holding ALJ properly discredited claimant’s testimony regarding his degree of impairment where that testimony was not consistent with objective medical evidence, daily activities, limited use of pain medication, and effectiveness of treatment
How later courts described this case
- holding ALJ properly discredited claimant’s testimony regarding his degree of impairment where that testimony was not consistent with objective medical evidence, daily activities, limited use of pain medication, and effectiveness of treatment
- noting Lewis’ holding does not mean it is improper for an ALJ to consider a claimant’s daily activities at all
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
NORTHWESTERN DIVISION
TROY LOVELL, )
)
Plaintiff, )
)
v. )
) Case No.: 3:19-cv-00136-SGC
SOCIAL SECURITY )
ADMINISTRATION, Commissioner, )
)
Defendant. )
MEMORANDUM OPINION1
The plaintiff, Troy Lovell, appeals from the decision of the Commissioner of
the Social Security Administration (the “Commissioner”) denying his application
for Supplemental Security Income (“SSI”). Lovell timely pursued and exhausted
his administrative remedies, and the Commissioner’s decision is ripe for review
pursuant to 42 U.S.C § 1383(c)(3). For the reasons discussed below, the
Commissioner’s decision is due to be affirmed.
I. Procedural History
Lovell has a tenth-grade education and previously worked as a construction
worker. (Tr. at 26, 164). In his application for SSI, Lovell alleged he became
disabled on July 1, 2015, due to rheumatoid arthritis, weakness and numbness in
1 The parties have consented to the exercise of full dispositive jurisdiction by a magistrate judge
pursuant to 28 U.S.C. § 636(c). (Doc. 12).
both hands, and “bad nerves.” (Id. at 163). Lovell later amended the alleged onset
date of his disability to April 8, 2016. (Id. at 19). After his claim was denied, Lovell
requested a hearing before an administrative law judge (“ALJ”). (Id.). Following a
hearing, the ALJ denied Lovell’s claim. (Id. at 19-28). Lovell was fifty-four years
old when the ALJ issued his decision. (Id. at 27, 28). After the Appeals Council
denied review of the ALJ’s decision (id. at 1-3), that decision became the final
decision of the Commissioner, see Frye v. Massanari, 209 F. Supp. 2d 1246, 1251
(N.D. Ala. 2001) (citing Falge v. Apfel, 150 F.3d 1320, 1322 (11th Cir. 1998)).
Thereafter, Lovell commenced this action. (Doc. 1).
II. Statutory and Regulatory Framework
To establish eligibility for disability benefits, a claimant must show “the
inability to engage in any substantial gainful activity by reason of any medically
determinable physical or mental impairment which can be expected to result in death
or which has lasted or can be expected to last for a continuous period of not less than
twelve months.” 42 U.S.C. § 1382c(a)(3)(A); 20 C.F.R. § 416.905(a). The Social
Security Administration (“SSA”) employs a five-step sequential analysis to
determine an individual’s eligibility for disability benefits. 20 C.F.R. §
416.920(a)(4).
First, the Commissioner must determine whether the claimant is engaged in
“substantial gainful activity.” Id. at § 416.920(a)(4)(i). If the claimant is engaged
in substantial gainful activity, the Commissioner will find the claimant is not
disabled. Id. at § 416.920(a)(4)(i) and (b). At the first step, the ALJ determined
Lovell has not engaged in substantial gainful activity since April 8, 2016. (Tr. at
21).
If the claimant is not engaged in substantial gainful activity, the
Commissioner must next determine whether the claimant suffers from a severe
physical or mental impairment or combination of impairments that has lasted or is
expected to last for a continuous period of at least twelve months. 20 C.F.R. §
416.920(a)(4)(ii). If the claimant does not have a severe impairment or combination
of impairments, the Commissioner will find the claimant is not disabled. Id. at §
416.920(a)(4)(ii) and (c). At the second step, the ALJ determined Lovell has the
following severe impairments: degenerative disc disease, osteoarthritis, anxiety
disorder, and major depressive disorder. (Tr. at 21).
