“[A] jury verdict may not be challenged based on an affidavit from one or more jurors.”
How later courts described this case
- “[A] jury verdict may not be challenged based on an affidavit from one or more jurors.”
- a state court decision is an “unreasonable application” of clearly established law if the state court identifies the correct governing legal rule from the Supreme Court’s holdings but unreasonably applies it to the facts of the par- ticular defendant’s case
- “It is especially difficult to succeed with an ineffective assistance claim questioning the strategic decisions of trial counsel who were informed of the available evidence.”
- “Cause exists if there was ‘some objective factor external to the defense [that] impeded counsel’s efforts to comply with the State’s proce- dural rule.’” (quoting Murray, 477 U.S. at 488)
Written by the judges who cited it.
The opinion
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[DO NOT PUBLISH]
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 21-10387
____________________
STACEY IAN HUMPHREYS,
Petitioner-Appellant,
versus
WARDEN, GEORGIA DIAGNOSTIC PRISON,
Respondent-Appellee.
____________________
Appeal from the United States District Court
for the Northern District of Georgia
D.C. Docket No. 1:18-cv-02534-LMM
____________________
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2 Opinion of the Court 21-10387
Before WILLIAM PRYOR, Chief Judge, and ROSENBAUM and
NEWSOM, Circuit Judges.
PER CURIAM:
Petitioner Stacey Humphreys, a death-row inmate in Geor-
gia, filed a petition for writ of habeas corpus pursuant to 28 U.S.C.
§ 2254. Between the district court and this Court, Humphreys re-
ceived a certificate of appealability (“COA”) on four issues. First,
Humphreys asserts that juror misconduct and bias plagued the pro-
ceedings and deprived him of his due-process rights. Second,
Humphreys contends the trial court gave an improper Allen charge,
which compounded the juror misconduct. And third and fourth,
Humphreys asks us to find that his trial counsel was ineffective dur-
ing the investigation and presentation of mitigating evidence and
that his appellate counsel was ineffective for failing to raise the ju-
ror-misconduct claim sooner.
After careful consideration of the claims and with the bene-
fit of oral argument, we affirm the district court’s denial of the ha-
beas petition.
I. BACKGROUND
A. Facts
Humphreys was arrested for the murders of Cynthia Wil-
liams and Lori Brown in November 2003. Jimmy Berry was ap-
pointed as trial counsel. After the state issued its notice of intent
to seek the death penalty in February 2004, the Georgia Capital De-
fender’s Office (“GCD”) signed onto the case with its director,
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21-10387 Opinion of the Court 3
Chris Adams, joining Berry. The responsibility for Humphreys’s
case shifted over the course of four years, but Berry remained on
the case the entire time. Teri Thompson from GCD replaced Ad-
ams and worked on the case from January 2006 until June 2007. At
that time, Deborah Czuba (who had also been working on the case
during the same period as Thompson) became the second-chair at-
torney. Berry was first chair, presenting both the guilt and sentenc-
ing phases.
At trial, the evidence showed the following tragic facts relat-
ing to the murders of Williams and Brown:
At approximately 12:40 p.m. on November 3,
2003, Humphreys, a convicted felon who was still on
parole, entered a home construction company’s sales
office located in a model home for a new subdivision
in Cobb County [Georgia]. Cindy Williams and Lori
Brown were employed there as real estate agents.
Finding Ms. Williams alone in the office, Humphreys
used a stolen handgun to force her to undress and to
reveal the personal identification number (PIN) for
her automated teller machine (ATM) card. After call-
ing Ms. Williams’s bank to learn the amount of her
current balance, Humphreys tied her underwear so
tightly around her neck that, when her body was dis-
covered, her neck bore a prominent ligature mark and
her tongue was protruding from her mouth, which
had turned purple. While choking Ms. Williams,
Humphreys forced her to get down on her hands and
knees and to move into Ms. Brown’s office and behind
Ms. Brown’s desk. Humphreys placed his handgun at
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4 Opinion of the Court 21-10387
Ms. Williams[’s] back and positioned a bag of bal-
loons between the gun and her body to muffle the
sound of gunshots. He then fired a shot into her back
that went through her lung and heart, fired a second
shot through her head, and left her face-down on her
hands and knees under the desk.
Ms. Brown entered the office during or shortly
after Humphreys’s attack on Ms. Williams, and he at-
tacked her too. Ms. Brown suffered a hemorrhage in
her throat that was consistent with her having been
choked in a headlock-type grip or having been struck
in the throat. Humphreys also forced Ms. Brown to
undress and to reveal her PIN, called her bank to ob-
tain her balance, and made her kneel with her head
facing the floor. Then, while standing over Ms.
Brown, Humphreys fired one gunshot through her
head, this time using both a bag of balloons and Ms.
Brown’s folded blouse to muffle the sound. He
dragged her body to her desk, took both victims’
driver’s licenses and ATM and credit cards, and left the
scene at approximately 1:30 p.m. Neither victim sus-
tained any defensive wounds.
When the builder, whose office was located in
the model home’s basement, heard the door chime of
the security system indicating that someone had ex-
ited the sales office, he went to the sales office to meet
with the [real-estate] agents. There he discovered Ms.
Brown’s body and called 911. The responding police
officer discovered Ms. Williams’s body.
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21-10387 Opinion of the Court 5
After interviewing the builder and canvassing
the neighborhood, the police released to the media
descriptions of the suspect and a Dodge Durango
truck seen at the sales office near the time of the
crimes. In response, someone at the job site where
Humphreys worked called to advise that Humphreys
and his vehicle matched those descriptions and that
Humphreys did not report to work on the day of the
crimes. The police began to investigate Humphreys
and made arrangements through his parole officer to
meet with him on the morning of November 7, 2003.
Humphreys skipped the meeting, however, and
eluded police officers who had him under surveil-
lance.
Humphreys was apprehended in Wisconsin
the following day. Police there recovered from the
console of his rental vehicle a Ruger 9-millimeter pis-
tol, which was determined to be the murder weapon.
Swabbings from that gun revealed blood containing
Ms. Williams’s DNA. A stain on the driver-side floor-
mat of Humphreys’s Durango was determined to be
blood containing Ms. Brown’s DNA.
After the murders, the victims’ ATM cards
were used to withdraw over $3,000 from their ac-
counts. Two days after the murders, Humphreys de-
posited $1,000 into his account, and he had approxi-
mately $800 in cash in his possession when he was ar-
rested. Humphreys claimed in a statement to the po-
lice that he did not remember his actions at the time
of the crimes. However, when asked why he fled, he
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6 Opinion of the Court 21-10387
said: “I know I did it. I know it just as well as I know
my own name.” He also told the police that he had
recently taken out some high-interest “payday” loans
and that he “got [in] over [his] head with that stinking
truck.”
Humphreys v. State, 694 S.E.2d 316, 322–23 (Ga. 2010).
Humphreys was convicted on September 25, 2007, in the Su-
perior Court of Cobb County, Georgia, of two counts each of mal-
ice murder, felony murder, aggravated assault, kidnapping, and
armed robbery in connection with the murders of the two women
at their workplace. Defense counsel then presented evidence of
mitigation during the sentencing phase. Trial counsel’s mitigation
strategy was to show that Humphreys suffered severe and frequent
physical abuse as a child and suffered from Asperger’s Syndrome.
On September 30, 2007, after a sentencing hearing, the same jury
found the existence of several statutory aggravating circumstances
and recommended a sentence of death. The trial court imposed
death sentences for each murder.
B. Jury Selection and Deliberations
Much of Humphreys’s petition centers on the selection of a
particular individual as a juror, Linda Chancey, and her interaction
with other jurors during the sentencing phase. To explain Hum-
phreys’s claim, we must first discuss the jury-selection process and
the jury’s deliberations. We note from the outset, though, that
most of this information comes from post-sentencing interviews
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21-10387 Opinion of the Court 7
of jurors that the trial court later found to be inadmissible and the
Supreme Court of Georgia agreed.
During jury selection, prospective juror Linda Chancey
stated on a questionnaire that she had been the victim of an armed
robbery and attempted rape. Both the questionnaire and her voir
dire testimony revealed that her assailant was a convicted murderer
who had escaped from a mental hospital. When the prosecution
asked her about the incident during voir dire, Chancey said that her
assailant “actually didn’t do [her] any physical bodily harm. [She]
was able to escape before he ever actually physically entered the
dwelling, so it was preempted.” Chancey further attested that her
prior experience would not prevent her from sitting as a fair juror
and that she felt she could listen to the evidence and follow the law.
Defense counsel did not ask any follow-up questions. Nor did he
challenge Chancey for cause or bias, even though the defense had
a preemptory strike remaining. Chancey was seated on the jury.
In contrast to her answers during the voir dire process,
Chancey apparently told the other jurors during deliberations that
her assailant actually breached her home and attacked her. In an
unsworn statement, another juror stated that Chancey told the ju-
rors she “had been attacked in her bed in her apartment. [She] was
naked in her bed and a man broke in and attacked her. [She] ran
into the halls of her apartment and finally someone opened the
door.” When jurors asked Chancey if she told the attorneys this,
she said she hadn’t thought about it. After trial, investigators for
Humphreys went to Chancey’s home to conduct an interview.
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8 Opinion of the Court 21-10387
Chancey told them that “a strange man came in through the win-
dow of her apartment, robbed her, and tried to rape her.” Based
on these circumstances, Humphreys contends Chancey lied during
voir dire.
Humphreys also asserts that Chancey bullied other jurors
into voting for a death sentence. Deliberations were contentious
and lengthy. According to Susan Barber, the jury foreperson, from
“day one, [Chancey] had her mind made up: early in the trial – be-
fore the end of the first phase – she said something along the lines
of he’s guilty and he deserves to die.” Chancey later stated that she
“would only vote for death.” Following the presentation of evi-
dence during sentencing, initially, three jurors—Susan Barber,
Alma Pogue, and Tara Newsome—believed that Humphreys
should receive life without parole and indicated they wouldn’t vote
for death (resulting in a vote of 9-3 in favor of death). It became
apparent that two of the jurors (Barber and Pogue) were set on a
life sentence (resulting in a vote of 10-2), so two male jurors began
trying to convince the other eight jurors to change their votes from
death to life without parole. Later, the jurors agreed that they
would unanimously vote for life without parole, but when the ju-
rors tallied their votes, Chancey voted for death. At that point, the
vote was 11-1 in favor of life without parole. The deliberations
continued and became quite heated, eventually resulting in a ver-
dict for death.
A post-trial investigation revealed some jurors claimed that
Chancey yelled and cursed at others during deliberations. Chancey
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21-10387 Opinion of the Court 9
herself agreed that the deliberations in the penalty phase were “vol-
atile” with screaming and raised voices, and at one point, another
juror “took a swing” at Chancey and punched a hole in the wall.
Chancey went through the crime-scene photos, threw them on the
table and showed them to the other jurors and asked them, “[D]o
you want this to happen to someone you know? And Chancey
yelled at the other jurors that she intended to “stay here till forever
if it takes it for [Humphreys] to get death.” Chancey also “put her
feet up on the table and said that she was digging in and she would
not change her vote.” She told the others that “they had to reach a
unanimous decision or [Humphreys] would be paroled.”
After deliberating for approximately eight hours over a pe-
riod of two days, Jury Foreperson Barber, wrote a note to the court
which stated as follows:
We, the jury, have agreed on statutory aggravating
circumstances on both counts, but not on the penalty.
While we agreed that life imprisonment with parole
is not an option, we are unable to come to a unani-
mous decision on either death or life imprisonment
without parole as a sentence. Please advise.
(emphasis added). Before Barber provided the note to the court,
however, Chancey, added the word “currently.” Barber re-wrote
the note and the version sent to the court stated as follows:
We, the jury, have agreed on statutory aggravating
circumstances on both counts, but not on the penalty.
Currently we agreed life imprisonment with parole is
not an acceptable option. We are currently unable to
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10 Opinion of the Court 21-10387
form a unanimous decision on death or on life impris-
onment without parole. Please advise.
(emphasis added).
Chancey said she revised the note because she did not want
to give the court the impression that the jury was at an impasse.
She believed the manner in which Barber originally wrote the note
could have resulted in a mistrial, which she said she “wasn’t going
to let [] happen.” 1 The court placed the note in the record but did
not read it aloud, instead summarizing its contents for the parties
and letting them know that the court intended to instruct the jury
to keep deliberating.2 At that time, the trial court told the jury,
“[Y]ou need to continue with your deliberations, and address the
remaining issues.”
Humphreys points out that under controlling law at the
time, if the jury failed to reach a unanimous decision on the death
penalty, the court would have imposed a sentence of life without
1 Chancey said that if a mistrial were declared, the jury would either have to
“do it over again” or Humphreys “would get parole and hunt the jurors
down.”
2 The court summarized the contents of the note as follows:
[The jurors have] indicated that they have reached a verdict in
regard to some of the issues that have been submitted to them,
but have not yet reached a decision on other issues that were
submitted to them.
