Carla Craig

Citibank Checking and Money Market Accounts — Interest

LP. Morgan Money Market — Interest

JP Morgan High Yield Bond Fund 3580 — Int/Div

JPM TRI Tax Aware Real Return Fund — Int/Div — Buy

JPM US Real Estate Income and Growth Direct LP — Int/Div — Buy

JPM US Real Estate Income and Growth Direct LP — Rent — Buy (add'l)

- — istrnibution

IPM Floating Rate Income Fund — Int/Div — Buy

Global Access Macro LLC — Int/Div — Buy

JP Morgan Asia Equity Fund 1134 — Int/Div

JP MorganTR Fund 992 — Interest

JP Morgan International Currency Income Fund — Int/Div

JP Morgan Strategic Income Opportunites Fund 3844 — Int/Div

American Century Equity Income Fund 123 — Int/Div

JP Morgan JPM 12M SPX Bren (Structured Note) — None — Redeemed

CS 1YR Commodity CPN Note (Structured Note) — None — Redeemed

GS 18M SPX Call Buff EQ Note (Structured Note) — None — Redeemed

BNP Bren Asia Basket 7/22/11 (Structured Note) — None — Redeemed

Fidelity Cash Reserves — Int/Div

Fidelity Spartan NY Muni Income — Int/Div

PIMCO All Asset Fund Adm Class — Buy (add'l)

Nassau Co NY Interim Fin Auth Bonds 5% 117152011 — Interest — Sold

New York State Ser A GO N/C Bonds 4% 3152011 — Interest — Sold

New York St Environmental FACS 5% 3152011 — Interest — Sold

New York St Twy Auth Sve 5.5% 4/1/2011 — Interest — Sold

iShares MSC1 Emerging Markets Index — Int/Div — Sold (part)

iShares MSC1 Emerging Markets Index — Sold (part)

iShares MSC1 Emerging Markets Index — Sold

iShares Dow Jones US Oil & Gas — Int/Div — Buy (add'l)

iShares Dow Jones US Oil & Gas — Buy (add'l)

iShares Dow Jones US Oil & Gas — Buy (add'l)

iShares Dow Jones US Oil & Gas — Sold (part)

iShares Dow Jones US Oil & Gas — Sold (part)

iShares Dow Jones US Oil & Gas — Sold (part)

iShares Dow Jones US Oil & Gas — Sold (part)

iShares Dow Jones US Oil & Gas — Sold (part)

iShares Mexico — Int/Div — Sold (part)

iShares Mexico — Sold

iShares Russell 2000 Growth Index — Int/Div — Buy

iShares Russell 2000 Growth Index — Sold (part)

iShares Russell 2000 Growth Index — Sold (part)

iShares Russell 2000 Growth Index — Sold

iShares MSC Malaysia Index — None — Buy

iShares MSC Malaysia Index — Sold

iShares Dow Jones US Basic Materials — Int/Div — Buy

iShares Dow Jones US Basic Materials — Sold

iShares Barclays 20+ vears Treasury — Int/Div — Buy

iShares DJ US Unlities — Int/Div — Buy

Aquila Three Peaks High Income Inst — Int/Div — Buy

S10. — Buy (add'l)

S10. — Buy (add'l)

Artisan Midcap Value — Int/Div — Buy

Artisan Midcap Value — Buy (add'l)

Artisan Midcap Value — Sold (part)

Artisan Midcap Value — Sold (part)

Blackrock Global Allocation A — Int/Div — Buy (add'l)

Blackrock Global Allocation A — Sold (part)

Blackrock Global Allocation A — Sold (part)

Blackrock Global Allocation — Int/Div — Buy (add'l)

Blackrock Global Allocation — Buy (add'l)

Blackrock Global Allocation — Buy (add'l)

Blackrock Global Allocation — Sold (part)

Fidelity Floating Rate High Income — Int/Div — Buy

Fidelity Floating Rate High Income — Buy (add'l)

Fidelity Floating Rate High Income — Buy (add'l)

Fidelity Floating Rate High Income — Buy (add'l)

Fidelity Floating Rate High Income — Buy (add'l)

Fidelity Floating Rate High Income — Buy (add'l)

Fidelity Floating Rate High Income — Sold (part)

Fidelity Low Priced Stock — Int/Div — Sold (part)

Fidelity Low Priced Stock — Sold (part)

Fidelity Mega Cap Stock — Int/Div — Buy

Fidelity Mega Cap Stock — Buy (add'l)