If the claimant has a severe impairment or combination of impairments, the
Commissioner must then determine whether the impairment meets or equals one of
the “Listings” found in 20 C.F.R. Part 404, Subpart P, Appendix 1. 20 C.F.R. §
416.920(a)(4)(iii). If the claimant’s impairment meets or equals one of the Listings,
the Commissioner will find the claimant is disabled. Id. at § 416.920(a)(4)(iii) and
(d). At the third step, the ALJ determined Lovell does not have an impairment or
combination of impairments that meets or medically equals the severity of one of
the Listings. (Tr. at 21).
If the claimant’s impairment does not meet or equal one of the Listings, the
Commissioner must determine the claimant’s residual functional capacity (“RFC”)
before proceeding to the fourth step. 20 C.F.R § 416.920(e). At the fourth step, the
Commissioner will compare an assessment of the claimant’s RFC with the physical
and mental demands of the claimant’s past relevant work. Id. at § 416.920(a)(4)(iv)
and (e). If the claimant is capable of performing his or her past relevant work, the
Commissioner will find the claimant is not disabled. Id. at § 416.920(a)(4)(iv).
Before proceeding to the fourth step, the ALJ determined Lovell has the RFC
to perform a limited range of medium work. (Tr. at 23).2 At the fourth step, the ALJ
determined Lovell is not able to perform his past relevant work. (Id. at 26).
If the claimant is unable to perform his past relevant work, the Commissioner
must finally determine whether the claimant is capable of performing work that
exists in substantial numbers in the national economy in light of the claimant’s RFC,
age, education, and work experience. 20 C.F.R. § 416.920(a)(4)(v) and (g)(1). If
the claimant is capable of performing other work, the Commissioner will find the
claimant is not disabled. Id. at § 416.920(a)(4)(v) and (g)(1). If the claimant is not
capable of performing other work, the Commissioner will find the claimant is
2 Medium work is defined as that which “involves lifting no more than 50 pounds at a time with
frequent lifting or carrying of objects weighing up to 25 pounds.” 20 C.F.R. § 416.967(c).
disabled. Id. at § 416.920(a)(4)(v) and (g)(1).
At the fifth step, considering Lovell’s age, education, work experience, and
RFC, the ALJ determined there are jobs that exist in significant numbers in the
national economy that Lovell can perform, such as those of dish washer, janitor, and
hand packager. (Tr. at 27). Therefore, the ALJ concluded Lovell is not disabled.
(Id. at 28).
III. Standard of Review
Review of the Commissioner’s decision is limited to a determination of
whether that decision is supported by substantial evidence and whether the
Commissioner applied correct legal standards. Crawford v. Comm’r of Soc. Sec.,
363 F.3d 1155, 1158 (11th Cir. 2004). A district court must review the
Commissioner’s findings of fact with deference and may not reconsider the facts,
reevaluate the evidence, or substitute its judgment for that of the Commissioner.
Ingram v. Comm’r of Soc. Sec. Admin., 496 F.3d 1253, 1260 (11th Cir. 2007); Dyer
v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005). Rather, a district court must
“scrutinize the record as a whole to determine if the decision reached is reasonable
and supported by substantial evidence.” Bloodsworth v. Heckler, 703 F.2d 1233,
1239 (11th Cir. 1983) (internal citations omitted). Substantial evidence is “such
relevant evidence as a reasonable person would accept as adequate to support a
conclusion.” Id. It is “more than a scintilla, but less than a preponderance.” Id. A
district court must uphold factual findings supported by substantial evidence, even
if the preponderance of the evidence is against those findings. Miles v. Chater, 84
F.3d 1397, 1400 (11th Cir. 1996) (citing Martin v. Sullivan, 894 F.2d 1520, 1529
(11th Cir. 1990)).