Humphreys, 694 S.E.2d at 331.
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21-10387 Opinion of the Court 11
the possibility of parole. See O.C.G.A. § 17-10-31.1(c) (repealed by
Ga. L. 2009 p.223, § 6, effective April 29, 2009). 3
Rather than informing the jury about this statute, the trial
court told the jury to continue deliberating after receiving its note.
When the jury did so, the deliberations became quite heated with
Chancey “yell[ing]” at and making personal attacks on the other
jurors. Chancey also apparently used her prior experience as a vic-
tim of a crime to pressure the other jurors to impose the death
penalty. As we’ve described, Chancey shared a version of her
3 The then-relevant statutory section provided as follows:
Where a jury has been impaneled to determine sentence and
the jury has unanimously found the existence of at least one
statutory aggravating circumstance but is unable to reach a unan-
imous verdict as to sentence, the judge shall dismiss the jury and
shall impose a sentence of either life imprisonment or imprisonment
for life without parole. In imposing sentence, the judge may sen-
tence the defendant to imprisonment for life without parole
only if the court finds beyond a reasonable doubt that the de-
fendant committed at least one statutory aggravating circum-
stance and the trial court has been informed by the jury fore-
man that upon their last vote, a majority of the jurors cast their
vote for a sentence of death or for a sentence of life imprison-
ment without parole; provided, however, that the trial judge
may impose a sentence of life imprisonment as provided by
law.
§ 17-10-31.1(c) (emphases added).
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12 Opinion of the Court 21-10387
assault that included a much closer encounter with her attacker
than she had shared during voir dire.
Following three more hours of deliberations, Foreperson
Barber sent a second note to the court asking that the jurors be
allowed to rehear a taped statement that Humphreys had given to
law enforcement. See Humphreys, 694 S.E.2d at 32. After listening
to the recording, the jury resumed deliberations for approximately
two more hours, at which point, defense counsel moved for a mis-
trial. Id. The trial court denied the motion, finding that the jury
had not indicated it was deadlocked. Id.
Another two hours of deliberations passed, and Barber sent
yet another note to the court. This one read, “Due to the hostile
nature of one of the jurors, I am asking to be removed from the
jury.” The trial court read the note to the parties and informed
them that it intended to give the jury a modified Allen 4 charge. De-
fense counsel renewed its motion for a mistrial, but the trial court
again denied the motion. The judge brought the jury into the
courtroom and issued the following charge:
The Court deems it advisable at this time to
give you some instruction in regard to the manner in
which you should be conducting your deliberations in
the case. You’ve been deliberating upon this case for
a period of time. The Court deems it proper to advise
4 See Allen v. United States, 164 U.S. 492 (1896).
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21-10387 Opinion of the Court 13
you further in regard to the desirability of agreement,
if possible.
The case has been exhaustively and carefully
tried by both sides and has been submitted to you for
decision and verdict, if possible, and not for disagree-
ment. It is the law that a unanimous verdict is required.
While this verdict must be the conclusion of
each juror independently, and not a mere acquies-
cence of the jurors in order to reach an agreement, it
is nevertheless necessary for all the jurors to examine
the issues and the questions submitted to them with
candor and with fairness and with a proper regard for
in [sic] deference to the opinion of each other.
A proper regard for the judgment of others
will greatly aid us in forming our own judgment.
Each juror should listen with courtesy to the argu-
ments of the other jurors with the disposition to be
convinced by them.
If the members of the jury differ in their view
of the evidence, the difference of opinion should
cause them all to scrutinize the evidence more care-
fully and closely and to reexamine the grounds of
their own opinion.
Your duty is to decide the issues that have been
submitted to you if you can consci[enti]ously do so.
In conferring, you should lay aside all mere pride of
opinion and should bear in mind that the jury room
is no place for hostility or taking up and maintaining
in a spirit of controversy either side of the cause.
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14 Opinion of the Court 21-10387
You should bear in mind at all times that, as ju-
rors, you should not be advocates for either side of
the case. You should keep in mind the truth as it ap-
pears from the evidence, examined in the light of the
instructions that the Court has given to you.
You may, again, retire to the jury room for a
reasonable time, examine your differences in a spirit
of fairness and candor and courtesy, and try to arrive
at a verdict if you can conscientiously do so. At this
time, you may return to the jury room.
(emphases added).
Later interviews with the jurors revealed that Foreperson
Barber and other jurors took from this instruction that the jury’s
decision on sentencing must be unanimous. And they believed if
they were deadlocked, Humphreys would get life imprisonment
with the possibility of parole or that he could “walk.” After receiv-
ing the third note, the court did not ask why Barber wished to be
removed from the jury. And Barber later explained that she did not
believe it was an option to send another note to the court stating
that the jury was deadlocked since “[t]he judge had made it clear
that it didn’t matter: [the jury] didn’t have a choice other than to
be unanimous.” That day, the jury deliberated for an additional
two hours before retiring for the evening at 10:20 p.m.
The next day, when the jury resumed deliberations, Foreper-
son Barber decided to “fight for [a sentence of ] life without pa-
role.” At that point in the deliberations, Foreperson Barber and
Juror Pogue were the only two not voting for death. Despite
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21-10387 Opinion of the Court 15
Barber’s intent to fight, Chancey would “not engage in debate at
all.” The parties could hear “screaming” coming from the jury
room. Barber became “extremely distressed and locked [herself ]
in the bathroom and cried.” She later expressed that she felt they
had run out of options because she “thought that unanimity was
our only choice.” Pogue deferred to Barber as to whether to “stick
it out” but the two finally relented, and after two hours of deliber-
ations, the jury returned two death sentences because they “didn’t
want Mr. Humphreys to go free.”
Barber expressed that she believed she “had absolutely no
other option . . . [She] cried the entire time. [She said] [i]t was one
of the hardest things [she had] ever done because [she] was not
true to [her] own belief about what the proper sentence should
be.” Barber also said if she had known that “not being unanimous
meant a sentence of life without parole in this case, it would have
been easy to stand [her] ground as long as [she] needed to.”
On September 30, 2007, the jury found the existence of sev-
eral statutory aggravating factors and recommended that Hum-
phreys be executed.5 The trial court ultimately imposed two death
sentences for the murders of Williams and Brown.
5 One of the five aggravating factors found by the jury is set forth in O.C.G.A.
§ 17-10-30(b)(10), which provides that a jury may impose a death sentence
when the “murder was committed for the purpose of avoiding, interfering
with, or preventing a lawful arrest or custody in a place of lawful confinement,
of himself or another.” The Supreme Court of Georgia later found that the
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16 Opinion of the Court 21-10387
C. Post-trial Proceedings
1. Motion for New Trial
After interviewing some jurors, who revealed the circum-
stances we’ve noted, Humphreys’s trial counsel filed a motion for
new trial. Although defense counsel raised various grounds in the
motion, they did not raise a claim of juror misconduct. Instead,
counsel challenged the trial court’s Allen charge, claiming it led ju-
rors to erroneously believe that they were required to reach a unan-
imous decision. In support of the claim, Humphreys submitted the
affidavits of Juror Darrell Parker and two investigators. See Hum-
phreys, 694 S.E.2d at 333.
The trial court denied the motion for new trial. Among
other conclusions, the trial court determined that both the juror
and investigator affidavits were inadmissible under O.C.G.A. § 17-
9-41 and did not fall under any exception. That statutory section
provided that the “[a]ffidavits of jurors may be taken to sustain but
not to impeach their verdict.” The trial court explained that excep-
tions to the rule are allowed “where extrajudicial and prejudicial
information has been brought to the jury’s attention improperly, or
where non-jurors have interfered with the jury’s deliberations.”
The trial court determined that the affidavits did not offer any evi-
dence of extrajudicial prejudicial information improperly brought
jury’s reliance on O.C.G.A. § 17-10-30(b)(10) as an aggravating factor was im-
proper but still affirmed the death sentence.
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21-10387 Opinion of the Court 17
to the jury’s attention or allege any non-juror interference had oc-
curred. Accordingly, the court concluded that the affidavits did not
fall into any exception to § 17-9-41 and could not be considered.
Regarding the Allen charge, the trial court looked to the de-
cision in Walker v. State, 635 S.E.2d 740, 748 (Ga. 2006). There, the
defendant made a similar claim of error because, during the sen-
tencing phase, the jury was told, “[Y]our verdict as to penalty must
be unanimous” and it was directed to continue deliberating after
the jury told the trial court that it could not reach a unanimous
verdict. Id. The trial court pointed out that in Walker, the Supreme
Court of Georgia rejected the claim of error since Georgia law ex-
pects a jury to consider all the evidence and attempt to reach una-
nimity on the issue of sentence, and, if possible, unanimously rec-
ommend a sentence. Based on Walker, the trial court rejected
Humphreys’s Allen-charge claim and ultimately denied the motion
for new trial.
2. Direct Appeal
In Humphreys’s direct appeal, he again raised the issue of
the Allen charge and again omitted any claim of juror misconduct.
He argued that the portion of the instruction that stated that “[i]t
is the law that a unanimous verdict is required” was an incorrect
statement of the law in the sentencing phase of a death-penalty
case and misled the jurors. Humphreys, 694 S.E.2d at 332–33. The
Supreme Court of Georgia disagreed, affirming Humphreys’s con-
victions and sentences. Id. at 334−36.
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18 Opinion of the Court 21-10387
The Supreme Court of Georgia also agreed with the trial
court’s ruling that the juror and investigator affidavits were inad-
missible under O.C.G.A. § 17-9-41. Id. at 333. Thus, it upheld the
trial court’s decision to exclude the juror and investigator affidavits
when analyzing the alleged coerciveness of the Allen charge. Id.
(citing Gardiner v. State, 444 S.E.2d 300 (Ga. 1994) and noting that
exceptions to § 17-9-41 exist but do not include juror’s misappre-
hension regarding the law).
The Supreme Court of Georgia then turned to the issue of
whether the Allen charge was “so coercive as to cause a juror to
‘abandon an honest conviction for reasons other than those based
upon the trial or the arguments of other jurors.’” Id. at 333−34
(quoting Mayfield v. State, 578 S.E.2d 438, 443 (2003)). The Court
concluded it was not. Id. at 334.
Still, the Court recognized that the charge could lead to
claims of jury confusion that require an analysis of the circum-
stances of the jury instructions given. Id. It then analyzed the
charge in Humphreys’s case and found that the challenged “una-
nimity” language was just a “small portion of the extensive Allen
charge given.” Id. The court determined that the overall charge
passed muster. It explained,
[The overall Allen charge] [c]autioned the jurors that
the verdict was not to be the . . . mere acquiescence
[of the jurors] in order to reach an agreement, that
any difference of opinion should cause the jurors to
scrutinize the evidence more [carefully and] closely
and that the aim was to keep the truth in view as it
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21-10387 Opinion of the Court 19
appeared from the evidence, considered in light of the
court’s instructions.
Id. (cleaned up).
The Court also noted that after the publication of the ver-
dicts, the jury was polled. Id. At that time, each juror affirmed that
the verdicts announced were the verdicts that they had reached and
that each juror had reached the verdicts without pressure from an-
yone during deliberations. Id. Ultimately, the Court concluded the
Allen charge did not unduly coerce the jury into rendering a death
sentence because the “unanimous verdict” language was required
and was “one small portion of an otherwise balanced and fair Allen
charge.” Id. But because potential problems existed with the Allen
charge that could result in claims of jury confusion, the Court in-
structed future trial courts “to omit this language from Allen
charges given during the sentencing phase of death penalty trials.”
Id.
The Supreme Court of the United States denied Hum-
phreys’s petition for writ of certiorari on November 15, 2010. See
Humphreys v. Georgia, 562 U.S. 1046 (2010).
D. Habeas Proceedings
1. State Habeas Petition
Humphreys filed a petition for writ of habeas corpus in the
Superior Court of Butts County on February 14, 2011. He later
amended that petition to include twenty-one claims for relief. As
relevant here, Humphreys contended that (1) trial counsel were
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20 Opinion of the Court 21-10387
ineffective in their mitigation investigation and presentation; (2) his
constitutional rights were violated as a result of juror misconduct;
(3) the manner in which the trial court handled the jury deadlock
and Allen charge was erroneous; and (4) appellate counsel’s failure
to adequately litigate these claims during the motion for new trial
and direct appeal also deprived him of due process.
The state habeas court held an evidentiary hearing in Febru-
ary 2013. At that hearing, Humphreys’s new counsel presented
both affidavits and live testimony of jurors, the substance of which
we have already set forth. Humphreys also submitted evidence
during the habeas proceedings that painted a somewhat different
picture of his childhood than the one presented to the sentencing
jury—including the fact that he had been sexually abused by his
great grandmother.
