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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 647

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Treasury Capital Resv.

As filed

NQUI — Sold

NQUI — Sold

NQUI — Sold

NQUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Sold

NQUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Buy

ESU1 — Sold

ESU1 — Buy

HGUI — Buy

LULU — Buy

InTrust # 1 LA Financial Credit Union — Int/Div

y) In Trust #1 Real Estate Prescott, AZ — Rent

Wells Fargo Bank, N.A. Savings/Checking (x-checking) — Interest

Universal Life Insurance (State Farm) — Int/Div

Adventrx Pharmaecuticals Inc. — None

y) Agrium Inc. (AGU) — Int/Div — Buy

y) Agrium Inc. (AGU) — Buy

y) Agrium Inc. (AGU) — Buy

y) Agrium Inc. (AGU) — Sold (part)

y) Agrium Inc. (AGU) — Sold

Agricultural Bank of Ching — None — Buy

vy) American Axel — None — Sold

Amencan Axel — Buy

Amencan Axel — Sold

American Axel — Buy

American International Group — None — Buy

American International Group — Sold

Andre Juice Co. Ltd. — Int/Div

Anhui Expressway Co. Lid. — None — Buy

Applied Energetics — None

Arch Coal Inc. (ACD — Int/Div — Buy

Arch Coal Inc. (ACD — Buy

Arch Coal Inc. (ACD — Buy

Arch Coal Inc. (ACD — Buy

Arch Coal Inc. (ACD — Buy

Arch Coal Inc. (ACD — Sold (part)

Arch Coal Inc. (ACD — Sold

Ascott Residence Trust NPV (Real Estate Investment Trust) — None — Buy

Asian Environment Holdings Lid — Int/Div — Buy

Aas Pipline Partners LP (APL) — Int/Div — Buy

Aas Pipline Partners LP (APL) — Buy

Aas Pipline Partners LP (APL) — Buy

Aas Pipline Partners LP (APL) — Sold

Banco Bilbao Vizcaya Argentania. S.A (BBVA) — None — Sold

BBVA — Sold

BBVA — Buy

BBVA — Sold

BBVA — Buy

BBVA — Sold

Banco Samtaider — None — Buy

Banco Samtaider — Sold

Bangkok Bank Public Co. Ltd — Int/Div

Bangkok Dusit Medical Services Co. Lid — Int/Div — Sold

Bank of America — None — Sold

Bank of America — Buy

Bank of China — None — Buy

Barclay Bank — None — Sold

Barclay Bank — Buy

Barrick Gold Corp. (ABX) — Int/Div — Buy

Barrick Gold Corp. (ABX) — Buy

Barrick Gold Corp. (ABX) — Sold

Barrick Gold Corp. (ABX) — Sold

BHP Billiton Lid. (BHP) — Int/Div — Buy

BHP Billiton Lid. (BHP) — Buy

BHP Billiton Lid. (BHP) — Sold

BHP Billiton Lid. (BHP) — Sold

Canadian Dollars — None — Sold

Canadian Dollars — Sold

Canadian Dollars — Buy

Capital One (COF) — None — Sold

Capital One (COF) — Sold

Capital One (COF) — Buy

Capital One (COF) — Sold

Capital One (COF) — Buy

Centamin Egypt Lid. (CEE) — None — Buy

Centamin Egypt Lid. (CEE) — Sold

Centamin Egypt Lid. (CEE) — Buy

Centamin Egypt Lid. (CEE) — Buy

Centamin Egypt Lid. (CEE) — Sold (part)

Centamin Egypt Lid. (CEE) — Sold

Chaoda Modern Agriculture Holdings — None

Chesapeake Energy Corp. (CHK) — Int/Div — Buy

Chesapeake Energy Corp. (CHK) — Buy

Chesapeake Energy Corp. (CHK) — Buy

Chesapeake Energy Corp. (CHK) — Sold (part)

Chesapeake Energy Corp. (CHK) — Sold

Chevron Corp. (CVX) — Int/Div — Buy

Chevron Corp. (CVX) — Buy

Chevron Corp. (CVX) — Buy

Chevron Corp. (CVX) — Sold (part)

