Opinion

Jeffrey Capen v. Saginaw County, Mich.

  • 103 F.4th 457
Court
Court of Appeals for the Sixth Circuit
Filed
Jun 5, 2024
Status
Published
Cited by
13 cases
Authority
More cited than 55.9%

“A municipality, in contrast to an individual government officer, is not protected by qualified immunity.”

How later courts described this case

  • “A municipality, in contrast to an individual government officer, is not protected by qualified immunity.”
  • “§ 1983 does not impose respondeat superior liability on municipalities”

Written by the judges who cited it.

The opinion

RECOMMENDED FOR PUBLICATION

Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 24a0125p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

┐

JEFFREY CAPEN,

│

Plaintiff-Appellant, │

> No. 23-1665

│

v. │

│

SAGINAW COUNTY, MICHIGAN; ROBERT V. BELLEMAN, │

Defendants-Appellees. │

┘

Appeal from the United States District Court for the Eastern District of Michigan at Bay City.

No. 1:21-cv-12465—F. Kay Behm, District Judge.

Argued: March 21, 2024

Decided and Filed: June 5, 2024

Before: BATCHELDER, MOORE, and CLAY, Circuit Judges.

_________________

COUNSEL

ARGUED: Kevin J. Kelly, THE MASTROMARCO FIRM, Saginaw, Michigan, for Appellant.

Kevin J. Campbell, CUMMINGS, McCLOREY, DAVIS & ACHO, PLC, Livonia, Michigan, for

Appellees. ON BRIEF: Kevin J. Kelly, THE MASTROMARCO FIRM, Saginaw, Michigan,

for Appellant. Kevin J. Campbell, CUMMINGS, McCLOREY, DAVIS & ACHO, PLC,

Livonia, Michigan, for Appellees.

_________________

OPINION

_________________

CLAY, Circuit Judge. Plaintiff Jeffrey Capen, a former employee of Saginaw County,

Michigan, appeals the district court’s grant of summary judgment to Defendants Saginaw County

and Robert V. Belleman. After Defendants scheduled Capen for two fitness-for-duty

No. 23-1665 Capen v. Saginaw County, Mich. Page 2

evaluations, Capen brought suit under 42 U.S.C. § 1983, arguing that the fitness-for-duty

evaluations violated his procedural due process rights under the Fourteenth Amendment. The

district court granted Defendants’ motion for summary judgment, concluding that Capen lacked

a constitutionally protected interest, that he received the process he was due, and that Defendant

Belleman was entitled to qualified immunity. For the reasons set forth below, we AFFIRM the

district court’s grant of summary judgment to Defendants.

I. BACKGROUND

A. Plaintiff’s Alleged Threats of Violence

From 2007 to 2021, Capen was employed as a maintenance worker in the Saginaw

County Maintenance Department. During the period preceding this lawsuit, Capen worked

under the supervision of Annette Taylor, who was the Maintenance Department’s interim

director.

Also at this time, several Saginaw County departments, including the Maintenance

Department, were overseen by Defendant Robert V. Belleman, who was the Controller and Chief

Administrative Officer of Saginaw County. In 2020, Belleman implemented a series of job cuts

throughout the County, which resulted in Capen’s reclassification to a lower-paying job in

October 2020.

In December 2020, Nicholas Cooper, a co-worker of Capen’s, reported that Capen had

threatened to kill Annette Taylor and employees working in the Controller’s Office. According

to Cooper, on November 18, 2020, Capen told him that he could not wait for Taylor to leave her

role as interim director and that Capen stated “fuck that bitch” regarding Taylor and “fuck them

motherfuckers in the Controller Office.” See Cooper Statement, R. 22-2, Page ID #165. Capen

then allegedly stated that “it would not surprise [him] if they all ended up dead.” Id. Cooper

claims that he responded, “Come on Jeff you do not mean that,” after which Capen allegedly

said, “Fuck that Nick I could do it. I mean it I could!” Id. Capen denies making any of the

above statements.