When addressing the juror-misconduct claim, the state ha-
beas court recognized the claim included assertions that Chancey
(1) was not forthcoming during voir dire about her experience as a
victim of violent crime and her willingness to consider a sentence
other than death; (2) pressured and bullied other jurors into voting
for a death sentence, refused to deliberate, and used the Allen
charge to convince other jurors that they had to reach a verdict; and
(3) altered a note to the trial court to mislead it about the status of
deliberations. In support of these claims, Humphreys offered the
affidavits of three jurors—one of which was filed in support of the
motion for new trial. Humphreys also offered the live testimony
of Foreperson Barber.
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In denying relief, the state habeas court first found the juror-
misconduct claims to be procedurally defaulted under O.C.G.A.
§ 9-14-48(d) because Humphreys failed to raise them in the motion
for new trial or on direct appeal. It also determined that Hum-
phreys had not overcome the procedural default because he
showed neither cause for failing to raise the issue nor actual preju-
dice as a result of appellate counsel’s failure to raise these claims.
In conducting this analysis, the state habeas court acknowledged
that Humphreys sought to rely on juror affidavits and Foreperson
Barber’s testimony but found them to be inadmissible under
O.C.G.A. § 17-9-41, O.C.G.A. § 9-10-9, and Georgia law.6 Hum-
phreys presented no other evidence of Chancey’s alleged bias or
misconduct, so in the absence of the jurors’ affidavits and Barber’s
live testimony, nothing was left to support a valid challenge for
cause by defense counsel. The state habeas court further deter-
mined that even if it considered the juror testimony, Humphreys
still failed to show any resulting prejudice.
As for the ineffective-assistance-of-trial-counsel claim, the
court began by thoroughly detailing trial counsel’s qualifications,
the mitigation investigation counsel conducted, and counsel’s
presentation of evidence and experts during the sentencing phase.
The court concluded that trial counsel were not ineffective in their
presentation of mitigation evidence, and it determined that, in
6 The state habeas court acknowledged both the juror affidavits and Barber’s
live testimony and grouped them together, referring to them as “testimony.”
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22 Opinion of the Court 21-10387
particular, counsel were not ineffective for not presenting allega-
tions that Humphreys’s great grandmother had sexually abused
him. In support of this conclusion, the court noted that the defense
team had questioned Humphreys about sexual abuse, and Hum-
phreys had failed to disclose any such abuse.
The state habeas court also determined that trial counsel’s
investigation and presentation of mental-health and other mitigat-
ing evidence were reasonable. The only “new” evidence Hum-
phreys presented at the habeas hearing was of sexual abuse, but
Humphreys did not disclose it to trial counsel or anyone else when
asked, so, the court concluded, trial counsel could not be faulted
for failing to discover it.
Not only that, but the court determined that Humphreys
failed to show the requisite Strickland prejudice. As the court rea-
soned, the additional evidence presented to it during the habeas ev-
identiary hearing would not have created a reasonable probability
of a different outcome had it been presented originally. That was
so, the court reasoned, because the majority of the evidence pre-
sented in habeas proceedings (mostly having to do with physical
abuse, poor living conditions, and mental-health assessments) reit-
erated the testimony presented during sentencing. Indeed, the
court concluded that much of the testimony from both lay wit-
nesses and expert witnesses during the habeas proceedings was cu-
mulative. In the end, the court weighed the totality of the aggra-
vating evidence against the totality of the mitigating evidence and
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21-10387 Opinion of the Court 23
announced that “any additional mitigating testimony would not
have created a reasonable probability of a different outcome.”
Rounding out its decision, the state habeas court addressed
Humphreys’s claim that the trial court improperly instructed the
jury on the principle of unanimity in capital sentencing—the Allen
charge claim. Humphreys candidly acknowledged that the Su-
preme Court of Georgia had already reviewed and rejected the
claim, but he asserted that the Court had erred in its legal conclu-
sions. The state habeas court noted that it did not review in a ha-
beas proceeding issues raised and litigated on direct appeal. And
because Humphreys had failed to advise the state habeas court
about any changes in the law, the court determined the claim was
precluded from review under the doctrine of res judicata.
In sum, the state habeas court denied Humphreys’s petition
in its entirety.
2. Supreme Court of Georgia’s Denial of Certificate of Proba-
ble Cause to Appeal
Humphreys filed an application for certificate of probable
cause to appeal with the Supreme Court of Georgia. That court
denied the entirety of the application, finding that it lacked any ar-
guable merit.
Humphreys filed a petition for writ of certiorari, which the
Supreme Court of the United States denied on April 16, 2018.
3. Federal Habeas Petition (§ 2254 Petition)
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24 Opinion of the Court 21-10387
Humphreys filed a petition for writ of habeas corpus pursu-
ant to 28 U.S.C. § 2254 in the United States District Court for the
Northern District of Georgia. He later amended the petition.
On September 16, 2020, the district court issued a final order
denying relief on all claims and dismissed the petition with preju-
dice, except as to a challenge not applicable here. The district court
granted Humphreys a COA on the issue of whether his trial coun-
sel was ineffective in investigating and presenting his case in miti-
gation during the penalty phase of his trial.
4. Notice of Appeal and Motion to Expand COA
Humphreys timely filed his notice of appeal with this Court
and later sought an expansion of the COA to include six additional
claims of constitutional error. We granted the motion in part and
permitted Humphreys to appeal four claims as follows: (1) whether
Humphreys is entitled to relief from the denial of his habeas
petition on his claim that juror bias and misconduct deprived him
of his constitutional rights; (2) whether Humphreys is entitled to
relief from the denial of his habeas petition on his claim that the
trial judge gave inaccurate, misleading, or coercive instructions
and inadequately responded to juror misconduct; (3) whether
Humphreys is entitled to relief from the denial of his habeas pe-
tition on his claim that he was denied his Sixth Amendment right
to effective assistance of counsel by appellate counsel; and (4)
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21-10387 Opinion of the Court 25
whether his trial counsel was ineffective in investigating and pre-
senting his case in mitigation during the penalty phase of his trial.
The parties fully briefed these issues, and we heard oral ar-
gument.
II. STANDARD OF REVIEW
This Court reviews “de novo the denial of a petition for a
writ of habeas corpus.” Morrow v. Warden, 886 F.3d 1138, 1146 (11th
Cir. 2018) (quotation omitted). But the Antiterrorism and Effective
Death Penalty Act of 1996 (“AEDPA”) governs our review of federal
habeas petitions and prescribes a highly deferential framework for
evaluating issues previously decided in state court. Pye v. Warden,
Ga. Diagnostic Prison, 50 F.4th 1025, 1034 (11th Cir. 2022) (en banc);
Sealey v. Warden, Ga. Diagnostic Prison, 954 F.3d 1338, 1354 (11th Cir.
2020). Under AEDPA, we may not grant habeas relief on claims
that were “adjudicated on the merits in [s]tate court” unless the
state court’s decision (1) “was contrary to, or involved an unreason-
able application of, clearly established Federal law, as determined
by the Supreme Court of the United States,” or (2) “was based on
an unreasonable determination of the facts in light of the evidence
presented in the [s]tate court proceeding.” Sealey, 954 F.3d at 1354
(quoting 28 U.S.C. § 2254(d)). These standards mean that we must
give state-court decisions “the benefit of the doubt.” Evans v. Sec’y,
Dep’t of Corr., 703 F.3d 1316, 1325 (11th Cir. 2013) (citation and in-
ternal quotation marks omitted).
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26 Opinion of the Court 21-10387
A state-court decision is not “contrary to” federal law under
2254(d)(1) “unless it contradicts the United States Supreme Court
on a settled question of law or holds differently than did that Court
on a set of materially indistinguishable facts.” Id. (citation and in-
ternal quotation marks omitted); see also Williams v. Taylor, 529 U.S.
362, 405 (2000).
And a state-court decision is not an “unreasonable applica-
tion” of federal law under 2254(d)(1) “unless the state court identi-
fies the correct governing legal principle as articulated by the
United States Supreme Court, but unreasonably applies that prin-
ciple to the facts of the petitioner’s case, unreasonably extends the
principle to a new context where it should not apply, or unreason-
ably refuses to extend it to a new context where it should apply.”
Evans, 703 F.3d at 1325 (citation and internal quotation marks omit-
ted); see also Williams, 529 U.S. at 407 (a state court decision is an
“unreasonable application” of clearly established law if the state
court identifies the correct governing legal rule from the Supreme
Court’s holdings but unreasonably applies it to the facts of the par-
ticular defendant’s case).
Regarding AEDPA’s unreasonable-application-of-federal-law
provision under 2254(d)(1), “[t]he key word is ‘unreasonable,’
which is more than simply incorrect.” Sealey, 954 F.3d at 1354. To
meet this standard, “a prisoner must show far more than that the
state court’s decision was merely wrong or even clear error.” Pye,
50 F.4th at 1034 (quoting Shinn v. Kayer, 141 S. Ct. 517, 523 (2020)
(per curiam) (quotation marks omitted)). “[A] state court’s
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21-10387 Opinion of the Court 27
application of federal law is unreasonable only if no fairminded ju-
rist could agree with the state court’s determination or conclu-
sion.” Raulerson v. Warden, 928 F.3d 987, 995–96 (11th Cir. 2019)
(citations and internal quotation marks omitted). This is “a difficult
to meet and highly deferential standard . . . , which demands that
state-court decisions be given the benefit of the doubt.” Id. at 996
(citation and internal quotation marks omitted). Still, AEDPA does
not “prohibit a federal court from finding an application of a prin-
ciple unreasonable when it involves a set of facts different from
those of the case in which the principle was announced. The stat-
ute recognizes, to the contrary, that even a general standard may
be applied in an unreasonable manner.” Panetti v. Quarterman, 551
U.S. 930, 953 (2007) (citations and internal quotation marks omit-
ted).
For each claim presented, we review “the last state-court ad-
judication on the merits.” Greene v. Fisher, 565 U.S. 34, 40 (2011). If
the state court did not reach the merits of the claim, though, “fed-
eral habeas review is not subject to the deferential standard that
applies under AEDPA[.]” Cone v. Bell, 556 U.S. 449, 472 (2009). Ra-
ther, in that case, we review the claim de novo. Id. The Supreme
Court has instructed us to presume “the state court adjudicated the
claim on the merits in the absence of any indication or state-law
procedural principles to the contrary.” Harrington v. Richter, 562
U.S. 86, 99 (2011) (citation omitted). An indication to the contrary
exists when, for example, the state court has denied the petitioner’s
claim on only one prong of the Strickland test. In that case, we
review de novo the prong that the state court never reached. See,
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28 Opinion of the Court 21-10387
e.g., Rompilla v. Beard, 545 U.S. 374, 380, 390, (2005); Wiins v. Smith,
539 U.S. 510, 534 (2003).
We also defer to a state court’s determination of the facts
under 2264(d)(2) unless the state-court decision “was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d). Sec-
tion 2254(d)(2) is similar to § 2254(d)(1) in that it requires us to
give state courts “substantial deference.” Brumfield v. Cain, 576
U.S. 305, 314 (2015). “We may not characterize . . . state-court
factual determinations as unreasonable ‘merely because we would
have reached a different conclusion in the first instance.’” Id. at
313–14 (quoting Wood v. Allen, 558 U.S. 290, 301 (2010)) (alteration
adopted). We also presume that the state court’s factual determi-
nations are correct, absent clear and convincing evidence to the
contrary. Pye, 50 F.4th at 1035; 28 U.S.C. § 2254(e)(1).
If the petition satisfies § 2254(d)’s requirements, we then
consider whether the state court’s error was harmless. Brecht v.
Abrahamson, 507 U.S. 619, 637 (1993). In collateral-review cases, a
federal constitutional error is harmless unless it caused “actual
prejudice.” Id. at 637 (citation omitted). Put another way, we ex-
amine “whether the error ‘had substantial and injurious effect or
influence in determining the jury’s verdict.’” Id. at 623, 637 (quot-
ing Kotteakos v. United States, 328 U.S. 750, 776 (1946)); See also
Brown v. Davenport, 596 U.S. 118, 122 (2022) (“When a state
court has ruled on the merits of a state prisoner’s claim, a federal
court cannot grant relief without first applying both the test this
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21-10387 Opinion of the Court 29
Court outlined in Brecht and the one Congress prescribed in
AEDPA.”).
III. DISCUSSION
A. Juror Misconduct
Humphreys contends that juror misconduct infected the
trial from voir dire all the way through jury deliberations, resulting
in a violation of his due-process rights. He points to the following
as evidence of Chancey’s misconduct: (1) lying during voir dire
about her experience as a victim of a crime and her unwillingness
to consider a sentence other than death; (2) intimidating other ju-
rors and refusing to deliberate; and (3) altering a note to the trial
court to mislead it about the status of deliberations.
