Hambric v. Twilley

U.S. DISTRICT.

N.D. OF AL

IN THE UNITED STATES DISTRICT COURT

FOR THE NORTHERN DISTRICT OF ALABAMA

JASPER DIVISION

CHRIS HAMBRIC, as )

administrator and legal )

representative of the Estate of )

GREGORY HAMBRIC, )

Plaintiff, ) 6:23-cv-00748-LSC

v. )

KOLBY TWILLEY and NICK )

SMITH,

Defendants. )

MEMORANDUM OF OPINION

Plaintiff Chris Hambric (“Plaintiff”) brings this suit against Sheriff Nick

Smith and Deputy Sheriff Kolby Twilley, alleging violations of 42 U.S.C. § 1983 and

Alabama state law related to the death of Gregory Hambric (“‘Hambric’’). Before the

Court are Defendants’ motions to dismiss, which raise qualified immunity and

absolute state sovereign immunity defenses. (Docs. 3, 5.) The issues have been fully

briefed and are ripe for review. For the reasons stated below, Sheriff Smith’s motion

to dismiss’ (doc. 3) is due to be GRANTED and Deputy Twilley’s motion to dismiss

(doc. 5) is due to be GRANTED.

1 Sheriff Smith filed a motion to dismiss all claims against him. Since then, this Court granted

Plaintiff leave to file his proposed First Amended Complaint, which asserts a new Count against

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I. Background?

This suit arises from a fatal shooting involving Deputy Twilley and Hambric

that occurred in Walker County, Alabama. According to the complaint, Hambric,

who has a history of mental illness, was at home with his wife on the day of the

incident when he began behaving erratically. (Doc. 19 J 11-14.) His wife called the

police and Deputy Twilley responded. (/d. J] 15-16.) Upon arrival, Deputy Twilley

exited his vehicle and allegedly engaged Hambric in a heated verbal exchange lasting

from one to five minutes. (/d. Jf 25, 27.) During this exchange, both men maintained

a constant distance from each other of between five and twenty yards. (/d. T] 26, 29.)

Eventually, Hambric said something to the effect of “Give me all you’ve got,” and

turned his back to Deputy Twilley. (/d. J 30.) Deputy Twilley then allegedly fired

approximately 19 rounds at Hambric, who was unarmed, striking him several times

and firing until he died. Ud. J] 21, 31-32.)

Sheriff Smith for allegedly failing to train Deputy Twilley on the use of deadly force. (See doc. 15-

1.) In the Order granting Plaintiff leave to file the amended complaint, this Court instructed the

Parties that it would treat Defendants’ pending motions to dismiss and accompanying briefs as

reasserted against Plaintiff’s First Amended Complaint. This Court further instructed Sheriff

Smith that, if he wished to supplement his motion to assert a defense as to the new claim brought

against him, he must do so within ten (10) days of the entry of that Order. (Doc. 18.) Ten days have

passed without Sheriff Smith having supplemented his motion. Accordingly, this Opinion does not

address the new claim asserted against Sheriff Smith.

2 At the motion to dismiss stage, the Court must accept the plaintiffs version of the facts as

true, and “[construe] the reasonable inferences therefrom . . . in the light most favorable to the

plaintiff.” Bryant ». Avado Brands, Inc., 187 F.3d 1271, 1273 n.1 (11th Cir. 1999). The following facts

are, therefore, taken from Plaintiff’s allegations in his complaint, and the Court makes no ruling

on their veracity.

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Plaintiff also claims that the Walker County Sheriff’s Office mistreats

mentally ill persons. He alleges three incidents of such mistreatment: two involving

inadequate provision of medical care to inmates of the Walker County Jail and one

involving an officer shooting. (/d. J 35-39.) Plaintiff claims that these incidents put

Sheriff Smith, as the supervisor of deputy sheriffs, on notice that his deputies tend

to use excessive force and mistreat mentally ill persons. (Jd. [J 42, 61.) Nevertheless,

Sheriff Smith allegedly refuses to discipline his deputies for misconduct or train

them in how to deal with mentally ill persons. (/2.)