Chevron Corp. (CVX) — Sold (part)

Chevron Corp. (CVX) — Sold

Chiang Mai Ram Medical Business Pcl — None — Buy

China Blue Chemical Lid. — Int/Div

China Construction Bank — Int/Div — Buy

China Huiyuan Juice Group — None — Buy

y) China Overseas Land & Investment Lid, — None — Sold

Citigroup — None — Sold

Citigroup — Buy

Cocoa Futures (CCH2) — None — Buy

CCH2 — Sold

Core Laboratories NV. (CLB) — Int/Div — Buy

Core Laboratories NV. (CLB) — Buy

Core Laboratories NV. (CLB) — Buy

Core Laboratories NV. (CLB) — Sold (part)

Core Laboratories NV. (CLB) — Sold

Corn Products International Inc. (CPO) — Int/Div — Buy

Corn Products International Inc. (CPO) — Buy

Corn Products International Inc. (CPO) — Sold

Cresud S.A. (CRESY) — None — Buy

CRESY — Buy

CRESY — Sold (part)

CRESY — Sold

Crude oil futures (CLI) — None — Buy

CLJI — Sold

Crude oil futures (CLM) — None — Sold

CILMI — Buy

Crude oil futures (CLN1) — None — Sold

CLNI1 — Buy

CLNI — Sold

CLNI — Buy

CLNI — Sold

CLNI — Sold

CLNI — Buy

CLNI — Sold

CLNI1 — Buy

Crude oil futures (CLQ1) — None — Sold

CLQI — Buy

CLO1 — Sold

CLQ1 — Buy

CLO1 — Sold

Crude oil futures (CLUI) — None — Sold

CLUI — Buy

CLUI — Sold

CLUI — Sold

CLUI — Sold

CLUI — Buy

CLUI — Buy

CLUI — Sold

CLUI — Buy

CLUI — Sold

CLUI — Buy

CLUI — Sold

CLUI — Buy

CLUY — Sold

CLUI — Sold

CLUI — Buy

CLUI — Sold

CLUI — Buy

CLUI — Sold

CLUI — Buy

CLUI — Sold

CLUI — Buy

Crude oil futures (CLV) — None — Buy

CLVI — Sold

Crude oil futures (CLX 1) — None — Buy

CLXI — Sold

CLX1 — Sold

CLX1 — Buy

vy) Crude oil futures (CLZ0) — None — Sold

Crude oil futures (CLZ1) — None — Buy

CLZI — Sold

CLZ! — Buy

Deere & Co. (DE) — Int/Div — Buy

Deere & Co. (DE) — Buy

Deere & Co. (DE) — Buy

Deere & Co. (DE) — Sold (part)

Deere & Co. (DE) — Sold

Detour Gold Corp. (DCG) — None — Buy

Detour Gold Corp. (DCG) — Buy

Detour Gold Corp. (DCG) — Buy

Detour Gold Corp. (DCG) — Buy

Detour Gold Corp. (DCG) — Sold (part)

Detour Gold Corp. (DCG) — Sold

Direxion Daily Financial Bear 3X (FAZ) — None — Buy

Direxion Daily Financial Bear 3X (FAZ) — Sold

El Paso Pipeline Partners LP (EPB) — None — Buy

El Paso Pipeline Partners LP (EPB) — Buy

El Paso Pipeline Partners LP (EPB) — Buy

El Paso Pipeline Partners LP (EPB) — Buy

El Paso Pipeline Partners LP (EPB) — Buy

El Paso Pipeline Partners LP (EPB) — Sold

Endeavour Silver Corp. (EDR) — None — Buy

Endeavour Silver Corp. (EDR) — Buy

Endeavour Silver Corp. (EDR) — Sold (part)

Endeavour Silver Corp. (EDR) — Sold

Energy Transfer Partners LP (ETP) — Int/Div — Buy

Energy Transfer Partners LP (ETP) — Buy

Energy Transfer Partners LP (ETP) — Buy

Energy Transfer Partners LP (ETP) — Buy

Energy Transfer Partners LP (ETP) — Buy

Energy Transfer Partners LP (ETP) — Sold (part)