According to Humphreys, Chancey vacillated between re-
fusing to deliberate and berating other jurors, and she admitted
that she would vote for only a death sentence. Humphreys also
emphasizes that during deliberations, Chancey revealed that she
had been dishonest during voir dire about the home invasion and
attempted rape. Had Chancey revealed that information during
jury selection, Humphreys asserts, the defense would have stricken
her. Humphreys further takes issue with what he deems to be
Chancey’s “bullying” and coercion of the other jurors. He con-
tends that, paired with the trial court’s Allen charge, Chancey’s con-
duct caused at least one juror—Barber—to surrender her honestly
held beliefs about the appropriate sentence. Finally, Humphreys
characterizes Chancey’s alteration of the jury note by inserting the
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30 Opinion of the Court 21-10387
word “currently” as an attempt to mislead the trial court that the
jury was not deadlocked.
The state habeas court concluded Humphreys procedurally
defaulted these claims because he failed to raise them in his motion
for new trial or on direct appeal. The Supreme Court of Georgia
and the district court agreed.
The issue of whether a claim is subject to the doctrine of
procedural default “is a mixed question of fact and law, which we
review de novo.” Ward v. Hall, 592 F.3d 1144, 1175 (11th Cir. 2010)
(citation and internal quotation marks omitted).
The doctrine of procedural default bars a court from re-
viewing a petitioner’s claim when that claim has been or would be
rejected in state court on a state procedural ground. See Judd v. Ha-
ley, 250 F.3d 1308, 1313 (11th Cir. 2001). We have explained,
Federal habeas review reduces the finality of litiga-
tion and frustrates states’ sovereign power to punish
offenders and states’ good-faith attempts to honor
constitutional rights. So, when a state prisoner fails
to follow state procedural rules, thereby procedurally
defaulting on the claim, our authority to review the
prisoner’s state court criminal conviction is severely
restricted. Federal review of a petitioner’s claim is
barred by the procedural-default doctrine if the last
state court to review the claim states clearly and ex-
pressly that its judgment rests on a procedural bar,
and that bar provides an adequate and independent
state ground for denying relief.
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Atkins v. Singletary, 965 F.2d 952, 956 (11th Cir. 1992) (citations and
internal quotation marks omitted). Because the state habeas court
concluded that Humphreys procedurally defaulted his claims
about Chancey, those claims are also likely barred from review in
this proceeding.
Still, we have recognized that a petitioner may obtain federal
review of a procedurally defaulted claim if he can show both
“cause” for the default and actual “prejudice” resulting from the
default. Henderson v. Campbell, 353 F.3d 880, 892 (11th Cir. 2003)
(citing Murray v. Carrier, 477 U.S. 478, 485 (1986), and Wainwright v.
Sykes, 433 U.S. 72, 87 (1977)). To establish “cause,” a petitioner
“must demonstrate that some objective factor external to the de-
fense impeded the effort to raise the claim properly in the state
court.” Id. (quoting Wright v. Hopper, 169 F.3d 695, 703 (11th
Cir.1999)); Mize v. Hall, 532 F.3d 1184, 1190 (11th Cir. 2008) (“Cause
exists if there was ‘some objective factor external to the defense
[that] impeded counsel’s efforts to comply with the State’s proce-
dural rule.’” (quoting Murray, 477 U.S. at 488)). To establish preju-
dice, a petitioner must show that “there is at least a reasonable
probability that the result of the proceeding would have been dif-
ferent.” Henderson, 353 F.3d at 892 (citing Wright, 169 F.3d at 703,
and Crawford v. Head, 311 F.3d 1288, 1327−28 (11th Cir. 2002)).
We have further explained that a federal court may also
grant a habeas petition on a procedurally defaulted claim, without
a showing of cause or prejudice, to “correct a fundamental miscar-
riage of justice.” Id. (citing Murray, 477 U.S. at 495−96). A
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32 Opinion of the Court 21-10387
fundamental miscarriage of justice occurs only in an extraordinary
case, where a constitutional violation has resulted in the conviction
of someone who is actually innocent. Id. (citing Murray, 477 U.S.
at 49596).
Here, Humphreys does not claim actual innocence, so he
must establish cause and prejudice to overcome the procedural bar
to his juror-misconduct claim. He says he can demonstrate cause
for the default because his appellate counsel was ineffective for fail-
ing to raise the claims about Chancey’s conduct earlier. So embed-
ded in Humphreys’s juror-misconduct claim is his separate claim
that his appellate counsel was ineffective.
For the reasons we explain below, we disagree with Hum-
phreys that his appellate counsel was ineffective. We therefore
deny that separate claim. And because Humphreys cannot show
that his counsel was ineffective, he also cannot show cause for the
procedural default of the juror-misconduct claim, so we deny that
claim, too.
1. Strickland Standard
When a federal habeas petitioner alleges ineffective assis-
tance of counsel, as here, the relevant law “as determined by the
Supreme Court” is Strickland v. Washington, 466 U.S. 668 (1984). To
prevail on an ineffective-assistance claim under Strickland, a peti-
tioner must show that (1) his “counsel’s representation fell below
an objective standard of reasonableness” and (2) a reasonable prob-
ability “that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different.” Id. at 687–88, 694. We
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21-10387 Opinion of the Court 33
can resolve an ineffectiveness claim on either ground if a petitioner
cannot prove both. Atkins, 965 F.2d at 959; see also Strickland, 466
U.S. at 697. A reasonable probability of a different outcome is a
probability “sufficient to undermine confidence in the outcome.”
Strickland, 466 U.S. at 694. It is not enough for the defendant to
show that the errors had “some conceivable effect on the outcome
of the proceeding.” Id. at 693. Rather, defense counsel’s errors
must be “so serious” that they deprived the defendant of a “fair
trial, a trial whose result is reliable.” Id. at 687.
When we assess counsel’s performance, we must avoid
viewing their decisions through the “distorting effects of hind-
sight.” Id. at 689. We must also “indulge a strong presumption that
counsel’s conduct falls within the wide range of reasonable profes-
sional assistance.” Id. The defendant bears the burden to show that
counsel made errors “so serious that counsel was not functioning
as the ‘counsel’ guaranteed . . . by the Sixth Amendment.” Id. at
687. He must show that the attorney’s representation amounted
to incompetence under prevailing professional norms. Id. at 690.
As we have explained, “The test has nothing to do with what the
best lawyers would have done. Nor is the test even what most good
lawyers would have done.” Waters v. Thomas, 46 F.3d 1506, 1512
(11th Cir. 1995) (en banc) (citation and internal quotation marks
omitted). Instead, the inquiry is whether counsel’s actions were “so
patently unreasonable that no competent attorney would have cho-
sen [them].” Kelly v. United States, 820 F.2d 1173, 1176 (11th Cir.
1987) (per curiam) (citation and internal quotation marks omitted).
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34 Opinion of the Court 21-10387
And when we apply AEDPA deference on top of Strickland
deference, we may reject a state-court finding that trial counsel was
adequate only upon the dual-determination that counsel acted in a
professionally unreasonable manner (under Strickland) and that the
state court’s contrary determination was “objectively unreasona-
ble” (under § 2254). It is a “rare” circumstance when a federal court
finds in favor of a habeas petitioner on both accounts. Johnson v.
Sec’y, Dep’t of Corr., 643 F.3d 907, 910–11 (11th Cir. 2011).
2. Admissibility of Juror Testimony
Because Humphreys’s ineffective-assistance claim is prem-
ised on the evidence contained in the affidavits and testimony coun-
sel obtained about juror deliberations, Humphreys can establish
the necessary “cause” to avoid procedural default of his juror-mis-
conduct claims only if that evidence is admissible. The state habeas
court refused to consider that evidence, finding it to be inadmissi-
ble. Previously, both the trial court and Supreme Court of Georgia
had reached the same conclusion with respect to Humphreys’s
claim that the Allen charge was coercive.
Humphreys acknowledges that the lower courts, relying on
Georgia law, refused to consider the juror statements. In Georgia,
in general, jurors may not impeach their own verdict. O’Donnell v.
Smith, 751 S.E.2d 324, 327 (Ga. 2013); see also Henley v. State, 678
S.E.2d 884, 887 (Ga. 2009) (“[A] jury verdict may not be challenged
based on an affidavit from one or more jurors.”). Indeed, former
O.C.G.A. § 17-9-41 (repealed by Ga. L. 2011, Act 52, § 33, effective
January 1, 2013), referred to as the “no-impeachment rule,”
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21-10387 Opinion of the Court 35
provided that “[t]he affidavits of jurors may be taken to sustain but
not impeach their verdict.” 7 This rule applies equally to juror affi-
davits and live testimony by jurors, even in death-penalty cases. See
Roebuck v. State, 586 S.E.2d 651, 658 (Ga. 2003); Oliver v. State, 461
S.E.2d 222 (Ga. 1995); Spencer v. State, 398 S.E.2d 179 (Ga. 1990).
That said, this general rule cannot override a defendant’s right to a
fair trial. O’Donnell, 751 S.E.2d at 327 (citing Henley, 678 S.E.2d at
888, and Turpin v. Todd, 493 S.E.2d 900 (Ga. 1997)).
Multiple exceptions to the general rule also exist: “when (1)
prejudicial, extrajudicial information has been brought to the jury’s
attention; (2) nonjurors have interfered with deliberations; or (3)
there has been irregular jury conduct so prejudicial that the verdict
lacks due process.” Tate v. State, 628 S.E.2d 730, 73233 (Ga. Ct.
App. 2006); see also Crowe v. Hall, 490 F.3d 840, 846 (11th Cir. 2007).
Analogously, Federal Rule of Evidence 606(b) also gener-
ally precludes courts from relying on post-trial juror testimony dur-
ing an inquiry into the validity of a verdict. That rule provides,
“During an inquiry into the validity of a verdict . . . , a juror may not
testify about any statement made or incident that occurred during
the jury’s deliberations; the effect of anything on that juror’s or an-
other juror’s vote; or any juror’s mental processes concerning the
verdict or indictment.” Fed. R. Evid. 606(b)(1) (emphasis added).
Because of this rule, a court may not consider a juror’s affidavit or
7 This statute was in place at the time of Humphreys’s motion for new trial
and direct appeal in 2008 and 2010, respectively.
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36 Opinion of the Court 21-10387
testimony on these matters. Id. As with the Georgia rule, the fed-
eral rule contains exceptions. Under Federal Rule of Evidence
606(b)(2), a jury may testify about its verdict when “(A) extraneous
prejudicial information was improperly brought to the jury’s atten-
tion; (B) an outside influence was improperly brought to bear on
any juror; or (C) a mistake was made in entering the verdict on the
verdict form.” Rule 606(b) reveals Congress’s endorsement of a
“broad no-impeachment rule, with only limited exceptions.” Pena-
Rodriguez v. Colorado, 580 U.S. 206, 217 (2017).
Rule 606(b) arose from the common-law rule against admit-
ting jury testimony to impeach a verdict. In Tanner v. United States,
the Supreme Court explained that “full and frank discussion in the
jury room, jurors’ willingness to return an unpopular verdict, and
the community’s trust in a system that relies on the decisions of
laypeople would all be undermined by a barrage of postverdict
scrutiny of juror conduct.” 483 U.S. 107, 120–21 (1987). The Su-
preme Court has reasoned that Rule 606(b) “promotes full and vig-
orous discussion by providing jurors with considerable assurance
that after being discharged they will not be summoned to recount
their deliberations, and they will not otherwise be harassed or an-
noyed by litigants seeking to challenge the verdict. The rule gives
stability and finality to verdicts.” Pena-Rodriguez, 580 U.S. at 218.
Here, Humphreys does not claim that the verdict came as a
result of external influences or a mistake in the verdict form. And
“juror misconduct” is not an exception to the no-impeachment
rule, so post-trial testimony from jurors regarding alleged
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21-10387 Opinion of the Court 37
misconduct is not admissible under Federal Rule 606(b). See Warger
v. Shauers, 574 U.S. 40 (2014); Tanner, 483 U.S. 107 (1987).
But Humphreys argues the state habeas court unreasonably
refused to consider the juror testimony establishing Chancey’s mis-
conduct based on constitutional standards of fairness that require
criminally accused defendants to enjoy a panel of fair and impartial
jurors.
In Humphreys’s view, the no-impeachment rule presup-
poses the existence of specific trial safeguards the Supreme Court
recognized in Tanner that bring misconduct to light during the trial
proceedings, eliminating the need for post-trial inquiries into delib-
erations. Those safeguards include (1) “[t]he suitability of an indi-
vidual for the responsibility of jury service . . . is examined during
voir dire[,]” (2) “[t]he jury is observable by the court, by counsel,
and by court personnel[,]” (3) “jurors are observable by each other,
and may report inappropriate juror behavior to the court before
they render a verdict[,]” and] (4) “nonjuror evidence of miscon-
duct.” Tanner, 483 U.S. at 127; See also Warger, 574 U.S. at 51. But
Humphreys contends the Tanner safeguards are not infallible and
they sometimes fail to capture serious juror misconduct.