Fidelity Mega Cap Stock — Buy (add'l)

Fidelity Mega Cap Stock — Buy (add'l)

Fidelity Mega Cap Stock — Buy (add'l)

Fidelity Mega Cap Stock — Buy (add'l)

Fidelity New Markets Income — Int/Div — Sold (part)

Fidelity New Markets Income — Sold

Hartford Healthcare Fund(x) — None — Sold (part)

Hartford Healthcare Fund(x) — Sold (part)

Hartford Healthcare Fund ix) — None

PIMCO All Asset Fund Adm Class — Int/Div — Buy

Primecap Odyssey Aggressive Growth — Sold (part)

Primecap Odyssey Aggressive Growth — Sold (part)

Primecap Odyssey Growth — None — Sold (part)

Primecap Odyssey Growth — Sold

Primecap Odyssey Stock — Int/Div — Buy

Primecap Odyssey Stock — Sold (part)

Vanguard Dividend Growth — Int/Div — Buy (add'l)

Vanguard Dividend Growth — Buy (add'l)

Vanguard Dividend Growth — Buy (add'l)

Vanguard Dividend Growth — Buy (add'l)

Vanguard Dividend Growth — Sold (part)

Vanguard Dividend Growth — Sold (part)

Vanguard GNMA Admiral — Int/Div — Buy (add'l)

Vanguard GNMA Admiral — Sold

Vanguard Intermediate Term Investment Grade (VFICX) — Int/Div — Sold (part)

Vanguard Intermediate Term Investment Grade (VFIDX) — Int/Div

Vanguard Limited Term Tax Exempt — Int/Div — Buy (add'l)

Vanguard Limited Term Tax Exempt — Buy (add'l)

Vanguard Limited Term Tax Exempt — Sold (part)

Vanguard Midcap Index (VMISX) — Int/Div — Sold

Vanguard Midcap Value Index (VMIDX) — Int/Div — Sold

Vanguard Short Term Invst Grade (VFSTX) — Int/Div — Buy

Vanguard Short Term Invst Grade (VFSTX) — Buy (add'l)

Vanguard Short Term Invst Grade (VFSTX) — Buy (add'l)

Vanguard short Term Investment Grade (VFSUX) — Int/Div — Buy

Vanguard short Term Investment Grade (VFSUX) — Buy (add'l)

Vanguard short Term Investment Grade (VFSUX) — Buy (add'l)

iShares MSC Germany Index (EWG) — None — Buy

iShares MSC Germany Index (EWG) — Buy (add'l)

iShares MSC Germany Index (EWG) — Sold (part)

iShares MSC Germany Index (EWG) — Sold

iShares MSC Austria Investable Market {(EWO) — None — Buy

iShares MSC Austria Investable Market {(EWO) — Sold

iShares MSC South Korea ETF (EWY) — Int/Div — Buy

iShares MSC South Korea ETF (EWY) — Buy (add'l)

iShares MSC South Korea ETF (EWY) — Buy (add'l)

iShares MSC South Korea ETF (EWY) — Sold (part)

iShares MSC South Korea ETF (EWY) — Sold (part)

iShares MSC South Korea ETF (EWY) — Sold (part)

iShares MSC South Korea ETF (EWY) — Sold

iShares Barclays 7-10 Year Treasury Bond Fund (IEF) — Int/Div — Buy

iShares Barclays 7-10 Year Treasury Bond Fund (IEF) — Sold

iShares S&P North American Natural Resouces Sec Index (IGE) — Int/Div — Buy

iShares S&P North American Natural Resouces Sec Index (IGE) — Sold (part)

iShares S&P North American Natural Resouces Sec Index (IGE) — Sold

iShares Dow Jones US Healthcare (IHF) — Int/Div — Buy

iShares Dow Jones US Healthcare (IHF) — Sold (part)

iShares Dow Jones US Healthcare (IHF) — Sold

iShares Dow Junes US Telecom (1YZ) — Int/Div — Buy

iShares Dow Junes US Telecom (1YZ) — Sold (part)

iShares Dow Junes US Telecom (1YZ) — Sold

iShares Barclays TIPS Bond Fund (TIP) — Int/Div — Buy

iShares Barclays TIPS Bond Fund (TIP) — Sold

Vanguard Capital Value Investment (VCVLX) — None — Buy

Vanguard Capital Value Investment (VCVLX) — Sold (part)

