David Jeremiah Barron

2017Annual

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Pull out the substance of this filing.

What was filed

  • 55

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 5

    debts

  • 4

    reimbursements

  • 5

    income

  • 2

    spouse income

Named parties

  • Harvard Law School
  • American Society of Intemational Law (ASIL) Judicial Advisory Board
  • Shady Hill School
  • JPMorgan Chase & Co. Bank
  • Morgan Stanley (under The Girls LLC)
  • Security First Mortgage Funding LLC (under Mars-B, Inc. LLC)
  • Alpha-K Holdings LLC) (See part VIII explanation)
  • Umversity of Colorado } Boulder
  • Prtizker Military Library and Pritzker Military Foundation
  • (ISOC, Ine
  • Federalist Society
  • Harvard University - part-time faculty member, salary
  • LEG, Inc. dba West Academic - book royalties
  • Wylie Agency - book royalties
  • Cornell University - book rovaltics
  • Pritzker Military Foundation « Colby Award (hiterary award)
  • Harvard University, salary
  • Juhette Kayvem solutions, LLC

As filed

CREF Inflation-Linked Bond Fund — Int/Div

CREF Stock Fund — Int/Div

Fidelity Massachusetts Municipal Money Market Fund — Int/Div

Fidelity Select Biotechnology Portfolio — Int/Div

Fidelity Government Money Market Fund (See explanation in Part VIII) — Int/Div

Fidelity Select Banking Portfolio {See Explanation in Part VIII) — Int/Div

Fidelity Municipal Money Market Fund (See explanation in Part VID — None

TIAA Traditional Annuity — Interest

Vanguard Federal Money Market Fund — Int/Div

Vanguard Inst Target Ret 2030 Fund — Int/Div

Vanguard Total Bond Mkt Index Inv Fund — Int/Div

Vanguard Total Bond Mkt Index Inst Fund — Int/Div

Vanguard - New York Times Company Stock Fund — Int/Div — with line 14)