As Humphreys sees things, this is a “rare” case in which all
four of the Tanner safeguards failed. And because the Tanner safe-
guards failed, the no-impeachment rule should yield and the state
habeas court should have considered the juror testimony. He em-
phasizes the Supreme Court’s acknowledgment that “[t]here may
be cases of juror bias so extreme that, almost by definition, the jury
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38 Opinion of the Court 21-10387
trial right has been abridged. If and when such a case arises, the
Court can consider whether the usual safeguards are or are not suf-
ficient to protect the integrity of the process.” Warger, 574 U.S. at
51 n.3. Humphreys argues this is such a case.
In short, Humphreys asserts Chancey’s bias and miscon-
duct implicate his Eighth Amendment right to a fair and reasonable
sentencing determination and his due-process right to an impartial,
unbiased jury. He says the no-impeachment rule should be
“stripped away” to preserve his rights and we should find the state
habeas court unreasonably refused to take that action. Still, Hum-
phreys acknowledges that the Supreme Court has considered the
application of the no-impeachment rule in only a small number of
cases. See Blue Brief at 69, n. 27 (citing United States v. Reid, 53 U.S.
361 (1851), Mattox v. United States, 146 U.S. 140 (1892), McDonald v.
Pless, 238 U.S. 264 (1915), Tanner v. United States, 483 U.S. 107 (1987),
Warger v. Shauers, 574 U.S. 40 (2014), and Pena-Rodriguez v. Colorado,
580 U.S. 206 (2017)). But he asserts that Pless, Tanner, Warger, and
Pena-Rodriguez establish the lower courts’ authority to review and
consider the juror testimony.
Humphreys’s argument is somewhat novel. Indeed, the Su-
preme Court issued three of the cases he relies on—Reid (1851),
Mattox (1892), and Pless (1915)—before Congress adopted Rule
606(b) in 1975, which endorsed a broad no-impeachment rule, with
“limited exceptions.” See Pena-Rodriguez, 580 U.S. at 215218. And
although both Reid and Pless noted the possibility of an exception
to the no-impeachment rule in the “gravest and most important
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21-10387 Opinion of the Court 39
cases[,]” Pless, 238 U.S. at 269, the Supreme Court has addressed this
circumstance in only three cases—Tanner, Warger, and Pena-Rodri-
guez. See Reid, 53 U.S. at 366. Yet in only one of those cases—Pena-
Rodriguez—did the Court actually allow an exception to the no-im-
peachment rule.
In Tanner, the Court rejected a Sixth Amendment exception
for evidence that some jurors were under the influence of drugs
and alcohol during the trial. Tanner, 483 U.S. at 125. In reaching
this conclusion, the Court noted the “long-recognized and very
substantial concerns” supporting “the protection of jury delibera-
tions from intrusive inquiry.” Id. at 127. In particular, the Court
did not want attorneys to use juror testimony to attack verdicts be-
cause, the Court ruled, that would result in jurors being “harassed
and beset by the defeated party,” thus destroying “all frankness and
freedom of discussion and conference.” Id. at 120 (quoting Pless,
238 U.S. at 267–68). The Court also expressed concerns about at-
tempts to impeach a verdict that would “disrupt the finality of the
process” and undermine both “jurors’ willingness to return an un-
popular verdict” and “the community’s trust in a system that relies
on the decisions of laypeople.” Id. at 120–21.
Besides identifying the problems with cracking open jury de-
liberations post-verdict, the Court emphasized the existing safe-
guards that protect the defendant’s right to an impartial and com-
petent jury beyond post-trial juror testimony, which we noted ear-
lier. Id. at 127. Balancing the concerns and safeguards against the
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40 Opinion of the Court 21-10387
defendant’s Sixth Amendment interest, the Court affirmed the ex-
clusion of affidavits about the jury’s inebriated state.
Warger was a civil case. There, the Supreme Court again de-
clined to recognize an exception to the no-impeachment rule. Af-
ter the trial court entered the verdict, the losing party sought to
proffer evidence that the jury forewoman failed to disclose pro-de-
fendant bias during voir dire. Warger, 574 U.S. at 43. Like in Tanner,
the Court relied substantially on existing safeguards for a fair trial.
The Court stated, “Even if jurors lie in voir dire in a way that con-
ceals bias, juror impartiality is adequately assured by the parties’
ability to bring to the court’s attention any evidence of bias before
the verdict is rendered, and to employ nonjuror evidence even after
the verdict is rendered.” Id. at 51.
Still, the Warger Court reiterated that the no-impeachment
rule may have exceptions. As in Reid and Pless, the Court warned
of “juror bias so extreme that, almost by definition, the jury trial
right has been abridged.” Id. at 51 n.3. The Court announced, “If
and when such a case arises,” it would “consider whether the usual
safeguards are or are not sufficient to protect the integrity of the
process.” Id.
As it turned out, in Pena-Rodriguez, the Supreme Court en-
countered such a grave case. There, the Court held,
where a juror makes a clear statement that indicates
he or she relied on racial stereotypes or animus to
convict a criminal defendant, the Sixth Amendment
requires that the no-impeachment rule give way in
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21-10387 Opinion of the Court 41
order to permit the trial court to consider the evi-
dence of the juror’s statement and any resulting de-
nial of the jury trial guarantee.
Pena-Rodriguez, 580 U.S. at 225. Despite finding an exception, the
Supreme Court once again emphasized that its recognition in
Warger—that there may be extreme cases where the jury trial right
requires an exception to the no-impeachment rule—“must be in-
terpreted in context as a guarded, cautious statement.” Id. at 221.
As the Court explained, such a begrudging exception was neces-
sary “to avoid formulating an exception that might undermine the
jury dynamics and finality interests the no-impeachment rule seeks
to protect.” Id. But given that “racial animus was a significant mo-
tivating factor in [the juror’s] finding of guilt,” the Court held that
the Constitution required an exception to the no-impeachment
rule. Id. at 221, 225. That was so, the Court explained, because
such statements cast “serious doubt” on the fairness of the trial and
resulting verdict. Id. at 225.
Against this legal landscape, we cannot say that Hum-
phreys’s appellate counsel acted unreasonably in refraining from
raising the juror-misconduct claims in the motion for new trial or
in the direct appeal. For starters, only Pena-Rodriguez has ever ap-
plied an exception to the no-impeachment rule. But that case in-
volved prejudice based on a protected status. And that type of bias
is in a category of its own. Plus, Pena-Rodriguez was not decided
until well after the motion for new trial and direct appeal were filed.
When counsel filed those documents, the Court had never recog-
nized an exception to the no-impeachment rule. In fact, counsel
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42 Opinion of the Court 21-10387
didn’t have the benefit of Warger, either, when moving for a new
trial and filing the direct appeal.
That leaves Reid, Pless, and Tanner. To be sure, in Reid and
Pless, the Supreme Court left the door open for a case in which ju-
ror bias was so severe that the right to a fair trial was abridged. But
those cases did not give any concrete examples to guide counsel.
Here, Chancey allegedly revealed that she had lied during
voir dire about the particulars of being a victim of a crime, bullied
other jurors, was loud and unwilling to deliberate, and altered a
note. The other jurors knew all these things during deliberations
and could have brought them to the trial court’s attention. They
did not—even though Chancey was the only juror involved in the
troubling conduct and even though Chancey’s conduct did not in-
volve racial bias. As the Supreme Court explained in Pena-Rodri-
guez, “[t]he stigma that attends racial bias may make it difficult for
a juror to report inappropriate statements during the course of ju-
ror deliberations.” 580 U.S. at 225. The same is not true here. So
while we certainly understand and are concerned by Chancey’s
conduct, we cannot say that counsel unreasonably decided that it
did not fall into a then-theoretical exception to the no-impeach-
ment rule.
In short, appellate counsel’s representation did not fall below
an objective standard of reasonableness when counsel did not pur-
sue the juror-misconduct claims in the motion for new trial or on
direct appeal. Perhaps, some other lawyer may have pursued the
claim. But the test is not what the best lawyer or even a good
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21-10387 Opinion of the Court 43
lawyer would have done. Not raising these claims was not “so pa-
tently unreasonable that no competent attorney would have cho-
sen” counsel’s actions. 8 Kelly, 820 F.2d at 1176.
Ultimately, because Humphreys has not shown that appel-
late counsel was ineffective for failing to pursue the juror-miscon-
duct claims sooner, he cannot demonstrate the cause required to
defeat the procedural default of those claims. For this reason, we
are barred from examining the merits of the juror-misconduct
claims. The claims are therefore denied.
8 We recognize that appellate counsel submitted other affidavits in support of
the Allen charge claim. But that claim is markedly different because the affida-
vits made up only a small portion of the evidence supporting the claim. The
Allen charge claim was based on an amalgamation of the trial judge’s own
words, the jury notes to the court, the amount of time it took the jurors to
deliberate, the yelling coming from the jury room, and other evidence. In
contrast, the juror-misconduct claims are based exclusively on the post-trial
juror interviews, juror affidavits, and juror testimony. In short, the entirety of
the juror-misconduct claim is premised upon juror testimony—evidence that
is inadmissible under the no-impeachment rule. See Fed. R. Evid. 606(b) (“a
juror may not testify about any statement made or incident that occurred dur-
ing the jury’s deliberations”); see also Gavin v. Comm’r, Ala. Dep’t of Corr., 40
F.4th 1247 (11th Cir. 2022); Roebuck, 586 S.E.2d at 658; Oliver, 461 S.E.2d at 223–
24. It was not unreasonable for counsel to refrain from pursuing those claims
under Humphreys’s novel theory where it was nearly a foregone conclusion
that the only piece of evidence—the juror testimony—would not be consid-
ered and the court would be left with nothing to support the juror-misconduct
claims.
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44 Opinion of the Court 21-10387
B. Ineffective Assistance of Appellate Counsel
Humphreys’s ineffective-assistance-of-appellate-counsel
claim necessarily fails for the same reason that Humphreys cannot
show cause for his procedural default: as we’ve explained, counsel
did not act unreasonably when they did not pursue the juror-mis-
conduct claims sooner. Consequently, we reject Humphreys’s
claim that his appellate counsel was ineffective under Strickland.
C. Allen Charge
Humphreys also argues that the trial court coerced a sen-
tencing verdict by instructing the jurors that “[i]t is the law that a
unanimous verdict is required,” by repeatedly returning them to
the jury deliberation room despite their declaration of a deadlock,
and by ignoring Foreperson Barber’s plea to be excused “due to the
hostile nature” of one of her fellow jurors. On direct appeal, the
Supreme Court of Georgia found the trial court’s instructions did
not constitute coercion and the trial court’s unanimity instruction
was correct. Humphreys, 694 S.E.2d at 332−34.
Because the Supreme Court of Georgia adjudicated the co-
ercion claim on the merits, it is entitled to AEDPA deference. 9 We
9 Although the state habeas court briefly addressed the Allen-charge claim, it
determined that it was barred from adjudicating it because the claim had al-
ready been litigated on direct appeal and could not be reviewed absent a
change in the law. We therefore look to the decision of the Supreme Court
of Georgia on direct appeal since it is the “last state-court adjudication on the
merits” with respect to the Allen-charge claim. Greene, 565 U.S. at 40.
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21-10387 Opinion of the Court 45
may grant relief on this claim only if the Supreme Court of Geor-
gia’s determination was (1) “contrary to, or involved an unreason-
able application of, clearly established federal law, as determined by
the Supreme Court of the United States,” or (2) “based on an un-
reasonable determination of the facts in light of the evidence pre-
sented in the [s]tate court proceeding.” 28 U.S.C. § 2254(d).
Trial courts may not coerce juries into rendering verdicts.
See United States v. Davis, 779 F.3d 1305, 1312 (11th Cir. 2015). And
a defendant “being tried by a jury is entitled to the uncoerced ver-
dict of that body.” Lowenfield v. Phelps, 484 U.S. 231, 241 (1988).
That said, the Supreme Court has held that a trial court may in-
struct a deadlocked jury to keep deliberating. Id. at 237 (citing Allen
v. United States, 164 U.S. 492 (1896)). Therefore, “[i]n an Allen
charge, the judge instructs a deadlocked jury to undertake further
efforts to reach a verdict.” United States v. Chigbo, 38 F.3d 543, 544
n.1 (11th Cir. 1994) (per curiam). Although we’ve acknowledged
the potential for coercion in an Allen charge, we’ve also approved
the use of the charge. Rubinstein v. Yehuda, 38 F.4th 982, 996−97
(11th Cir. 2022). Accordingly, district courts have broad discretion
in issuing Allen charges but must take care to not “coerce any juror
to give up an honest belief.” United States v. Anderson, 1 F.4th 1244,
1269 (11th Cir. 2021) (quoting Davis, 779 F.3d at 1312).
We recently reiterated that “[c]oercion does not mean ‘sim-
ple pressure to agree.’” Sears v. Warden, 73 F.4th 1269, 1301 (11th
Cir. 2023) (per curiam) (quoting Brewster v. Hetzel, 913 F.3d 1042,
1053 (11th Cir. 2019)). “Pressure becomes coercive when the
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46 Opinion of the Court 21-10387
actions of the court result in ‘a minority of the jurors sacrificing
their conscientious scruples for the sake of reaching agreement.’”
