Title VII covers claims based on sex, including sexual orientation or gender identity
How later courts described this case
- Title VII covers claims based on sex, including sexual orientation or gender identity
- at the motion-to-dismiss stage, “the complaint is construed in the light most favorable to the plaintiff, and all facts alleged by the plaintiff are accepted as true”
- “[W]e have held that a plaintiff’s judicial complaint is limited by the scope of the EEOC investigation which can reasonably be expected to grow out of the charge of discrimination.”
- “The purpose of the filing requirement is to insure that the settlement of grievances be first attempted through the office of the EEOC.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ALABAMA
EASTERN DIVISION
JEREMIAH BARKER,
Plaintiff,
v. Case No. 1:23-cv-625-CLM
FABARC STEEL SUPPLY INC.,
et al.,
Defendants.
MEMORANDUM OPINION
Jeremiah Barker sues his former employer, Fabarc Steel Supply
Inc. (“Fabarc”), and four of his co-workers: Randall McFadden, James
Bishop Jon Harrison and Robert Lakey (collectively, “Defendants”).
Barker pleads six claims. (Doc. 2). Defendants move to dismiss all
six claims under Federal Rule of Civil Procedure (“Rule”) 12(b)(6). (Doc.
8). For the reasons stated within, the court will GRANT IN PART and
DENY IN PART Defendants’ motion, (doc. 8). The court will GRANT
Defendants’ Motion to Dismiss Barker’s Title VII claims against
McFadden, Bishop, Harrison, and Lakey; Barker’s Title VII claim for
sexual harassment against Fabarc; Barker’s Title VII race discrimination
claim against Fabarc; Barker’s § 1981 race discrimination claim against
Fabarc, McFadden, Bishop, Harrison, and Lakey; Barker’s state-law
claim for assault and battery against Lakey and Fabarc; and Barker’s
state-law claim for failure to train and supervise against Fabarc. The
court will DENY Defendants’ Motion to Dismiss Barker’s Title VII claim
for retaliation against Fabarc; and Barker’s state-law claim for assault
and battery against McFadden, Bishop, Harrison.
BACKGROUND
The court takes these facts from Barker’s amended complaint and
assumes all alleged facts are true. FED. R. CIV. P. 12(b)(6); see, e.g., Hishon
v. King & Spalding, 467 U.S. 69, 73 (1984) (at the motion-to-dismiss stage,
“the complaint is construed in the light most favorable to the plaintiff, and
all facts alleged by the plaintiff are accepted as true”).
Fabarc is a fabrication facility located in Oxford, Alabama. Barker
started working for Fabarc as a Fitter, making and repairing steel parts
used in construction, on April 5, 2015. (See Doc. 2 at ¶ 17). Barker, who is
male, alleges that “[t]hroughout the court of his employment, Barker was
sexually harassed, physically abused and battered in his private area
(testicles) on a daily basis by his coworkers.” (Doc. 2 at ¶ 18). For example,
Barker claims:
(1) On May 17, 2021, McFadden, a co-employee at Fabarc,
touched Barker’s groin and testicles in a sexual way
without Barker’s consent. McFadden then hit Barker
three times, which caused contusions and other injuries to
the testicular area of Barker’s body for which he had to
later seek treatment at Regional Medical Center in
Anniston, Alabama. (See Doc. 2 at ¶¶ 19-20).
(2) On May 13, 2022, Harrison, a co-employee at Fabarc,
touched Barker in his groin and testicles with a hammer
without Barker’s consent. (Doc. 2 at ¶ 21).
(3) On June 8, 2022, Bishop, a co-employee at Fabarc, pushed
Barker’s head into a locker, which resulted in Barker
sustaining a risen/knot on his head. (Doc. 2 at ¶ 22).