Vanguard Capital Value Investment (VCVLX) — Sold (part)

Vanguard Capital Value Investment (VCVLX) — Sold

Vanguard MSCI Emerging Markets ETP (VWO) — None — Buy

Vanguard MSCI Emerging Markets ETP (VWO) — Sold

E-Trade f'k/a WIT Capital — None

Capital Account (law firm) — Interest

NY College Savings Program — None

Moderate Age Based Income Option Portfolio

NY College Savings Program — None

Moderate Age Based Option Conservative Growth Portfolio

Vanguard Educational IRA — None

Vanguard Small Cap Index Fund Investor Shares

Vanguard Educational IRA — None

Vanguard Small Cap Index Fund Investor Shares

Putnam Invesments College Fund — None

Collegeadv Growth AX

Putnam Investments College Fund — None

Collegeadv Growth AX

B & McG Holdings — None

Liberty Square

Shelter Venture Fund

Special Situations Technology Fund, L.P — Interest

164 — Int/Div

Crestmount Partners LLP — None — Redeemed

Savings Plan — None — Buy (add'l)

Wells Fargo Money Mkt Fund (x)

Merck common stock

Pfizer common stock

Cash Balance Plan — None — Buy (add'l)

Thrift Plan — None — Buy (add'l)

Partners Pension Plan — None — Buy (add'l)

Supplemental Retirement Fund — None

Hancock- Tremont Opportunity Insurance Fund

Hancock-Pimco Vit All Asset Portfolio

Hancock-American International

Hancock-Real Return Bond

Hancock-International Opportunities

Hancock-Amencan Growth

Hancock-Real Estate Securities

Hancock-Natural Resources

Hancock-BlueChip Growth

Hancock-Money Market B

Prudential-Jemmison

SP PrudentialUS Emerging Growth

Prudential-Business Opp. Value Fund

Prudential-Value Fund

Prudential-Diversified Bond

Prudential-AST Small CapValue

PrudentialGoldman Sachs Structured Small Cap

Prudential-AST Marisco Cap Growth

Prudential-T. Rowe Price International

Prudential-American Century VP Value

Prudential-Dreyfus Midcap Stock

Prudential-Money Market

Titan Legacy Fund — Sold

BlackrockMulti Mgrins DedPartners

Prudential-AST Large Cap

Fidelity VIP Money Market Portfolio

500 Index B — Sold

AST Pimco Total Return Bond Portfolio Values

Common Sense Partners-IDF LP Values

Dreyfus Stock Index — Sold

Janus Overseas Portfolio Values

M Capital Appreciation Fund

M International Equity Fund

M Large Cap Growth Fund

Small Capitalization Stock Values — Sold

Stock Index Fund — Sold

Prudential High Yield Bond Portfolio — Buy

PIMCO VIT Commodity Real Return Admin Class — Buy

DWS Small Cap Index VIP Class B — Buy

DWS Small Cap Value VIP Class B — Buy

BlackRock Value Opportunities V.1. Fund Class — Buy

Fidelity VIP Contrafund Portfolio Initial Class — Buy

Fidelity VIP Overseas Portfolio Initial Class — Buy

Franklin Global Real Estate Securities Fund Class — Buy

MFS Value Portfolio 1 Class — Buy

PIMCO All Asset Portfolio Administrative — Buy

T. Rowe Price Equity Income Portfolio — Buy

Special Situations 111 — Interest — Distributed

Special Situation Fund 111 QP, LLP — Int/Div

Merrill Lynch Money Market — Int/Div

Group Trust — None — Buy (add'l)

Blackrock Asia Pacific Partners (Offshore) Ld

Cedar Bridge Institutional Fund LP — Sold (part)

Cognis Fund LP — Sold (part)

Conatus Capital Overseas Lid — Redeemed

Daedalus Offshore — Redeemed

Fore Multi-Strategy Offshore Fund Ltd

Glazer Offshore Fund, Lid. — Buy

Golden Tree Offshore Fund Ltd — Sold (part)

Highfields Capital IV LP

Hudson Bay Overseas Fund Lid

Indus Asia Pacific Fund Ltd

Indus Asia Pacific Distribution Holding Co. Ld

Lakeview Opportunity Fund Ltd

Lone Dragon Pine LP

Lone Pinion Lid.