Id. (quoting Brewster, 913 F.3d at 1053)).
In our Circuit, whether a verdict was coerced presents a
mixed question of law and fact. Id. We look at the language the
trial court employed and “examine the totality of the circum-
stances to see if the court’s actions created a substantial risk that
one or more jurors would be coerced into abandoning their honest
convictions.” Brewster, 913 F.3d at 1053 (citing United States v.
Woodard, 531 F.3d 1352, 1364 (11th Cir. 2008)). The relevant, but
not exhaustive, circumstances we consider include the following:
(1) the total length of deliberations; (2) the number of
times the jury reported being deadlocked and was in-
structed to resume deliberations; (3) whether the
judge knew of the jury's numerical split when he in-
structed the jury to continue deliberating; (4) whether
any of the instructions implied that the jurors were
violating their oaths or acting improperly by failing to
reach a verdict; and (5) the time between the final sup-
plemental instruction and the jury's verdict.
Id. (citations omitted).
Here, the Supreme Court of Georgia concluded that the Al-
len charge, considered as a whole, was not coercive. Humphreys,
694 S.E.2d at 334. The court noted that it had previously consid-
ered the same “a unanimous verdict is required” instruction given
as part of an Allen charge in the sentencing phase of a death-penalty
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21-10387 Opinion of the Court 47
trial and found that it was technically a correct statement of the
law. Id. (citing Legare v. State, 302 S.E.2d 351 (Ga. 1983)). Relying
on Legare, the Supreme Court of Georgia explained that “it is true
that any ‘verdict’ rendered [in the sentencing phase] must be unan-
imous and thus also true, stated in isolation, that it is ‘the law that
a unanimous verdict is required.’” Id. (quoting Legare, 302 S.E.2d at
353).
The Supreme Court of Georgia further expounded, noting
that Georgia requires a unanimous verdict even in the sentencing
phase of a capital case because under its death-penalty law,
“[w]here a jury is unable to agree on a verdict, that disagreement is
not itself a verdict.” Id. (quoting Romine v. State, 350 S.E.2d 446, 451
(Ga. 1986)). As the court explained Georgia law, “[t]he jury’s dead-
lock may lead to a sentence of life with or without parole imposed
by the trial court, but it does not result either in a mistrial subject
to retrial (as in other contexts where a jury deadlocks) or an auto-
matic verdict (as occurs under the death penalty law of other
states).” Id. (citing Romine, 350 S.E.2d at 451). Thus, the court em-
phasized, it had “repeatedly held that a trial court is not required to
instruct the jury in the sentencing phase of a death penalty trial
about the consequences of a deadlock.” Id. (citing Jenkins v. State,
498 S.E.2d 502 (Ga. 1998)).
Still, the Supreme Court of Georgia recognized that the
charge could lead to claims of jury confusion, requiring an analysis
of the “circumstances of the jury instructions given[.]” Id. The
court then considered the circumstances here and determined that
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48 Opinion of the Court 21-10387
the unanimity language amounted to merely a small portion of the
extensive Allen charge the trial court gave. In the court’s view, sev-
eral other aspects of the Allen charge minimized the unanimity lan-
guage in these ways:
[It] cautioned the jurors that the verdict was not to be
the . . . mere acquiescence [of the jurors] in order to
reach an agreement, that any difference of opinion
should cause the jurors to scrutinize the evidence
more [carefully and] closely and that the aim was to
keep the truth in view as it appeared from the evi-
dence, considered in light of the court’s instructions.
Id. (citation and internal quotation marks omitted). Plus, the court
observed, the trial court polled the jury, and each juror affirmed
that the verdicts announced were the verdicts that they had
reached. Id. Each juror also confirmed that they had rendered their
verdicts without any pressure from anyone during their delibera-
tions. Id.
In the end, the Supreme Court of Georgia concluded that
the Allen charge did not unduly coerce the jury into rendering a
death sentence because the unanimous-verdict language was re-
quired at the time and was “but one small portion of an otherwise
balanced and fair Allen charge.” Id. Still, the court recognized that
the unanimity language may result in claims of “jury confusion.”
For this reason, the court instructed future trial courts to exclude
this language from Allen charges given during the sentencing phase
of death-penalty trials. Id.
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21-10387 Opinion of the Court 49
Humphreys argues it was unreasonable for the Supreme
Court of Georgia to find that the jury charge, which results in jury
confusion, was constitutional. And he claims that when a trial
court insists that the jury must reach a decision, even in the face of
a deadlock, that instruction is unconstitutionally coercive. We re-
ject both claims. First, the Supreme Court of Georgia did not find
that the “unanimous verdict language” in the jury charge results in
jury confusion; rather, it found that it could result in jury confusion.
Second, the court made an individualized determination of the cir-
cumstances in Humphreys’s case to ascertain whether juror confu-
sion occurred in Humphreys’s trial and determined it did not. 10
We must defer to the Supreme Court of Georgia’s decision
so long as it did not unreasonably determine the facts in light of
the evidence presented and its decision was not contrary to, or an
unreasonable application of, clearly established federal law as de-
termined by the Supreme Court. Humphreys cannot meet the
AEDPA standard on either ground.
With respect to its factual determinations, the Supreme
Court of Georgia accurately recounted the circumstances leading
to the jury’s verdict. It correctly noted that, during the sentencing
phase, the jury deliberated for approximately eight hours over a
10 Importantly, the Supreme Court of Georgia found that the inclusion of the
unanimity language in an Allen charge would require a detailed analysis of the
full circumstances of the jury instructions given. Here, the court engaged in
that analysis.
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50 Opinion of the Court 21-10387
period of two days before Foreperson Barber sent the trial court a
note that stated,
We, the jury, have agreed on statutory aggravating
circumstances on both counts, but not on the penalty.
Currently we agreed life imprisonment with parole is
not an acceptable option. We are currently unable to
form a unanimous decision on death or on life impris-
onment without parole. Please advise.
Humphreys, 694 S.E.2d at 331 (emphasis added).
The Supreme Court of Georgia recounted that the trial
judge informed counsel of the note and summed up its details, ad-
vising counsel that the jury “indicated that they have reached a ver-
dict in regard to some of the issues that have been submitted to
them, but have not yet reached a decision on other issues that were
submitted to them.” Id. So the trial court declared its intention to
call the jury in and instruct it to continue deliberating. Id. When
the jurors were brought into the courtroom, the judge instructed
them as follows:
I guess you’ve been deliberating now about eight
hours in the case. And the case was a lengthy trial,
and there are a lot of issues. And you need to con-
tinue with your deliberations, and address the re-
maining issues.
The Supreme Court of Georgia next correctly noted that
the jury returned to the jury room and continued deliberations
for about three more hours before sending a second note to the
court. Id. at 332. In that note, the jury asked to listen to Hum-
phreys’s taped statement to detectives. Id. The court allowed the
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21-10387 Opinion of the Court 51
jury to listen to the statement, and the jury returned to the jury
room to continue deliberations. Id. After about two hours or so,
defense moved for a mistrial. Id. The trial court denied the mo-
tion, emphasizing that the jury had not indicated that it was dead-
locked. Id.
Following that motion, the jury deliberated for another
roughly two hours, when Foreperson Barber sent a note to the
court. She asked to be removed from the jury “[d]ue to the hostile
nature of one of the jurors.” Id. In response to this note, the trial
court announced that it intended to give the jury a modified Allen
charge. Id. The Supreme Court of Georgia correctly set forth the
verbatim Allen charge in its decision, acknowledging that Foreper-
son Barber’s note and the trial court’s intent to give an Allen charge
prompted an objection from the defense and a renewal of the de-
fense’s motion for mistrial, which the trial court again denied. Id.
at 332 & n.7
After reading the juror’s note and without identifying from
whom it came, the trial court gave the modified Allen charge. Id.
at 332. The jury retired to the jury room at 8:40 p.m., where it
deliberated until 10:20 p.m., and then went home for the evening.
Id. at 333. The following morning, the jurors reconvened and de-
liberated for two more hours, and the jury returned a death sen-
tence for the two murders. Id.
After reviewing the complete record, we cannot say that
clear and convincing evidence exists that the Supreme Court of
Georgia clearly erred in its factual determinations based on the
evidence presented. The sequence of events and other facts set
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52 Opinion of the Court 21-10387
forth by the court were correct. Humphreys does not appear to
dispute this. Rather, he argues that the court’s legal conclusion of
no coercion was unreasonable.
But on this record, we cannot say that the Supreme Court
of Georgia’s decision was contrary to or an unreasonable applica-
tion of clearly established federal law as determined by the Su-
preme Court of the United States. With respect to the trial court’s
first decision to send the jurors back for further deliberations, the
court correctly observed that whether a jury is “hopelessly dead-
locked” is a determination to be made by the trial court and will
be reversed on appeal only for an abuse of discretion. Humphreys,
694 S.E.2d at 332. And here, the court emphasized, the trial was
lengthy, the jury “had been deliberating for less than nine hours,
and the language twice used in the note that the jurors ‘currently’
were not able to agree indicated that deliberations were ongoing.”
Id.
As for the two later notes, the Supreme Court of Georgia
again pointed to the length of the trial in relation to the time the
jury had been deliberating, and the court also noted that the jurors
had recently requested to rehear evidence. Id. at 333. These facts,
the court said, showed that the jurors were continuing to actively
deliberate. Id. We can’t say that the Supreme Court of Georgia’s
determinations in these regards were unreasonable.
With respect to the Allen charge, the Supreme Court of
Georgia recognized the correct law in its analysis, considering
whether, as a whole, the charge was “so coercive as to cause a juror
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21-10387 Opinion of the Court 53
to abandon an honest conviction for reasons other than those based
upon the trial or the arguments of other jurors.” Id. (citation and
internal quotation marks omitted). It concluded that it was not.
Then, the court emphasized that the trial court polled the jurors,
and each juror disavowed any coercion. Id. at 334. Again, these
determinations are neither unreasonable nor contrary to law.
The Supreme Court’s case law on what constitutes a coerced
verdict is quite limited. When the Supreme Court of Georgia is-
sued its decision here, the leading case on this topic was Lowenfield.
There, the Supreme Court determined that a jury’s penalty-phase
verdict was not coerced after the trial court polled the jurors on
whether further deliberations would be helpful and then instructed
the jury to continue deliberating. 484 U.S. at 240–41.
In Lowenfield, the Supreme Court acknowledged that juror
coercion can support a constitutional claim and that the relevant
inquiry is the totality of the circumstances. Id. at 237–38. That
said, the Supreme Court hasn’t shed further light on what consti-
tutes juror coercion that violates a defendant’s constitutional
rights. Given this fact and the Supreme Court of Georgia’s analysis
here, we cannot conclude that the Supreme Court of Georgia un-
reasonably applied existing federal law.
To the extent that Humphreys relies on Jenkins to support
his argument that his conviction should be reversed, we disagree.
In Jenkins, the Supreme Court reversed a conviction based on jury
instructions given in a federal prosecution. But the Court has since
explained that it based its decision there on the Court’s
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54 Opinion of the Court 21-10387
“supervisory power over the federal courts, and not on constitu-
tional grounds.” Lowenfield, 484 U.S. at 239 n.2 (citation omitted);
Early v. Packer, 537 U.S. 3, 10 (2002) (per curiam). The same is true
of the Court’s decision in United States v. Gypsum Co., 438 U.S. 422
(1978), another case upon which Humphreys relies. Consequently,
both Jenkins and Gypsum Co. “are off the table as far as § 2254(d) is
concerned.” Sears, 73 F.4th at 1304 (quoting Packer, 537 U.S at 10).
In sum, the Supreme Court of Georgia accurately portrayed
the facts and examined the Allen charge in its entirety, determining
that the trial court did not coerce the jury to return a death sen-
tence. Under AEDPA, we must defer to the Supreme Court of
Georgia’s decision because it did not unreasonably determine the
facts in light of the evidence presented, and its finding of no coer-
cion was not contrary to, or an unreasonable application of, clearly
established federal law as determined by the Supreme Court.
D. Ineffective Assistance of Trial Counsel
In his final claim, Humphreys challenges the state habeas
court’s finding that his trial counsel was not ineffective in investi-
gating and presenting mitigation evidence. In Humphreys’s view,
trial counsel’s failure to conduct a thorough and accurate mitiga-
tion case caused them not to learn about years of childhood sexual
abuse that Humphreys endured from his great-grandmother, the
full extent of his mother’s neglect and abuse, or his lengthy family
history of mental illness, abuse, and drug dependency. Humphreys
also complains that the defense did not accept the diagnoses of
their own mental-health clinician because someone on the defense
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21-10387 Opinion of the Court 55
team had already “chosen” another diagnosis for Humphreys—As-
perger’s Syndrome. Based on these claims, Humphreys contends
trial counsel’s representation of him fell below the prevailing pro-
fessional norms. Had a jury had heard the undiscovered, un-
presented evidence, Humphreys contends, “there is clearly a rea-
sonable probability that the . . . jury . . . ‘would have struck a differ-
ent balance.’”
