“[B]oth Title VII and the ADA require that suits be brought only against employer- entities, not persons in their individual capacities.”
How later courts described this case
- “[B]oth Title VII and the ADA require that suits be brought only against employer- entities, not persons in their individual capacities.”
- “Leave to amend would be futile if an amended complaint would still fail at the motion- to-dismiss or summary-judgment stage.”
- “[T]he ADEA limits civil liability to the employer.”
- noting that “individual liability is precluded for violations of the ADA’s employment discrimination provision”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
SOUTHERN DIVISION
K’RIBBE GABRIEL PERRYMAN, }
}
Plaintiff, }
}
v. } Case No.: 2:23-cv-00327-RDP
}
PREMIER CAJUN KING, LLC, et al., }
}
Defendants. }
MEMORANDUM OPINION
This case is before the court on Plaintiff’s Motion for Leave to Proceed In Forma Pauperis
and Appoint Counsel (Doc. # 2), the Suggestion of Bankruptcy filed as to Defendant Premier Cajun
King, LLC (Doc. # 4), and the court’s sua sponte review of Plaintiff’s Complaint. (Doc. # 1). For
the reasons discussed below, Plaintiff’s Motion (Doc. # 2) is due to be denied without prejudice,
and this action is due to be dismissed without prejudice.
I. Background
Plaintiff, who is proceeding pro se, brings employment discrimination claims against
Defendants Premier Cajun King, LLC (“Premier”), Popeye’s Louisiana Kitchen (“Popeye’s”), and
Mike Alwine. (Doc. # 1). Plaintiff alleges violations of Title VII, the Age Discrimination in
Employment Act of 1967 (“ADEA”), and the Americans with Disabilities Act of 1990 (“ADA”).
(Id. at 3-4).
Plaintiff’s claims arise out of his prior employment as General Manager of a Popeye’s
Louisiana Kitchen restaurant in Birmingham, Alabama. (Id. at 8). He alleges that he experienced
mistreatment because of his “race, age, disability, and identity as LGBTQ.” (Id.). He claims that
he reported the alleged mistreatment to two Premier supervisors, but instead of addressing his
concerns, Premier terminated his employment without cause. (Id.). Defendant Alwine was
Plaintiff’s supervisor when he worked at the restaurant and was the person who terminated
Plaintiff’s employment. (Id.).
Although it appears from the Complaint that Premier was likely a franchisee of Popeye’s,
Plaintiff does not allege facts that explain the relationship between Premier and Popeye’s other
than stating that “Burger King owns Popeye’s and Premier Kings, Inc., does business as Burger
King.” (Id.).
On March 16, 2023, Premier filed a Suggestion of Bankruptcy, advising that Premier filed
a voluntary bankruptcy petition under Chapter 11 in the U.S. Bankruptcy Court for the Northern
District of Alabama, Case No. 23-00656-DSC-11. (Doc. # 4).
II. Legal Standard
Title 28 U.S.C. § 1915(e)(2) requires a federal court to dismiss an action filed by a plaintiff
proceeding in forma pauperis if it: (1) is frivolous or malicious, (2) fails to state a claim upon
which relief may be granted, or (3) seeks monetary damages from a defendant who is immune
from such relief. The purpose of section 1915(e)(2) is “to discourage the filing of, and waste of
judicial and private resources upon, baseless lawsuits that paying litigants generally do not initiate
because of the costs of bringing suit and because of the threat of sanctions for bringing vexatious
suits under Federal Rule of Civil Procedure 11.” Neitzke v. Williams, 490 U.S. 319, 324 (1989). A
dismissal pursuant to section 1915(e)(2) may be issued sua sponte by the court prior to the issuance
of process so as to spare prospective defendants the inconvenience and expense of answering
frivolous complaints. Id.
Dismissal under § 1915(e)(2)(B)(ii) for failure to state a claim upon which relief may be
granted is governed by the same standard as dismissal under Rule 12(b)(6) of the Federal Rules of
Civil Procedure. Mitchell v. Farcass, 112 F.3d 1483, 1490 (11th Cir. 1997). To state a claim for
relief, a pleading must contain: “(1) a short and plain statement of the grounds for the court’s
jurisdiction ... (2) a short and plain statement of the claim showing that the pleader is entitled to
relief; and (3) a demand for the relief sought.” Fed. R. Civ. P. 8(a). As such, “a complaint must
contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its
face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S.