II. Standard of Review

In general, a pleading must include “a short and plain statement of the claim

showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). However, to

withstand a motion to dismiss pursuant to Fed. R. Civ. P. 12(b)(6), a complaint

“must plead enough facts to state a claim to relief that is plausible on its face.” Ray

vy. Spirit Airlines, Inc., 836 F.3d 1340, 1347-48 (11th Cir. 2016) (quoting Bell Atl. Corp.

Twombly, 550 U.S. 544, 570 (2007)) (internal quotation marks omitted). “A claim

has facial plausibility when the plaintiff pleads factual content that allows the court

to draw the reasonable inference that the defendant is liable for the misconduct

alleged.” Ashcroft v. Igbal, 556 U.S. 662, 678 (2009). Stated another way, the factual

allegations in the complaint must be sufficient to “raise a right to relief above the

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speculative level.” Edwards v. Prime, Inc., 602 F.3d 1276, 1291 (11th Cir. 2010). A

complaint that “succeeds in identifying facts that are suggestive enough to render

[the necessary elements of a claim] plausible” will survive a motion to dismiss. Watts

vy. Fla. Int?l Uniy., 495 F.3d 1289, 1296 (11th Cir. 2007) (quoting Twombly, 550 U.S.

at 556) (internal quotation marks omitted).

In evaluating the sufficiency of a complaint, this Court first “identiflies|

pleadings that, because they are no more than conclusions, are not entitled to the

assumption of truth.” Jgbal, 556 U.S. at 679. This Court then “assume[s] the[]

veracity” of the complaint’s “well-pleaded factual allegations” and “determine[s|

whether they plausibly give rise to an entitlement to relief.” Jd. Review of the

complaint is “a context-specific task that requires [this Court] to draw on its judicial

experience and common sense.” /d. If the pleading “contain[s] enough information

regarding the material elements of a cause of action to support recovery under some

‘viable legal theory,’” it satisfies the notice pleading standard. Am. Fed’n of Labor &

Cong. of Indus. Orgs. v. City of Miami, 637 F.3d 1178, 1186 (11th Cir. 2011) (quoting

Roe v. Aware Woman Ctr. for Choice, Inc., 253 F.3d 678, 683-84 (11th Cir. 2001)).

Ill. ANALYSIS

Plaintiff asserts claims against each Defendant, in his individual capacity, for

wrongful death under Alabama law and for constitutional violations under 42 U.S.C.

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§ 1983. (Docs. 12 at 1; 19 at 7-11.) Raising immunity defenses, Sheriff Smith moves

to dismiss the state law claim and one of two § 1983 claims asserted against him;

Deputy Twilley moves to dismiss only the state law claim. For the reasons discussed

below, Defendants’ motions are due to be GRANTED.

A. State immunity shields both Sheriff Smith and Deputy Twilley

from Plaintiffs state law claims (Counts II and IV).

Plaintiff asserts a claim against each Defendant under Alabama’s wrongful

death statute, Alabama Code § 6-5-410. As Defendants argue, they are entitled to

absolute state immunity from these claims.

The Alabama Constitution provides that “the State of Alabama shall never be

made a defendant in any court of law or equity.” Ala. Const., § 14. Alabama courts

have described this provision as “a nearly impregnable and almost invincible wall

that provides the State an unwaivable, absolute immunity from suit in any court.”

Ex parte Donaldson, 80 So. 3d 895, 897 (Ala. 2011) (cleaned up) (quoting Ex parte

Town of Lowndesboro, 950 So. 2d 1203, 1206 (Ala. 2006)). As constitutional executive

officers, Alabama “sheriffs enjoy State immunity under § 14 from actions against

them in their individual capacities for acts they performed in the line and scope of

their employment.” /d. (quoting Suitles v. Roy, 75 So. 3d 90, 94 (Ala. 2010)). And

“deputy sheriffs are immune from suit to the same extent as sheriffs.” Jd. at 898

(quoting Carr »v. City of Florence, Alabama, 916 F.2d 1521, 1526 (11th Cir. 1990)).

