold

Ridgeworth MidCap Val. Eg — Int/Div — Buy

Ridgeworth MidCap Val. Eq — Int/Div — Sold

Perkins MidCap Value — Int/Div — Buy

Perkins MidCap Value — Int/Div — Sold

Trustee, Fimothy V. Riordan Supplemental Needs Trust

Director, Hilbert College

Part VII, item 4: Last year's entry referred to a mortgage escrow account. The mortgage was paid off during 2011, and the account was closed. However, the

entry now refers to an account on which [JI was co-signator with JIN (the funds in the account belonged to IN. Uvoo [IN death in

2011, the account passed to JIN

Part VIL, lines 22 and 28: In response to Judge McKinley's September 11, 2012 letter requesting clarification as to the new entry for "Fidelity Cash Reserves" (Part

VIL line 28), my financial advisor states that this is a money market fund which is used to fund new investments, and it replaces the old account entitled "Prime

Funds - Capital Reserves" (Part VIL, line 22).