James M Peck

John Hancock Universal Life Insurance Money Market — Interest

Citibunk Money Market Acct — Interest

Chase Money Market Acct - (X) — Interest

Schulte Roth & Zabel Group Trust IRA — None

Brokerage-BBH Core Select Fund (X) — Int/Div

Brokerage- Driehaus Mutual Fund Active Income (X) — Int/Div

Brokerage-Eaton Vance Global Macro — Int/Div

Brokerage-Fidelity Floating Rate — Int/Div — Buy (add'l)

Brokerage-Fidelity Floating Rate — None — Sold

Brokerage-iShares Barclays Aggregated Bond Fund — Int/Div — Buy (add'l)

Brokerage-Pimco All Asset/ Authority Fund — Int/Div

Brokerage-Schwab Cap TR S&P Invest Select Shares — Int/Div

Brokerage-Templeton Global Bond — Int/Div — Sold

Brokerage Vanguard Total INTL Stock(X) — Int/Div

Brokerage- Wells Fargo FDS ADVIN (X) — Int/Div — Buy (add'l)

Brokerage- Wells Fargo ADV(X) — None — Sold

Ivy Municipal High Income Fund (X) — Int/Div — Buy

Brokerage - Schwab US Treasury Money Fund (X) — None

IRA-Allant TechSystems — Interest — Sold

IRA-Altria Group Inc — Interest — Sold

IRA-Anadarko Pete Comp.(X) — Interest — Sold

IRA-Autozone Inc(X) — Interest — Sold

IRA-Ball Corp(X) — Interest — Sold

IRAClean Harbors Inc.(X) — Interest — Sold

IRA-Comcast Corp(X) — Interest — Sold

IRA-Coventry Health Care Inc{X) — Interest — Sold

IRA-Crown Castle Intl Corp(X) — Interest — Sold

IRA-Deluxe Corp(X) — Interest — Sold

IRA-Domnelley R R&Sons Co 4.95%(X) — Interest — Sold

IRA-Domnelley R R&Sons Co 5.5% X) — Interest — Sold

IRA-Echostar DBS Corp 6.625% — Interest — Sold

RA-Echostar DBS Corp 7.125% — Interest — Buy

IRA-Echostar DBS Corp 7.125% — Sold

IRA-Ford Motor Credit Co — Interest — Sold

IRA-Forrest Oil Corp — Interest — Buy (add'l)

IRA-Forrest Oil Corp — Sold

IRA-Freeport-McMoran Copper& Gold — Interest — Sold

IRA-Frontier Communications Corp — Interest — Sold

IRA-General Electric X) — Interest — Sold

IRA-Host Hotels& Resorts — Interest — Buy (add'l)

IRA-Host Hotels& Resorts — Sold

IRA-INTL Paper Co(X) — Interest — Sold

IRA<lron MTN Inc(X) — Interest — Sold

IRA-Kansas City Southern( X) — Interest — Sold

IRA- Kellogg Co(X) — Interest — Sold

IRA-Metlife Inc(X) — Interest — Sold

IRA- Nextel Communications Inc{ X) — Interest — Sold

IRA-Peabody Energy Corp(X) — Interest — Sold

IRA- Prudential Finl lnc MTNS Book — Interest — Buy (add'l)