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Under Alabama law, acts are performed in the line and scope of employment if the

acts are “‘so closely connected with what [Defendants] are employed to do and so

fairly and reasonably incidental to it, that they may be regarded as methods, even

though quite improper ones, of carrying out the objectives of the employment.” Shrader

Emps. Mut. Cas. Co., 907 So. 2d 1026, 1034 (Ala. 2005) (emphasis in original)

(quoting Ex parte Atmore Cty. Hosp., 719 So. 2d 1190, 1194 (Ala. 1998)).

Here, Plaintiff does not explicitly allege whether Defendants’ acts were

performed in the line and scope of their employment. (But see doc. 18 J 46 (“Smith

does not train or cause others to train deputies 7 his employment....”) (emphasis

added).) Nevertheless, the relevant allegations describe acts that are plainly

incidental to Defendants’ employment. See Shrader, 907 So. 2d at 1033-34. Plaintiff

does not contest this point. Immediately after alleging Defendants’ employment

with the sheriff’s office, Plaintiff alleges that they “acted under color of state law”

at all relevant times to this action. (Doc. 18 J] 17-18, 33-34.) See Shrader, 907 So.

2d at 1034 (finding that the concepts of “color of law” and “scope of employment”

“overlap in significant measure” (emphasis omitted)). Moreover, the allegations

describe Deputy Twilley’s actions “in response to the 911 call,” and Sheriff Smith’s

actions as “the chief policymaker with respect to all deputies.” (Doc. 18 {] 16, 61.)

These allegations clearly relate to actions taken within the line and scope of

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Defendants’ employment when they performed the acts relevant to Plaintiff’s

claims. Cf Rotton v. Slay, No. 2:10-CV-22-MEF, 2010 WL 5343195, at *4 (M.D. Ala.

Dec. 22, 2010) (concluding that deputy sheriff was entitled to state immunity against

state law excessive force claim where the plaintiff did “not allege any facts under

which the Court could find that [the deputy] was acting outside the scope of his

employment”). Accordingly, Defendants are entitled to absolute state immunity

from Plaintiff's state law claims. Donaldson, 80 So. 3d at 897.

While recognizing the strength of the foregoing authority, Plaintiff argues

against the application of absolute state immunity on two grounds.

First, Plaintiff argues in good faith that the law should be changed. As a federal

district court, however, it is this Court’s role to interpret and apply Alabama law, not

to change it. See Union Planters Bank, N.A. v. New York, 436 F.3d 1305, 1306 (11th

Cir. 2006); see also Simmons Foods, Inc. v. Indus. Risk Insurers, 863 F.3d 792, 798 (8th

Cir. 2017) (“If the [Alabama] Supreme Court or legislature wants to change state

law, then they can do so—[this Court] cannot.”’).

Second, Plaintiff cites an opinion in which Magistrate Judge John England

interprets an opinion from the Supreme Court of Alabama as abolishing absolute

state immunity for sheriffs. See McKenzie v. Cleveland, No. 2:23-CV-00002-JHE,

2023 WL 3312539, at *6 (N.D. Ala. May 8, 2023) (citing Ex parte Pinkard, 373 So. 3d

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192 (Ala. 2022)). As other courts have observed, however, Pinkard discusses

immunity as applied to statutory officers, not constitutional officers. See, eg,

Reynolds v. Calhoun, 650 F. Supp. 3d 1272, 1276 (M.D. Ala. 2023) (distinguishing

Pinkard); Hight ». Smith, No. 6:21-CV-01307-LSC, 2022 WL 17178660, at *4 n.2

(N.D. Ala. Nov. 23, 2022) (concluding that “Pikard overruled a recent series of

cases that dealt with other types of state officials” but “did not purport to change

the longstanding special status of sheriffs and their deputies”). This distinction

between statutory and constitutional officers is critical to the analysis and application

of state immunity. See Ex parte Davis, 930 So. 2d 497, 500 (Ala. 2005). The Supreme

Court of Alabama has “consistently held that a claim for monetary damages made

against a constitutional officer in the officer’s individual capacity is barred by State

immunity whenever the acts that are the basis of the alleged liability were performed

within the course and scope of the officer’s employment.” Jd at 500-01.

Accordingly, Defendants are immune from Plaintiff’s state law claims. Jd.

B. Qualified immunity shields Sheriff Smith from one of Plaintiff's

§ 1983 claims (Count III).

