Randal S. Mashburn
2015Annual
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What was filed
133
investments
2
positions
0
gifts
0
agreements
0
debts
1
reimbursements
0
income
0
spouse income
Named parties
- Educational Trust (terminated during 2015)
- Nashville Bar Assocution (non-profit organization)
As filed
BANK ACCOUNTS (H) = Lines 2-9
Bank of America (Accounts/CDs) — Interest
Bank of Nashville (Accounts/CDs) — None — Open
Civic Bunk & Trust (Accounts/CDs) — Interest
Community First Bank & Trust (Accounts/ CDs) — Interest
Pmnacle National Bank (Accounts/CDs) — Interest
First Citizens National Bank (Accounts! CDs) — Interest — Closed
Inshank {Accounts/CDs) — Interest
Legends Bank (Accounts/CDs) — Interest
BROKERAGE ACCT (H) = ltems 11 to 46 below
America Movil S.A.B. De CV. (Common Stock) — Int/Div
Apple Inc. (Common Stock) — Int/Div — Buy
EOG Resources (Common Stock) — Int/Div — Sold
EQT Corp (Common Stock) — Int/Div
Express Seripts Holding Co. (Common Stock) — None
Exxon Mobil Corp. (Common Stock) — Int/Div
Freeport-McMoran (Common Stock — Int/Div — Sold
Genume Parts Co. (Common Stock) — Int/Div
Microsoft Corp. {Common Stock) — Int/Div
Pepsico Inc. (Common Stock) — Int/Div
Plizer Inc. (Common Stock) — Int/Div
Rackspace Hosting Inc. (Common Stock) — None
Venizon Communications Inc. (Common Stock) — Int/Div
Walmart de Mexico SAB. de CV (Common Stock) — Int/Div
Walmart Stores Inc. (Common Stock) — Int/Div — Sold
Walgreen Co. (Common Stock) — Int/Div
Alger Spectra Fund Class C (Mutual Fund) — Distribution
American Funds Euro Pacific Growth Fun (Mutual Fund) — Int/Div
FT-Franklin Federal Fund (Mutual Fund) — Int/Div
Vertus Global Multi Sector (Common Stock) — Int/Div
Metro Govt. Nashville/Davidson Bonds #1 (Govt. Bonds) — Interest
Metro Govt. Nashville/Davidson Bonds #2 (Govt. Bonds) — Interest
Blount County Tenn, Public Bonds (Govt Bonds) — Interest
State of Texas Bonds #1 (Govt. Bonds) — Interest
Hamilton County Tenn. Bonds (Govt Bonds) — Interest
Texas State Trans/Comm Bonds (Govt Bonds) — Interest
Sue of Texas Bonds £2 (Govt. Bonds) — Interest
Metro Govt. Nashville/Davidson Bonds #3 (Govt. Bonds) — Interest
Knoxville Tenn. Waste Water Bonds (Govt. Bonds) — Interest — Redeemed
New York Municipal Water Fin. Auth (Govt, Bonds) — Interest
Temnessee State Bonds SR (Govt, Bonds) — Interest
Tennessee State School Bonds #1 (Govt Bonds) — Interest
Tennessee State School Bonds #2 (Govt Bonds) — Interest
Texas A&M Univ. (Govt. Bonds) — Interest
Memphis Airport Bonds (Govt. Bonds) — Interest
UBS Money Market Account — Interest
ROTH IRA (H) #1 « Lines 48-60
Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 49-50) — None
NW AMFDS NVIT AsstAlloc. II - 0.7%
NW NVIT Inv. Dest. Mod 11 - 49.3%
Ohio National Oncore Value Annuity (Variable) (%s on lines 52-59) — None
Franklin Founding Funds Allocation VIP «24.9%
Ivy Funds VIP Asset Strategy - 24.9%
PIMCO Total Return Portfolio - 15.1%
Bond Portfolio Ohio Natl - 15%
JP Morgan Ins. Trust Mid Cap Value 5 19
Ivy Funds VIP Science and Tech - 5%
Small Cap Growth Portfolio-lanus - 5%
Janus Aspen Series Overseas Portfolio 4.9%
First Eagle Global Fund (Mutual Fund) — Int/Div
ROTH IRA (H) #2 « Lines 62.78
Genworth Retireready Annuity (Variable) (Ys shown lines 63.64) — None
Blk Global Allocation V.1 «= 50%
GEI Total Return - Class 3 - 50%
Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 66-67) — None
NW AMFDS NVIT AsstAlloc. I - <0 7%
NW NVIT Inv. Dest. Mod 11 - 49 3%
Ohio National Oncore Value Annuity (Variable) (%s on lines 69-76) — None
Franklin Founding Funds Allocation VIP «24.9%
Ivy Funds VIP Asset Strategy - 24.9%
PIMCO Total Return Portfolio « 15.1%
Bond Portfolio Ohio Natl - 15%
JP Morgan Ins. Trust Mid Cap Value 19%
Ivy Funds VIP Science and Tech - 5%
Small Cap Growth Portfolio-Junus - 5%
Janus Aspen Series Overseas Portfolio 4.9%
First Eagle Global Fund (Mutual Fund) — Int/Div
American Funds New Perspective (Mutual Fund) — Int/Div
EDUCATIONAL TRUST (H) -- Lines SR.64
Alger Spectra Fund — None — Sold
American Funds Euro Pacific Growth Fund — None — Sold
FT Templeton Global Bond Fund — Int/Div — Sold
American Funds Income Fund of America — None — Sold
Blackrock Health Science Opportunities Fund — None — Sold
Lord Abbett Short Duration Income Fund — Int/Div — Sold
Natixis Vaughn Nelson Value Fund — Int/Div — Sold
S29 COLLEGE FUND #1(H) == Lines 66-69
Growth Fund of America — Int/Div
Bond Fund of Amenca — Int/Div
American Balanced Fund — Int/Div
Capital Income Builder Fund — Int/Div
529 COLLEGE FUND #2 (H) - Lines 71.74