IRA-Prudential FinL Inc MTNS Book — Sold

IRA- Qwest Corp 8.375% — Interest — Sold

IRA- Qwest Corp 6.5%(X) — Interest — Buy

IRA- Qwest Corp 6.5% — Sold

IRA-Seagate Technology HDD(X) — Interest — Sold

IRA-Service Corp INTL — Interest — Sold

IRA-Silgan Holdings Inc — Interest — Sold

IRA-Unisys Corp — Interest — Sold

IRA-Valero Energy Corp — Interest — Sold

IRA- Newfield Expl 6.625% (X) — Interest — Buy

IRA- Newfield Expl 6.625%(X) — Sold

IRA- Consol Energy Inc 8% (X) — Interest — Buy

IRA- Consol Energy Inc 8% (X) — Sold

IRA- Denbury Res Inc 9.75% (X) — Interest — Buy

IRA- Denbury Res Inc 9.75% (X) — Sold

IRA- Hewlett Packard Co 4.65% (X) — Interest — Buy

IRA-Hewlett Packard Co 4.65% (X) — Sold

IRA- Fidelity Natl Info Sves 7.625% (X) — Interest — Buy

IRA- Fidelity Natl Info Sves 7.625% (X) — Sold

IRA- Arcelormittal SA Luxembourg 9.85% xX) — Interest — Buy

IRA- Arcelormittal SA Luxembourg 9.85% xX) — Sold

IRA- Swift Energy Co 7.125% (X) — Interest — Buy

IRA- Swift Energy Co 7.125% (X) — Sold

IRA- Wachovia Corp 5.63% (X) — Interest — Buy

IRA- Wachovia Corp 5.63% (X) — Sold

IRA R/O Schwab- ALPS ETF Alerian MLP xX) — Int/Div — Buy

IRA R/O Schwab-Driehaus Mutual Funds Active Income — Int/Div — Buy (add'l)

IRA R/O Schwab-Fidelity Floating Rate — Int/Div

IRA R/O Schwab-Greenhaven Cont Inx (X) — None — Buy

IRA R/O Schwab- Greenhaven Cont Inx — None — Sold

IRA R/O Schwab-Greenspring FD Inc — None — Sold

IRA R/O Schwab-Schwab Cap TR S&P 500 Select shares — Int/Div

IRA R/O Schwab- Jeffries Asset Mgmt Cmdty Strat (X) — Int/Div — Buy

IRA R/O Schwab- BBH FD Inc — Int/Div — Buy (add'l)

IRA RO Schwab- BBH FD Inc — Buy (add'l)

IRA R/O Schwab -Fidelity Floating Rate High Income — Int/Div

IRA R/O Schwab -ISHARES TR Lehman AGG Bnd — Int/Div — Buy (add'l)

IRA R/O Schwab -PIMCO ALL ASSET, AUTHORITY Fund — Int/Div

IRA R/O Schwab -PIMCO ALL ASSET! AUTHORITY 1 — None

IRA R/O Schwab - Polen Growth — Int/Div — Buy (add'l)

IRA R/O Schwab - Polen Growth — Buy (add'l)

IRA R/O Schwab -Schwab Cap TR S&P £00 Invs Select X) — Int/Div

IRA R/O Schwab Templeton Income — Int/Div — Sold

IRA R/O Schwab - Steelpath MLP — Int/Div — Sold

IRA R/O Schwab -Vanguard Total INTL — Int/Div — Buy (add'l)

IRA R/O Schwab Blackrock Fds II Strong Opp Inst] (X) — Int/Div — Buy

IRA R/O Schwab Pimeo Fds Uncstr Bd Inst] xX) — Int/Div — Buy

IRA R/O Schwab Vanguard Short-Term Bond Index (X) — Int/Div — Buy

IRA R/O Schwab Vanguard Short-Term Bond Index (X) — None — Buy (add'l)

IRA R/O Schwab Vanguard Short-Term Bond Index (X) — Sold

IRA R/O Schwab Wells Fargo S/T Hi-Yld Bond (X) — Int/Div — Buy

IRA R/O Schwab Hamlin High Dividend Equity Instl (X) — Int/Div — Buy

IRA R/O Schwab Hamlin High Dividend Equity Inst (X) — Buy (add'l)

IRA R/O Schwab Mgrs AMG Fds Yacktman Inst] (X) — Int/Div — Buy

IRA R/O Schwab Mgrs AMG Fds Yacktman Inst] (X) — Buy (add'l)

IRA R/O Schwab US Treasury Money Fund xX) — Int/Div — Buy

IRA R/O Hamlin-Abbott Labs — Int/Div — Sold (part)

IRA R/O Hamlin- Abbott Labs — Sold

IRA R/O Hamlin- Alliance Resource Partners — Int/Div — Sold

IRA R/O Hamlin-AT&T — Int/Div — Buy (add'l)

IRA R/O Hamlin-AT&T — None — Sold (part)