Energy Transfer Partners LP (ETP) — Sold

ESH2 (S&P S00 futures) — None — Sold

ESH2 — Buy

ESH2 — Sold

ESM (S&P 50x) — None — Sold

ESMI — Sold

ESM1I — Sold

ESM1 — Buy

ESM1 — Sold

ESMI — Buy

ESM1I — Sold

ESM1 — Buy

ESU (S&P S00 futures) — None — Sold

ESUI — Buy

ESU1I — Buy

ESU1 — Sold

ESU1 — Buy

ESU1I — Sold

ESU1 — Buy

ESUI — Sold

ESUI — Buy

ESUI — Sold

ESU1 — Buy

ESU1I — Buy

ESUI — Buy

ESU1 — Sold

ESUL — Buy

ESU1I — Buy

ESUI — Sold

ESUI — Sold

ESUI — Buy

ESUI — Sold

ESU1 — Sold

ESU1 — Buy

ESU1 — Sold

ESU1I — Buy

ESZ1 (S&P 500 futures) — None — Sold

ESZ1 — Buy

ESZI — Sold

ESZI — Buy

ESZI — Sold

ESZI — Sold

ESZI — Buy

ESZI — Buy

ESZI — Sold

ESZ1 — Buy

EWG (Germany ETF) — None — Sold

EWI (lly ETF) — None — Sold

EWI (lly ETF) — Buy

EWK (Belgium ETF) — None — Sold

EWK (Belgium ETF) — Buy

EWK (Belgium ETF) — Sold

EWK (Belgium ETF) — Buy

EWK (Belgium ETF) — Sold

EWP (Spain 5119) — None — Sold

EWP (Spain 5119) — Buy

EWP (Spain 5119) — Buy

EWQ (France ETF) — None — Sold

EWQ (France ETF) — Buy

EWCQ — Sold

EWU (United Kingdom ETF) — None — Sold

EWU (United Kingdom ETF) — Buy

EWU (United Kingdom ETF) — Sold

EWU (United Kingdom ETF) — Buy

Euro futures — None — Sold

Euro futures — None — Sold

Euro futures — Buy

y) Euro futures Bought 1 contract on 117410 — None — Sold

Euro futures — None — Sold

Euro futures — Buy

Broker #3 Cash Reserves — Int/Div

Freeport-McMoran Copper B (FCX) — Int/Div — Buy

Freeport-McMoran Copper B (FCX) — Buy

Freeport-McMoran Copper B (FCX) — Buy

Freeport-McMoran Copper B (FCX) — Sold (part)

Freeport-McMoran Copper B (FCX) — Sold (part)

Freeport-McMoran Copper B (FCX) — Sold

Gabriel Resources Lid. Com (GBU) — None — Buy

Gabriel Resources Lid. Com (GBU) — Buy

Gabriel Resources Lid. Com (GBU) — Buy

Gabriel Resources Lid. Com (GBU) — Sold (part)

Gabriel Resources Lid. Com (GBU) — Buy

Gabriel Resources Lid. Com (GBU) — Sold (part)

Gabriel Resources Lid. Com (GBU) — Buy

Gabriel Resources Lid. Com (GBU) — Sold

Gold Fields Lid. (GF) — Int/Div — Buy

Gold Fields Lid. (GF) — Buy

Gold Fields Lid. (GF) — Sold

Gold Fields Lid. (GF) — Buy

Gold Fields Lid. (GF) — Sold (part)

Gold Fields Lid. (GF) — Sold

General Motors (GM) — None — Sold

General Motors (GM) — Sold

General Motors (GM) — Sold

General Motors (GM) — Buy

General Motors (GM) — Sold

General Motors (GM) — Buy

Goldman Sachs (GS) — None — Sold

Goldman Sachs (GS) — Sold

Goldman Sachs (GS) — Buy

HEG2 (lean hogs futures) — None — Buy

HEG?2 — Sold

HEZI (lean hogs futures) — None — Buy

HEZ1 — Sold

y) HGZ0 (high grade copper futures) — None — Buy

HGUI (high grade copper futures) — None — Sold

HOM (heating oil futures) — None — Sold

HOM (heating oil futures) — Buy

Hong Kong Dollars (HKD) — Int/Div — Sold

Hong Kong Dollars (HKD) — Buy

Hong Kong Dollars (HKD) — Sold

Hong Kong Dollars (HKD) — Buy

Humana — Int/Div

HyNux Lid. — Int/Div

HYG (High Yield Debt ETF) — None — Sold

HYG (High Yield Debt ETF) — Sold

HYG (High Yield Debt ETF) — Sold

Broker # 1 (IRAs and Brokerage) account — None — Sold (part)