No. 23-1665 Capen v. Saginaw County, Mich. Page 3

On December 6, 2020, Cooper reported this conversation to Taylor, and on December 9,

2020, Cooper submitted a written complaint to Saginaw County detailing Capen’s alleged

statements.

B. Plaintiff’s First Fitness-for-Duty Evaluation

Cooper’s written complaint was reviewed by Belleman, who in consultation with the

County’s legal counsel made the decision to schedule Capen for a “fitness-for-duty” evaluation

with a psychologist. At the direction of the County’s undersheriff, Belleman also reached out to

local law enforcement to have Capen criminally investigated.

Belleman met with Capen on December 14, 2020, to inform Capen that he had been

scheduled for a fitness-for-duty evaluation and advised Capen that he had been placed on paid

administrative leave. Belleman also gave Capen a letter that Capen opened after the meeting,

which stated that Capen’s administrative leave was “pending completion of an investigation into

the statements of violence [he] made.” 12/14/2020 Letter re Leave, R. 22-6, Page ID #196. The

letter also stated, “You must make yourself available to assist with the investigation and any

County request during this paid administrative leave. Your lack of cooperation could result in

this paid administrative leave being converted to an unpaid leave of absence.” Id. A second

letter that Capen received from Belleman that day notified him that his fitness-for-duty

evaluation was scheduled for the next day, December 15, at Saginaw Psychological Services, and

that the evaluation was “[d]ue to a conversation [he] had with a co-worker on November 18,

2020.” 12/14/2020 Scheduling Letter, R. 22-5, Page ID #193. The second letter further stated

that “[i]t is mandatory that you appear for this appointment. Should you have any questions or

concerns, please feel free to contact [Belleman] immediately.” Id.

The following day, Capen appeared for his fitness-for-duty evaluation, which was

administered by licensed psychologist Mark Zaroff, Ph.D. In a report following the evaluation,

Dr. Zaroff stated that Capen had obvious tremors in his hands, complained of “significant

memory problems,” told Dr. Zaroff that he could not “independently maintain written records of

activities,” “relie[d] on colleagues to remind him what has been done during the day,” and had

been recently diagnosed with brain lesions. Zaroff Report, R. 22-8, Page ID #264–65. Based on

No. 23-1665 Capen v. Saginaw County, Mich. Page 4

the above, Dr. Zaroff concluded that Capen was unable “to perform the work described in [his]

current job description” and that his “neurological condition [may] ha[ve] caused personality

change and/or reduced his overall ability to inhibit responses,” and recommended a full

neuropsychological evaluation. Id. at Page ID #265. Dr. Zaroff also stated that because Capen’s

“current neurological condition may be affecting decision making, impulse control, and

personality,” he likely did make the statements of violence that Cooper reported and that “the

risk level would be considered moderate and should be taken seriously.” Id. at Page ID #266.

C. Plaintiff’s Second Fitness-for-Duty Evaluation and Termination

On February 1, 2021, Belleman sent Capen a letter conveying Dr. Zaroff’s opinion that

Capen was unable to perform his current work and his recommendation for an additional

evaluation. The letter also requested that Capen apply for short-term disability leave, asked

Capen to release his medical records to the County, and requested the contact information for

Capen’s primary-care doctor and treating neurologist. Capen’s counsel then sent Belleman a

letter requesting that Capen be returned to work and advising the County that it had violated

Capen’s rights under the Americans with Disabilities Act, 42 U.S.C. § 12101 et seq. Capen also

gave the County a physician’s note stating that “Pt is seen here today. Can return to his normal

duties at work.” Physician’s Note, R. 25-18, Page ID #508.

Approximately one month later in March of 2021, Belleman sent Capen a letter that

reiterated Dr. Zaroff’s findings, again asked for Capen to release his medical records, and stated

that Capen was being scheduled for “an independent neuropsychological evaluation to determine

whether [he] can safe[l]y perform the essential job functions of [his] position with or without an

accommodation.” 3/17/2021 Letter, R. 25-19, Page ID #509. By August 2021, Capen had not

released his medical records or appeared for a neuropsychological evaluation.

