Shira A. Scheindlin

Rental Property #1 Brooklyn, Kings County, NY — Rent

IRA #1 (formerly Equity Services, now TIAA-CREF)

Sentinel Intl Equity Class A (SWRLX) — None — Sold

Sentinel Small Company A (SAGWX) — None — Sold

Sentinel Common Stock Class A (SENCX) — Int/Div — Sold

Alger Spectra Fund (SPECX) — None — Sold

JP Morgan Mid Cap Value Fund (JAMCX) — None — Sold

JohnHancock STR Inc (JIPAX) — Int/Div — Sold (part)

JohnHancock STR Inc (JIPAX) — Sold

PIMCO Real Return C1 A (PRTNX) — Int/Div — Sold (part)

PIMCO Real Return C1 A (PRTNX) — Sold

Sunamerica focussws dividend (FDSAX) — Int/Div — Sold

Prime Fund Daily Money Class (sweep account) * — Int/Div — Closed

TIAA-CREF Emerging Mkts Equity Index Fd (TEQLX) — Int/Div — Buy

TIAA-CREF Emerging Mkts Equity Index Fd (TEQLX) — Buy (add'l)

TIAA-CREF Int'l Equity Index FD (TCIEX) — Int/Div — Buy

TIAA-CREF Int'l Equity Index FD (TCIEX) — Buy (add'l)

ishares TR Msci EAFE small cap etf (SCZ) — Int/Div — Buy

ishares TR Msci EAFE small cap etf (SCZ) — Buy (add'l)

ishares TR Tips BD ETF (TIP) — Int/Div — Buy

ishares TR Tips BD ETF (TIP) — Buy (add'l)

ishares TR Tips BD ETF (TIP) — Buy (add'l)

ishares TR Russell Mid-Cap Value ETF (IWS) — Int/Div — Buy

ishares TR Russell Midcap ETF (IWR) — Int/Div — Buy

ishares TR Russell 2000 Value ETF (IWN) — Int/Div — Buy

ishares TR Russell 2000 Growth ETF (IWO) — Int/Div — Buy

TIAA-CREF Large Cap Value Index FD (TILVX) — Int/Div — Buy

28. — istmbution

TIAA-CREF Large Cap Growth Index FD (TILIX) — Int/Div — Buy

TIAA-CREF Large Cap Growth Index FD (TILIX) — Distribution — Buy (add'l)

TIAA-CREF Bond Index FD (TBIIX) — Int/Div — Buy

3; — Distribution

Fidelity Advisor Emerging Mkts (FMKIX) — Int/Div — Buy

Mu — Distribution

SPDR SER TR Dow Jones REIT (RWR) — Int/Div — Buy

ishares TR IBOXX $ Hi-Yield BD ETF (HYG) — Int/Div — Buy

Dreyfus Gov't Prime Inv Sh (IRA Cash Sweep Acct) — Interest — Buy

Retirement Accounts

Teachers Insurance Annuity Association — Interest

College Retirement Equities Fund — Int/Div

Supplemental and Group Retirement Annuities — Int/Div

Other Miscellaneous Investments/Bank Accounts

AXA Financial Insurance Company Stock — Int

Phizer — Int/Div

Investors Bank — Interest

Investors Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Brokerage Account #1 (US Trust)

ASTON Montag & Caldwell Grth FD CL IMCGIX) — Int/Div

ss — istmbution

Columbia DIV. INC FD CLZ (GSFTX) — Int/Div — Sold (part)

57 — Distribution

Brokerage Acct. #3 (TIAA-CREF)

Columbia FDS SER TR 1 Select LGE CAP Grth FD CL Z(UMLGX) — Distribution

S90 — Int/Div

BOFA NY Tax Exempt Res. Tr. Cl. (cash sweep) — Int/Div

Columbia Small Cap Grth FD (CMSCX) — Iistnbution

Columbia NY Inter Muni Bd Fund CI Z (GNYTX) — Interest

Columbia Short Term Muni Bd Fd Cl Z — Int/Div — Sold (part)

