Suzanne H. Bauknight

LPL Financial ROTH IRA (H)

Cash - Goldman Sachs — Interest

PIMCO Income Cl A — Int/Div — Sold (part)

Ishares Core S&P Total US Stock Market FFT — Int/Div

Franklin Federal Tax Free Income C1 A — Int/Div — Sold (part)

Oppenheimer Cap Income C1 A — Int/Div — Sold (part)

Oppenheimer Intl Diversified C1 A — Int/Div

Prudential Real Assets Cl A — Int/Div — Buy

LPL Financial ROTH IRA (H)

Cash - Goldman Sachs — Interest

PIMCO Income C1 A Ponax — Int/Div — Sold

Ishares Core S&P Total US Stock Market FTF — Int/Div — Sold (part)

Franklin Federal Tax Free Income C1 A — Int/Div — Sold

Oppenheimer Cap Income C1 A — Int/Div — Sold

Oppenheimer Int'l Diversified Cl A — Int/Div — Sold

Prudential Real Assets C1 A — Int/Div — Sold

Blackrock Strategic Income Opptys Investors C1 A — Int/Div — Buy

Pimco All Asset All Authority CL A — Int/Div — Buy

Holston Methodist Fed'l CU (Cash) (Y)

529 College: Rhode Island Hi Ed SVG CBF Age Aggressive Growth — Int/Div

LPL Financial Tradl IRA (H)

Cash - Goldman Sachs — Interest

Oppenheimer Developing Markets Cl A — Int/Div — Buy (add'l)

John Hancock Disciplined Val Mid Cap C1 A — Int/Div — Sold (part)

PIMCO Income C1 A — Int/Div — Buy (add'l)

PIMCO Income C1 A — Sold (part)

PIMCO Income C1 A — Buy (add'l)

Prudential Global Real Estate C1 A — Int/Div — Sold (part)

Ishares Russell Mid Cap Growth ETF {IWP) — Int/Div

shares Russell 1000 Growth EFT (IWF) — Int/Div — Buy

shares Russell 1000 Growth EFT (IWF) — Buy (add'l)

shares Russell 1000 Growth EFT (IWF) — Sold

dnvesco Interm Term Mun Income Cl A — Int/Div — Buy (add'l)

dnvesco Interm Term Mun Income Cl A — Sold (part)

dnvesco Interm Term Mun Income Cl A — Buy (add'l)

Blackrock Global Long Short Credit Investor C1 A — Interest — Sold (part)

Eaton Vance National Mun Income Cl A — Int/Div — Buy (add'l)

Eaton Vance National Mun Income Cl A — Sold (part)

Eaton Vance National Mun Income Cl A — Buy (add'l)

Goldman Sachs Rising Dividend Growth C1 A — Int/Div — Sold

JPMorgan Intrepid Valve C1 A — Int/Div — Sold (part)

JPMorgan Intrepid Valve C1 A — Sold (part)

Lord Abbett Short Duration Income C1 A — Int/Div — Sold (part)

Lord Abbett Short Duration Income C1 A — Sold (part)

Oppenheimer Semor Floating Rate Cl A — Int/Div — Sold (part)

Oppenheimer Semor Floating Rate Cl A — Sold (part)

Oppenheimer Int'l Growth C1 A — Int/Div — Sold (part)

Prudential World Jennison Global Infra Cl A — Int/Div — Buy (add'l)

Prudential Invt 18 Jennison MLP Cl A — Int/Div — Buy (add'l)

Vanguard Long Term Investment Grade Admiral C1 — Int/Div — Sold

Pinco All Asset All Authority C1 A — Int/Div — Sold (part)

Pinco All Asset All Authority C1 A — Sold (part)

Pinco All Asset All Authority C1 A — Buy (add'l)

Natixis Asg Global Alternatives — None — Buy

Natixis Asg Global Alternatives — Buy (add'l)

Natixis Asg Global Alternatives — Buy (add'l)

Natixis Asg Global Alternatives — Sold (part)

Mainstay High Yield Corp Bond CI A — Int/Div — Buy

Mainstay High Yield Corp Bond CI A — Buy (add'l)

Mainstay High Yield Corp Bond CI A — Buy (add'l)

Mainstay High Yield Corp Bond CI A — Buy (add'l)

Mainstay Large Cap Growh Cl A — None — Buy

Ridgeworth SEIX Floating Rate High Income C1 A — Int/Div — Buy

Ridgeworth SEIX Floating Rate High Income C1 A — Buy (add'l)

Ridgeworth SEIX Floating Rate High Income C1 A — Buy (add'l)

Employee (adjunct professor), University of Tennessee College of Law, Knoxville, TN

Officer (President (1/15 - 6/15) and Immediate Past President (7/15 - 5/16), Hamilton Bumett Amencan lon of Court, Knoxville, TN

Chair, Administrative Board, Powell United Methodist Church, Powell, TN

Reimbursement — Mud-South Commercial Law Institute — 1272/15 - 12/4/15 — Nashville, TN — Semmar — Lodgmg, meals, tuition

Reimbursement — Tennessee Bar Association — 17135 - 41915 — Gatlinburg, TN — Seminar — Lodging, meals, transportation

Income — 112015 — University of Tennessee College of Law - teaching — S3.000.00

Spouse's income — 2015 — Knoxville Leadership Foundation