On June 8, 2021, Barker’s supervisor, Lackey, the owners of Fabarc,
and other management personnel met with Barker about his allegations
of physical abuse and sexual harassment at the hands of McFadden,
Bishop, and Harrison. (See Doc. 2 at ¶ 24). Barker told those in attendance
that he met with an attorney and wanted to help with filing an Equal
Employment Opportunity Commission (“EEOC”) complaint related to
discriminatory and disparaging treatment.
Rather than discipline or terminate Barker’s co-workers, Lackey
and Fabarc’s owners and managers “threatened and intimidated Barker.”
(See Doc. 2 at ¶¶ 23-24). Then, on June 14, 2022, Barker was “discharged
by Fabarc for threatening to file a lawsuit” regarding the sexual
harassment and physical abuse at Barker’s former place of employment.
(See Doc. 2 at ¶ 25).
Barker filed a Charge of Discrimination against Fabarc 11 days
later, (doc. 2 at ¶ 12 (citing doc. 1-2)), and the EEOC issued a Notice of
Right to Sue on March 14, 2023, (doc. 2 at ¶ 14 (citing doc. 1-3)).
STANDARD OF REVIEW
A pleading must contain a “short and plain statement of the claim
showing that the pleader is entitled to relief.” FED. R. CIV. P. 8(a)(2). Rule
8 does not require “detailed factual allegations,” but does demand more
than “an unadorned, ‘the-defendant-unlawfully-harmed-me’ accusation.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 555 (2007)). Mere “labels and conclusions” or “a
formulaic recitation of the elements of a cause of action” are insufficient.
Id.
Rule 12(b)(6) permits dismissal when a complaint fails to state a
claim upon which relief can be granted. FED. R. CIV. P. 12(b)(6). “To
survive a motion to dismiss, a complaint must contain sufficient factual
matter, accepted as true, to state a claim to relief that is plausible on its
face.” Iqbal, 556 U.S. at 678. A complaint states a facially plausible claim
for relief when the plaintiff pleads facts that permit a reasonable inference
that the defendant is liable for the misconduct alleged. Id.
DISCUSSION
In his Amended Complaint, Barker alleges six causes of action
against Defendants, including Title VII sexual harassment, retaliation,
and race discrimination; § 1981 race discrimination; assault and battery
under Alabama state law; and negligent and wanton failure to train and
supervise under Alabama state law. (Doc. 2). Defendants move to dismiss
all claims for failure to state a claim upon which relief can be granted
under Rule 12(b)(6). (See Doc. 8).
A. Barker’s Title VII Claims
The court starts with the three claims pleaded under Title VII of the
Civil Rights Act of 1964. But before it does, the court notes that Title VII
does not provide individual liability, distinct from employer liability. See
Dearth v. Collins, 441 F.3d 931, 933 (11th Cir. 2006) (“[R]elief under Title
VII is available against only the employer and not against individual
employees whose actions would constitute a violation of the Act,
regardless of whether the employer is a public company or private
company.”). So to the extent that Barker tries to plead Title VII claims
against individual Defendants, the court dismisses those claims. See, e.g.,
(Doc. 2 at ¶ 36) (pleading Count II against “Defendants Fabarc,
McFadden, Bishop and Harrison”). As a result, the court limits its
analysis to Barker’s claims against his employer, Fabarc.
a. Sexual Harassment (Count II)1
In Count II, “Barker avers that the co-employee Defendants
‘touched Barker, without consent,’ in his groin and testicles on a regular
basis at Fabarc [and specifically] ‘on May 17, 2021, May 13, 2022 and June
8, 2022.’” (Doc. 2 at ¶ 33). Barker further claims that his “supervisor,
Defendant Lakey was informed of this discriminatory conduct by the co-
employee Defendants but did nothing to discipline or terminate the co-
employee Defendants.” (Doc. 2 at ¶ 34). He adds: “Defendant Fabarc
condoned, ratified and consented to Defendant McFadden, Bishop and
Harrison’s sexual harassment of Barker while he was employed at
Fabarc.” (Doc. 2 at ¶ 35).