Janus Invest. FD Enterprise (JMGRX) — Int/Div

Lazard Fd. Inc. Emerg. Mkts. (LZEMX) — Int/Div

6h. — Distribution

Thomburg Int. Value Fd (TGVIX) — Int/Div

68 — Distribution

Harbor Intl Fund (HAINX) — Int/Div

Vanguard REIT ETF — Int/Div — Sold

AQR Diversified Arbitrage fund — Int/Div — Sold

Columbia High Yield Municipal Fund (SHRMX) — Interest — Buy (add'l)

Eaton Vance Atlanta Cap. (EISMX) — None

Columbia Emerging Mkt Fd C1 Z (UMEMX) — Int/Div — Buy (add'l)

Columbia Emerging Mkt Fd C1 Z (UMEMX) — Buy (add'l)

Ivy Asset Strategy Fd — Int/Div — Buy (add'l)

Ivy Asset Strategy Fd — Buy (add'l)

Ivy Asset Strategy Fd — Buy (add'l)

Ivy Asset Strategy Fd — Sold

PIMCO All Assets All AUTH. Fd — Int/Div — Buy (add'l)

PIMCO All Assets All AUTH. Fd — Sold

PIMCO All Asset FD — None — Buy

Artisan Int. Fd (ARTIX) — Int/Div — Buy (add'l)

Oppenheimer Intl Gth Fd — Int/Div — Sold (part)

PIMCO Commodities Plus Strategies — Int/Div — Sold (part)

PIMCO Commodities Plus Strategies — Distribution — Buy (add'l)

Prudential Global Real Estate (PURZX) — Int/Div

Robeco Boston Partners Long/Short Research Fund (BPIRX) — Distribution — Buy (add'l)

Robeco Boston Partners Long/Short Research Fund (BPIRX) — Buy (add'l)

Franklin FTLG Rate Daily Access Fd — Int/Div — Sold

PIMCO Commodity Real Return — None — Buy

PIMCO Commodity Real Return — Buy (add'l)

PIMCO Commodity Real Return — Sold

AMG (Managers)Real Estate Secs. FD (MRESX) — Int/Div — Buy

AMG (Managers)Real Estate Secs. FD (MRESX) — Distribution — Buy (add'l)

Columbia Tax-Exempt FD — None — Buy

Victory Small Co Oppty FD — Distribution — Buy

Victory Small Co Oppty FD — Int/Div — Buy (add'l)

Victory Small Co Oppty FD — Buy (add'l)

Victory Small Co Oppty FD — Buy (add'l)

Brokerage Acct, #2 (TIAA-CREF)

