Carla Craig

Citibank Checking and Money Market Accounts — Interest

LP. Morgan Money Market Fund — Int/Div

JPM US Real Estate Income and Growth Direct LP ( SE) — None

JPM Floatmg Rate Income Fund (JPHSX) — Int/Div

IP Morgan Strategic Income Opportunites Fund 3844 (JSOSX) — Int/Div

iShares MSC All Country Asia Ex Japan Index Fund (AAXJ) — Int/Div

JP Morgan Intl. Value Fund (JIESX) — Int/Div

CSFR Private Investors LLC (EE — None

Starwood Waypoint homes {/k/a Colony Starwood Homes — Int/Div — Sold

JP Morgan Tax Aware RR Fund — Int/Div

Shares MSC EAFE Index Fund (EFA) — Int/Div

JP Morgan Equity Income Fund-Select Fund (HLIEX) — Int/Div

RS Global Energy Energy and Power Private Investors V1 mm — None

Artisan High Income Adv (APDFX)f/k/a Artisan High lancome Inv (ARTFX) — Int/Div — Buy (add'l)

Artisan High Income Adv (APDFX)f/k/a Artisan High lancome Inv (ARTFX) — Buy (add'l)

Artisan High Income Adv (APDFX)f/k/a Artisan High lancome Inv (ARTFX) — Sold (part)

Artisan High Income Adv (APDFX)f/k/a Artisan High lancome Inv (ARTFX) — Buy (add'l)

Artisan High Income Adv (APDFX)f/k/a Artisan High lancome Inv (ARTFX) — Buy (add'l)

Artisan High Income Adv (APDFX)f/k/a Artisan High lancome Inv (ARTFX) — Buy (add'l)

Fidelity Money Market Account (FCASH) — None

Fidelity Environment & Alternative Energy (FSLEX) — Int/Div — Buy (add'l)

Fidelity Environment & Alternative Energy (FSLEX) — Buy (add'l)

Fidelity Environment & Alternative Energy (FSLEX) — Sold (part)

Fidelity Health Care Delivery (FSHCX) — None — Buy

Fidelity Health Care Delivery (FSHCX) — Buy (add'l)

Fidelity Int] Discovery (FIGRX) — Int/Div

Fidelity Adv Intl Growth Z (FZAJX) f/k/a Fidelity Intl Growth (FIGFX) — Int/Div — Buy (add'l)

Fidelity Adv Intl Growth Z (FZAJX) f/k/a Fidelity Intl Growth (FIGFX) — Sold (part)

Fidelity Adv Intl Growth Z (FZAJX) f/k/a Fidelity Intl Growth (FIGFX) — Sold (part)

Fidelity Japan Small Companies (FISCX) — Int/Div — Buy (add'l)

Fidelity Japan Small Companies (FISCX) — Sold (part)

Fidelity Leisure (FDLSX) — Int/Div — Buy

Fidelity Leisure (FDLSX) — Buy (add'l)

Fidelity Leisure (FDLSX) — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Int/Div — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Sold (part)

Fidelity Low Priced Stock (FLPSX) — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Sold (part)

Fidelity Low Priced Stock (FLPSX) — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Buy (add'l)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Int/Div — Buy (add'l)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Sold (part)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Buy (add'l)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Sold (part)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Buy (add'l)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Buy (add'l)

Fidelity Mega Cap Stock Z (FZALX)fka Fidelity Mega Cap Stock (FGRTX) — Buy (add'l)

Fidelity Natural Gas (FSNGX) — None — Sold

Fidelity NY Muni Money Market nka Government Cash Reserves( (FDRXX) — Int/Div

Fidelity MSC] Real Real Estate (FREL) TkaFidelity Real Estate (FRESX) — Int/Div — Buy (add'l)

Fidelity MSC] Real Real Estate (FREL) TkaFidelity Real Estate (FRESX) — Buy (add'l)

Fidelity MSC] Real Real Estate (FREL) TkaFidelity Real Estate (FRESX) — Buy (add'l)

Fidelity MSC] Real Real Estate (FREL) TkaFidelity Real Estate (FRESX) — Buy (add'l)

Fidelity MSC] Real Real Estate (FREL) TkaFidelity Real Estate (FRESX) — Buy (add'l)

Fidelity Select Banking (FSRBX) — Int/Div — Buy (add'l)

Fidelity Select Banking (FSRBX) — Sold

Fidelity Select Biotechnology (FBIOX) — Int/Div — Buy

Fidelity Select Biotechnology (FBIOX) — Buy (add'l)

Fidelity Select Biotechnology (FBIOX) — Sold

Fidelity Select Multimedia (FMBPX) — Int/Div — Buy

Fidelity Select Multimedia (FMBPX) — Buy (add'l)