On August 26, 2021, the County’s counsel sent Capen’s counsel a letter directing Capen

to “participate in [an] interactive process” pursuant to the Americans with Disabilities Act and its

Michigan counterpart, the Persons with Disabilities Civil Rights Act, M.C.L. § 37.1101 et seq.1

1To determine the reasonable accommodations available to an employee with a disability, the Americans

with Disabilities Act’s regulations direct an employer “to initiate an informal, interactive process” with the

No. 23-1665 Capen v. Saginaw County, Mich. Page 5

8/26/2021 Letter, R. 25-20, Page ID #512. According to the letter, Dr. Zaroff’s findings revealed

that Capen “m[ight] be unable to perform his current job duties with or without an

accommodation.” Id. To determine “the potential reasonable accommodations available” to

Capen, the County set an “interactive process” meeting for September 8, 2021 to take place in

the Saginaw County Controller’s Office. Id. Because an “[e]mployee has a duty to cooperate”

in the interactive process, the letter also advised Capen that his “refusal to participate in the

interactive process w[ould] constitute abandonment of his position.”2 Id. at Page ID #512–13.

Capen did not appear for the September 8, 2021 interactive-process meeting, and he

received a termination letter on September 28, 2021, effective that day. Two days later, Capen

received a second letter “to correct and supplement” the September 28 correspondence, which

stated that Capen was entitled to a pre-termination hearing. 9/30/2021 Letter, R. 25-22, Page ID

#516. The letter directed Capen to advise Belleman within a week whether he was requesting a

pre-termination hearing, or his employment would be terminated on October 8, 2021. Capen did

not respond to the County, and his employment was terminated on October 8, 2021.

D. The Instant Lawsuit

On October 19, 2021, Capen filed this lawsuit against Saginaw County and Belleman

under 42 U.S.C. § 1983, alleging a violation of his procedural rights under the Due Process

Clause of the Fourteenth Amendment. Capen specifically argued that he had a right to refuse his

fitness-for-duty evaluations under the Due Process Clause and that Defendants deprived him of

this right without any process. Defendants subsequently moved for summary judgment on the

grounds that Capen had failed to show a constitutional violation, that Belleman was entitled to

qualified immunity, and that municipal liability was improper with respect to Saginaw County.

The district court granted Defendants’ motion for summary judgment. The district court

concluded that Capen had failed to demonstrate a procedural due process violation both because

employee. 29 C.F.R. § 1630.2(o)(3). The purpose of the “interactive process” is to “identify the precise limitations

resulting from the disability and potential reasonable accommodations that could overcome those limitations.” Id.

2Once it is initiated, the interactive process described in the Act’s regulations “is mandatory, and both

parties have a duty to participate in good faith.” Kleiber v. Honda of Am. Mfg., Inc., 485 F.3d 862, 871 (6th Cir.

2007).

No. 23-1665 Capen v. Saginaw County, Mich. Page 6

he lacked a protected interest and because he was afforded adequate process, defeating his claims

against Belleman and Saginaw County. The district court also determined that because any right

Capen asserted was not clearly established, Belleman was entitled to qualified immunity. After

the district court entered judgment for Defendants on July 20, 2023, Capen timely appealed.

II. DISCUSSION

A. Standard of Review

This Court reviews a grant of summary judgment de novo. Premo v. United States, 599

F.3d 540, 544 (6th Cir. 2010). Summary judgment is proper when the “movant shows that there

is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of

law.” Fed. R. Civ. P. 56(a). “In resolving a summary judgment motion, this [C]ourt must view

the evidence in the light most favorable to” the non-moving party. Huckaby v. Priest, 636 F.3d

211, 216 (6th Cir. 2011).

B. Analysis

Capen argues that Defendant Belleman, a government official, and Defendant Saginaw

County, a municipality, violated his constitutional rights, for which he seeks damages. A

government official is shielded by qualified immunity from a suit for damages unless the

plaintiff is able to demonstrate that the government official violated the plaintiff’s federal

statutory or constitutional rights and that such rights were “clearly established” at the time of the

violation. See Reed v. Campbell County, 80 F.4th 734, 742 (6th Cir. 2023) (citation omitted).