IRA R/O Hamlin-AT&T — Sold

IRA R/O Hamlin- Baytex Energy Trust — Int/Div — Sold

IRA R/O Hamlin-Bristol-Mevers Squibb Co — Int/Div — Sold

IRA R/O Hamlin- Canadian Oil Sands — Int/Div — Sold

IRA R/O Hamlin-Chevron Corp — Int/Div — Sold

IRA R/O Hamlin-Cinemark Holdings Inc — Int/Div — Sold

IRA R/O Hamlin. Cinn Financial Corp — Int/Div — Sold

IRA R/O Hamlin-Conagra — Int/Div — Sold

IRA R/O Hamlin Conocophillips — Int/Div — Sold

IRA R/O Hamlin- E Du Pont De Nemours & Co — Int/Div — Sold

IRA R/O Hamlin-Enbridge Energy Partners — Int/Div — Sold

IRA R/O Hamlin Enduro Royalty Trust — Int/Div — Sold

IRA R/O Hamlin-Federated Investors Inc — Int/Div — Sold

IRA R/O Hamlin-FNB Corp Com — Int/Div — Sold

IRA R/O Hamlin-Freeport Memoran Copper & Gold — Int/Div — Sold

IRA R/O Hamlin-Gallagher Arthur J & Co — Int/Div — Sold

IRA R/O Hamlin-Genuine Parts Co — Int/Div — Sold

IRA R/O Hamlin-Hemz H J Co — Int/Div — Buy (add'l)

IRA R/O Hamlin- Heinz H J Co — Sold

IRA R/O Hamlin-Hospitality Prop Trust — Int/Div — Sold

IRA R/O Hamlin- INTEL Corp — Int/Div — Sold

IRA R/O Hamlin-Kimberly Clark — Int/Div — Sold (part)

IRA R/O Hamlin- Kimberely Clark — Sold

IRA R/O Hamlin-Leggett & Platt Inc — Int/Div — Sold

IRA R/O Hamlin-Lockheed Martin Corp — Int/Div — Sold (part)

IRA R/O Hamlin- Lockheed Martin Corp — Sold

IRA R/O Hamlin-Merck &Co — Int/Div — Sold

IRA R/O Hamlin-Meredith Corp — Int/Div — Sold

IRA R/O Hamlin-National Cinmedia — Int/Div — Sold

IRA R/O Hamlin-Nucor Corp — Int/Div — Sold

IRA R/O Hamlin-Penn VA RES Partners — Int/Div — Sold

IRA R/O Hamlin-Rayonier INC REIT — Int/Div — Sold

IRA R/O Hamlin RPM INTL Ing — Int/Div — Sold (part)

IRA R/O Hamlin- RPM INTL Inc — Sold

IRA R/O Hamlin-Sunoco Products Co — Int/Div — Sold

IRA R/O Hamlin- Unilever PLC — Int/Div — Sold

IRA R/O Hamlin-Valley National Bancorp — Int/Div — Sold

IRA R/O Hamlin- Plum Creek Timber Co Ine (X) — None — Buy

IRA R/O Hamlin- Plum Creek Timber Co Ine (X) — None — Buy (add'l)

IRA R/O Hamlin Plum Creek Timber Co Inc (X) — Sold

IRA R/O Hamliin- Hasbro Inc (X) — None — Buy

IRA R/O Hamliin- Hasbro Inc (X) — None — Buy (add'l)

IRA R/O Hamlin. Hasbro Inc (X) — Sold

IRA R/O Hamlin- GlaxoSmithKline PLC XxX) — None — Buy

IRA R/O Hamlin- GlaxoSmithKline PLC 1X) — None — Buy (add'l)

IRA R/O Hamlin- GlaxoSmithKline PLC (xX) — Sold

IRA R/O Hamlin- Peoples Bank Bridgeport — None — Buy

IRA R/O Hamlin- Peoples Bank Bridgeport xX) — None — Buy (add'l)

IRA R/O Hamlin- Peoples Bank Bridgeport Xx) — Sold

IRA R/O Hamlin- CA Inc (X) — None — Buy

IRA R/O Hamlin CA Inc (X) — Sold

IRA R/O Hamlin- Eaton Corp PLC (X) — None — Buy

IRA R/O Hamlin- Eaton Corp PLC (X) — None — Buy (add'l)