Fidelity Advantage Small Cap (FSCTX) — Distribution

Fidelity Advantage Mid Cap (FMCAX) — Int/Div

Barclays Bk MSCI India (INP) — None — Sold

MSC Pacific (EPP) — Int/Div — Sold

MSC Mexico (EWW) — Int/Div — Sold

MSCI Hong Kong (EWH) — Int/Div

SPDR Gold Trust (GLD) — None

Harbor Bond Fund (HABDX) — Int/Div — Sold

Long Leaf Partners Fund (LLPFX) — Int/Div

Perritt Micro Cap FD (PRCGX) — istnbution

Scottrade Sweep US Bank NA — Interest — Closed

Oakmark Select Fund (OAKLX) — Iistnbution

Fairholme Fund (FAIRX) — Distribution

SPDR Series TR S&P regl. B (KRE) — Int/Div

PIMCO Emerging Local Bond fund (PLBDX) — Int — Sold

M& marshall lsley Bank (sweep Acc't) — None — Closed

Federated NY Muni Cash Series (TIAA. CREF sweep) — Interest — Open

Bemstein Diversified Mun Portfolio Fund Advisor ISNDPX) — Distribution — Buy

TIAA-CREF Emerging Mkts Equity Index FD (TEOLX) — Int/Div — Buy

Franklin Hi-Yield Tax Free Income FD (FHYVX) — istnbution — Buy

Thomburg Intermed Municipal National Inst (THMIX) — istnbution — Buy

Wells Fargo Advtg Ultra Short term Muni income fd (SMAVX) — Distribution — Buy

T Rowe Price Summit Muicipal Intermediate (PRSMX) — istmbution — Buy

Fidelity Advisor Emerging Mkts Income (FMKIX) — istnbution — Buy

128 — Int/Div

shares TR MSCI EAFE Er (EFA) — Int/Div — Buy

shares TR Russell Mid-cap value ETF (IWS) — Int/Div — Buy

ishares TR Russell mid-cap ETF (IWR) — Int/Div — Buy

ishares TR Russell 1000 Value ETF (IWD) — Int/Div — Buy

shares TR Russell 1000 Growth ETF (IWF) — Int/Div — Buy

ishares TR Russell 2000 Value EYF (IWN) — Int/Div — Buy

135 — Distribution

ishares TR Russell 2000 Growth ETF (IWO) — Int/Div — Buy

ishares TR MSCI EAFE Small Cap ETF (SCZ) — Int/Div — Buy

SPDR Ser TR Dow Jones Reit ETF (RWR) — Int/Div — Buy

Brokerage Acc't # 4 (Scottrade)

Vanguard Int'l Growth Fund VWIGX — Int/Div

Windstream (WIN) — Int/Div

Markwest (MWE) — Int/Div

SPDR Index SHS FDS INT ETF (IPF) — Int/Div

MSCI Hong Kong (EWH) — Int/Div

Fairholme FAD (FAIRX) — Distribution — Buy

US Bank NA (sweep acc't) — Interest

Fidelity Nordic (FNORX) — Int/Div

Fidelity EMEA FND (FEMEX) — Int/Div

Fidelity Emerging Asia FND (FSEAX) — Int/Div

Fidelity Value Fund (FDVLX) — Int/Div — Buy

Columbia Aggressive Value (CAMAX) — Int/Div — Buy

T Rowe Price Cap Appreciation FND (PRWCX) — Int/Div

Powershares Dynamic FND (PBE) — Int/Div — Buy

Market Vectors Gold FND (GDX) — Int/Div

ishares TR Nasdaq Biotech ETF (IBB) — Int/Div — Buy

ETF GXC — Int/Div — Sold

Market Vectors Brazil Small Cap ETF BRF — Sold

Brokerage Account #5 (JP Morgan Chase)

SPDR S & P SOO ETF (SPY) — Int/Div — Sold (part)

American Century Interterm (AXBIX) — Int/Div

Black Rock FDS US (BHY IX) — Int/Div

Cohen & Steers Realty (CSDIX) — Int/Div — Sold

Goldman Sachs Emerging Market (GSDIX) — Int/Div

Oakmark Fund (OAKMX) — Int/Div

JP Morgan TRUnter tax free BD FND Instlk CL (JITIX) — Int/Div

JP Morgan TR1 LU S Equity FD Instl C1 (IIMUEX) — Int/Div

JP Morgan TR1/Midcap Equity (VSNGX) — Int/Div

168 — Distribution

JP Morgan TR 1 Int"l Value FD Inst] CI UNUSX) — Int/Div

JP Morgan TRI Em, Mkts Equity FDS Inst] (IIMIEX) — Int/Div — Sold (part)

JP Morgan TRI Em, Mkts Equity FDS Inst] (IIMIEX) — Sold

JPMorgan High Yield (OHYFX) — Int/Div

JP Morgan TR 11 Short Inter Mun Bd Fd Inst! JIMIX) — Int/Div

MFS Ser. Tr. X Emerging Market (MEDIX) — Int/Div

T Rowe Price Tax Free Income (PATAX) *

T Rowe Price Summit (PRSMX) — Int/Div

Thomburg Intemational Value Fund (TGVIX) — Int/Div — Sold (part)