A district court reviews the Commissioner’s legal conclusions de novo. Davis
v. Shalala, 985 F.2d 528, 531 (11th Cir. 1993). “The [Commissioner’s] failure to
apply the correct law or to provide the reviewing court with sufficient reasoning for
determining that the proper legal analysis has been conducted mandates reversal.”
Cornelius v. Sullivan, 936 F.2d 1143, 1145-46 (11th Cir. 1991).
IV. Discussion
On appeal, Lovell argues the ALJ improperly discredited his testimony
regarding his pain and other subjective symptoms. (Doc. 13).
A claimant may establish disability through testimony of pain or other
subjective symptoms. Brown v. Sullivan, 921 F.2d 1233, 1236 (11th Cir. 1991). To
do so, he must satisfy the three-part “pain standard,” by showing (1) evidence of an
underlying medical condition and either (2) objective medical evidence that
confirms the severity of the alleged pain or other subjective symptoms arising from
that condition or (3) that the objectively determined medical condition is of such a
severity that it can reasonably be expected to give rise to the alleged pain or other
subjective symptoms. Id.; see also Taylor v. Acting Comm’r of Soc. Sec. Admin.,
2019 WL 581548, at *2 (11th Cir. 2019) (citing Dyer, 395 F.3d at 1210); 20 C.F.R.
§ 416.929; SSR 16-3p. A claimant’s subjective testimony supported by medical
evidence that satisfies the pain standard is sufficient to support a finding of disability.
Brown, 921 F.2d at 1236 (citing Hale v. Bowen, 831 F.2d 1007, 1011 (11th Cir.
1987); MacGregor v. Bowen, 786 F.2d 1050, 1054 (11th Cir. 1986); Landry v.
Heckler, 782 F.2d 1551, 1552 (11th Cir. 1986)).
An ALJ may discredit a claimant’s testimony regarding his pain or other
subjective symptoms provided he or she clearly articulates explicit and adequate
reasons for doing so. Brown, 921 F.2d at 1236; Taylor, 2019 WL 581548, at *2
(citing Dyer, 395 F.3d at 1210). In evaluating a claimant’s testimony and other
statements regarding the intensity, persistence, and limiting effects of his symptoms,
an ALJ considers all available evidence, including objective medical evidence; the
type, dosage, and effectiveness of medication taken to alleviate symptoms; and
treatment other than medication received to relieve symptoms. 20 C.F.R. §
416.929(c).
Lovell testified that due to pain he cannot stand, sit, or walk for more than
thirty minutes at a time; must lie down for approximately three-and-a-half hours
during the day; and cannot shop for groceries, cook on the stove, wash dishes, or do
other housework. (Tr. at 37-42). He also testified he has trouble concentrating due
to anxiety and trouble sleeping due to depression. (Id. at 42-43). The ALJ
determined that while Lovell’s medically determinable impairments could
reasonably be expected to cause his alleged pain and other subjective symptoms,
Lovell’s statements concerning the intensity, persistence, and limiting effects of his
pain and other subjective symptoms are not entirely consistent with the medical and
other evidence of record. (Id. at 24).
The ALJ articulated multiple reasons for discrediting Lovell’s testimony.
First, the ALJ determined Lovell’s allegations of disabling pain and other subjective
symptoms are inconsistent with and unsupported by treatment and examination
records. (Id. at 24-26). Substantial evidence supports this determination. Imaging
performed in August 2014 and August 2016 showed only mild cervical stenosis and
moderate osteoarthritis of the lumbar spine. (Id. at 238, 347). When Lovell
complained of neck pain in March 2016, his primary care physician, Dr. Ernest L.
Hendrix, began prescribing narcotic pain medication as part of what he described as
“pain management at [the] low level.” (Id. at 269-70).
A consultative physical examination performed by Dr. E.L. Mollohan in July
2016 revealed no cervical or lumbar radicular pain, neurological symptoms, or focal,
sensory, or musculoskeletal deficits. (Id. at 337). Lovell had only slightly reduced
grip strength in his right hand and was able to perform repetitive, fine movements
with his hands and fingers. (Id.). He also was able to stand up from a seated position
and get on and off the examination table without difficulty. (Id.).