As we’ve noted, the state habeas court denied Humphreys’s
claims after holding an evidentiary hearing during which new
counsel presented evidence in support of Humphreys’s claims.
The Supreme Court of Georgia denied a certificate of probable
cause to appeal, and the district court denied relief on the claim.
We apply AEDPA deference to the state habeas court’s opinion.
That requires us to deny Humphreys’s petition on this ground.
First, the state habeas court discussed at length the qualifica-
tions of the defense team and, based on these details, it determined
that Humphreys’s trial counsel were death-penalty qualified and
their experience supported a finding of effective assistance of coun-
sel.
Next, the state habeas court described the investigation the
defense team conducted and found it to be reasonable. The court
noted that counsel interviewed Humphreys’s family members,
friends, co-workers, and teacher, where available. The defense
team also spoke with Humphreys, his father, stepmother, brother-
in-law, paternal grandmother, aunt, uncle, and stepfather about
Humphreys’s mental-health history and questioned them about
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56 Opinion of the Court 21-10387
any physical, mental, or sexual abuse Humphreys suffered. During
this investigation, neither Humphreys nor any of his family mem-
bers indicated that he had been sexually abused.
Besides these steps, defense counsel reviewed Humphreys’s
prison records, criminal records, employment records, family rec-
ords, financial records, legal records, medical records, social-ser-
vices records, psychological records, and school records. And to
prepare for the sentencing phase, defense counsel hired a licensed
clinical social worker (Marti Loring, who met with Humphreys and
diagnosed him with post-traumatic stress disorder (“PTSD”) and
Asperger’s Syndrome), a prison adaptability expert ( James Aiken),
a neuropsychologist (Robert Schaffer, who diagnosed Humphreys
with PTSD, Dissociative Disorder, and Asperger’s Syndrome), a
psychiatrist (Bhushan Agharkar, to render an opinion as to trauma
and abuse), 11 a victim outreach specialist, and a trauma expert.
As for the investigation of childhood sexual abuse, at the ev-
identiary hearing, mitigation specialist Laura Switzer testified that
she suspected Humphreys had been sexually abused. But during
the defense team’s interviews of witnesses (including Humphreys),
no one reported that he had been sexually abused. In fact, the de-
fense team asked Humphreys directly about sexual abuse, but
Humphreys denied any recollection of such abuse.
11 Dr. Agharkar disagreed with the diagnosis of Asperger’s Syndrome, and de-
fense counsel decided he would not testify since his evaluation did not support
their sentencing-phase theory.
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21-10387 Opinion of the Court 57
The state habeas court summarized defense counsel’s
presentation during the guilt-innocence phase as follows: (1) Hum-
phreys’s childhood was characterized by violence, trauma, and insta-
bility and that he was raised by a dysfunctional, abusive family; (2)
Humphreys’s parents divorced when he was two years old, and he
lived with his mother for a while, during which he received a head
injury that resulted in a concussion; (3) when Humphreys’s father
gained custody of him, violence and disruption occurred in the
home; and (4) Humphreys was placed in special education because
of behavioral problems. The state habeas court also noted that trial
counsel advised the jury about Humphreys’s mental-health issues,
including about dissociative episodes that started when he was a
teenager, and about his obsessive-compulsive behavior (“OCD”).
Finally, the state habeas court acknowledged that trial counsel pre-
sented evidence that Humphreys was nonviolent and non-con-
frontational.
As for the state habeas court’s findings about counsel’s per-
formance during the penalty phase of the trial, it determined that
trial counsel “made a reasonable presentation during the sentenc-
ing phase based on their strategy and the information discovered
during their investigation.” It recognized the strategy was to pre-
sent evidence of Asperger’s Syndrome as well as Humphreys’s
traumatic childhood to allow the jurors to have some empathy for
him. The state habeas court pointed out that defense counsel used
the testimony of six lay witnesses and three experts to present the
information to the jury.
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58 Opinion of the Court 21-10387
The state habeas court summarized the testimony of each
witness. As relevant here, the court pointed out that trial counsel
presented the testimony of Humphreys’s stepmother, Janie Swick,
who conveyed the dynamics in the home, including that Hum-
phreys’s father was verbally and physically abusive to him. Swick
explained that Humphreys’s father “bullied” him and caused him
to run away in fear. She recalled an incident in which Humphreys’s
father struck him in the arm with a broom, requiring Humphreys
to go to the hospital. Swick also informed the jury that Humphreys
did not have many friends growing up and had mental problems,
and she said she regretted not getting psychological help for Hum-
phreys.
Next, Humphreys’s half-sister Julia testified to the abuse
their father inflicted on them. Although the father disciplined all
the children, Julia characterized the abuse he inflicted upon Hum-
phreys as “very bad.” Julia explained that her father used switches
and belts to discipline the children. And she recalled an incident
where their father challenged Humphreys to a fight. During that
fight, their father repeatedly punched Humphreys in the head be-
fore he finally escaped.
Later, the state habeas court turned to the testimony of
Humphreys’s sister Dayna, who gave examples of their “rather dif-
ficult” early childhood. According to Dayna, their father was an
unhappy man who was hard on them and showed very little affec-
tion. He did not handle stress well and often became angry and
violent. Dayna testified that their father physically abused her and
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21-10387 Opinion of the Court 59
Humphreys throughout their childhood, imposing whippings with
a large belt or stick. Their father beat Humphreys with his fist.
The state habeas court further recounted the testimony of
the two expert witnesses trial counsel presented to the jury during
the mitigation phase. Dr. Loring, who was qualified as an expert
in social work and trauma, testified that she met with Humphreys
on four occasions for approximately three hours each time. Dr.
Loring also interviewed sixteen individuals to get their percep-
tions, experiences, and observations of Humphreys. To complete
her analysis of Humphreys, Dr. Loring reviewed extensive records
including police records, school records, jail records, divorce rec-
ords, work records, and hospital records.
Dr. Loring testified to the jury that Humphreys’s childhood
was marked by abuse; he spent his early childhood living in a home
where drugs were bought and sold. As evidence of the “extensive
physical abuse,” Dr. Loring testified that the Department of Family
and Children Services discovered cigarette burns on Humphreys
when he was a child. At age two, Humphreys’s entire body was
bruised following a beating by his father, who admitted that he had
“lost it” and beaten him. At age three, he was taken to the hospital
for a fractured skull. At age four, his shoulder was dislocated as the
result of a violent shaking by his father. Dr. Loring also spoke of
the incident where Humphreys’s father hit Humphreys with a
broom handle. After the incident, his father threatened to kill his
stepmother if she tried to take Humphreys to the hospital for treat-
ment. Besides these incidents, Dr. Loring recounted that
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60 Opinion of the Court 21-10387
Humphreys’s father had severely beaten by him because he got
into a car accident and, on another occasion, his father sat on his
private parts, holding Humphreys’s hands above his head and con-
tinually beating him in the head and the chest.
And the state habeas court noted that Dr. Loring explained
to the jury that Humphreys’s father flew “into a rage as a matter of
pattern, not just one time or two, and he would whip or beat
[Humphreys].” Dr. Loring described the abuse as “not only explo-
sive physically, where [Humphreys] would get slapped and
punched, thrown across the room, indeed, but there was a very
remarkable emotional component to the abuse that [his father]
committed upon [Humphreys and his sister].” In Dr. Loring’s
view, this was “ritualistic emotional abuse,” meaning a series of
steps led up to the physical abuse.
The state habeas court also considered Dr. Loring’s testi-
mony that, growing up, Humphreys was in special education and
exhibited “odd classroom behavior, inappropriate behavior, that
was marked by a lack of focus, being hyper, [and] a lack of concen-
tration.” She said these symptoms were often seen in children who
are traumatized and abused. Dr. Loring also told the jury that as a
result of his abusive upbringing, Humphreys tended to wander off,
even to different states, evidencing Humphreys’s dissociation.
Dr. Loring advised the jury that she had diagnosed Hum-
phreys with PTSD and Asperger’s Syndrome. In Dr. Loring’s view,
Humphreys suffered from PTSD because of the trauma he
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21-10387 Opinion of the Court 61
experienced during his childhood and teenage years. Regarding
her diagnosis of Asperger’s Syndrome, Dr. Loring educated the
jury that individuals with Asperger’s Syndrome were “very im-
paired in their ability to be close or intimate with another person”
and severely suffered from a “sustained impairment in social inter-
action.” Dr. Loring provided several indicia to support her diagno-
sis of Humphreys. She opined that he had “a real impaired ability
to relate to people and to empathize with them,” and his life expe-
riences caused him to be “much more involved with objects or
cleaning or a kind of ritual of what you do at what moment in
time.”
When the state habeas court finished reviewing Dr. Loring’s
testimony to the jury, it then went through Dr. Robert Shaffer’s
testimony. Dr. Schaffer, a clinical psychologist, interviewed six in-
dividuals about their observations of Humphreys. Dr. Shaffer also
spoke with Dr. Loring about the social history she prepared on
Humphreys and reviewed police reports, hospital records, school
records, and prison records. Based upon his evaluation, Dr. Shaffer
opined that Humphreys suffered from PTSD, Dissociative Disor-
der, and Asperger’s Syndrome.
In support of his diagnosis of Asperger’s Syndrome, Dr. Shaf-
fer testified that Humphreys had very unusual cleaning routines,
and he explained that Humphreys became uncomfortable and agi-
tated if his routine was disturbed. Dr. Shaffer also testified that
Humphreys met the criteria for Asperger’s in that he had an “ex-
treme interest” in reading science fiction and constantly talked
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62 Opinion of the Court 21-10387
about these books for hours with different people as if they really
could be true. Additionally, Dr. Shaffer recounted Humphrey’s
lack of the normal emotional give and take.
As for Dissociative Disorder, Dr. Shaffer said that involved
an individual who “split[s] off from their normal state of aware-
ness” and experiences “periods of productive and active behaviors,
and then later, ha[s] no recollection of that.” Dr. Shaffer opined to
the jury that Humphreys suffered from Dissociative Disorder as a
result of the violence in his home, so Humphreys was unaware of
the “normal judgment and thoughts and memories that he has to
bring to bear on a situation.”
Besides this testimony, Dr. Shaffer told the jury that Hum-
phreys met all the diagnostic criteria for PTSD. In Dr. Shaffer’s
view, there was “pretty strong evidence that there was significant
abuse before [Humphreys’s] age of earliest memory.” And he also
said that the second category of diagnostics for PTSD—avoidance
of the memories—also applied to Humphreys, as there was “clear
evidence of a great deal of denial” by Humphreys. Finally, Dr.
Shaffer testified that Humphreys’s denial was his attempt to “avoid
re-experiencing the problems and horrors” that occurred in his life.
The state habeas court then recounted the evidence pre-
sented during the habeas proceedings: (1) the testimony of Hum-
phreys’s step-siblings, who testified that Humphreys’s mother ver-
bally and physically abused them, (2) Humphreys’s ROTC teacher,
who testified that he was in special education classes for a
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21-10387 Opinion of the Court 63
behavioral disorder, (3) Humphreys’s childhood neighbor, who
testified that Humphreys’s father yelled at him often and spanked
him in the yard after he soiled his underwear, and (4) two expert
witnesses.
The most relevant testimony here was that of the two expert
witnesses, Dr. Julie Rand Dorney and Dr. Victoria Reynolds. The
state habeas court recounted that testimony.
It noted that Dr. Dorney, an expert in forensic psychiatry, tes-
tified she performed an examination of Humphreys over the
course of two days, and diagnosed him with obsessive-compulsive
disorder and depressive disorder, NOS. She also found that he had
many symptoms of both PTSD and bipolar disorder, but she con-
cluded he did not meet all the criteria for either diagnosis. Dr. Dor-
ney testified that, in her second meeting with Humphreys, he told
her that he had been sexually abused by his great-grandmother.
As for Dr. Reynolds, an expert in trauma and its impact on
victims, she testified about much of the evidence presented in the
sentencing proceedings. She acknowledged that when she spoke
to Humphreys about his great-grandmother, he did not reveal the
sexual abuse. Still, Dr. Reynolds suspected Humphreys had been
sexually abused based on his level of dissociativeness, his level of
compartmentalization, and his sexual activity. Dr. Reynolds also
spoke about the trauma Humphreys endured growing up, includ-
ing a skull fracture, the instability in the home, and physical abuse.