Sexual harassment violates Title VII “when the workplace is
permeated with ‘discriminatory intimidation, ridicule, and insult,’ that is
‘sufficiently severe or pervasive to alter the conditions of the victim’s
employment and create an abusive working environment.’” Harris v.
1 Barker pleads this claim as “Count I” (doc. 2 at 7), even though it comes after a Count
I and is followed by a Count III. So the court calls this claim Count II.
Forklift Sys., Inc., 510 U.S. 17, 21 (1993) (quoting Meritor Sav. Bank, FSB
v. Vinson, 477 U.S. 57, 65, 67 (1986)). In order to establish that he was
sexually harassed, Barker must ultimately prove:
(1) that … he or she belongs to a protected group; (2) that [he] has
been subjected to unwelcome sexual harassment, such as sexual
advances, requests for sexual favors, and other conduct of a sexual
nature; (3) that the harassment [was] based on [his] sex . . .; (4) that
the harassment was sufficiently severe or pervasive to alter the
terms and conditions of employment and create a discriminatorily
abusive working environment; and (5) a basis for holding the
employer liable.
Mendoza v. Borden, Inc., 195 F.3d 1238, 1245 (11th Cir. 1999) (en banc).
“Importantly, to prevail on a sexual harassment claim, a plaintiff must
‘prove that the conduct at issue was not merely tinged with offensive
sexual connotations, but actually constituted ‘discriminat[ion] . . . because
of . . . sex.’ Oncale v. Sundower Offshore Servs., Inc., 523 U.S. 75, 80 (1998)
(quoting 42 U.S.C. § 2002-2(a)(1)).
Barker fails to meet the third criterion—i.e., Barker’s co-workers
harassed him because of his sex or sexual identity. See Bostock v. Clayton
Co., Georgia, 590 U.S. ___, 140 S.Ct. 1731 (2020) (Title VII covers claims
based on sex, including sexual orientation or gender identity). The essence
of a disparate treatment claim under Title VII is that an employee or
applicant is intentionally singled out for adverse treatment based on his
sex. Furnco Constr. Corp. v. Waters, 438 U.S. 567, 577 (1978); United
States v. Int’l Brotherhood of Teamsters, 431 U.S. 324, 335 n.15 (1977); Lee
v. Conecuh County Board of Educ., 634 F.2d 959, 961-62 & n.3 (5th Cir.
1981). That means Barker must ultimately prove that but for the fact of
his sex, he would not have been harassed. See Bundy v. Jackson, 641 F.2d
934, 943-46 (D.C. Cir. 1981), (citing Phillips v. Martin Marietta Corp., 400
U.S. 542 (1971); 29 C.F.R. § 1604.4(a) (1979)).
While Barker alleges that his co-workers touched his genitals, he
does not plead that they did so because Barker was a man. Nor does
Barker plead his sexual orientation or that the harassment had anything
to do with sexual orientation. Rather, in Counts V-VI, Barker pleads that
the individual defendants harassed him because of his race (American
Indian and Alaskan Native), see (doc. 2, ¶¶ 53-69).
Because Barker fails to plead any facts that would show the
Defendants acted because of sex, the court must dismiss Count II.
b. Retaliation (Count III)
Count III alleges that Fabarc retaliated against Barker because
Barker told management that he wanted to discuss the harassment he
was suffering with the EEOC. Barker alleges that on June 8, 2021, he
“informed Lakey, the owners of Fabarc and other management at Fabarc
that he was going to seek assistance with EEOC regarding his
discriminatory treatment at Fabarc.” (Doc. 2 at ¶ 26). Barker adds that
on June 14, 2022, he “was discharged by Fabarc for threatening to file a
lawsuit against Fabarc regarding the sexual harassment and physical
abuse at Fabarc.” (Doc. 2 at ¶ 27).
To succeed on a retaliation claim against Fabarc, Barker must prove
that “(1) he engaged in statutorily protected activity; (2) he suffered an
adverse employment action; and (3) a causal link exists between the
protected activity and the adverse employment action.” Brown v. Ala.