Vanguard Target Retire 2035 Trust Il Fund — None

Vanguard Tot Intl Stock 1x Inst Fund — Int/Div

Vanguard Inst Index Fund — Int/Div

Vanguard Extended Mkt Index Inst Fund — Int/Div

Vanguard Target Retirement 2040 Fund — Int/Div

Vanguard Inst Target Ret 2035 Fund — Int/Div

The Girls, LLC (H)- See Part VIII for explanation

AMGEN INC (AMGN) common stock — Int/Div

APPLE INC. (AAPL) common stock — Int/Div

BANK OF AMERICA CORP. (BAC) common stock — Int/Div

CHEVRON CORP (CVX) comon stock — Int/Div

DENTSPLY SIRONA INC. (XRAY) common stock — Int/Div

EXPEDITORS INTL WASH INC (EXPD) common stock — Int/Div

GILEAD SCIENCE (GILD) common stock — Int/Div

JPMORGAN CHASE & CO (JPM) common stock — Int/Div

MICROSOFT CORP (MSFT) common stock — Int/Div

ROCKWELL COLLINS INC (COL) common stock — Int/Div

SCHLUMBERGER LTD (SLB) common stock — Int/Div

WELLS FARGO &CO NEW (WFC) common stock — Int/Div

ISHARES NASDAQ BIOTECH ETF ({IBB) — Int/Div

ISHARES SELECT DIVIDEND ETF (DVY) — Int/Div

POWERSHARES QQOQ TR (QQQ) — Int/Div

MORGAN STANLEY PRIVATE BANK CASH ACCOUNT — Interest

INHIBRX LLC common stock — Int/Div

XENCOR INC preferred stock — Int/Div

QUANTUMSPHERE INC (QSIM) common stock — None

GENMARK DIAGNOSTICS (GNMK) common stock — None

ZEMCAR INC common stock — None

Mars-B, Inc. LLC (H) - See Part VIII for explanation

Non-reportable loan {hsted here for mcome purposes only) — Interest

Rental Property, Barrington, RI (value) See explanation mn Part VIII

Alpha-K Holdings LLC (H) - See explanation in Part VII

Rental Property, Montevallo, AL(value) See explanation in Part VIII — Rent

Rental Property, W Allis, WI (value) - See explanation in Part VIII — Rent

Jubette Kayyem Solutions, LLC - See explanation mn Part VII — None

US. Government Securities - Series EE Bounds — Interest

FOK Holdings LLC (H) - See explanation in Part VII

Rental Property, Hellertown, PA (value) See explanation in Part VIL — Rent

Rental Property, Lebanon, PA (value) - See explanation in Part VIII — Rent

Rental Property, Punxutawney, PA (value) « See expl. in Part VII — Reat

ZEMCAR INC common stock (X) — None

Bank of America. cash accounts — Interest

Visiting Professor, Harvard Law School

Member, American Society of Intemational Law (ASIL) Judicial Advisory Board

Liability — Shady Hill School — Tuition Agreements

Liability — JPMorgan Chase & Co. Bank — Credit Card

Liability — Morgan Stanley (under The Girls LLC) — Margm Account

Liability — Security First Mortgage Funding LLC (under Mars-B, Inc. LLC) — Mortgage on rental property, Barrington, RI (Part VII, Line 44)

Liability — Alpha-K Holdings LLC) (See part VIII explanation) — Lines46andd4h

Reimbursement — Umversity of Colorado } Boulder — March 12-15, 2017 — Denver and Boulder, CO — Moot court competition — I ransportation, meals, hotel

Reimbursement — Prtizker Military Library and Pritzker Military Foundation — June 15-16, 2017 — Chicago, IL — Book presentation and speaking engagement — Transportation, meals, hotel

Reimbursement — (ISOC, Ine — September 22-24, 2017 — Austin, TX — Conference (guest of spouse) — Transportation, meals, hotel

Reimbursement — Federalist Society — November 17-18, 2017 — Washington, DC — Conference — Transportation, meals, hotel

Income — 27 — Harvard University - part-time faculty member, salary — $27,765.00

Income — 2007 — LEG, Inc. dba West Academic - book royalties — $1,144.79

Income — 2007 — Wylie Agency - book royalties — S20.000.00

Income — 2017 — Cornell University - book rovaltics — S102.87

Income — 207 — Pritzker Military Foundation « Colby Award (hiterary award) — SS.000 00

Spouse's income — 2017 — Harvard University, salary

Spouse's income — 2017 — Juhette Kayvem solutions, LLC

Part VI:

Line 5: Both properties are held under one mortgage and thus listed on the same line.

Part VII:

Line 5-7: These holdings were acquired in 2016 and inadvertently left off of the 2016 report.

Lines 20 and 42: On the basis of new advice of the Finuncial Disclosure Office and in accord with the instructions, the individual investment holdings of The Girls

LLC (Lines 21-41) and Mars B, Inc. LLC {Lines 44-47) are now reportable. Line 43 under Mars-B is non-reportable mcome and is listed in Part VII for income

purposes only.

Ling 44: The income reflected for this property is received in connection with Internal Revenue Code 467, Column B(2) is left blank on the advice of the Financial

Disclosure Office.

Line 45: Alpha K Holdings LLC is owned by Mars B, Inc. LLC. The real estate properties in Lines 46 und 47 are held by Alpha-K Holdings LLC.

Lines 44, 46, 47 und 51-53: Fair market value of the real estate properties was determined by comparable sales prices in cach area,

Line 48: In accord with the advice of the Financial Disclosure Office, no income is reported for Juliette Kayyem Solutions, LLC in Column B, given the nature of

its holdings. The total value of assets of the LLC are reflected by the valuation in Column C.

Line 50: FOK Holdings LLC was not included in previous reports because the filer was unaware of it being & reportable entity, On advice of the Financial

Disclosure Office, the liabilities of this entity are not listed in Part VI in light of the nuture of the reportable interest in the LLC being a future interest.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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David Jeremiah Barron | Frix