Thomburg Intemational Value Fund (TGVIX) — Sold

Vanguard Sector Index Funds (VNQ) — Int/Div — Sold

iShares Trust Russell 2000 (WM) — Int/Div

John Hancock Inc. Fd (JSTIX) — Int/Div

Massachusetts Investors (MITIX) — Int/Div

Mainstay (MHY1X) — Int/Div

MFS Research International (MRSIX) — Int/Div

Amencan Century Value Fund (AVLIX) — Int/Div

Goldman Sachs Small Cap (GSSIX) — Int/Div

JP Morgan TRI Small Cap (VSEIX) — Int/Div

188 — Distribution

JP Morgan Growth Advantage (JGASX) — Distribution

Wells Fargo Advantage FDS - Emerging Mkts Equity FD Admin (EMGYX) — Int/Div — with line 191)

Wells Fargo Adv FDS - Emerging Mkts Equity FD Inst’ {EMGNX) — Distribution — Open

Wells Fargo Adv FDS - Emerging Mkts Equity FD Inst’ {EMGNX) — Sold (part)

ishares MSCI EAFE ETF (EFA) — Int/Div — Buy (add'l)

Alhance Bernstem Inter (AIDAX) — Int/Div

PIMCO Low Duration Fund (PTLDX) — Int/Div

JP Morgan TR 1 US Equity Fd Inst] CL UMUEX) — Int/Div

197 — Distribution

Dodge & Cox Funds (DODFX) — Int/Div — Buy

Blackrock Int'l Index FD Inst] C1IMAIIX) — Int/Div — Buy

Deleware GRP Caps Emerging DEMIX — Int/Div

JP Morgan Deposit Sweep MGD (QCPCM) — Interest

Brokerage Acct 26 (JP Morgan Chase)

JPM STR Inc Op Fd — Int/Div — Sold (part)

JPM STR Inc Op Fd — Sold

Harbor High Yield Bond Fund — Int/Div — Sold (part)

Harbor High Yield Bond Fund — Sold

Harbor Convertible Securities Fund — Int/Div — Sold

SIT Mut. FDS Inc. Div. Growth (SDVG) — Int/Div — Sold

Avenue Mut FDS TR* — Int/Div — Sold

Ridgeworth FDS SEIX FLRT — Int/Div — Sold

Gateway FD (GTEY) — Int/Div — Sold

Matthews Asia Div. Inst (MIP]) — Int/Div — Sold (part)

Matthews Asia Div. Inst (MIP]) — Sold

Eaton Vance Floating Rate ADV (EIFA) — Int/Div — Sold

Black Rock High Yield Bd — Int/Div — Sold

Cohen and Steere Pref Sec. and Income C1 A {CSEIX) — Int/Div — Sold (part)

Cohen and Steere Pref Sec. and Income C1 A {CSEIX) — Distribution — Buy

Cohen and Steere Pref Sec. and Income C1 A {CSEIX) — Buy (add'l)

Cohen and Steere Pref Sec. and Income C1 A {CSEIX) — with line 220)

Cohen und Steere Real Estate Sec FD CI (CSDIX) — Int/Div — Open

Cohen und Steere Real Estate Sec FD CI (CSDIX) — Distribution — Buy

Cohen und Steere Real Estate Sec FD CI (CSDIX) — Sold (part)

Doubleline Total Ret BD-1 — Int/Div — Buy

Doubleline Total Ret BD-1 — Sold

T Rowe Price Instl. Income Fs/D Floating Rate Fd — Int/Div — Sold

HSBC FDS Total Return (HTR1) — Int/Div — Sold

Managed Portfolio Ser Tortoise Instl (TORN — Int/Div — Sold

Nuveen Global Infrastructure Share Class — Distribution — Sold

229 — Int/Div

Clearbridge Equity (SOPY) — Int/Div — Sold

JPM Intrepid Europe FD (JFEI) — Int/Div — Sold

Metropoliotan West Total Return Institutional Share Class — Int/Div — Sold

Columbia FD SER TRT (NCIA) — Int/Div — Buy (add'l)