A municipality, in contrast to an individual government officer, is not protected by qualified

immunity. Hart v. Hillsdale County, 973 F.3d 627, 645 (6th Cir. 2020). However, because

“§ 1983 does not impose respondeat superior liability on municipalities,” a plaintiff must

demonstrate that the municipality contributed directly to the alleged violation of the plaintiff’s

rights through the municipality’s policies or customs. See Smith v. City of Troy, 874 F.3d 938,

946 (6th Cir. 2017).

A common requirement for both municipal and individual liability under 42 U.S.C.

§ 1983 is that a plaintiff’s rights under a federal statute or the U.S. Constitution must have been

No. 23-1665 Capen v. Saginaw County, Mich. Page 7

violated. We begin and end our analysis with this requirement because Capen has not

demonstrated a violation of his federal statutory or constitutional rights. Capen asserts that

Defendants violated his constitutional rights under the Due Process Clause of the Fourteenth

Amendment, which prohibits states from “depriv[ing] any person of life, liberty, or property,

without due process of law.” U.S. Const. amend. XIV, § 1. Although the Due Process Clause

has both substantive and procedural components, Capen raises only a procedural due process

challenge.3 See EJS Props., LLC v. City of Toledo, 698 F.3d 845, 855 (6th Cir. 2012). A

plaintiff’s procedural due process rights are violated when (1) he is deprived (2) of a

constitutionally protected interest in life, liberty, or property (3) through state action and (4) the

deprivation occurs without adequate process. Daily Servs., LLC v. Valentino, 756 F.3d 893, 904

(6th Cir. 2014).

Capen specifically argues that under the Due Process Clause, he possesses a

constitutionally protected interest in refusing his fitness-for-duty evaluations. A fitness-for-duty

evaluation may, under certain circumstances, function as “a useful procedure to determine an

employee’s competency to perform his duties.” Risner v. U.S. Dep’t of Transp., 677 F.2d 36, 38

(8th Cir. 1982) (per curiam) (involving a fitness-for-duty evaluation of a Federal Aviation

Administration employee). Such an evaluation may serve important goals, such as protecting the

safety of employees or the public’s safety at large. See Coffman v. Indianapolis Fire Dep’t, 578

F.3d 559, 565–66 (7th Cir. 2009) (concerning a fitness-for-duty evaluation of a firefighter). At

the same time, an employee may have legitimate concerns about the basis for a particular fitness-

for-duty evaluation and whether the evaluation meaningfully corresponds to the ability to

perform one’s job. Reflecting these considerations, under the Americans with Disabilities Act,

fitness-for-duty evaluations must be “job-related,” “consistent with business necessity,” and

based on evidence “that could cause a reasonable person to inquire as to whether an employee is

still capable of performing his job.” See Sullivan v. River Valley Sch. Dist., 197 F.3d 804, 811

(6th Cir. 1999) (citation omitted). But whether fitness-for-duty evaluations trigger constitutional

3Insofar as Capen’s argument can be construed as a substantive due process challenge, his appellate

briefing expressly clarifies that he only raises a procedural due process challenge.

No. 23-1665 Capen v. Saginaw County, Mich. Page 8

protections, and specifically implicate the Due Process Clause as Capen argues, is a distinct

consideration.

Our Court does not appear to have directly addressed whether fitness-for-duty

evaluations implicate the protections of the Due Process Clause. However, the decisions of other

circuits offer helpful guidance. Our sister circuits have recognized that a fitness-for-duty

evaluation may trigger the protections of the Due Process Clause if it deprives a government

employee of a constitutionally protected property interest in his or her employment by resulting

in the employee’s placement on unpaid leave or termination. See O’Connor v. Pierson, 426 F.3d