Broker# 1 — Sold (part)

Broker #1 — Sold (part)

Broker #1 — Sold (part)

Ipath Dow Jones-UBS Cotton Subindex (BAL) — None — Buy

Ipath Dow Jones-UBS Cotton Subindex (BAL) — Sold

Ishares Barclays 1-3 year treasury (SHY) — None — Buy

Ishares Barclays 1-3 year treasury (SHY) — Buy

Ishares Barclays 1-3 year treasury (SHY) — Buy

Ishares Barclays 1-3 year treasury (SHY) — Sold

Ishares Barclays 7-10 year treasury (IEF) — Int/Div — Buy

Ishares Barclays 7-10 year treasury (IEF) — Buy

Ishares Barclays 7-10 year treasury (IEF) — Buy

Ishares Barclays 7-10 year treasury (IEF) — Sold

Ishares Barclays 204 year treasury (TLT) — Int/Div — Buy

Ishares Barclays 204 year treasury (TLT) — Buy

Ishares Barclays 204 year treasury (TLT) — Buy

Ishares Barclays 204 year treasury (TLT) — Buy

Ishares Barclays 204 year treasury (TLT) — Sold

Ishares 1-3 year credit bonds (CS) — None — Sold

Ishares Silver Tr. Ishares (SLV) — None — Buy

Ishares Silver Tr. Ishares (SLV) — Sold

Ishares Silver Tr. Ishares (SLV) — Buy

Ishares Silver Tr. Ishares (SLV) — Buy

Ishares Silver Tr. Ishares (SLV) — Buy

Ishares Silver Tr. Ishares (SLV) — Buy

Ishares Silver Tr. Ishares (SLV) — Buy

Ishares Silver Tr. Ishares (SLV) — Buy

Ishares Silver Tr. Ishares (SLV) — Buy

Ivanhoe Mines Lid. (IVN) — None — Buy

Ivanhoe Mines Lid. (IVN) — Buy

Ivanhoe Mines Lid. (IVN) — Sold

Ivanhoe Mines Lid. (IVN) — Buy

Ivanhoe Mines Lid. (IVN) — Sold (part)

Ivanhoe Mines Lid. (IVN) — Sold

JEF (Jeffries & Co.) — None — Sold

JPM (JP Morgan) — None — Sold

JPM (JP Morgan) — Buy

Kerry Properties Lid. — Int/Div

Kinder Morgan Management LLC (KMR) — None — Buy

Kinder Morgan Management LLC (KMR) — Buy

Kinder Morgan Management LLC (KMR) — Buy

Kinder Morgan Management LLC (KMR) — Sold (part)

Kinder Morgan Management LLC (KMR) — Buy

Kinder Morgan Management LLC (KMR) — Buy

Kinder Morgan Management LLC (KMR) — Buy

Kinder Morgan Management LLC (KMR) — Sold (part)

Kinder Morgan Management LLC (KMR) — Buy

Kinder Morgan Management LLC (KMR) — Sold (part)

Kinder Morgan Management LLC (KMR) — Sold

LEZ (live cattle futures) — None — Buy

LEZ) — Sold

LULU (Lulu Lemon) — None — Sold

LULU — Sold

Magellan Midstream Parners (MMP) — Int/Div — Buy

Magellan Midstream Parners (MMP) — Buy

Magellan Midstream Parners (MMP) — Buy

Magellan Midstream Parners (MMP) — Buy

Magellan Midstream Parners (MMP) — Buy

Magellan Midstream Parners (MMP) — Sold (part)