Dep’t of Transp., 597 F.3d 1160, 1181 (11th Cir. 2010). “By the terms of
the statute . . . not every act by an employee in opposition to . . .
discrimination is protected. The opposition must be directed at an
unlawful employment practice of an employer, not an act of discrimination
by a private individual.” Little v. United Techs, Carrier Transicold Div.,
103 F.3d 956, 959 (11th Cir. 1997) (quoting Silver v. KCA, Inc., 586 F.2d
138, 141 (9th Cir. 1978)). A plaintiff can establish a prima facie case of
retaliation under the opposition clause of Title VII if he shows that he had
a good faith, reasonable belief that the employer was engaged in unlawful
employment practices. See Rollins v. State of Fla. Dept. of Law
Enforcement, 868 F.2d 397, 400 (11th Cir. 1989).
Barker’s complaint sufficiently claims retaliation at the hands of
Fabarc. A plaintiff need not prove the underlying discriminatory conduct
that he opposed was actually unlawful to establish a prima facie case and
overcome a 12(b)(6) motion; such a requirement “[w]ould not only chill the
legitimate assertion of employee rights under Title VII but would tend to
force employees to file formal charges rather than seek conciliation of
informal adjustment of grievances.” See Little, 103 F.3d at 960 (quoting
Sias v. City Demonstration Agency, 588 F.2d 692, 695 (9th Cir. 1978)).
Reading the complaint in a light most favorable to Barker (as we must),
Barker told his employers about persistent harassment that created a
hostile work environment and Barker’s desire to talk to the EEOC about
stopping it. Fabarc then fired Barker before he could file a complaint. The
court finds that these facts, if proved, could establish retaliation. So the
court will deny Fabarc’s motion to dismiss Count III.
c. Race Discrimination (Count V)
As mentioned, Count V alleges that the Defendants harassed
Barker “based on his race, American Indian and/or Alaskan Native.” (Doc.
2 at ¶ 60). The court dismisses this claim for three reasons.
1. Abandonment: As detailed below, Fabarc moved to dismiss this
count for failure to exhaust and insufficient pleaded. Barker said nothing
in response. See (Doc. 14). So Barker has abandoned Count V.
2. Exhaustion: Barker likely abandoned his race-based claims
because failed to exhaust them with the EEOC. Before filing a Title VII
action, a plaintiff first must file a charge of discrimination with the EEOC.
See Sanchez v. Standard Brands, Inc., 431 F.2d 455, 460 (5th Cir. 1970).
The purpose of this exhaustion requirement “is that the [EEOC] should
have the first opportunity to investigate the alleged discriminatory
practices to permit it to perform its role in obtaining voluntary compliance
and promoting conciliation efforts.” Evans v. U.S. Pipe & Foundry Co., 696
F.2d 925, 929 (11th Cir. 1983); see also Wu v. Thomas, 863 F.2d 1543, 1548
(11th Cir. 1989) (“The purpose of the filing requirement is to insure that
the settlement of grievances be first attempted through the office of the
EEOC.”) (internal quotation and citation omitted). The Eleventh Circuit
further has noted that judicial claims are allowed if they “amplify, clarify,
or more clearly focus” the allegations in the EEOC complaint, but has
cautioned that allegations of new acts of discrimination are inappropriate.
Wu, 863 F.2d at 1547 (citation omitted).
Neither Barker’s original EEOC Charge nor the Amended EEOC
Charge mention race discrimination; they instead only allege sex
harassment and retaliation. (Doc. 1-1; Doc. 1-2). Having reviewed the
relevant EEOC documents, the court finds that Barker’s race-based claim
was neither in, nor grew out of, his EEOC complaints. See Simon v. Ricoh
Electronics, Inc., 2010 WL 11506727, *2 (N.D. Ga. May 3, 2010) (“Because
Plaintiff’s EEOC charge does not reference discrimination on the basis of
race and clearly excluded it as a basis when he did not check the box
indicating that his charge was based on race discrimination, the Court
cannot conclude that the EEOC’s investigation of Plaintiff’s charge would
have reasonably included race discrimination claims.”); see also Saenz v.