544, 570 (2007)). “[T]o state a plausible claim for relief, the plaintiff[ ] must plead ‘factual content
that allows the court to draw the reasonable inference that the defendant is liable for the misconduct
alleged.’” Sinaltrainal v. Coca-Cola Co., 578 F.3d 1252, 1268 (11th Cir. 2009) (quoting Iqbal,
556 U.S. at 678).
The court recognizes that Plaintiff is appearing pro se, that filings by pro se litigants are to
be more leniently construed, and that such litigants are “held to less stringent standards than formal
pleadings drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (citations and internal
quotation marks omitted); Evans v. Ga. Reg’l Hosp., 850 F.3d 1248, 1253 (11th Cir. 2017) (citing
Tannenbaum v. United States, 148 F.3d 1262, 1263 (11th Cir. 1998)). However, notions of
leniency do not excuse a plaintiff from compliance with threshold requirements of the Federal
Rules of Civil Procedure. See Moon v. Newsome, 863 F.2d 835, 837 (11th Cir. 1998). Nor does
this leniency require or allow courts “to rewrite an otherwise deficient pleading [by a pro se
litigant] in order to sustain an action.” GJR Invs., Inc. v. Cnty. of Escambia, Fla., 132 F.3d 1359,
1369 (11th Cir. 1998). Furthermore, a district court is not required to grant leave to amend when
an amendment would prove futile. L.S. ex rel. Hernandez v. Peterson, 982 F.3d 1323, 1332 (11th
Cir. 2020) (“Leave to amend would be futile if an amended complaint would still fail at the motion-
to-dismiss or summary-judgment stage.”) (citing Cockrell v. Sparks, 510 F.3d 1307, 1310 (11th
Cir. 2007)).
III. Analysis
A. Plaintiff’s claims against Premier are due to be dismissed in light of the
pending bankruptcy proceedings.
On March 16, 2023, Premier filed a Suggestion of Bankruptcy, advising that Premier filed
a voluntary bankruptcy petition under Chapter 11 in the U.S. Bankruptcy Court for the Northern
District of Alabama, Case No. 23-00656-DSC-11. (Doc. # 4). The filing of bankruptcy by Premier
operates as a stay of these proceedings against Premier pursuant to 11 U.S.C. § 362.
Therefore, Plaintiff’s claims against Defendant Premier Cajun King, LLC are due to be
dismissed without prejudice to the right of Plaintiff to petition to reinstate this action to pursue any
claim embraced herein not adjudicated in, or discharged by, the proceedings in the Bankruptcy
Court. Such reinstatement, when allowed, will cause the filing date of any claim so reinstated to
relate back to the original filing date of this action.
B. Plaintiff’s claims against Popeye’s are due to be dismissed for failure to state
a claim.
Generally, to bring an employment discrimination claim under Title VII, the ADEA, or the
ADA, a plaintiff must plead sufficient facts showing that a defendant was his employer or
prospective employer. See MackMuhammad v. Cagle’s Inc, 379 F. App’x 801, 804 (11th Cir.
2010) (“[R]elief under Title VII is available against only the employer[.]”) (citation omitted);
Smith v. Lomax, 45 F.3d 402, 403 n.4 (11th Cir. 1995) (“[T]he ADEA limits civil liability to the
employer.”) (citation omitted); Udoinyion v. The Guardian Security, 440 F. App’x 731, 734 (11th
Cir. 2011) (“[B]oth Title VII and the ADA require that suits be brought only against employer-
entities, not persons in their individual capacities.”).