When Lovell presented for prescription re-fills in September 2016, Dr.
Hendrix noted Lovell experienced some pain relief by repositioning his neck,
Lovell’s hands still hurt “at times,” and Lovell’s hand numbness was “episodic.”
(Id. at 355). Treatment of mild-to-moderate spinal conditions and intermittent hand
pain and numbness with “low level” pain management is not entirely consistent with
allegations of disabling pain.
During the relevant period, Dr. Hendrix also treated Lovell for anxiety. (Id.
at 261-77, 287-89, 351-53). In August 2016, Lovell reported to Dr. John Haney
during a consultative psychological examination that the prescription medication Dr.
Hendrix prescribed to treat his anxiety was at least partially helpful. (Id. at 344).
Dr. Haney concluded Lovell’s ability to function in a work setting appeared only
moderately impaired by emotional limitations and that with psychiatric treatment
and continued abstinence from alcohol and drugs, his condition might improve in
the next six to twelve months. (Id. at 345). Containing substantially no more than
a diagnosis of anxiety and a report that prescription medication provided some relief,
records of Lovell’s treatment are not entirely consistent with allegations of disabling
anxiety.
Second, the ALJ determined Lovell’s allegations of disabling pain are
undercut by evidence indicating Lovell does not actually need narcotic pain
medication. (Id. at 26). Substantial evidence supports this determination. When
Lovell presented for prescription re-fills in September 2016, Dr. Hendrix ordered a
drug screen, which revealed methamphetamine, marijuana, and morphine in Lovell’s
system, but none of the medications prescribed for him. (Id. at 358-61).3 Given as
much, substantial evidence supports not only the determination Lovell’s pain is not
so great as to require narcotic pain medication, but also the determination Lovell’s
anxiety is not so great to as to require prescription medication to treat this condition.
Third, the ALJ determined Lovell’s allegations of disabling pain and other
subjective symptoms are inconsistent with his reported daily activities and
interactions with other people. (Id. at 26). Substantial evidence supports this
determination. Lovell reported to the consultative psychological examiner that on
an average day he does household chores, cares for a dog, watches television, and
sometimes walks. (Id. at 345). A friend of Lovell stated in a “Third Party Function
Report” that Lovell bathes himself daily, feeds and waters two small dogs, shops for
food once a week and prepares sandwiches and frozen dinners daily, does laundry
once a week, manages his own finances, watches television and reads daily, talks on
the phone and visits with friends twice a week, and gets along with authority figures
very well. (Id. at 180-87).4 Moreover, both consultative examiners noted Lovell
3 Consequently, Dr. Hendrix informed Lovell he could no longer treat him. (Id. at 361). When
Dr. Hendrix began treating Lovell for pain in March 2016, he noted he would continue the
treatment “as long as [Lovell] [was] compliant.” (Id. at 270).
4 Lovell notes he testified during the hearing that he cannot do any house work. (Doc. 13 at 11).
Given his report to the consultative psychological examiner and his friend’s statements in the
function report are inconsistent with this testimony, the ALJ did not err in choosing not to credit
was cooperative. (Id. at 337, 344). The activities Lovell performs on a regular basis
and his reported ability to interact well with other persons are not entirely consistent
with allegations of disabling pain, anxiety, or deficits in attention and concentration.