Wilkie, 2019 WL 3997077, *5 (N.D. Ala. August 23, 2019) (“[B]ecause
Saenz’s EEOC complaint did not allege ‘national origin’ as a basis for
discrimination, this claim is not ‘within the scope of the EEOC
investigation which can reasonably be expected to grow out of the initial
charges of discrimination.’”) (citation omitted); Gregory v. Ga. Dep’t of
Hum. Res., 355 F.3d 1277, 1280 (11th Cir. 2004) (“[W]e have held that a
plaintiff’s judicial complaint is limited by the scope of the EEOC
investigation which can reasonably be expected to grow out of the charge
of discrimination.”) (quotation marks omitted).
Barker filed his EEOC charges on June 23, 2022, shortly after he
was terminated. At the time, Barker “believe[d]” that he was retaliated
against and ultimately terminated because of his sex. Race was not
mentioned, so there is no indication that the EEOC considered it. Thus,
Barker failed to exhaust his race-based Title VII claim.
3. Merits: That said, courts are “extremely reluctant to allow
procedural technicalities to bar claims brought under [Title VII].”
Sanchez, 431 F.2d at 460–61. So in an abundance of caution, the court
reviews the sufficiency of Barker’s pleading of Count V, which the court
cuts-and-pastes below:
$7. Defendants McFadden, Bishop and Harrison made racially
derogatory statements about native Indians.
58. Defendants McFadden, Bishop and Harrison referred to Plaintiff as a
“mutt” in the break room and at times during Plaintiff working at Fabarc.
59. Defendant Fabarc terminated Plaintiff without cause on June 14,
2022.
60. Defendant Fabarc discriminated against Plaintiff based on his race,
American Indian and/or Alaskan Native.
(Doe. 2, 9/57-60)
The court finds that Barker fails to plead enough facts to state a
viable claim of direct or vicarious liability. While a juror could find that
Defendants McFadden, Bishop, and Harrison racially harassed Barker by
calling him a “mutt,” Barker fails to plead any facts that connect these
comments to management’s decision to fire Barker. In fact, Barker fails
to plead any facts that show the decision makers knew about the co-
workers statements or that Barker was American Indian or Alaskan
Native (rather than white).
Rather, Barker pleads that he told the owners and managers that
he was physical abused and sexually harassed—without mentioning race.
See (doc. 2, § 24). Barker then pleads that Fabarc fired him “for
threatening to file a lawsuit against Fabarc regarding the sexual
harassment and physical abuse at Fabarc”—not because of his race. Id. □
25. And as mentioned, Barker told the EEOC that Fabarc fired him for
his “participation in a protected activity” (doc. 1-2), and did not tell the
EEOC his race. Because Barker pleads no facts that put race in the minds
of the decision makers, Barker fails to plead a viable claim in Count V.
B. Barker’s 42 U.S.C. § 1981 Claim (Count VI)
For Count VI, Barker cuts-and-pastes Count V and changes the title
to “42 U.S.C 1981, Race Discrimination.” (Doc. 2 ¶¶ 61-69). The Eleventh
Circuit has held that claims for race discrimination cognizable under both
Title VII and Section 1981 “‘have the same requirements of proof and use
the same analytical framework.’” Blue v. Dunn Const. Co., Inc., 2011 WL
5903535, at *1 (11th Cir. 2011) (quoting Standard v. A.B.E.L. Servs., Inc.,
161 F.3d 1318, 1330 (11th Cir. 1998)). In making such an observation, the
Eleventh Circuit has stated that the court may “‘explicitly address the
Title VII claim with the understanding that the analysis applies to the §
1981 claim as well.’” Keith v. MGA, Inc., 211 F. App’x 824, 827 (11th Cir.