Magellan Midstream Parners (MMP) — Sold

Market Vectors ETF TR Gold Miners ETF (GDX) — None — Buy

Market Vectors ETF TR Gold Miners ETF (GDX) — Sold (part)

Market Vectors ETF TR Gold Miners ETF (GDX) — Sold

MSFT (Microsoft) — None — Sold

MSK1 — Sold

MSFI1 — Sold

MSFT — Sold

MSFT — Buy

Mitsubishi UFJ Finl Group (MTU) — None — Buy

Mitsubishi UFJ Finl Group (MTU) — Buy

Mitsubishi UFJ Finl Group (MTU) — Buy

Mitsubishi UFJ Finl Group (MTU) — Sold (part)

Mm1U — Sold

Mizuho Financial Group (MFG) — None — Buy

Mizuho Financial Group (MFG) — Buy

Mizuho Financial Group (MFG) — Buy

Mizuho Financial Group (MFG) — Sold (part)

Mizuho Financial Group (MFG) — Sold

MS (Morgan Stanley) — None — Sold

MS (Morgan Stanley) — Sold

MS (Morgan Stanley) — Buy

MS (Morgan Stanley) — Sold

MS (Morgan Stanley) — Sold

National Oilwell Varco Inc. (NOV) — None — Buy

National Oilwell Varco Inc. (NOV) — Buy

National Oilwell Varco Inc. (NOV) — Sold (part)

National Oilwell Varco Inc. (NOV) — Sold

Natural Resource Partners LP (NRP) — Int/Div — Buy

Natural Resource Partners LP (NRP) — Buy

Natural Resource Partners LP (NRP) — Buy

Natural Resource Partners LP (NRP) — Sold

Newmont Mining Corp. (NEM) — Int/Div — Buy

Newmont Mining Corp. (NEM) — Buy

Newmont Mining Corp. (NEM) — Sold (part)

Newmont Mining Corp. (NEM) — Sold (part)

Newmont Mining Corp. (NEM) — Sold

New World Development (17) — Int/Div — Buy

NGJI (natural gas futures) — None — Buy

NGJI (natural gas futures) — Sold

NGUI (natural gas futures) — None — Buy

NGU1 — Sold

NGVI (natural gas futures) — None — Buy

NGVI — Sold

NGXI (natural gas futures) — None — Buy

NGX1 — Sold

NGZI (natural gas futures) — None — Buy

NGZ1 — Sold

Nomura Holdings Inc. (NMR) — None — Buy

Nomura Holdings Inc. (NMR) — Buy

Nomura Holdings Inc. (NMR) — Buy

Nomura Holdings Inc. (NMR) — Buy

Nomura Holdings Inc. (NMR) — Sold (part)

Nomura Holdings Inc. (NMR) — Sold

Novagold resources Inc. (NG) — None — Buy

Novagold resources Inc. (NG) — Buy

Novagold resources Inc. (NG) — Buy

Novagold resources Inc. (NG) — Sold (part)

Novagold resources Inc. (NG) — Buy

Novagold resources Inc. (NG) — Sold

NQH2 (Nasdaq futures) — None — Sold

NQMI (Nasdaq futures) — None — Sold

NOMI — Sold

NOMI — Sold

NOMI — Buy

NOMI — Sold

NOMI — Buy

NOMI — Sold

NOMI — Buy

NOMI — Buy

NOMI — Sold

NOMI — Buy

NOMI — Buy

NQUI (Nasday futures) — None — Sold

NQUI — Sold

NQUI — Buy

NQUI — Buy

NQUI — Buy

NQUI — Sold

NQUI — Buy

NQUI — Buy

NQUI — Buy

NQU1 — Sold

NQUI — Buy

NQUI — Sold

NQUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Buy

NCUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Buy

NQUI — Sold

NQUI — Sold

NQUI — Buy

NQZI (Nasdaq futures) — None — Sold

NQZI — Sold

NQZ1 — Buy

NQZI — Sold

NQZI — Buy

NQZI — Sold

NOQZI — Sold

NQZI — Buy

NQZI — Buy

NQZI — Sold

NOQZI — Sold

NOQZI — Sold

NQZI — Buy

NQZI — Buy

NOQZI — Sold

NQZI1 — Sold

NQZI1 — Buy

Nustar Energy LP (NS) — Int/Div — Buy

Nustar Energy LP (NS) — Buy

Nustar Energy LP (NS) — Sold

Occidental Petroleum Corp. (OXY) — None — Buy

Occidental Petroleum Corp. (OXY) — Buy

Occidental Petroleum Corp. (OXY) — Sold (part)