IRA R/O Hamlin. Eaton Corp PLC (X) — Sold

IRA R/O Hamlin- Seagate Technology (X) — None — Buy

IRA R/O Hamlin- Seagate Technology (X) — Sold

Standish Schwab-Citizens PPTY Ins Corp(X) — Interest

Standish Schwab-Detriot Mich City Sch Dist X) — Interest

Standish Schwab-E 470 Pub HWY Auth — Interest

Standish Schwab-Houston Tex Hotel Occupancy(X) — Interest

Standish Schwab-Indiana St Fin Auth Rev 5% (X) — Interest — Buy

Standish Schwab-Metropolitan Transn Auth — Interest

Stundish Schwab-Michigan St BLDG Auth — Interest

Standish Schwab-New York NY City Indl — Interest — Sold

Standish Schwab-New York NY City TR Cultural — Interest

Standish Schwab-New York St Dorm Auth RevsS% — Interest

Standish Schwab-Palm Beach Cnty FLA Health — Interest — Sold (part)

Standish Schwab-Teton CNTY Hosp — Interest

Standish Schwab- University ILL Rev 5% — Interest

Standish Schwab US Treasury Money Fund — Interest — Buy

Schwab-Baron Asset — Int/Div

Schwab-ALPS ETF Tr Alerian MLMX) — Int/Div — Buy

Schwab-iShares Tr Hgh Div Eqt Fd 1X) — Int/Div — Buy

Schwab-SPDR S&P Dividend ETF (XxX) — Int/Div — Buy

Schwab-Vanguard Total Intl Stock Index (X) — Int/Div — Buy

Schwab-BBF Fd Inc Core SI Retail (xX) — Int/Div — Buy

Schwab-Polen Growth (X) — Int/Div — Buy

Schwab-Schwab Cap Tr S&P 500 Invs Select (X) — Int/Div — Buy

Schwab-US Treasury Money Fund 1X) — Interest — Buy

Corby Schwab- Alps ETF TR Alerian MLP — None — Sold

Corby Schwab-Astellas Pharma Inc — None — Sold

Corby Schwab-Baytex Energy Trust — None — Sold

Corby Schwab-Canadian Oil Sands — None — Sold

Corby Schwab-Capstone Infrastructure Corp — Int/Div — Sold

Corby Schwab-Doubleline Total return Bond — None — Sold

Corby Schwab-Duet Group Stapled Secure — Int/Div — Sold

Corby Schwab-Enerverst Diversified Income — Int/Div — Sold

Corby Schwab-First Eagle FDS Inc Gold — Int/Div — Sold

Corby Schwab-First Trust Aberdeen GLBL — Int/Div — Sold

Corby Schwab-Gamco Global Gold Natrual Resource — None — Sold

Corby Schwab-H&Q Healthcare Investors — None — Sold

Corby Schwab-Hugoton Royalty Trust Units — Int/Div — Sold

Corby Schwab-Israel Chemicals LTD SHS — None — Sold

Corby Schwab-Morgan Stanley Emerg MKTS — Int/Div — Sold

Corby Schwab-Pembina Pipeline Corp — Int/Div — Sold

Corby Schwab-Peyto Exploration& Development — Int/Div — Sold

Corby Schwab-Rayonier Inc — None — Sold

Corby Schwab-San Juan Royalty Trust — Int/Div — Sold

Corby Schwab-Southern Copper Corp — None — Sold

Corby Schwab-Sydney Airport — None — Sold

IRA Contributry Schwab- Driehaus Mut Funds Active — Int/Div

IRA Contributory Schwab- IShares TR Lehman AGG Bnd — Int/Div

IRA Contributory Schwab. Matthews Asia Dividend FD — Int/Div — Sold

IRA Contrbry Schwab- Schwab Cap TR S&P 500 Ins Sel — Int/Div

IRA Contributory Schwab2- Fidelity Fifty — Int/Div — Sold

IRA Contribtry Schwab2- [Shares TR Lehman AGG BND — Int/Div

IRA Contributory Schwab. Vanguard Total Tot] Stk (X) — Int/Div — Buy

IRA Contributory Schwab- ishares Tr Hi Div Eqt Fd (X) — Int/Div — Buy

IRA Contributory Schwab- SPDR S&P Div ETF (IX) — Int/Div — Buy

IRA Contributory Schwab. Vanguard Star Fd Intl (X) — Int/Div — Buy

IRA Contributory Schwab- ALPS ETF Tr Alerian MLP (X) — Int/Div — Buy

IRA Contributory Schwab- BBH Fd Core SL Retail (X) — Int/Div — Buy

IRA Contributory Schwab- Polen Growth (X) — Int/Div — Buy

At-large member of Board of Governors, National Conference of Bankrutpey Judges

Co-chair of Advisory Commuttee on the Bankrutpey Safe Harbors, American Bankruptcy Insititute