2006) (per curiam) (quoting Standard, 161 F.3d at 1330).
Because the pleaded facts and legal frameworks are identical, the
court adopts it discussion in Section A(c). As a result, the court will deny
Count VI because (a) Barker abandoned the claim, (b) Barker failed to
exhaust the claim, and (c) Barker fails to plead sufficient facts to support
the claim.
C. Barker’s State Law Claims
Barker’s last two claims arise under state law. Because the court
finds that Barker has sufficiently pleaded at least one federal claim, the
court has supplemental jurisdiction over these claims.
a. Assault and Battery (Count I)
Barker alleges that individual Defendants McFadden, Bishop, and
Harrison “assaulted and battered Baker” on three distinct dates and that
Fabarc condoned the assaults, see (Doc. 2, ¶¶ 29-30). Barker seeks
compensatory and punitive damages for his resulting injuries.
The law provides different standards for the individual Defendants
and their employer Fabarc, so the court reviews them separately below.
i. Claims against Individual Defendants
“The plaintiff in an action alleging assault and battery must prove
‘(1) that the defendant touched the plaintiff; (2) that the defendant
intended to touch the plaintiff; and (3) that the touching was conducted in
a harmful or offensive manner.’” Harper v. Winston Cty., 892 So. 2d 346,
353 (Ala. 2004) (quoting Ex parte Atmore Cmty. Hosp., 719 So. 2d 1190,
1193 (Ala. 1998)).
Barker does not allege that Defendant Lackey touched him, so
Barker has no claim against Lackey in Count I.
Barker sufficiently pleads a claim against the remaining individual
Defendants: McFadden, Harrison, and Bishop. Barker pleads that, on
separate occasions, each of these Defendants touched him intentionally in
a harmful or offensive manner: McFadden with his hands (multiple
times), (see doc. 2 at ¶ 19); Harrison with a hammer, (see doc. 2 at ¶ 21);
and Bishop with his hands, (see doc. 2 at ¶ 22). See Watts v. Fla. Int’l Univ.,
495 F.3d 1289, 1296 (11th Cir. 2008) (quoting Twombly, 127 S. Ct. at 1965)
(A claim is sufficiently pleaded for purposes of Rule 12(b)(6) if “the
complaint succeeds in ‘identifying facts that are suggestive enough to
render [the element] plausible.’”). So Barker may proceed on Count I
against these Defendants.
ii. Respondeat Superior Claim against Fabarc for
Individual Defendants’ alleged assault and
battery
1. Sufficient Pleading: An employer may be held vicariously liable
for the intentional tort of its employee or agent if the plaintiff produces
sufficient evidence showing “‘that [1] the agent’s wrongful acts were in the
line and scope of his employment; or [2] that the acts were in furtherance
of the business of [the employer]; or [3] that [the employer] participated
in, authorized, or ratified the wrongful acts.’” Potts v. BE & K Constr. Co.,
604 So. 2d 398, 400 (Ala. 1992) (quoting Joyner v. AAA Cooper Transp.,
477 So. 2d 364, 365 (Ala. 1985)).
Barker pleads his claim against Fabarc under the third option:
Fabarc “participated in, authorized, or ratified the wrongful acts.” Id.