Fidelity Select Multimedia (FMBPX) — Sold

Fidelity Select Semiconductors (FSELX) — Int/Div — Buy (add'l)

Fidelity Select Semiconductors (FSELX) — Buy (add'l)

Fidelity Select Semiconductors (FSELX) — Sold (part)

Fidelity Short Term Bond Fund (FSHBX) — Int/Div — Buy (add'l)

Fidelity Short Term Bond Fund (FSHBX) — Sold

Fidelity Wireless (FWRLX) — Int/Div — Buy

Fidelity Wireless (FWRLX) — Buy (add'l)

Fidelity Wireless (FWRLX) — Buy (add'l)

Fidelity Wireless (FWRLX) — Buy (add'l)

Hartford Healthcare F (HGHFX) fka Hartford Healthcare YIHGHY X) — Int/Div — Buy (add'l)

Hartford Healthcare Fund (HGHIX) fka Hartford Healthcare A {HGHAX) — Int/Div — Buy (add'l)

Hartford Healthcare Fund (HGHIX) fka Hartford Healthcare A {HGHAX) — Buy (add'l)

Hartford Healthcare Fund (HGHIX) fka Hartford Healthcare A {HGHAX) — Buy (add'l)

iShares S&P National Municipal Bond (MURB) — Int/Div — Sold (part)

iShares S&P National Municipal Bond (MURB) — Sold (part)

iShares S&P National Municipal Bond (MURB) — Sold (part)

Primecap Odyssey Aggressive Growth (POAGX) — Int/Div — Buy (add'l)

Primecap Odyssey Aggressive Growth (POAGX) — Buy (add'l)

Primecap Odyssey Aggressive Growth (POAGX) — Sold (part)

Primecap Odyssey Aggressive Growth (POAGX) — Buy (add'l)

Primecap Odyssey Aggressive Growth (POAGX) — Sold (part)

Primecap Odyssey Aggressive Growth (POAGX) — Buy (add'l)

Primecap Odyssey Aggressive Growth (POAGX) — Buy (add'l)

Primecap Odyssey Stock (POSKX) — Int/Div — Buy (add'l)

Primecap Odyssey Stock (POSKX) — Sold (part)

Primecap Odyssey Stock (POSKX) — Sold (part)

Primecap Odyssey Stock (POSKX) — Buy (add'l)

Seafarer Overseas Inst (SIGIX) — Int/Div — Buy

Seafarer Overseas Inst (SIGIX) — Buy (add'l)

Seafarer Overseas Inst (SIGIX) — Buy (add'l)

Seafarer Overseas Inv (SFGIX) — Int/Div — Buy

Seafarer Overseas Inv (SFGIX) — Buy (add'l)

Vanguard Dividend Growth (VDIGX) — Int/Div — Sold (part)

Vanguard Dividend Growth (VDIGX) — Buy (add'l)

Vanguard Dividend Growth (VDIGX) — Sold (part)

Vanguard Dividend Growth (VDIGX) — Buy (add'l)

Vanguard Intermediate Term Tax Exempt (VWILX) — Int/Div — Buy

Vanguard Intermediate Term Tax Exempt (VWILX) — Sold (part)

Vanguard Intermediate Term Tax Exempt (VWILX) — Sold (part)

Vanguard Intermediate Term Tax Exempt (VWILX) — Buy (add'l)

Vanguard Intermediate Term Tax Exempt (VWILX) — Buy (add'l)

Vanguard Intermediate Term Tax Exempt (VWILX) — Sold (part)

Vanguard Intermediate Term Tax Exempt (VWILX) — Buy (add'l)

Vanguard Intermediate Term Investment Grade Admiral (VFIDX) — Int/Div — Buy (add'l)

Vanguard Intermediate Term Investment Grade Admiral (VFIDX) — Buy (add'l)

Vanguard Intermediate Term Investment Grade Admiral (VFIDX) — Buy (add'l)

Vanguard Intermediate Term Investment Grade Admiral (VFIDX) — Buy (add'l)

Vanguard Intermediate Term Investment Grade Admiral (VFIDX) — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLUX) — Int/Div — Buy

Vanguard Limited Term Tax Exempt (VMLUX) — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLUX) — Sold (part)

Vanguard Limited Term Tax Exempt (VMLUX) — Sold (part)

Vanguard Limited Term Tax Exempt (VMLUX) — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLUX) — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLUX) — Sold (part)

Vanguard Limited Term Tax Exempt (VMLUX) — Buy (add'l)

Vanguard Short Term Investment Grade (VFSUX) — Int/Div — Buy (add'l)

Vanguard Short Term Investment Grade (VFSUX) — Buy (add'l)

Vanguard Short Term Investment Grade (VFSUX) — Buy (add'l)

WisdomTree Jupan Hedged Equity (DJX) — Int/Div — Sold

NY College Savings Program (H)

