Randal S. Mashburn

2015Annual

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What was filed

  • 133

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Educational Trust (terminated during 2015)
  • Nashville Bar Assocution (non-profit organization)

As filed

BANK ACCOUNTS (H) = Lines 2-9

Bank of America (Accounts/CDs) — Interest

Bank of Nashville (Accounts/CDs) — None — Open

Civic Bunk & Trust (Accounts/CDs) — Interest

Community First Bank & Trust (Accounts/ CDs) — Interest

Pmnacle National Bank (Accounts/CDs) — Interest

First Citizens National Bank (Accounts! CDs) — Interest — Closed

Inshank {Accounts/CDs) — Interest

Legends Bank (Accounts/CDs) — Interest

BROKERAGE ACCT (H) = ltems 11 to 46 below

America Movil S.A.B. De CV. (Common Stock) — Int/Div

Apple Inc. (Common Stock) — Int/Div — Buy

EOG Resources (Common Stock) — Int/Div — Sold

EQT Corp (Common Stock) — Int/Div

Express Seripts Holding Co. (Common Stock) — None

Exxon Mobil Corp. (Common Stock) — Int/Div

Freeport-McMoran (Common Stock — Int/Div — Sold

Genume Parts Co. (Common Stock) — Int/Div

Microsoft Corp. {Common Stock) — Int/Div

Pepsico Inc. (Common Stock) — Int/Div

Plizer Inc. (Common Stock) — Int/Div

Rackspace Hosting Inc. (Common Stock) — None

Venizon Communications Inc. (Common Stock) — Int/Div

Walmart de Mexico SAB. de CV (Common Stock) — Int/Div

Walmart Stores Inc. (Common Stock) — Int/Div — Sold

Walgreen Co. (Common Stock) — Int/Div

Alger Spectra Fund Class C (Mutual Fund) — Distribution

American Funds Euro Pacific Growth Fun (Mutual Fund) — Int/Div

FT-Franklin Federal Fund (Mutual Fund) — Int/Div

Vertus Global Multi Sector (Common Stock) — Int/Div

Metro Govt. Nashville/Davidson Bonds #1 (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #2 (Govt. Bonds) — Interest

Blount County Tenn, Public Bonds (Govt Bonds) — Interest

State of Texas Bonds #1 (Govt. Bonds) — Interest

Hamilton County Tenn. Bonds (Govt Bonds) — Interest

Texas State Trans/Comm Bonds (Govt Bonds) — Interest

Sue of Texas Bonds £2 (Govt. Bonds) — Interest

Metro Govt. Nashville/Davidson Bonds #3 (Govt. Bonds) — Interest

Knoxville Tenn. Waste Water Bonds (Govt. Bonds) — Interest — Redeemed

New York Municipal Water Fin. Auth (Govt, Bonds) — Interest

Temnessee State Bonds SR (Govt, Bonds) — Interest

Tennessee State School Bonds #1 (Govt Bonds) — Interest

Tennessee State School Bonds #2 (Govt Bonds) — Interest

Texas A&M Univ. (Govt. Bonds) — Interest

Memphis Airport Bonds (Govt. Bonds) — Interest

UBS Money Market Account — Interest

ROTH IRA (H) #1 « Lines 48-60

Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 49-50) — None

NW AMFDS NVIT AsstAlloc. II - 0.7%

NW NVIT Inv. Dest. Mod 11 - 49.3%

Ohio National Oncore Value Annuity (Variable) (%s on lines 52-59) — None

Franklin Founding Funds Allocation VIP «24.9%

Ivy Funds VIP Asset Strategy - 24.9%

PIMCO Total Return Portfolio - 15.1%

Bond Portfolio Ohio Natl - 15%

JP Morgan Ins. Trust Mid Cap Value 5 19

Ivy Funds VIP Science and Tech - 5%

Small Cap Growth Portfolio-lanus - 5%

Janus Aspen Series Overseas Portfolio 4.9%

First Eagle Global Fund (Mutual Fund) — Int/Div

ROTH IRA (H) #2 « Lines 62.78

Genworth Retireready Annuity (Variable) (Ys shown lines 63.64) — None

Blk Global Allocation V.1 «= 50%

GEI Total Return - Class 3 - 50%

Nationwide Dest. All Am Gold Annuity (Variable) (%s on lines 66-67) — None

NW AMFDS NVIT AsstAlloc. I - <0 7%

NW NVIT Inv. Dest. Mod 11 - 49 3%

Ohio National Oncore Value Annuity (Variable) (%s on lines 69-76) — None

Franklin Founding Funds Allocation VIP «24.9%

Ivy Funds VIP Asset Strategy - 24.9%

PIMCO Total Return Portfolio « 15.1%

Bond Portfolio Ohio Natl - 15%

JP Morgan Ins. Trust Mid Cap Value 19%

Ivy Funds VIP Science and Tech - 5%

Small Cap Growth Portfolio-Junus - 5%

Janus Aspen Series Overseas Portfolio 4.9%

First Eagle Global Fund (Mutual Fund) — Int/Div

American Funds New Perspective (Mutual Fund) — Int/Div

EDUCATIONAL TRUST (H) -- Lines SR.64

Alger Spectra Fund — None — Sold

American Funds Euro Pacific Growth Fund — None — Sold

FT Templeton Global Bond Fund — Int/Div — Sold

American Funds Income Fund of America — None — Sold

Blackrock Health Science Opportunities Fund — None — Sold

Lord Abbett Short Duration Income Fund — Int/Div — Sold

Natixis Vaughn Nelson Value Fund — Int/Div — Sold

S29 COLLEGE FUND #1(H) == Lines 66-69

Growth Fund of America — Int/Div

Bond Fund of Amenca — Int/Div

American Balanced Fund — Int/Div

Capital Income Builder Fund — Int/Div

529 COLLEGE FUND #2 (H) - Lines 71.74

Growth Fund of America — Int/Div — Sold (part)