Member of Judicial Steering Committee, INSOL International

Reimbursement — Pennsylvania Bankruptcy Conference — ATA Ty NY wr bankruptcy conference — Nae du inka gui Sale ob 5. roy Js iis te 4 of

Reimbursement — Aes PF Whaler i ON phat Columbia and National Judicial Institute of Canada — Columbia. Canada — boy Arta ni ACI ie Cliente of Insolvency Law Conference — TT TI TE i esi i.

Reimbursement — Bomkrgrtese 7 — Sf UVa iit co ite dyad dods tel Boston College School of Law — THR Ty I

Reimbursement — SARL Sod y ACE SE id a dt TR cr Co New Zealand insolvency conference — TI yr NT TE aI ae.

Reimbursement — Financial Contracts in Bankruptcy

Reimbursement — INSOL International — 5/2112 -5123/12 — Miami, FL — Speaker on judicial panel at annual conference — transportanon, lodging and food

Reimbursement — International Insolvency Institute — &2112 6722/12 — Pans, France — Speaker at miermational insolvency law conference — partial stipend for transportation, lodgmg and food

Reimbursement — Institute and Georgetown Law School — the Bench" Conference a Georgetown Law School

Reimbursement — BRR Ty Phen mACR te ge oe HE Fant Pe Institute for Interdisciplinary Restructuring — University — rg Ty LE mr rR I a TR AR TNT ANC Te

Reimbursement — EIS GE £5 Institute — Insolvency and Restructuring Symposium

Reimbursement — Hn et tll = Sey wo Se TR — meetings of Board of Governors

Reimbursement — Turnaround Management Association — 1/112-1173/12 — Boston. MA — Speaker at TMA annual conference — transportation, lodging and food

Spouse's income — 2012 — Earle K. & Katherine F. Moore Foundation - Trustee Fee

Spouse's income — 2012 — Metropolitan Life Insurance Company - Pension Benefits

Please note for purposes of Part VII that investments in the Schulte Roth & Zabel LLP Group Trust {line 4) are managed by an advisory committee. | am informed

that in 2012 the SRZ Group Trust invested in thirty-five separate and independently managed hedge funds and one mutual fund. These investment vehicles were

selected in the sole discretion of this advisory committee. With the exception of individuals who serve on that committee, current and former partners of the

firm have no knowledge concerning the identity of any of these funds and have no control over the selection of any particular fund or the decision to transfer

investments from one fund to another. The fund selections may be changed from time to time based on performance and other investment considerations. 1 do

not know the names of any of funds held by the SRZ Group Trust, and so this information is not set forth in the report. A similar explanation regarding the SRZ

Group Trust appeared in my initial disclosure report and in reports for the years ended 12/31/06, 12/31/07, 12/31/08, 12/31/09, 12/31/10 and 12/31/11.

This paragraph responds to two questions riised by the Committee on Financial Disclosure in a letter dated September 25, 2013. The first question relates to Part

VII, page 9, line 79 for "IRA R/O Schwab - Greenhaven Cont Inx." As previously shown on the immediately preceding line 78, this investment was purchased

on 1/10¢12. Column B(1) of that line of the report was left blank and column B(2) included the word "None" indicating that no income was received for that

investment. Line 79 discloses the sale of that sume investment on 8/6/12. The word "None" has been added to column B(2) of line 79 to reiterate and clarify

the disclosure in line 78 that no income was received. The second question relates to an item listed in Part VII, page 6, line 19 in my prior report disclosing an

investment in Pimeo Total Return Fund, This investment is not listed in the current report because all shares were sold on September 28, 2011. The gain code

applicable to that sale in 2011 1s "A." The disposition of this asset should have been listed in my report for the year ended 12/31/11.