Columbia FD SER TRT (NCIA) — Sold

JP Morgan Sweep Acct — Interest

JPM Multisector Ing — Int/Div — Buy

JPM Multisector Ing — Sold

Allance Bernstem Int. (AIDAX) — Int/Div — Buy

Allance Bernstem Int. (AIDAX) — Buy (add'l)

Allance Bernstem Int. (AIDAX) — Buy (add'l)

Aston/Fairpointe MidCap Inc. (ABMIX) — Int/Div — Buy

Aston/Fairpointe MidCap Inc. (ABMIX) — Distribution — Buy (add'l)

Aston/Fairpointe MidCap Inc. (ABMIX) — Buy (add'l)

Fidelity Advisors New lisights (FINSX) — Int/Div — Buy

Fidelity Advisors New lisights (FINSX) — Distribution — Buy (add'l)

Fidelity Advisors New lisights (FINSX) — Buy (add'l)

Franklin NY Intermediateterm tax free Fd (FKNIX) — Int/Div — Buy

Franklin NY Intermediateterm tax free Fd (FKNIX) — Buy (add'l)

Franklin NY Intermediateterm tax free Fd (FKNIX) — with line 250)

Franklin NY Tax Free TR (FNYZX — Int/Div — Buy

Goldman Sachs Small Cap (GSSIX) — Int/Div — Buy

Goldman Sachs Small Cap (GSSIX) — Distribution — Buy (add'l)

Goldman Sachs Emerging Markets (GSDIX) — Int/Div — Buy

Goldman Sachs Emerging Markets (GSDIX) — Buy (add'l)

Goldman Sachs Emerging Markets (GSDIX) — Buy (add'l)

Goldman Sachs Emerging Markets (GSDIX) — Sold (part)

Oakmark Fd (OAKMX) — Int/Div — Buy

Oakmark Fd (OAKMX) — Distribution — Buy (add'l)

Oakmark Fd (OAKMX) — Buy (add'l)

JP Morgan Trll Small Cap Growth (JISEX) — istnbution — Buy

JP Morgan Trll Small Cap Growth (JISEX) — Buy (add'l)

JPM Diversified MidCap (HLGEX) — Distribution — Buy

JPM Diversified MidCap (HLGEX) — Int/Div — a

JPM Diversified MidCap (HLGEX) — Buy (add'l)

Oppenheimer Develop. Mkts FD Cl A {ODMAX) — Int/Div — Buy

Oppenheimer Develop. Mkts FD Cl A {ODMAX) — Distribution — Buy (add'l)

Oppenheimer Develop. Mkts FD Cl A {ODMAX) — with line 268)

Oppenheimer Develop kis FD C1 Y {ODYVX) — Int/Div — Buy (add'l)

Oppenheimer Develop kis FD C1 Y {ODYVX) — Distribution — Buy (add'l)

TRPrice Summit Muncpl Fd (PRINX) — Int/Div — Buy

bail — Distribution — Buy (add'l)

bail — Buy (add'l)

bail — Buy (add'l)

TRPrice Tax Free (PRFHX) — Int/Div — Buy

TRPrice Tax Free (PRFHX) — Distribution — Buy (add'l)

TRPrice Tax Free (PRFHX) — Buy (add'l)

iShates Russell 2000 ETF (IWM) — Int/Div — Buy

iShates Russell 2000 ETF (IWM) — Distribution — Buy (add'l)

Russell 1000 Grth (IWF) — Int/Div — Buy

Russell 1000 Grth (IWF) — Distribution — Buy (add'l)

Russell 1000 Grth (IWF) — Buy (add'l)

Russell 1000 ETF (IWB) — Distribution — Buy

Russell 1000 ETF (IWB) — Int/Div — Buy (add'l)