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64 Opinion of the Court 21-10387
After these detailed inventories of defense counsel’s presen-
tation of evidence at the mitigation stage and habeas counsel’s
presentation of evidence at the habeas hearing, the state habeas
court concluded that trial counsel performed adequately. And
“particularly in light of trial counsel’s thorough investigation and
strategic decisions[,]” the state habeas court determined that Hum-
phreys was not prejudiced by counsel’s failure to discover and pre-
sent the additional mitigation evidence Humphreys said should
have been presented. As the state habeas court emphasized, trial
counsel was not required to present all mitigation evidence and
“[c]onsidering the realities of the courtroom, more is not always
better. . . . [G]ood advocacy requires ‘winnowing out’ some argu-
ments, witnesses, evidence, and so on, to stress others.”
Plus, the state habeas court observed that the evidence sub-
mitted during the habeas proceedings was largely cumulative of
the evidence presented at trial. Indeed, the court concluded, the
only truly “new evidence” concerned Humphreys’s past sexual
abuse, although neither Humphreys nor anyone else had disclosed
the abuse prior to the habeas proceedings. Still, the state habeas
court noted, Humphreys’s defense team remained suspicious and
investigated further. The court explained that it “weigh[ed] heav-
ily the information provided by the defendant” in evaluating the
reasonableness of counsel’s investigation.
Here, Humphreys did not provide the court with any evi-
dence of sexual abuse that would have been available to trial coun-
sel. The only evidence was his self-report to Dr. Dorney, after the
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21-10387 Opinion of the Court 65
sentencing proceedings. Given these circumstances, the state ha-
beas court explained that trial counsel “does not render ineffective
assistance by failing to discover and develop evidence of childhood
abuse that his client does not mention to him.” Accordingly, the
state habeas court concluded trial counsel’s performance was not
deficient “for not presenting evidence that [Humphreys] withheld
from them.”
And in any case, the state habeas court determined that
Humphreys failed to show any prejudice since the additional evi-
dence presented in the habeas proceedings would not have created
a reasonable probability of a different outcome. As the court ex-
plained, a comparison of the trial record with the habeas record
“shows the majority of the evidence presented in habeas reiterated
the testimony presented at trial.”
As for the expert testimony, the state habeas court recog-
nized that the habeas experts diagnosed Humphreys with OCD,
but the trial experts diagnosed him with PTSD, dissociative disor-
der, and Asperger’s Syndrome. But the court reasoned that the di-
agnoses were based on the same behaviors and symptoms. And
while OCD could be one possible diagnosis, it was not the only rea-
sonable diagnosis that could be made from the information.
With respect to the new evidence of past sexual abuse, even
assuming the investigation was deficient (as we’ve noted, the court
found it wasn’t because the defense team expressly asked about sex-
ual abuse and Humphreys and his relatives and friends did not dis-
close it), Humphreys still did not demonstrate a reasonable
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66 Opinion of the Court 21-10387
probability that the outcome would have been different if the evi-
dence had been presented at trial, given the weight of the mitiga-
tion evidence that counsel did present.
In sum, the state habeas court found that Humphreys failed
to show deficient performance or the required resulting prejudice.
Consequently, the state habeas court denied the ineffective-assis-
tance-of-trial-counsel claims.
As we have already noted, to succeed on an ineffective-assis-
tance-of-counsel claim, the petitioner must show both that (1) his
attorney’s performance was deficient, and (2) the deficiency preju-
diced his defense. Strickland, 466 U.S. at 687. And because Strick-
land’s standard itself requires deference to counsel’s performance,
and AEDPA, by its terms, requires deference to state-court deci-
sions, our review of state courts’ resolution of the deficient-perfor-
mance prong of Strickland’s ineffective-assistance standard requires
double deference. See Cullen v. Pinholster, 563 U.S. 170, 202 (2011).
After careful consideration, and applying AEDPA deference,
we conclude that the state habeas court reasonably determined
that Humphreys failed to show unconstitutionally deficient perfor-
mance on the part of his trial counsel. In answering this question,
we reweigh the aggravating evidence against the totality of the
available mitigating evidence. See Ferrell v. Hall, 640 F.3d 1199, 1234
(11th Cir. 2011). In doing so, we find nothing unreasonable about
the state court’s determination that counsel were not deficient in
not uncovering Humphreys’s sexual abuse. Here, members of the
defense team interviewed Humphreys and others, asking
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21-10387 Opinion of the Court 67
specifically whether Humphreys had been sexually abused. No
one responded that he had. Counsel also reviewed medical,
school, and other records, but they, too, failed to reveal Hum-
phreys’s sexual abuse. A defense attorney preparing for sentencing
in a capital trial is not required “to scour the globe on the off chance
something will turn up.” Everett v. Sec’y, Fla. Dep’t of Corr., 779 F.3d
1212, 1250 (11th Cir. 2015) (quoting Rompilla, 545 U.S. at 382−383).
As for the additional evidence of Humphreys’s non-sexual
abuse and his mental conditions, counsel presented substantial mit-
igation evidence, and the new habeas evidence was mostly cumu-
lative of what was presented during the trial and sentencing pro-
ceedings. The jury learned of the severe and frequent physical and
mental abuse, as well as neglect, that Humphreys suffered as a
child. It also learned of Humphreys’s mental-health issues—his dis-
sociative episodes, his OCD behaviors, and his other odd behavior.
The state habeas court reasonably concluded that any addi-
tional evidence about these issues would be cumulative. The
“mere fact that other witnesses might have been available or that
other testimony might have been elicited from those who testified
is not a sufficient ground to prove ineffectiveness of counsel.”
Chandler v. United States, 218 F.3d 1305, 1316 n.20 (11th Cir. 2000)
(citation omitted).
Finally, as for Humphreys’s suggestion that his trial counsel
conducted a last-minute mental-health investigation and reached
an unreasonable conclusion that he suffered from Asperger’s Syn-
drome, we cannot conclude that the state habeas court
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68 Opinion of the Court 21-10387
unreasonably rejected that claim, either. Dr. Shaffer conducted his
first evaluation of Humphreys in May 2005, but at that time, he was
instructed not to prepare a written report. Dr. Shaffer later con-
ducted a second evaluation of Humphreys in August of 2007 after
reviewing additional records, reviewing case information, and in-
terviewing witnesses. After the second evaluation, Dr. Shaffer di-
agnosed Humphreys with PTSD, Dissociative Disorder, and Asper-
ger’s Syndrome. This timeline refutes the idea that defense counsel
waited until just prior to trial to develop a mitigation strategy and
hire defense experts.
Humphreys focuses on the opinion of another doctor who
agreed with Dr. Shaffer’s findings that Humphreys exhibited symp-
toms of PTSD but disagreed with the Asperger’s Syndrome diag-
nosis. The defense was not required to present the testimony of
the second doctor; it made a strategic decision not to present it.
And the state habeas court was not unreasonable in concluding that
decision was within competent counsel’s discretion. See Nance v.
Warden, Ga. Diagnostic Prison, 922 F.3d 1298, 1302 (11th Cir. 2019)
(“It is especially difficult to succeed with an ineffective assistance
claim questioning the strategic decisions of trial counsel who were
informed of the available evidence.”). After all, other evidence sup-
ports defense counsel’s strategy. Along with Dr. Shaffer, Dr. Lor-
ing opined that Humphreys suffered from PTSD and Asperger’s
Syndrome. Consequently, two doctors’ findings supported the de-
fense team’s decision. And both Dr. Loring and Dr. Shaffer testified
as to how they came up with their diagnoses.
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21-10387 Opinion of the Court 69
For these reasons, the state habeas court’s determination
that defense counsel was not ineffective is entitled to deference.
We will not disturb that finding on the grounds advanced by Hum-
phreys.
Though this conclusion requires us to deny Humphreys’s
petition even without considering the state habeas court’s preju-
dice determination, we nonetheless find that the court’s prejudice
determination was likewise not unreasonable. As the state habeas
court explained, with the exception of the sexual-assault evidence,
the remainder of the evidence was largely cumulative of the hefty
mitigation evidence trial counsel presented to the jury. And we
cannot say the habeas court unreasonably concluded that the addi-
tion of the sexual-assault evidence would have made an overall dif-
ference in the impact of the mitigation case, given the strong evi-
dence of abuse and mental-health issues counsel presented. So for
this reason, too, we reject Humphreys’s claim of ineffective assis-
tance.
IV. CONCLUSION
Our review of the record compels the conclusion that Hum-
phreys is not entitled to relief on any of the claims he presented in
his petition for writ of habeas corpus. We therefore affirm the dis-
trict court’s denial of Humphreys’s habeas petition.
AFFIRMED.
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21-10387 ROSENBAUM, J., Concurring 1
ROSENBAUM, Circuit Judge, Concurring:
I concur in the panel opinion because I think that a combi-
nation of the no-impeachment rule and the Antiterrorism and Ef-
fective Death Penalty Act of 1996 (“AEDPA”) require it. But I am
deeply concerned about what transpired during jury deliberations
here.
Linda Chancey swore under oath during voir dire that her
attacker “actually didn’t do [her] any physical bodily harm” because
she “escape[d] before he actually physically entered the dwelling.”
That was false. Chancey told jurors that she “was naked in her bed
and a man broke in and attacked her” in her bed. And after trial,
Chancey told Humphreys’s investigators that “a strange man came
through the window of her apartment, robbed her, and tried to
rape her.” These were important facts, and had Humphreys’s law-
yers known of them, they could have exercised the remaining per-
emptory strike to remove Chancey from the jury. But they didn’t
know about them. And they didn’t know because Chancey lied
during voir dire.
Even worse, Susan Barber testified that on “day one,
[Chancey] had her mind made up: early in the trial—before the
end of the first phase—she said something along the lines of he’s
guilty and he deserves to die.” Indeed, according to Barber,
Chancey told the other jurors that she “would only vote for death.”
So even when the other eleven jurors, after deliberating
many hours, voted for life without parole, Chancey would not even
consider it. Of course, it was Chancey’s right to vote for death if
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2 ROSENBAUM, J., Concurring 21-10387
she thought the facts warranted it. But Humphreys had the right
to expect that (a) Chancey had told the truth during voir dire, and
(b) she would at least honestly consider imposing a sentence of life
without parole.
Worse still, Chancey incorrectly told the other jurors that
“they had to reach a unanimous decision or [Humphreys] would
be paroled.” That, of course, was wrong. In fact, had the jurors
failed to reach a unanimous decision, Humphreys would have been
sentenced to life without parole under Georgia law. But Chancey’s
incorrect statement, combined with the court’s repeated instruc-
tions to the jury to continue deliberating, caused Barber to believe
incorrectly that if the jury didn’t return a death verdict, Hum-
phreys would be sentenced to life imprisonment with the possibil-
ity of parole or that he could “walk.”
Based on Barber’s testimony about what occurred during
jury deliberations, two things seem clear: (1) Chancey was dishon-
est during voir dire, and her undisclosed bias likely made her unable
to consider any verdict other than death, and (2) had the jury not
incorrectly believed, as a result of the trial court’s instructions and
Chancey’s statements, that Humphreys would have been released
or been sentenced to life with the possibility of parole if the jury
couldn’t return a verdict, the jury wouldn’t have returned a verdict,
and Humphreys would have been sentenced to life imprisonment
without the possibility of parole. Put simply, I do not doubt that
the errors here “actually prejudice[d]” Humphreys. See Brecht v
Abrahamson, 507 U.S. 619, 637 (1993). When an error “actually
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21-10387 ROSENBAUM, J., Concurring 3
prejudices” a defendant and that error is the difference between life
and death, in my view, we should be able to correct that error.
But we can’t here. The problem is that proving prejudice
requires us to consider the jurors’ testimony about what occurred
during deliberations. Yet Georgia law and the no-impeachment
rule prohibit us from doing just that.
True, the Supreme Court has identified an exception to the
no-impeachment rule. But the Court has never recognized an ex-
ception under the specific circumstances here (and when the state
courts considered Humphreys’s case, the Supreme Court had yet
to apply the limited exception in any case).
And while the Court has limited any exception to the “grav-
est and most important of cases”—a category into which death-
penalty cases would seem to fall—AEDPA’s standard of review cuts
off that avenue for granting the petition. As I’ve noted, the Su-
preme Court has applied the exception in only a single case ever—
and the reason there was the juror’s racial bias, which was not the
case here. And though a Supreme Court case need not be directly
on point to make it applicable, here, the Supreme Court has other-
wise consistently refused to apply the exception and has cautioned
time and again against construing the exception in any way but ex-
tremely narrowly.
Given this precedent, if we faithfully apply AEDPA’s stand-
ard of review, we cannot find that the state court’s decision was
“contrary to” federal law. 28 U.S.C. § 2254(d)(1). That’s so because
the state court’s decision does not “contradict[] the United States
USCA11 Case: 21-10387 Document: 51-1 Date Filed: 06/11/2024 Page: 74 of 74
4 ROSENBAUM, J., Concurring 21-10387
Supreme Court on a settled question of law or hold[] differently
than did that Court on a set of materially indistinguishable facts.”
Evans v. Sec’y, Dep’t of Corr., 703 F.3d 1316, 1325 (11th Cir. 2013) (ci-
tation omitted).
So I must reluctantly concur in today’s opinion. But I don’t
think that makes it right.