Growth Fund of America — Int/Div — Sold (part)
Bond Fund of Amenca — Int/Div — Sold (part)
American Balanced Fund — Int/Div — Sold (part)
Capital Income Builder Fund — Int/Div — Sold (part)
NORTHWESTERN BROKERAGE ACCT (H) Lines 76-81
Northwestern Mutual Single Premium Whole Life Insurance Policy — Int/Div
Northwestern Mutual General Money Market Fund CIB — Int/Div
EuroPacific Growth Fund — Int/Div
Tax-Exempt Bond Fund of America — Int/Div
Localshares Nashville Area ETF — Int/Div
Vanguard Index Funds — Int/Div
IRA #1 - UBS (prior 401k) (H) = Lines £3.08
Pace Money Market Investment Fund — Int/Div
Alger Spectra Fund Class A — Int/Div
Calamas Convertible Fund — Int/Div — Sold
Columbia Acorn Fund — Int/Div — Sold
Columbia Convertible Securities Fund — Int/Div — Buy
Delaware Value Fund — Int/Div — Buy
First Eagle Overseas Fund Class A — Int/Div
Vova Global Real Estate Fund — Int/Div
Loomis Savies Bond Fund Class Retail — Int/Div
Lord Abbett Short Duration Income Fund Class A — Int/Div
Natixis Vaughan Nelson Value Opp Fund — Int/Div — Buy
Oppenheimer Intl Bond Fund Class A — Int/Div
Principal Preferred Securities Fund — Int/Div — Buy
TCW Emerging Markets Income Fund Class N — Int/Div — Sold
Blackrock Global Allocation Fund Inc A — Int/Div
Mamstay Marketfield Fund — None
IRA #2 -- UBS (prior 401k) (H) = Lines 100-108
UBS Bank USA Deposit Account — Interest
Berkshire Hathaway Inc New CL B (Common Stock) — None
ConocoPhillips B/E Bonds — Interest
United Parcel Service DPB Inc B/E Bonds — Interest
Duke Energy Carolina Bonds — Interest
Coca Cola Co. Com NTS B/E Bonds — Interest
Anheuser-Busch lnvey WDR Bonds — Interest
Verizon Communications Bonds — Interest
Virtus Multi-Sector Short Term Bond Fund «Class C — Int/Div
OTHER MISC. INVESTMENTS (H) Lines 110-111
Maury County TN Farm — Rent
Center Hill Lake TN Undeveloped Real Estate — None
Trustee, Educational Trust (terminated during 2015)
Director, Nashville Bar Assocution (non-profit organization)
Reimbursement — Nad ME HR ERATE ASSOCTALION seminar on bankruptcy.
sNote 1: In prior years, some of the government bonds were identified with brokerage numbers. Based on comments to last year's disclosure, some of the bond
descriptons have been changed to leave off the brokerage numbers and the bonds are instead identified with #1, #2, etc. where there are multiple bonds for the
same government entity (such as Metro Govt. Nashville/Davidson Bonds #1, #2 & #3). However, with the exception of the Knoxville, TN Waste Water bonds
which were redeemed as reflected in the disclosure, the government bonds have not changed since last year.
Note 2: Regarding lines 47 thru 78: As requested by the Committee by letter, additional information has been provided in the amended financial disclosure
regarding these annuities. (These are not new annuities or new investments, but rather simply reflect details abotu the annuities as requested by the Committee.)
However, it should be noted that the end-of-year reporting received by the filer reflects the gross values of each annuity == not the individual amounts held in any
particular investment. Instead, the information available to filer from the investment advisor shows the percentages of each investment making up cach annuity,
Therefore those percentages have been reported on the lines immediately below each annuity. Since the end-of-year information is limited to the gross values
and imputed gross gain or loss for the annuity as a whole, the lines under columns B and C have been left blank for the investment components of the annuity,
while the lines next to the overall annuity have been filled in with the appropriate cumulative information about the respective annuity's value, etc. based on the
information year-end provided to the filer. It should also be noted that each annuity showed an overall loss in value during the reporting year, resulting in "None"
being shown in Column B(2) regarding any income or gain from these annuities,
Note 3: Regarding line 98, the item had been listed as a single premium insurance/annuity, which prompted an inquiry from the committee. Upon further review of
the policy it is not an annuity burt rather a single premium whole life policy with a guaranteed death benefit and guaranteed cash surrender value. It is eligible for
annual dividends based on performance of the insurance company and that increase the death benefit and cash surrender value. The policy holder has no ability to
be involved in any investment decisions that might affect dividends.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.