Alvin K. Hellerstein

New York City Condominium — Rent

J P Morgan/Chase — Interest

Franklin Templeton Mut. Qual. Fund (IRA) — None — Sold (part)

Dreylus Money Market Funds IEE — None — Sold (part)

Stroock & Stroock & Lavan Retirement Plan (See foomote 1) — Sold (part)

Delaware Investments

Thornburg Inv. Mgmt

Atlanta Capatal Management

CS. McKee. LP

Westfield Capital Mgmt

TimeSquare Cap. Mgmt

Tocqueville Asset Mgmt

Cramer Rosenthal McGlynn

S&S&L Investment Partnerships (See footnote 2)

State of Israel Bonds — None

Gilead Sciences Inc — None — Sold (part)

Regeneron Pharmaceutical

Morgan Stanley Bank (See footnote 3) — Interest

Northwestern Mutual (Life Ins.) (See Foomote 4)

Shares TR MSC! EAFE Index Fund — Int/Div — Buy

Shares Russell 1000 Value Fd — Int/Div

Shares Russell Midcap Value Index Fd — Int/Div

Shares Russell 1000 Growth Fd — Int/Div

Shares Russell 2000 Value Fd — Int/Div

Shares Russell 2000 Growth Fd — Int/Div

Shares Russell Midcap Growth Index Fd — Int/Div

Vanguard Emerging Markets ETF — Int/Div

Vanguard REIT ETC (See footnote 5) — Int/Div — Distnbuted

Advisory Board Member, Rand Corporation

Agreement — 11/1/96 — Stroock & Stroock & Lavan LLP, former law firm (Pension Plan for retired partners )( No Control)

Agreement — 17189 — Stroock & Stroock & Lavan Retirement Plan (management of firm's IRA and 401K plans No Control)

Agreement — 31/1/84 — Stroock & Swoock & Lavan Investment Partnership (No Control)

Liability — Chase Mortgage Corp. — Mortgage, condominium

Reimbursement — Admiralty & Mantime Claims and Litigation — ait Jee of db ii — EY yp Re

Reimbursement — Rand Corporation — 7192013 — Washmgton, DC — Board Meeting — Travel, Food and Lodging

Reimbursement — Lmversity - Antitrust Seminar — AA RG a a fa ees Lad

Reimbursement — Law School - Annual Institute for Investor Protection Conf. — 101262013 — Ldn ex Regegy — Ee Tr

Income — 2013 — Pension from former law firm — $454 864.00

Footnote 1 — Results of investments, inclusive of realized and unrealized gams and losses and dividends and distributions, are reported to me quarterly and for year

end. A separate figure for dividends was not reported to me. No gain or loss is reported, since the investment qualifies us an IRA/401-K. As in previous years, |

was subject to mandatory withdrawal of IRA/MO1-K funds, and withdrew funds of the valve of "M",

Footnote 2 — Stroock & Stroock & Lavan ("S&S&L") Investment Partnership's attributable to me in Warburg Pincus Funds was reduced to zero by a reconciling,

non-income, distriution of "A*. It will no longer be reported separately. The attributable mvestment in Loeb Partners, the only ohter investment attributable to me

of the S&S&L Investment Partnership, had income of "A" and an ending value of "J". Hence, in future years, the reportable entity will be Loeb Investors Co.

Footnote 3 — Funds formerly deposited with Citibank were transferred on July 6, 2013 to Morgan Stanley Bank, Morgan Stanley Bank and Citibank are affiliated

subsidiaries of Morgan Stanley Smith Bamey LLC.

Footnote 4 - Cash value und dividends are applied to premiums, resulting in paid-up life insurance, payable on the second to die between [JIN avd me.

Hence, the policy does not pay dividends, and has no gross value.

Footnote 5 — Distributions were made to me throughout the year, on 3/28, 6/28, 9/27 and 12/31. The aggregate was "J".