Moderate Age Based Income Option Portfolio — None

Vanguard Educational IRA(H)

Vanguard Small Cap Index Fund Investor Shares — None

Vanguard Educational IRA (H)

Vanguard Small Cap Index Fund Investor Shares — None

BlackRock CollegeAdvantage (H)

BR Growth Portfolio Option A — None

B & McG Holdings (H)

Shelter Venture Fund — Distribution

Special Situations Technology Fund, L.P — Int/Div

SRZ Savings Plan — None — Buy (add'l)

Wells Fargo Money Mkt Fund — Int/Div

Merck common stock — Int/Div

Pfizer common stock — Int/Div

SRZ Cash Balance Plan — None — Buy (add'l)

SRZ Thnft Plan — None — Buy (add'l)

SRZ Thnft Plan — Buy (add'l)

T. Rowe Price U.S. Treasury Money Market — Int/Div

SRZ Partners Pension Plan — None — Buy (add'l)

Schulte Roth & Zabel Supplemental Retirement Fund — None — Buy (add'l)

DWS Small Cap Index VIP-Class A Shares — None — Buy (add'l)

American Funds Ins Ser International Class 2 Shares — None — Buy (add'l)

Fidelity VIP Index 500-Imtial Class — None — Buy (add'l)

Fidelity VIP Real Estate-Initial Class — None — Buy (add'l)

Invesco V.1. International Growth Fund- Series Shares — None — Buy (add'l)

MainStay VP Eagle Small Cap Growth Portfolio Initial Class — None — Buy (add'l)

MFS Global Tactical Allocation Initial Class — None — Buy (add'l)

MFS VIT Value Seres-lmtial Class — None — Buy (add'l)

T Rowe Price Blue Chip Growth Portfolio — None — Buy (add'l)

Mainstay Cash Management — None

Tremont Opportunity Fund — None

Special Situation Fund 111 QP, LLP — Int/Div

SRZ Group Trust — None

Candlewood Structured Credit Fund nka Structured Credit Harvest Fund — None — Sold (part)

Candlewood Structured Credit Fund nka Structured Credit Harvest Fund — Sold (part)

Candlewood Structured Credit Fund nka Structured Credit Harvest Fund — Redeemed

Castle Hook Offshore Fund, Ltd. — None — Buy

Cevian Capital Fund 11 Ltd, — None

Citadel! Kensimgton Global Strategies — None

Cognis Fund LP — None

D.E. Shaw Composite International Fund — None

D.E. Shaw Oculus International Fund — None

Discovery Global Macro Fund, Ltd — None — Redeemed

Echo Street Capital Partners Ltd (QP) — None — Buy (add'l)

Golden Tree Offshore Fund Lid — None

Highfields Capital IV LP — None

Hutchin Hill Capital Offshore Fund, Ltd — None — Sold (part)

iShares Global Energy ETF (XC) — None — Buy

iShares Global Energy ETF (XC) — Buy (add'l)

iShares Global Energy ETF (XC) — Buy (add'l)

iShares Global Energy ETF (XC) — Buy (add'l)

iShares Global Energy ETF (XC) — Sold (part)

iShares Global Energy ETF (XC) — Buy (add'l)

iShares Global Tech ETF (IXN) — None — Buy

iShares Global Tech ETF (IXN) — Buy (add'l)

iShares Global Tech ETF (IXN) — Buy (add'l)

iShares Global Tech ETF (IXN) — Sold (part)

iShares Global Tech ETF (IXN) — Sold (part)

iShares Global Tech ETF (IXN) — Buy (add'l)

iShares Global Tech ETF (IXN) — Sold

iShares Global Financials ETF (1XG) — None — Buy

iShares Global Financials ETF (1XG) — Buy (add'l)

iShares Global Financials ETF (1XG) — Sold (part)

iShares Global Financials ETF (1XG) — Buy (add'l)

iShares Global Financials ETF (1XG) — Buy (add'l)

iShares Global Financials ETF (1XG) — Sold (part)

iShares Global Materials ETF (MX) — None — Buy

iShares Global Materials ETF (MX) — Buy (add'l)

iShares Global Materials ETF (MX) — Buy (add'l)

iShares Global Materials ETF (MX) — Buy (add'l)

iShares Global Materials ETF (MX) — Buy (add'l)

iShares Global Materials ETF (MX) — Sold (part)

iShares Global Materials ETF (MX) — Sold (part)

iShares Global Consumer Stap ETF (KXI) — None — Buy

iShares Global Consumer Stap ETF (KXI) — Buy (add'l)

iShares Global Consumer Stap ETF (KXI) — Buy (add'l)

iShares Global Consumer Stap ETF (KXI) — Sold (part)

iShares Global Consumer Stap ETF (KXI) — Buy (add'l)

iShares Global Consumer Stap ETF (KXI) — Sold (part)

iShares Global Consumer Stap ETF (KXI) — Sold (part)

iShares Global Healthcare ETF (IX) — None — Buy

iShares Global Healthcare ETF (IX) — Sold (part)

iShares Global Healthcare ETF (IX) — Buy (add'l)

iShares Global Healthcare ETF (IX) — Buy (add'l)

iShares Global Healthcare ETF (IX) — Sold

Jennison Global Healthcare Offshore Fund — Sold

Vanguard REIT ETF (VNQ) — None — Buy

Vanguard REIT ETF (VNQ) — Buy (add'l)

