Robert N. Kwan

Wells Fargo Bank, checking account — Interest

Chase Bank, checking account — Interest

Chase Bank, savings account #1 — Interest

Chase Bank, savings account #2 — Interest

East West Bank, savings account — Interest — Distnbuted

East West Bank, savings account — Interest — Open

East West Bank, checking account — Interest — Open

Northwestern Mutual Life Ins. Co., cash value policy — Int/Div

Brokerage Account

Mernll Lynch CMA money market fund — Int/Div

IRAZI

ING International Value mutual fund — Int/Div

Columba deligman Communcatbions and Information mutual fund — None

Blackrock Health Sciences Opportunities mutual fund — None

Blackrock Global Allocation mutual fund — Int/Div

Blackrock Large Cap Value mutual fund — None

Davis New York Venture mutual fund — Int/Div

Nuveen Preferred Income Opportunities mutual fund — Int/Div

Pimco Total Return mutual fund — Int/Div

Merrill Lynch money market fund — Int/Div

IRA #2

Calamos Growth mutual fund — None

Hartford Capital Appreciation mutual fund — Int/Div

Putnam International Equity mutual fund — None

Hartford Capital Appreciation ] mutual fund — Int/Div

Cohen & Steers Closed End mutual fund — Int/Div

403(b) retirement savings plan

TIAA-CREF Growth & Income mutual fund — Int/Div

TIAA-CREF Social Choice mutual fund — Int/Div

TIAA-CREF International Equity mutual fund — Int/Div

TIAA-CREF Large Cap Value mutual fund — Int/Div

TIAA-CREF Mid-Cap Value mutual fund — Int

TIAA-CREF S&P S00 Index mutual fund — Int/Div

TIAA-CREF Small Cap Value mutual fund — Int/Div

Life Investors Insurance Co. Deferred Fixed Annumity acct, — Interest

403(b) annuity plan — Interest

Member, Board of Directors, Southem California Bankruptcy American Inn of Court

Executive Committee Member, Los Angeles County Bar Association, Commercial Law and Bankruptcy Section

Reimbursement — Cahforni Bankruptcy Forum — S/I8N12-5120012 — Rancho Mirage, CA — CLE — Lodgmg, meals, seminar tees

VILS The East West Bank savings account was a Uniform Gift to Minors Act account

who ceased being a dependent for income tax

purposes, effective 1/1/12. The account is listed as Distributed since

took over the account in 2012 and subsequently withdrew the

remaining funds in the account which was less than $1,000,

VILI7. The mutual fund previously reported as Nuveen Multistrutegy mutual fund was renamed Nuveen Preferred Income Opportunities Fund.