Plaintiff asserts that Sheriff Smith, as chief policymaker and supervisor of

Deputy Twilley, violated Hambric’s constitutional rights by failing to train his

deputies in dealing with mentally ill persons, and by allegedly maintaining a custom

or policy of allowing deputies to mistreat mentally ill persons. Sheriff Smith contends

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that Plaintiff’s allegations fail to overcome qualified immunity’s protections.

Because Plaintiff fails to plead facts showing that Sheriff Smith was deliberately

indifferent to a risk that his deputies would use excessive force on mentally ill

persons, Sheriff Smith is entitled to qualified immunity.

Qualified immunity “allow[s] government officials to carry out their

discretionary duties without the fear of personal liability or harassing litigation,

protecting from suit all but the plainly incompetent or one who is knowingly violating

the federal law.” Brown v. City of Huntsville, Ala., 608 F.3d 724, 733 (11th Cir. 2010)

(quoting Lee v. Ferraro, 284 F.3d 1188, 1194 (11th Cir. 2002)). “Qualified immunity

offers complete protection for government officials sued in their individual

capacities if their conduct ‘does not violate clearly established statutory or

constitutional rights of which a reasonable person would have known.’” Jd. (quoting

Vinyard v. Wilson, 311 F.3d 1340, 1346 (11th Cir. 2002)); Matchell »v. Forsyth, 472 U.S.

511, 525 (1985) (“Unless the plaintiff’s allegations state a claim of violation of clearly

established law, a defendant pleading qualified immunity is entitled to dismissal

before the commencement of discovery.”).3

3 To receive immunity, the government official must first establish that “he was acting

within the scope of his discretionary authority when the allegedly wrongful acts occurred.” Lee,

284 F.3d at 1194 (quoting Courson v. McMillian, 939 F.2d 1479, 1487 (11th Cir. 1991)). But here,

Plaintiff concedes that Sheriff Smith was acting within the scope of his discretionary authority.

(Doc. 3 at 2.)

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To overcome a qualified immunity defense, a plaintiff must meet two

requirements. Brown, 608 F.3d at 734. First, the plaintiff’s allegations, taken as true,

must establish that the defendant violated a constitutional right. Jd. Second, the

violated right must have been “clearly established” when it was violated. Jd. ‘‘|T

two-pronged analysis may be done in whatever order is deemed most appropriate for

the case.” /d. (citing Pearson v. Callahan, 555 U.S. 223, 129 (2009)).

“Tt is well established in this Circuit that supervisory officials are not liable

under § 1983 for the unconstitutional acts of their subordinates on the basis of

respondeat superior or vicarious liability.” Cottone v. Jenne, 326 F.3d 1352, 1360

(11th Cir. 2003), abrogated on other grounds by Randall v. Scott, 610 F.3d 701, 709-10

(11th Cir. 2010) (quoting Hartley v. Parnell, 193 F.3d 1263, 1269 (11th Cir. 1999)).

“Instead, supervisory liability under § 1983 occurs ... when there is a causal

connection between the actions of a supervising official and the alleged constitutional

deprivation.” Jd. (citing Gonzalez v. Reno, 325 F.3d 1228, 1234 (11th Cir. 2003)).

“The standard by which a supervisor is held liable in [his] individual capacity for the

actions of a subordinate is extremely rigorous.” /d. (alteration in original) (quoting

Gonzalez, 325 F.3d at 1234). “[C]ulpability for a deprivation of rights is at its most

tenuous where a claim turns on a failure to train.” Connick v. Thompson, 563 U.S. 51,

61 (2011) (citing Oklahoma City v. Tuttle, 471 U.S. 808, 822-23 (1985)).

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‘“A failure to adequately train [subordinates] constitutes an actionable policy

or custom for § 1983 purposes ‘only where the failure to train amounts to deliberate

indifference to the rights of persons with whom the [subordinates] come into

contact.’” Cook ex rel. Est. of Tessier v. Sheriff of Monroe Cnty., Fla., 402 F.3d 1092,

1116 (11th Cir. 2005) (quoting Czty of Canton v. Harris, 489 U.S. 378, 388 (1989)).