Occidental Petroleum Corp. (OXY) — Sold

Parkway Life Real Estate Invest TST NPV — Int/Div — Buy

Peabody Energy Corp. (BTU) — Int/Div — Buy

Peabody Energy Corp. (BTU) — Sold

Peabody Energy Corp. (BTU) — Buy

Peabody Energy Corp. (BTU) — Buy

Peabody Energy Corp. (BTU) — Sold (part)

Peabody Energy Corp. (BTU) — Sold

Plains Exploration & Product (PXP) — None — Buy

Plains Exploration & Product (PXP) — Buy

Plains Exploration & Product (PXP) — Buy

PXpP — Sold (part)

PXpP — Sold

Potash Corp of Saskatchewan (POT) — Int/Div — Buy

Potash Corp of Saskatchewan (POT) — Buy

Potash Corp of Saskatchewan (POT) — Buy

Potash Corp of Saskatchewan (POT) — Sold (part)

Potash Corp of Saskatchewan (POT) — Sold

Prime Fund-Capital Reserves-Money Market (Broker #2) — None — Sold — Treasury Capital Resv.

Progen Pharmaceuticals Ltd. Ordinary Shares IAIN (DC) — None

ProShares UltraShort Euro (EUO) — None — Buy

ProShares UltraShort Euro (EUO) — Buy

ProShares UltraShort Euro (EUO) — Buy

ProShares UltraShort Euro (EUO) — Buy

ProShares UltraShort Euro (EUO) — Buy

ProShares UltraShort Euro (EUO) — Buy

ProShares UltraShort Euro (EUO) — Buy

ProShares UltraShort Euro (EUO) — Sold

COQ (Nasdaq ETF) — None — Buy

COQ (Nasdaq ETF) — Sold

COQ (Nasdaq ETF) — Buy

COQ (Nasdaq ETF) — Sold

COQ (Nasdaq ETF) — Sold

QQOQ — Sold

QQOQ — Sold

QQOQ — Buy

ReintenantstalSwiss Lite AG Namen (SLHN2) — Int/Div — Buy

SLHNz — Sold

Schlumberger Ltd. (SLB) — Int/Div — Buy

Schlumberger Ltd. (SLB) — Buy

Schlumberger Ltd. (SLB) — Sold (part)

Schlumberger Ltd. (SLB) — Sold

Shenzhen Expressway Co, — None — Buy

Shui On Land Lid. — Int/Div

Sichuan Experssway Co. — None — Buy

Sino Land Co. — Int/Div — Buy

SPDR Gold Tr Gold Shs (GLD) — None — Buy

SPDR Gold Tr Gold Shs (GLD) — Sold

SPDR Gold Tr Gold Shs (GLD) — Buy

SPDR Gold Tr Gold Shs (GLD) — Buy

SPDR Gold Tr Gold Shs (GLD) — Buy

Specie Assets (Spe) — None — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Specie Assets (Spe) — Buy

Sprott Resources Lad. (SCP) — None — Buy

Sprott Resources Lad. (SCP) — Buy

Sprott Resources Lad. (SCP) — Buy

Sprott Resources Lad. (SCP) — Sold (part)

Sprott Resources Lad. (SCP) — Sold

Southgobi Resources Lid. (SGQ) — None — Buy

Southgobi Resources Lid. (SGQ) — Buy

SGOQ — Buy

SGOQ — Buy

SGOQ — Sold (part)

SGOQ — Sold

Suntec Real Estate Investment Trust NPV — Int/Div — Buy

Swiss Reinsurance Regist. Share (RUKNz) — None — Buy

RUKNz — Sold

Teck Resources Lad. (TCK.A) — None — Buy

TCK.A — Sold

Teck Resources Lad. (TCK .B) — Int/Div — Buy

TCKB — Buy

TCKB — Buy

TCKB — Sold (part)

