Teresa James

Vanguard Sep-IRA

S00 Index Fund (VFIAX) — Int/Div

Emerging Markets Stock Index Fund (VEIEX) — Int/Div

Extended Market Index Fund Admiral (VEXAX) — Int/Div

Intermediate-Term Investment-Grade (VFICX) — Int/Div

Prime Money Market (VMMXX) — Interest — Buy (add'l)

REIT Index (VGSIX) — Int/Div

Strategic Equity Fund (VSEQX) — Int/Div

Vanguard Windsor 11 Fund (VWNFX) — Int/Div

AT&T(T) — Int/Div

CemeriCERN) — None — Buy (add'l)

ConocoPhillips (COP) — Int/Div

Alphabet Class C, formerly Google(GOOG) — None — Buy (add'l)

Alphabet Class C, formerly Google(GOOG) — Buy (add'l)

Alphabet Class C, formerly Google(GOOG) — Buy (add'l)

Alphabet Class C, formerly Google(GOOG) — Sold (part)

Alphabet Class A, formerly Google(GOOGL) — None — Buy (add'l)

Alphabet Class A, formerly Google(GOOGL) — Sold (part)

Microsofti MSF 1) — Int/Div

Phillips 66(PSX) — Int/Div

Exxon Mobili XOM) — Int/Div

Apple(AAPL) — Int/Div — Buy (add'l)

Apple(AAPL) — Buy (add'l)

Apple(AAPL) — Buy (add'l)

Apple(AAPL) — Buy (add'l)

Amentrade-General Brokerage

Apple(AAPL) — Int/Div

Apple(AAPL) — Buy (add'l)

Apple(AAPL) — Buy (add'l)

Cemer (CERN) — None — Buy

Google(Goog) — None

Google(Goog) — Sold (part)

Google(Googl) — None

Targa Resources (NGLS), formerly Atlas Pipeline(APL) — Distribution

Kinder Morgan, Inc (KMI) — Iistnbution

Money Market (in Ameritrade General Brokerage Acct, Line 26) — Interest

Nationwide-1RA

SDBA Apple(aapl) — Int/Div — with line 22)

SDBA Google(Googl) — None — with line 33)

SDBA Google(Goog) — None — with line 31)

SDBA Money Market — Interest — Distnbuted

American Funds Income Fd Am R6 — None — with line 6)

JPM MdCap Val A — None — with line 6)

Oppenheimer Devel arket A — None — with line 6)

Notes re Section VII Investments and Trusts:

The Nationwide IRA reflected on lines 39-46 of this Section was part of my former employer/law firm Martin, Pringle, Oliver, Wallace & Bauer, LLP's retirement

plan. | completed the roll-over and merged the stocks and all but approximately $40,000 (which was distributed as cash to me) of the money market and mutual

funds held in the Nationwide IRA into my Vanguard Sep-IRA on or about June 19, 2015 and June 29, 2015, respectively, as reflected on lines 6, 13, 17, and 22 of

this Section.

All assets listed on lines 2 - 25 are or were held in my Vanguard Sep-IRA. All assets listed on lines 26 - 46 are held m my Ameritrade General Brokerage account.

As discussed above, | no longer have the Nationwide IRA, as all of the stocks and Funds previously held there have either been merged with the Vanguard Sep-

IRA or distributed to me.

The Google (GOOG) and Google (GOOGL) stock listed on my previous report is now Alphabet Class C (GOOG) and Alphabet Class A (GOOGL) stock, due to

a name change and some form of corporate action. Similarly, the Atlas Pipeline (APL) stock listed on my previous report is now Targa Resources (NGLS), due to

some sort of mandatory corporate exchange/reorganization.

Regarding the Sells reflected in Column D, there would be unrealized” (and uncalculated) capital gains, because these transactions occurred within my IRA and

were not taxable at the time.