To establish deliberate indifference, a plaintiff must show (1) that the defendant had

“subjective knowledge of a risk of serious harm,” and (2) that the defendant

disregarded that risk (3) “by conduct that is more than mere negligence.” Jd. at 1115

(citing Cagle v. Sutherland, 334 F.3d 980, 987 (11th Cir. 2003)). One way to meet this

standard is by showing “‘a history of widespread abuse [that] puts the responsible

supervisor on notice of the need to correct the alleged deprivation, and [that] he fails

to do so.” Cottone, 326 F.3d at 1360 (quoting Gonzalez, 325 F.3d at 1234). “The

deprivations that constitute widespread abuse sufficient to notify the supervising

official must be obvious, flagrant, rampant and of continued duration, rather than

isolated occurrences.” Keith vy. DeKalb Cnty., Ga., 749 F.3d 1034, 1048 (11th Cir.

2014) (quoting Hartley, 193 F.3d at 1269); see Connick, 563 U.S. at 62 (“A pattern of

similar constitutional violations by untrained employees is ‘ordinarily necessary’ to

demonstrate deliberate indifference for purposes of failure to train.” (citing Bd. of

Cnty. Comm’rs of Bryan Cnty., □□□ v. Brown, 520 U.S. 397, 409 (1997)).

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Plaintiff cites three instances allegedly involving the mistreatment of mentally

ill persons to attempt to establish a causal connection between Sheriff Smith’s

actions as a supervisor and Hambric’s allegedly violated right to freedom from

excessive force. Plaintiff argues that these instances put Sheriff Smith on notice of

the need to train his deputies in dealing with mentally ill persons, and that his failure

to do so caused Deputy Twilley to violate Hambric’s rights. Two of these instances

involve corrections officers allegedly depriving inmates, one of whom died, of water

and medical treatment while they suffered “acute episode[s| of mental illness.”

(Doc. 19 [J 36-37.) The third involves a deputy allegedly shooting an unarmed man

in the heart while he was on the ground “suffering an acute episode of mental

illness.” (Id. J 38.)

As a threshold issue, Sheriff Smith disputes whether these incidents could

provide notice of any constitutional violations. He argues that the incidents variously

(1) involve claims of constitutional violations that were dismissed by this Court; (2)

involve ongoing litigation without a present determination of liability; (3) involve

claims where the cause of death has not yet been determined; (4) involve claims

alleging serious misconduct—e.g., that corrections officers locked the decedent in a

freezer —that was later proved false; and (5) involve claims arising before he became

Sheriff. Therefore, he argues, these incidents cannot be used to show a pattern of

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unconstitutional violations providing him notice of a need for additional training.

This Court agrees.

Incidents not involving definite violations cannot put Sheriff Smith on notice

of a “pattern of similar constitutional violations.” Connick, 563 U.S. at 62; see Brooks

vy. Scherb, 813 F.2d 1191, 1193 (11th Cir. 1987) (finding “no evidence that city officials

were aware of past police misconduct” where the plaintiff “never demonstrated that

past complaints of police misconduct had any merit”). And absent allegations

showing that he was aware of the incident, Sheriff Smith cannot be presumed to have

subjective knowledge of the incident that occurred before he became Sheriff. See

Cook, 402 F.3d at 1115 (requiring “subjective knowledge” to establish deliberate

indifference). Even if these incidents did involve constitutional violations of which

Sheriff Smith was aware, they nevertheless fail to plausibly show that Sheriff Smith

was deliberately indifferent to a risk that his deputies would use excessive force on

mentally ill persons. Accordingly, he is entitled to qualified immunity. See zd.

The two incidents that Plaintiff cites involving corrections officers allegedly

depriving mentally ill inmates of water and medical treatment “could not have put

[Sheriff Smith] on notice that specific training was necessary to avoid this

constitutional violation” “[b]ecause those incidents are not similar to the violation

at issue here.” Connick, 563 U.S. at 63. Plaintiff alleges that Hambric died from

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excessive force, not from a deprivation of water or medical treatment. Cf zd. at 62-

63 (concluding that four prior Brady violations “could not have put [the defendant]

on notice” that training was inadequate with respect to the factually distinct Brady

violation at issue). Thus, Plaintiff’s deliberate indifference claim rests upon, at most,

a single prior incident involving similar allegations. One incident cannot satisfy

Plaintiff’ s burden to show “a history of widespread abuse [that] puts [Sheriff Smith]

on notice of the need to correct the alleged deprivation.” Cottone, 326 F.3d at 1360;

Keith 749 F.3d at 1048. “Without notice that a course of training is deficient in a

particular respect, [Sheriff Smith] can hardly be said to have deliberately chosen a

training program that will cause violations of constitutional rights.” Connick, 563

US. at 62.