Dodge and Cox Fds Inter (DODFX) — Int/Div — Buy

Dodge and Cox Fds Inter (DODFX) — Buy (add'l)

Dodge and Cox Fds Inter (DODFX) — Buy (add'l)

Dodge and Cox Stock Fds (DODGX) — Int/Div — Buy

Dodge and Cox Stock Fds (DODGX) — Distribution — Buy (add'l)

Dodge and Cox Stock Fds (DODGX) — Buy (add'l)

iShares MSCI EAFE ETF (EFA) — Int/Div — Buy

iShares MSCI EAFE ETF (EFA) — Buy (add'l)

iShares MSCI EAFE ETF (EFA) — Buy (add'l)

iShares MSCI EAFE ETF (EFA) — Buy (add'l)

Brokerage Acct #7 (Morgan Stanley)

Invesco Hi-Yield Muni C (ACTFX) — Int/Div — Buy

Invesco Hi-Yield Muni C (ACTFX) — Buy (add'l)

Invesco Short Term Bond — Int/Div — Buy

Invesco Short Term Bond — Sold

Director, Justice Resource Center

Reimbursement — American Bar Association — 1729/14-2/01/14 — Tampa, FL — Speaker — Travel, Food, Lodging

Reimbursement — University of Miami Law School — 214/14.2/167 14 — Miami, FL — Speaker — Travel, Food, Lodging

Reimbursement — Anzona State University — 3/11/14-3/15/14 — Tempe, AZ — Speaker — Travel, Food, Lodging

Reimbursement — DePaul University — 423/14-4/25/14 — Chicago, Hinois — Speiker — Travel, Food, Lodging

Reimbursement — Guidance Software — 5/19/14-5/20/14 — Las Vegas, NV — Speaker — Travel, Food, Lodging

Reimbursement — American Bar Association — 5/30/14-5/31114 — Philadelphia, PA — Attend Meeting — Travel, Food, Lodging

Reimbursement — American Bar Associationl — 8/7/14-8%/14 — Boston, Mass — Speaker, Attend Meeting — Travel, Food, Lodging

Reimbursement — Northern Kentucky University — 9/2314-924/14 — Highland Heights, KY — Speaker — Travel, Food, Lodging

Reimbursement — American Conference Institute — 926/149 MK 14 — PLos Angeles, CA — Speaker — Travel, Food, Lodging

Reimbursement — Umversity of Missoun — 100171410 14/14 — Kansas City, MI — Speaker — Travel, Food, Lodging

Reimbursement — Howard University — 1V17/14-1001 7/14 — Washington IX — Speaker — Travel, Food

Reimbursement — Loyola Umversity of Chicago — 10/23/14-10124/14 — Chicago, IL — Speaker — Travel, Food, Lodging

Reimbursement — The Sedona Conference — 1104/14-11707/14 — New Orleans, LA — Speaker — Travel, Food, Lodging

Income — 2014 — West Services, Inc. Book Royalties — $5223.00

Spouse's income — 1122014 — State University of New York

Part VIL. Line 13: This sweep fund (Prime Fund Daily Money Class) was the sweep account used by Equity Services for my IRA. It was m use in 2013 but

1 inadvertently failed to list it in the 2013 report, It never held more than $1,500 cash. When I transferred my IRA tw TIAA-CREF in April, 2014 the Equity

Servies sweep account was closed as indicated on my 2014 report because TIAA CREF uses its own sweep fund.

Part VII. Line 175. T. Rowe Price Tux Free (PATAX) was sold on September 5, 2013 at a loss. This sale should have appeared on the 2013 report. Its value was

always under $15,000. This investment should not have been in the 2014 Report as it was not owned during the reporting periiod.

Part VIL. Line 209. Ave Mut FDS TR: This fund was purchased in November of 2013 according to the statements from JP Morgan. It was madvertently omitted

from the 2013 report. Its value was {and is) under $15,000 and it produces income of under $1,000,