187, 197 (2d Cir. 2005) (holding that the placement of a tenured public school teacher on unpaid

leave for refusing a psychiatric examination implicated the teacher’s procedural due process

rights); see also Flynn v. Sandahl, 58 F.3d 283, 289 (7th Cir. 1995) (observing that where a

required psychiatric examination had no effect on a government employee’s job status, the

employee’s property interest in his employment was not affected). A fitness-for-duty evaluation

may also stigmatize a government employee’s reputation, which our sister circuits have

acknowledged could implicate due process protections if the stigma was the result of false

statements and burdened the employee’s job. See Pierson, 426 F.3d at 195; see also Flynn, 58

F.3d at 289; cf. Tebo v. Tebo, 550 F.3d 492, 503–04 (5th Cir. 2008) (involving a due process

challenge to an evaluation conducted for a civil commitment proceeding). Lastly, a fitness-for-

duty evaluation might also implicate a government employee’s constitutionally protected right to

privacy, insofar as the evaluation requires the disclosure of confidential medical information.

See Pierson, 426 F.3d at 201–02; Flynn, 58 F.3d at 289–90; Daury v. Smith, 842 F.2d 9, 13–14

(1st Cir. 1988).

Capen does not argue that he has a protected property interest in his employment, that he

experienced stigma as a result of his evaluations, or that his right to privacy was violated, unlike

in the cases of our sister circuits. Instead, Capen’s sole argument on appeal is that that the Due

Process Clause’s guarantee of liberty protects an individual’s ability to refuse unwanted medical

treatment, and that this protection extends to his ability to refuse his fitness-for-duty evaluations.

However, the liberty interest in refusing medical treatment does not protect Capen’s ability to

refuse the fitness-for-duty evaluations at issue in this case.

No. 23-1665 Capen v. Saginaw County, Mich. Page 9

The ability to refuse medical treatment is indeed protected by the Due Process Clause.

The Supreme Court said so in Cruzan ex rel. Cruzan v. Director, Missouri Department of

Health, when it declared that competent individuals “ha[ve] a constitutionally protected liberty

interest in refusing unwanted medical treatment.” 497 U.S. 261, 278 (1990). But we find it

significant that Capen was not forced to accept any treatment, the very core of the right the

Supreme Court identified in Cruzan. Capen attended a brief psychological evaluation and was

scheduled for a second psychological evaluation, neither of which required him to receive a

particular course of treatment. Instead, the purpose of the evaluations appeared to be descriptive.

The evaluations sought to collect information from Capen and render a conclusion based on that

information, rather than order him to make particular treatment decisions. While Dr. Zaroff’s

report summarizing the first evaluation recommended that Capen seek individual counseling

because of the stress he was under, nothing in the record suggests that this was anything but a

recommendation. Capen was not required to attend counseling, nor was counseling made a

condition of Capen’s employment. Capen was therefore not forced to seek what we would

commonly understand to be treatment. Cf. Washington v. Harper, 494 U.S. 210, 221–22 (1990)

(concluding that the forcible administration of a drug implicated a liberty interest); Jacobson v.

Massachusetts, 197 U.S. 11, 26 (1905) (assuming that compulsory vaccination implicated a

liberty interest); Vitek v. Jones, 445 U.S. 480, 494 (1980) (holding that involuntary psychiatric

and behavioral-modification treatment while committed to a hospital implicated a liberty

interest).

Additionally, the Supreme Court has declared that the right to refuse unwanted medical

treatment—the only right on which Capen rests his argument—is based “on well-established,

traditional rights to bodily integrity and freedom from unwanted touching.” Vacco v. Quill, 521

U.S. 793, 807 (1997). Capen’s psychological evaluations to determine whether he was

competent to perform his work, while no doubt personal, do not involve comparable intrusions.

The fitness-for-duty evaluation Capen attended involved meeting with a psychologist to perform

two standardized written and verbal tests that looked at his memory, comprehension, reading,

writing, and drawing abilities. Capen does not point to any violation of his person caused by this

evaluation or the second evaluation for which he was scheduled, nor did these limited

No. 23-1665 Capen v. Saginaw County, Mich. Page 10

evaluations encroach on his rights in an analogous manner. From this record, Capen has failed to

show that his evaluations implicate the right to refuse treatment.