An entity is not considered an employer in the employment discrimination context unless
it exercised control over the adverse employment decision on which the suit is based. See
Llampallas v. Mini-Circuits, Lab, Inc., 163 F.3d 1236, 1244-45 (11th Cir. 1998) (explaining that
the determination of whether an entity is an “employer” under Title VII “concentrate[s] on the
degree of control an entity has over the adverse employment decision on which the Title VII suit
is based”); see also Brown v. Fred’s, Inc., 494 F.3d 736, 739 (8th Cir. 2007) (noting the “strong
presumption that a parent company is not the employer of its subsidiary’s employees”) (citing
Frank v. U.S. West, Inc., 3 F.3d 1357, 1362 (10th Cir. 1993); Johnson v. Flowers Indus. Inc., 814
F.2d 978, 981 (4th Cir. 1987)). Thus, absent special circumstances, a parent company is not liable
for discrimination by its subsidiary, nor is a franchisor presumed liable for actions of a franchisee.
See Llampallas, 163 F.3d at 1244-45; Brown, 494 F.3d at 739.
The nature of the relationship between Popeye’s and Premier is not entirely clear from
Plaintiff’s Complaint. Plaintiff does not specify whether Popeye’s and Premier are a parent and
subsidiary, franchisor and franchisee, or something different. But, in any event, Plaintiff makes no
factual allegations showing that Popeye’s was his employer or that Popeye’s was involved in any
of the decisions he complains about. (Doc. # 1).
Therefore, Plaintiff’s claims against Popeye’s are due to be dismissed without prejudice. If
Plaintiff wishes to revive his claims against Popeye’s, he may do so by filing a motion to reconsider
along with an amended complaint within thirty (30) days. The amended complaint must plausibly
allege facts showing that Popeye’s was his employer and/or that Popeye’s exercised control over
the alleged discrimination against Plaintiff.
If Plaintiff chooses to file an amended complaint, he may renew his motion for leave to
proceed in forma pauperis at that time.1
C. Plaintiff’s claims against Defendant Alwine are due to be dismissed because
Title VII, the ADEA, and the ADA do not permit individual liability.
Neither Title VII, the ADEA, nor the ADA permit individual liability in employment
discrimination cases, as relief is available against the employer only. Hinson v. Clinch Cnty., Ga.
Bd. of Edu., 231 F.3d 821, 827 (11th Cir. 2000) (“The relief granted under Title VII is against the
employer, not individual employees whose actions would constitute a violation of the Act.”)
(citation omitted); Smith, 45 F.3d at 403 n.4 (individuals “cannot be held liable under the ADEA
or Title VII”); Albra v. Advan, Inc., 490 F.3d 826, 830 (11th Cir. 2007) (noting that “individual
liability is precluded for violations of the ADA’s employment discrimination provision”).
Therefore, Plaintiff’s claims against individual Defendant Mike Alwine are due to be
dismissed with prejudice.
IV. Conclusion
For the reasons explained above, after careful review, this action is due to be dismissed
because (1) Defendant Premier filed for bankruptcy under Chapter 11 and triggered the § 362
automatic stay; (2) Plaintiff failed to plausibly allege that Popeye’s was his employer; and (3) Mike
Alwine is not a proper Defendant under Title VII, the ADEA, or the ADA.
If Plaintiff intends to pursue his claims against Popeye’s, he must file a motion to
reconsider along with an amended complaint within thirty (30) days. The amended complaint must
1 While Plaintiff may renew his request for leave to proceed in forma pauperis, he is not entitled to appointed
counsel. “A plaintiff in a civil case has no constitutional right to counsel.” Bass v. Perrin, 170 F.3d 1312, 1320 (11th
Cir. 1999). It is within the court’s discretion to appoint counsel for civil plaintiffs unable to retain an attorney on their
own, but appointment is appropriate “only in exceptional circumstances.” Id. These exceptional circumstances exist
“where the facts and legal issues are so novel or complex as to require the assistance of a trained practitioner.” Fowler
v. Jones, 899 F.2d 1088, 1096 (11th Cir. 1990). Those exceptional circumstances are not present in this case, and
therefore, Plaintiff is not entitled to appointed counsel.
plausibly allege that Popeye’s was his employer and also allege facts that support any claim he
asserts against Popeye’s.
Accordingly, Plaintiff's Motion for Leave to Proceed in Forma Pauperis and Appoint
Counsel (Doc. # 2) is due to be denied without prejudice. If Plaintiff elects to file an amended
complaint, he may re-file the motion to proceed in forma pauperis at that time. A corresponding
Order will be entered.
DONE and ORDERED this April 10, 2023.
UNITED STATES DISTRICT JUDGE