Bond Fund of Amenca — Int/Div — Sold (part)

American Balanced Fund — Int/Div — Sold (part)

Capital Income Builder Fund — Int/Div — Sold (part)

NORTHWESTERN BROKERAGE ACCT (H) Lines 76-81

Northwestern Mutual Single Premium Whole Life Insurance Policy — Int/Div

Northwestern Mutual General Money Market Fund CIB — Int/Div

EuroPacific Growth Fund — Int/Div

Tax-Exempt Bond Fund of America — Int/Div

Localshares Nashville Area ETF — Int/Div

Vanguard Index Funds — Int/Div

IRA #1 - UBS (prior 401k) (H) = Lines £3.08

Pace Money Market Investment Fund — Int/Div

Alger Spectra Fund Class A — Int/Div

Calamas Convertible Fund — Int/Div — Sold

Columbia Acorn Fund — Int/Div — Sold

Columbia Convertible Securities Fund — Int/Div — Buy

Delaware Value Fund — Int/Div — Buy

First Eagle Overseas Fund Class A — Int/Div

Vova Global Real Estate Fund — Int/Div

Loomis Savies Bond Fund Class Retail — Int/Div

Lord Abbett Short Duration Income Fund Class A — Int/Div

Natixis Vaughan Nelson Value Opp Fund — Int/Div — Buy

Oppenheimer Intl Bond Fund Class A — Int/Div

Principal Preferred Securities Fund — Int/Div — Buy

TCW Emerging Markets Income Fund Class N — Int/Div — Sold

Blackrock Global Allocation Fund Inc A — Int/Div

Mamstay Marketfield Fund — None

IRA #2 -- UBS (prior 401k) (H) = Lines 100-108

UBS Bank USA Deposit Account — Interest

Berkshire Hathaway Inc New CL B (Common Stock) — None

ConocoPhillips B/E Bonds — Interest

United Parcel Service DPB Inc B/E Bonds — Interest

Duke Energy Carolina Bonds — Interest

Coca Cola Co. Com NTS B/E Bonds — Interest

Anheuser-Busch lnvey WDR Bonds — Interest

Verizon Communications Bonds — Interest

Virtus Multi-Sector Short Term Bond Fund «Class C — Int/Div

OTHER MISC. INVESTMENTS (H) Lines 110-111

Maury County TN Farm — Rent

Center Hill Lake TN Undeveloped Real Estate — None

Trustee, Educational Trust (terminated during 2015)

Director, Nashville Bar Assocution (non-profit organization)

Reimbursement — Nad ME HR ERATE ASSOCTALION seminar on bankruptcy.

sNote 1: In prior years, some of the government bonds were identified with brokerage numbers. Based on comments to last year's disclosure, some of the bond

descriptons have been changed to leave off the brokerage numbers and the bonds are instead identified with #1, #2, etc. where there are multiple bonds for the

same government entity (such as Metro Govt. Nashville/Davidson Bonds #1, #2 & #3). However, with the exception of the Knoxville, TN Waste Water bonds

which were redeemed as reflected in the disclosure, the government bonds have not changed since last year.

Note 2: Regarding lines 47 thru 78: As requested by the Committee by letter, additional information has been provided in the amended financial disclosure

regarding these annuities. (These are not new annuities or new investments, but rather simply reflect details abotu the annuities as requested by the Committee.)

However, it should be noted that the end-of-year reporting received by the filer reflects the gross values of each annuity == not the individual amounts held in any

particular investment. Instead, the information available to filer from the investment advisor shows the percentages of each investment making up cach annuity,

Therefore those percentages have been reported on the lines immediately below each annuity. Since the end-of-year information is limited to the gross values

and imputed gross gain or loss for the annuity as a whole, the lines under columns B and C have been left blank for the investment components of the annuity,

while the lines next to the overall annuity have been filled in with the appropriate cumulative information about the respective annuity's value, etc. based on the

information year-end provided to the filer. It should also be noted that each annuity showed an overall loss in value during the reporting year, resulting in "None"

being shown in Column B(2) regarding any income or gain from these annuities,

Note 3: Regarding line 98, the item had been listed as a single premium insurance/annuity, which prompted an inquiry from the committee. Upon further review of

the policy it is not an annuity burt rather a single premium whole life policy with a guaranteed death benefit and guaranteed cash surrender value. It is eligible for

annual dividends based on performance of the insurance company and that increase the death benefit and cash surrender value. The policy holder has no ability to

be involved in any investment decisions that might affect dividends.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Randal S. Mashburn | Frix