The cases that Capen cites do not suggest otherwise. Capen cites, for example, Dubbs v.

Head Start, Inc. to argue that the ability to refuse a medical examination or evaluation, like the

ability to refuse treatment, implicates a protected liberty interest under the Due Process Clause.

336 F.3d 1194 (10th Cir. 2003). In that case, the Tenth Circuit held that parents who challenged

their children’s school medical examinations had stated a claim for a substantive due process

violation. Id. at 1202–04. But in Dubbs, the children had been subject to “intrusive physical

examinations,” including “genital examinations and blood tests,” to which the parents had not

consented. Id. at 1197. Of course, some examinations and evaluations may disturb the

traditional rights of bodily integrity and against unwanted touching on which the Supreme Court

has based the protected liberty interest in refusing medical treatment. But on this record,

Capen’s particular psychological evaluations do not.

Capen also cites U.S. Citizens Association v. Sebelius, 705 F.3d 588 (6th Cir. 2013), and

Kanuszewski v. Michigan Department of Health & Human Services, 927 F.3d 396 (6th Cir.

2019). However, in U.S. Citizens Association, this Court concluded that the Affordable Care

Act’s individual mandate to obtain health insurance did not implicate a liberty interest, in part

because it did not require individuals to accept any particular treatment. 705 F.3d at 601. And

Kanuszewski involved a different right than the one in Capen’s case—the right of parents to rear

children, including to make medical decisions on their behalf—and the plaintiffs challenged the

collection and storage of blood samples. 927 F.3d at 418. None of these cases reflect that the

right to refuse treatment protects Capen’s ability to refuse to attend his evaluations.4

4Protected liberty interests for the purposes of procedural due process may also arise from state law, as well

as from the Constitution directly. Mikel v. Quin, 58 F.4th 252, 260 (6th Cir. 2023); see also Paul v. Davis, 424 U.S.

693, 710 (1976) (observing that protected liberty and property interests “attain this constitutional status by virtue of

the fact that they have been initially recognized and protected by state law”). In addition to pointing to the Due

Process Clause, Capen appears to briefly argue that Michigan has recognized a right to refuse medical treatment,

citing a Michigan Court of Appeals case that recognized “the common-law right to be free from nonconsensual

physical invasions,” and which held that a physician operating on or treating a patient must do so consensually. In

re Rosebush, 491 N.W.2d 633, 635 (Mich. Ct. App. 1992). But this common law right appears at best to furnish a

liberty interest similar to the federal right to refuse treatment, which was not violated in Capen’s case.

No. 23-1665 Capen v. Saginaw County, Mich. Page 11

The right to refuse medical treatment therefore does not vest Capen with a protected

interest in this case. Although Capen does not raise these arguments, we also observe that the

record does not appear to suggest that Capen’s fitness-for-duty evaluations deprived him of a

property interest in his employment without due process. Capen’s collective bargaining

agreement provided that he could be terminated only for “just cause,” which would bestow on

him a property interest in his continued employment. See Singfield v. Akron Metro. Hous. Auth.,

389 F.3d 555, 566 (6th Cir. 2004). However, Capen’s termination was not caused by his fitness-

for-duty evaluations.

Instead, after Capen’s first evaluation, the County appeared to have viewed Capen as

though he might have a disability, and it pivoted to determining whether it could offer reasonable

accommodations for him to perform his work, as required by the Americans with Disabilities

Act, see 42 U.S.C. § 12112(b)(5)(A). For this purpose, the County scheduled an “interactive

process” meeting for September 8, 2021 to identify “the potential reasonable accommodations

available.” See 8/26/2021 Letter, R. 25-20, Page ID #512; see also 29 C.F.R. § 1630.2(o)(3)

(explaining that the purpose of an interactive process pursuant to the Act is to “identify the

precise limitations resulting from [any] disability and potential reasonable accommodations that

could overcome those limitations”). And unlike Capen’s first fitness-for-duty evaluation, which

was held at a psychological-services provider, the interactive-process meeting was to be held in

the Controller’s Office, and the record does not suggest that Capen would be psychologically

evaluated during that meeting. This did not appear to be, in other words, another evaluation

merely cast under a new label.