Barker claims that he met with the owners of Fabarc, his supervisor,
Lakey, and other management personnel “regarding the physical abuse
and sexual harassment of McFadden, Bishop, and Harrison, (doc. 2 at ¶
24), but leadership at Fabarc “did not discipline or terminate Defendants
McFadden, Bishop[,] and Harrison,” (doc. 2 at ¶ 23). The formulation of
the pleading specificity standard is that “stating such a claim requires a
complaint with enough factual matter (taken as true) to suggest” the
required element. Twombly, 550 U.S. at 556. The standard is one of
“plausible grounds to infer.” Id. The rule “does not impose a probability
requirement at the pleading stage,” but instead “simply calls for enough
fact to raise a reasonable expectation that discovery will reveal evidence
of” the necessary element. Id. Therefore, at the motion-to-dismiss stage,
Barker has alleged enough facts to bring a respondeat superior claim
against Fabarc because “the pleadings are construed broadly,” e.g., Levine
v. World Fin. Network Nat’l Bank, 437 F.3d 1118, 1120 (11th Cir. 2006),
and the allegations in the complaint are viewed in the light most favorable
to the plaintiff, e.g., Hawthorne v. Mac Adjustment, Inc., 140 F.3d 1367,
1370 (11th Cir. 1998).
2. State-law bar: Defendants argue that “even if the alleged actions
of Defendants McFadden, Harrison, and Bishop had been within the line
and scope of their employment, the attempt to assert an assault[-]and[-]
battery claim against Fab[a]rc would be barred by the worker’s
compensation exclusivity provision found at § 25-5-53 (Ala. Code 1975)”
because Barker “alleges the assault and battery committed by each
individual resulted in a physical injury.” (Doc. 9 at 18 (citing doc. 2 at ¶¶
18, 19, 20, 22; Austin v. Ryan’s Fam. Steakhouse, 668 So.2d 806, 808 (Ala.
Civ. App. 1995); Thompson v. Anserall, Inc., 522 So.2d 284, 287 (Ala. Civ.
App. 1988)). The court agrees.
Section 25-5-53 says, in relevant part:
Except as provided in this chapter, no employer shall be held
civilly liable for personal injury to or death of the employer’s
employee, for purposes of this chapter, whose injury or death
is due to an accident or to an occupational disease while
engaged in the service or business of the employer, the cause
of which accident or occupational disease originates in the
employment.
Simply put, an employer is not liable for injuries that result from on-the-
job “accident[s].” As Alabama’s Court of Civil Appeals has explained:
An injury resulting from a willful and criminal assault upon
the employee by a fellow employee may be considered an
accident compensable under the workmen’s compensation
statutes. However, the fact that the assault occurred on the
employer’s premises during work hours does not
conclusively establish that the assault arose out of and in the
course of the employment. That determination is to be drawn
from the circumstances of the individual case.
An assault which is based solely upon personal ill will,
hatred, or anger does not arise out of and in the course of the
employment. If the rational mind could determine that the
proximate cause of the injury was set in motion by the
employment, then the assault arose out of and in the course
of the employment.
Thompson v. Anserall, Inc., 522 So.2d at 287.
In Count I, Barker alleges that “Defendants McFadden, Bishop, and
Harrison assaulted and battered Barker while he was working at
Fabarc.” (Doc. 2, ¶ 29). And Barker’s statement of facts indicate that all
three incidents happened at Fabarc, see (doc. 2, ¶¶ 19, 21, 22).
Assuming these facts are true, as we must, Barker has pleaded
himself into the scope of the exclusivity provision. Fabarc noted this in its
brief in support, see (doc. 9 at 18-19), and Barker failed to respond in his
brief in opposition, see (doc. 14). So the court must dismiss Count I as
pleaded against Fabarc.
b. Failure to Train and Supervise (Count IV)
Finally, Bishop alleges that Fabarc knew or should have known
about McFadden, Bishop, and Harrison’s harassment and assaults and
did nothing about it. As a result, Fabarc is liable under the state-law
theory of negligent or wanton failure to supervise.
1. Sufficient Pleading: To make an employer liable for failure to
train or supervise, an employee must show (1) the employer hired,
trained, or supervised an employee with an incompetency; (2) the
employer knew of the incompetency or would have learned of it by
exercising due care; and (3) the employee caused the plaintiff harm
through the incompetency. See Jones Express, Inc. v. Jackson, 86 So. 3d
298, 305 (Ala. 2010). Implicit in the tort of negligent hiring, retention,
training, and supervision is the concept that, as a result of the employee’s
incompetence, the employee committed some sort of act, wrongdoing, or
tort that caused the plaintiff's injury. Humana Med. Corp. of Alabama v.