Plaintiff’s pleadings fail for another reason. Assuming Sheriff Smith had, as

Plaintiff alleges, a policy of allowing deputies to mistreat mentally ill persons, the

pleadings fail to show a causal connection between such a policy and Hambric’s

injury. Belcher v. City of Foley, Ala., 30 F.3d 1390, 1397 (11th Cir. 1994) (holding that

a supervisor is immune from § 1983 liability unless his failure to train amounts to

deliberate indifference “and the failure has actually caused the injury of which the

plaintiff complains” (citing Canton, 489 U.S. at 388)). Although Plaintiff alleges that

Hambric “had a long and well-known history of mental illness,” he does not allege

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that Defendants were aware of Hambric’s mental illness. (Doc. 19 J 13.) Nor does

Plaintiff allege any facts showing that Hambric was displaying signs of mental illness

when he was shot. Instead, Plaintiff alleges that Hambric was visibly unarmed, made

no attempts to approach Deputy Twilley, and was shot in the back when he turned

away. These allegations fail to establish that training in dealing with mentally ill

persons would have or could have prevented Hambric’s injury. Cf Cook, 402 F.3d

at 1117 (“‘[E]ven if [the plaintiff] had established the Sheriff’s deliberate indifference

toward suicidal inmates in general—and, on this record, precious little evidence

points to such a conclusion—this would not suffice to demonstrate the foreseeability

of [the decedent’s] suicide and to hold the Sheriff liable under 1983.”).

Accordingly, Plaintiff fails to establish the causal connection required to show a

violation. Belcher, 30 F.3d at 1397.

Even if Plaintiff had sufficiently alleged a constitutional violation by Sheriff

Smith, he makes no attempt to show that Sheriff Smith’s alleged obligation to train

his deputies in dealing with mentally ill persons was or is “clearly established.”

Brown, 608 F.3d at 734. Instead, Plaintiff appears to suggest that this case fits into

that “‘narrow range of circumstances” where “the unconstitutional consequences of

failing to train [are] so patently obvious that a [supervisor] could be liable under

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§ 1983 without proof of a pre-existing pattern of violations.” Connick, 563 U.S. at

63-64. This Court disagrees.

In Canton, the Unites States Supreme Court left open the possibility that the

consequences of failing to train could be so obvious that the failure to train could

itself establish deliberate indifference. 489 U.S. at 390 n.10. The Court provided the

example of a city arming its police officers with firearms and tasking them with

arresting fleeing felons yet failing to train the officers on the constitutional use of

deadly force. Jd. Later, the Court distinguished the example in Canton from

situations in which a subordinate is generally familiar with the applicable rules, but

the plaintiff argues that more nuanced training is required. See Connick, 563 U.S. at

67 (prosecutors were familiar with Brady rules generally, but “were not trained about

particular Brady evidence or the specific scenario related to the violation in [the

plaintiff’s] case”). Here, Plaintiff argues that Sheriff Smith must train his deputies

in applying the general principles of the constitutional use of force specifically to

mentally ill persons. “That sort of nuance simply cannot support an inference of

deliberate indifference here.” Jd.

Because Plaintiff’s allegations fail to show that Sheriff Smith violated clearly

established law, he is entitled to qualified immunity. Mitchell, 472 U.S. at 525.

IV. CONCLUSION

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For the reasons discussed above, Sheriff Smith’s motion to dismiss is due to

be GRANTED and Deputy Twilley’s motion to dismiss is due to be GRANTED.

The Court will enter an Order consistent with this Memorandum of Opinion.

DONE AnD ORDERED ON JANUARY 25, 2024.

L. SCOTT Ce

UNITED STATES DIS¥RICT JUDGE

215647

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