Vanguard REIT ETF (VNQ) — Buy (add'l)

Vanguard REIT ETF (VNQ) — Buy (add'l)

Vanguard REIT ETF (VNQ) — Sold (part)

Vanguard REIT ETF (VNQ) — Sold (part)

Kylin Offshore Fund, Ltd. — None — Sold (part)

Kylin Offshore Long Fund Ltd — Buy

Lone Pimon Lid. — None — Sold (part)

Lone Pimon Lid. — Redeemed

Lone Slavin, Ltd. — None — Sold (part)

Lone Slavin, Ltd. — Redeemed

Lone Spruce LP — None — Sold (part)

Lone Spruce LP — Redeemed

Millenium International Ltd — None

Pennant Onshore Partners LP — None — Redeemed

Pennant Windward Lid — None — Redeemed

PFM Healthcare Offshore Fund — None — Buy

Renasssance Institutional Equities Fund LLC — None — Buy

Renasssance Institutional Equities Fund LLC — Buy (add'l)

Scopus Fund Ltd. — None — Buy (add'l)

Seer Capital Partners Offshore Fund Ltd — None — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio 11 SP — None — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio 11 SP — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio 11 SP — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio 11 SP — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio SP — None — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio SP — Redeemed

SON Investors Offshore Ltd — None — Buy

Steelhead Pathfinder Fund Lid. — None

The Childrens’ Investment Fund — None

Two Sigma Absolute Return Macro Cayman Fund, Lid, — None

Vanguard Wellesley Income Fund (VWIAX) — None — Buy

Vanguard Wellesley Income Fund (VWIAX) — Buy (add'l)

Vanguard Wellesley Income Fund (VWIAX) — Buy (add'l)

JP Morgan Trust Co. of Delaware deposit account — None

AutoNation common stock — None

Akami Technology common stock — None

CollegeBound Fund (Alliance-R1)

CBF Appreciation Portfolio Alt-A X — None

Northwestern Mutual Whole Life Ins. Policy — None

AXA Life Insurance Policy-whole life — None

Mu Kellett Capital Partners 11 LP — istrnibution

Mermill Lynch Retirement Account. Blackrock Global (MDLOX) — None

Director, Kudspint Magazine

Liability — Mt Kellett Capital Parmers 11 LP — Commitment to make capital contributions to imvestment himited partnership

Liability — Global Energy and Power Private Investors VI — Commitment to make capital contributions to mvestment LLC

Liability — Yeshiva Umiversity — Commitment to make tuition payments

Liability — Mautner-Ghick Corp. — Obligation to make rent payment

Spouse's income — 2017 — Schulte Roth and Zabel LLP-partmership distribution

Part VIL lines 14, 27, 43, 44, 52, 74, 75-for euch of these entries | have used “fka” to incidate that these shares were exchanged for shares of a different class of the

same fund. No gain or loss occurred.

Part VIL, lines 158-247 - the SRZ Group Trust is & Revenue Ruling 81-100 Trust that pools the employee pension plan sponsored by the law firm of which my

I is « member and IRAs of partners and former partners of the firm. He does not have an interest in any of the assets of the Group Trust; however, because

he is a member of the committee which oversees Group Trust's investments, | have reported the assets in the Group Trust. The SRZ Savings Plan (line 136), the

SRZ Cash Balance Plan (line 140), the SRZ Partners Pension Plan (line 144) and the SRZ Thrift Plan (line 141-142) are invested in the SRZ Group Trust, The

value of the investment in the Group Trust Shown in lines 158-245 includes the value of his investments in the Group Trust through the SRZ Savings Plan, Cash

Balance Plan, Partners Pension Plan und Thrift Plan. I have reported "None" in Column B throughout as 1 am unable to provide a breakdown of the amount of

income eamed because the statements provided do not disclose the income eamed for each of the individual assets held in the Group Trust.

Part VII, Lines 145-156-the SRZ Supplemental Retirement Fund is a retirement fund in which my [Jl] has an interest. Because he directs the investments

for his share of the fund, | have reported the assets in which his interest is invested. 1 have reported “none” in column B because the statements provided to not

disclose the inome eamed for each of the individual assets held in this retirement fund.