The letter setting the interactive-process meeting plainly stated that “Capen’s refusal to

participate in the interactive process w[ould] constitute abandonment of his position.” 8/26/2021

Letter, R. 25-20, Page ID #513. It is undisputed that Capen failed to attend this meeting, did not

offer any excuses for his absence, and did not attempt to reschedule the meeting. His decision

No. 23-1665 Capen v. Saginaw County, Mich. Page 12

not to attend the interactive-process meeting was therefore the cause of his termination, not his

fitness-for-duty evaluations.5

Whether the County’s possible treatment of Capen as disabled or whether its handling of

the interactive process complied with the Americans with Disabilities Act is not before us

because Capen does not bring a claim under the Act. Also not before us is the issue of whether

the proposed mandatory interactive-process meeting deprived Capen of a property interest in his

employment without due process. The sole issue Capen has briefed and which he asks us to

decide is whether his fitness-for-duty evaluations violated his procedural due process rights

under the Constitution.

As with any property interest in his employment, Capen would also face difficulty

showing that his fitness-for-duty evaluations deprived him of the Due Process Clause’s

protections against stigma and of the right to privacy. The record does not suggest that the

results of Capen’s first evaluation were publicized, contained false information, or were made

“in conjunction with the plaintiff’s termination,” as required in this Circuit for an employee’s

due process claim based on stigma. Kaplan v. Univ. of Louisville, 10 F.4th 569, 584 (6th Cir.

2021) (citations omitted). The same is true of the protection of the privacy of medical

information. See U.S. Citizens Ass’n, 705 F.3d at 602. In this Circuit, “legitimate requests for

medical information do not constitute an invasion of the right to privacy.” Gutierrez v. Lynch,

826 F.2d 1534, 1539 (6th Cir. 1987); see also Whalen v. Roe, 429 U.S. 589, 606 (1977)

(Brennan, J., concurring) (explaining that narrowly disseminated medical information requested

by a public health official “with a legitimate interest in the information” would not be “generally

regarded as an invasion of privacy,” but that contrary circumstances could “implicate

constitutionally protected privacy rights”). The County appeared to have a legitimate interest in

seeking medical information in connection with Capen’s fitness-for-duty evaluations. It did not

arbitrarily subject Capen to a fitness-for-duty evaluation, but acted upon specific allegations that

Capen had threatened violence, which had been reported to a supervisor and then reiterated in a

formal written submission.

5Capen also then declined to take advantage of the pre-termination hearing that the County offered him two

days after it sent him a termination letter.

No. 23-1665 Capen v. Saginaw County, Mich. Page 13

Even when affording due consideration to Capen’s rights as an employee, the County had

a countervailing duty and responsibility to protect the interests, well-being, and safety of

employees and others in the workplace against threats of violence or the potentiality of violence

from other employees. There is nothing on the record of this case to suggest that the employer

acted unreasonably in carrying out its responsibilities in that regard.

The only right that Capen claims Defendants violated—his ability to refuse his fitness-

for-duty evaluations under the circumstances present here—does not furnish to him a protected

interest under the Due Process Clause. See Engquist v. Or. Dep’t of Agric., 553 U.S. 591, 598

(2008). We do not address whether or the extent to which an employee may refuse fitness-for-

duty evaluations under circumstances not presented in this case. Suffice it to say that compelling

circumstances existed in the instant case which justified and supported the County’s decision to

require the fitness-for-duty evaluations.

While Capen’s fitness-for-duty evaluations were no doubt stressful, deeply personal, and

consequential to him, he has not shown that his ability to refuse these evaluations was protected

by the Constitution. Capen is therefore unable to demonstrate that Defendants violated his

constitutional rights, defeating his claim under 42 U.S.C. § 1983.

III. CONCLUSION

For the reasons set forth above, we AFFIRM the district court’s grant of summary

judgment to Defendants.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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