Moreover, contrary to Lovell’s assertion, it was appropriate for the ALJ to
consider Lovell’s daily activities when evaluating his pain and other subjective
symptoms. While participation in daily activities of short duration does not
necessarily disqualify a claimant from disability, Lewis v. Callahan, 125 F.3d 1436,
1441 (11th Cir. 1997), and ALJ may consider a claimant’s daily activities as part of
a subjective symptoms analysis, see Hoffman v. Astrue, 259 F. App’x 213, 219 (11th
Cir. 2007) (noting Lewis’ holding does not mean it is improper for an ALJ to
consider a claimant’s daily activities at all); 20 C.F.R. §§ 404.1529(c)(3)(i),
416.929(c)(3)(i) (identifying claimant’s daily activities as one factor relevant to
evaluating symptoms); SSR 16-3p (same). Here, the ALJ considered not only
Lovell’s daily activities, but also treatment and examination records.
the testimony. See Byars v. Colvin, 2016 WL 4137981, at *11 (N.D. Ala. Aug. 4, 2016) (holding
ALJ did not commit error by relying on inconsistencies between daily activities claimant identified
in her function report and claimant’s testimony during the hearing that she could not perform those
daily activities in evaluating claimant’s credibility). Lovell also notes that while he testified during
the hearing that he cannot cook on the stove, the ALJ stated Lovell admitted he can prepare simple
meals. (Doc. 13 at 11). While it was information provided by Lovell’s friend, not Lovell himself,
that information (i.e., that Lovell prepares sandwiches and frozen dinners on a daily basis) supports
the ALJ’s characterization of Lovell’s ability to prepare simple meals. Moreover, the undersigned
notes that characterization is also consistent with Lovell’s testimony he cannot cook on the stove.
For the foregoing reasons, the undersigned rejects Lovell’s claim the ALJ mischaracterized his
daily activities by omitting limiting descriptions. (See Doc. 13 at 11-12).
Lovell points to other evidence he claims supports his allegations of disabling
pain and other subjective symptoms and claims the ALJ impermissibly cherry-
picked evidence to support his own conclusion. (Doc. 13 at 7-8). However, as
stated, the relevant question is not whether evidence supports Lovell’s argument, but
whether substantial evidence supports the ALJ’s determination. See Moore, 405
F.3d at 1213 (discussing “narrowly circumscribed” nature of appellate review).
Because the ALJ clearly articulated explicit and adequate reasons for discrediting
Lovell’s testimony regarding his pain and other subjective symptoms and that
determination is supported by substantial evidence, the ALJ did not commit error.
See, e.g., Wilson v. Barnhart, 284 F.3d 1219, 1266 (11th Cir. 2002) (holding ALJ
properly discredited claimant’s testimony regarding his degree of impairment where
that testimony was not consistent with objective medical evidence, daily activities,
limited use of pain medication, and effectiveness of treatment).5
5 Within his argument regarding the ALJ’s decision to discredit his testimony, Lovell claims the
ALJ should have applied Grid Rule 201.10. (Doc. 13 at 8-10). The “Grids,” also known as the
Medical-Vocational Guidelines, are found at 20 C.F.R. Part 404, Subpart P, App. 2. An ALJ may
use them to determine at the fifth step whether other work exists in substantial numbers in the
national economy that a claimant is capable of performing. Phillips v. Barnhart, 357 F.3d 1232,
1239 (11th Cir. 2004).
The [G]rids provide for adjudicators to consider factors such as age, confinement
to sedentary or light work, inability to speak English, educational deficiencies, and
lack of job experience. Each of these factors can independently limit the number
of jobs realistically available to an individual. Combinations of these factors yield
a statutorily-required finding of “Disabled” or “Not Disabled.”
Id. at 1240. Grid Rule 201.10 directs a finding of disability for a claimant who meets certain age,
education, and previous work experience requirements and is limited to sedentary work. 20 C.F.R.
V. Conclusion
Having reviewed the administrative record and considered all the arguments
presented by the parties, the undersigned find the Commissioner’s decision is due to
be AFFIRMED. A separate order will be entered.
DONE this 21st day of October, 2019.
STACI G. CORNELIUS
U.S. MAGISTRATE JUDGE
Part 404, Subpart P, App. 2, § 201.10. The ALJ determined Lovell has the RFC to perform a
limited range of medium work. (Tr. at 23). That determination is supported by substantial
evidence, including the evidence discussed above. Therefore, Grid Rule 201.10 does not apply to
Lovell.
13