TCKB — Sold

Telik Inc — None

Thai Beverage Public Co. Lud — Int/Div

Thai Reinsurance Co. THB — Int/Div — Buy

Thai Vegetable Oil Co. THB — Int/Div — Buy

Trade Winds Ventures Inc. (1WD) — Int/Div — Buy

Trade Winds Ventures Inc. (1WD) — Buy

Trade Winds Ventures Inc. (1WD) — Sold

Trade Winds Ventures Inc. (1WD) — Buy

Trade Winds Ventures Inc. (1WD) — Buy

Trade Winds Ventures Inc. (1WD) — Sold (part)

Trade Winds Ventures Inc. (1WD) — Sold

Treasury Fund-Capital reserves (Broker # 2 moved funds) — None — Buy

Uranium Participation Corp. (U) — None — Buy

Uranium Participation Corp. (U) — Buy

Uranium Participation Corp. (U) — Buy

Uranium Participation Corp. (U) — Sold (part)

Uranium Participation Corp. (U) — Sold

Univanich Palm Oil Public Co. Lid — Int/Div

VXMI (volititily index futures) — None — Buy

VXM1 — Sold

Western Gas Partners LP (WES) — Int/Div — Buy

Western Gas Partners LP (WES) — Buy

Western Gas Partners LP (WES) — Buy

Western Gas Partners LP (WES) — Buy

Western Gas Partners LP (WES) — Buy

Western Gas Partners LP (WES) — Buy

Western Gas Partners LP (WES) — Buy

Western Gas Partners LP (WES) — Sold (part)

Western Gas Partners LP (WES) — Sold

Williams Partners LP (WPZ) — Int/Div — Buy

Williams Partners LP (WPZ) — Buy

WpPZ — Buy

WpPZ — Buy

WpPZ — Buy

WpPZ — Sold (part)

WpPZ — Sold

ZC (com futures) — None — Sold

ZC (com futures) — Buy

ZC (com futures) — Buy

ZC (com futures) — Sold

Zhejiang Experessway Co. — Int/Div — Buy

Zijin Mining Group Co. Ltd. — Int/Div — Buy

Zunch Financial Services (ZURNz) — None — Buy

ZURNz — Sold

20 (oat futures) — None — Buy

20 (oat futures) — Sold

ZS (soy lutures) — None — Buy

ZS (soy lutures) — Sold

Zunch Financial Services (ZURNz2) — None — Buy

ZURNz — Sold

ZW (wheat futures) — None — Buy

ZW (wheat futures) — Sold

ZW (wheat futures) — Buy

ZW (wheat futures) — Sold

These explanations/information regard Part VII:

I. Line 2: Pursuant to Judicial Conference of the United States Committee on Financial Disclosure letter dated September 19, 2011, the full cash value of the

property according to the Yavapai County Assessor is $239.353. According to the same entity. the assessed full cash value is $23,935.

2. Line 6: In prepartion of this Financial Disclosure Report (FDR). the fact that a dividend was received and the range amount received during that year. if

any. were both reported on the inital line that identifies the asset. Dividends distributed at intervals during the year were compiled in that single line item.

Similarly. the fact that the asset was held at year end is reported on that initial line identifying the asset and not on all subsequent lines that describe "buy" or

"sold" transactions in the asset,

3. Line 12: In prepartion of this FDR, the "audit" feature was run. The audit highlighted nearly all short sale transactions and the reported gain on the covering

buy. No changes were made to the FDR based on the highlighting in the audit feature. If a covering buy was made and the transaction resulted in a gain. the gain

was reflected at the buy.

4. Line 87: China Overseas Land & Investment Lid, (0688) was erroneously recorded on the 2010 FDR as held at the end of the year.

5. Line 150: CLZ0 was croncously recorded on the 2010 FDR as held at the end of the year.

6. Line 252: Euro futures (6EZ0) was erroneously recorded on the 2010 FDR as held at the end of the year,

7. Line 289: HGZ0 was erroneously recorded on the 2010 FDR as held at the end of the year.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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