Traffanstedt, 597 So.2d 667, 669 (Ala.1992) (holding that it was
“inherently inconsistent from a proximate cause standpoint” for a jury to
hold that a physician was not negligent in performing surgery but to also
hold the hospital liable based on its “independent negligence” in failing
to supervise and monitor that physician).
Fabarc argues that Barker cannot prove knowledge or cause
because no incidents occurred after Fabarc found out about the assaults.
But the amended complaint does not attribute a date to the first time
Barker told his supervisor and HR about the harassment and abuse:
23. Although Barker informed Lakey, Barker's supervisor at Fabare, the
owners of Fabare and human resources about the co-employees sexually
harassing him and physically abusing him during his employment at
Fabarc, Defendant Lakey and Defendant Fabarc did not discipline or
terminate Defendants McFadden, Bishop and Harrison for their sexual
harassment and battery of Barker during their employment at Fabare.
24. Atall times material hereto, Defendants Lakey, McFadden, Bishop,
and Harrison were employees of the Defendant City of Foley.
25. Defendant Fabarc, at all times relevant to this Complaint, approved,
ratified and consented to Defendants sexual harassment and physical abuse
and battering Barker’s groin and testicles.
(Doc. 2). Reading these facts in a light most favorable to Barker, Fabarc
knew about the assaults and harassment as they were happening, yet did
nothing. If Barker can prove these facts, he could prove his claim.
2. State-law bar: That said, Fabarc again notes that, if Barker can
prove that all these actions occurred while Barker was on the job, his
claim “is barred by the worker’s compensation exclusivity provision found
at § 25-5-53 (Ala. Code 1975).” And again, Barker fails to respond.
Fabarc is correct, if Barker does prove that his co-workers assaulted
him on the job; Fabarc knew about it; and Fabarc failed to stop future on-
the-job occurrences, then Barker will have suffered his injury “due to an
accident or to an occupational disease while engaged in the service or
business of the employer[.]” Ala. Code § 25-5-53. So Barker’s claim against
his employer is precluded by the exclusivity provisions of the Workers’
Compensation Act.
15
CONCLUSION
For these reasons, the court will GRANT IN PART and DENY IN
PART Defendants’ Motion to Dismiss, (doc. 8). The court rules as follows
on each claim:
e Count I: The court dismisses the claim against Fabare but
Barker may proceed against McFadden, Bishop, and Harrison;
e Count II: The court dismisses the claim against all defendants;
e Count III: Barker may proceed against Fabarc;
e Count IV: The court dismisses the claim against all defendants;
e Count V: The court dismisses the claim against all defendants;
e Count VI: The court dismisses the claim against all defendants.
The court will enter a separate order that carries out this ruling and
DISMISSES WITH PREJUDICE Barker’s Title VII claims against
McFadden, Bishop, Harrison, and Lakey; Barker’s Title VII claim for
sexual harassment against Fabarc; Barker’s Title VII race discrimination
claim against Fabarc; Barker’s § 1981 race discrimination claim against
Fabarc, McFadden, Bishop, Harrison, and Lakey; Barker’s state-law
claim for assault and battery against Lakey and Fabarc; and Barker’s
state-law claim for failure to train and supervise against Fabarc. The
court will also dismiss Robert Lakey as a defendant because the court has
dismissed all claims against him.
As for the claims that persist (Counts I and III), the parties MUST
CONFER under Rule 26(f) of the Federal Rules of Civil Procedure and
Appendix III of the court’s Initial Order Governing All Further
Proceedings, (doc. 17), except that the required proposed scheduling order
must be filed by January 26, 2024.
DONE and ORDERED on January 3, 2024
COREY L MAZE 7
UNITED STATES DISTRICT JUDGE
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