Lone Spruce LP

Malwa Offshore. Ltd. — Buy

Manatuck Hill Navigator Offshore Fund, Ing. — Buy

Millenium International Ltd — Sold (part)

MKP Opportunity Offshore Ltd

0OSS Overseas LTD — Sold (part)

Pennant Onshore Partners LP

Pennant Windward Ltd

Ramius Lehman Intemational SPV — Sold (part)

Restoration Offshore Fund LTD

Seer Capital Partners Offshore Fund Ltd. — Buy

Seix Credit Opportunities Offshore Fund Lud

Spruce Absolute Retum Fund (Offshore) Lud. — Buy (add'l)

Spruce Global Equity Fund (Offshore) Ltd — Buy (add'l)

Spruce Real Assets Fund (Offshore) Ltd — Buy (add'l)

Sunbeam Opportunities Offshore SA

ValueAct Small Cap Intemational LP — Sold (part)

Vanguard Short Term Investment Grade Fund

Woodbine Capital Fund Ltd

York Total Return Unit Trust

Money Market Fund

AutoNation common stock — None

Akami Technology common stock — None

MooreAcre/Blackacre REIT — None

MooreAcre/Blackacre Inc REIT — None

BCM/CHI Eden Roc, Inc. REIT — None

BCM/CHI Kapalua, Inc. REIT — None

CollegeBound Fund (Alliance-R1) — None

CBF Appreciation Portfolio Alt-AX

CollegeBound Fund (Alliance-R1) — None

CBF Appreciation Portfolio Alt-AX

Prudential Money Market — None

Northwestern Mutual Whole Life Ins. Policy — None

Mt Kellett Capital Partners 11 LP — None — Buy

Mt Kellett Capital Partners 11 LP — Buy (add'l)

Mt Kellett Capital Partners 11 LP — Buy (add'l)

Mt Kellett Capital Partners 11 LP — Buy (add'l)

Mt Kellett Capital Partners 11 LP — a

Director, Kudspint Magazine

Liability — Mt Kellett Capital Parmers 11 LP — Commitment to make capital contributions to imvestment himited partnership

Spouse's income — 2011 — ~partmership distribution

Throughout Part VII, where column BI is filled in, and column B2 is left blank, this indicates that the income in question is capital gains.

Part VII. Lines 80-82-Hartford Global Health, reported on my 2010 Financial Disclosure Report at lines 77-78, was divided into two funds in 2011, Hartford

Healthcare Fund and Hartford Healthcare Fund 1. It is my understanding that this did not constitute a sale or other disposition.

Part VII, Line 167

Savings Plan-the investment in the

Savings Plan is partly invested in the securities shown on the report and partially in the

Group Trust,

Part VII, Lines 171-173-the

Cash Balance Plan and Partners Pension Plan are invested in the sume manner as the

Group Trust. The

Thrift Plan is

partially invested in the

Group Trust and partially in a money market fund.

Part VII, lines 278-263 -

Group Trust

In years prior to 2009, 1 reported the investment allocations in the

Group Trust because

was 4 member of the committee that guided investments

in that Trust. During 2009,

was not a member of the firm, nor was

a member of that that investment committee, and had no control over the

financial interests in that Trust. Therefore, because the

Group Trust is a Widely Held Investment Fund (see Filing Instructions, p. 55), | did not report the

individual assets owned by that Trust for 2009. On January 19, 2010, he rejoined

and rejoined the firm's investment committee, For this

reason, | have reported the assets owned by the Trust for 2011.

With respect to the

Group Trust and the

Supplemental Retirement Fund (Part VII, Lines 174-221), these are retirement plans in which

has

an interest, and which were established by the law firm of which

is a member. Each of these is an aggregate ownership arrangement, and therefore | have

reported the gross value of his interest in each of these plans, and have also reported the assets within the aggregate ownership arragement. From time to time,

interest in these aggregate ownership arangements may be reallocated to different assets, either at

direction (in the case of the

Supplemental Retirement

Plan), or because the plan purchases or sells investments. 1 have reported these reallocations as purchases and sales, though they are not actually purchases or

sales

“There is no gain or loss to

resulting from these reallocations, and therefore | have left this column blank. | do not know the dates in

2011 on which these reallocations occurred, so | have left this column blank.

With respect to the

Group Trust, the

Savings Plan, the

Thrift Plan, the

Parmers' Pension Plan, and the

Cash Balance Plan, 1 do not know

the date on which made annual contributions to those plans, so 1 have reported those transactions as year end 2011.