stating that allegations of retaliation for exercising a Title VII right do not fall within the scope of section 2302(b)(8)
How later courts described this case
- stating that allegations of retaliation for exercising a Title VII right do not fall within the scope of section 2302(b)(8)
Written by the judges who cited it.
The opinion
UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
MICHAEL MALLONEE, DOCKET NUMBER
Appellant, DE-1221-16-0063-W-1
v.
DEPARTMENT OF THE INTERIOR, DATE: May 31, 2024
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Michael Mallonee , Conyers, Georgia, pro se.
Glenn Himebaugh , Albuquerque, New Mexico, for the agency.
Kevin Mack , Sacramento, California, for the agency.
Teresa M. Garrity , Esquire, Bloomington, Minnesota, for the agency.
Rachel Wieghaus , Washington, D.C., for the agency.
BEFORE
Cathy A. Harris, Chairman
Raymond A. Limon, Vice Chairman
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which
denied his request for corrective action in this individual right of action (IRA)
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
appeal. Generally, we grant petitions such as this one only in the following
circumstances: the initial decision contains erroneous findings of material fact;
the initial decision is based on an erroneous interpretation of statute or regulation
or the erroneous application of the law to the facts of the case; the administrative
judge’s rulings during either the course of the appeal or the initial decision
were not consistent with required procedures or involved an abuse of discretion,
and the resulting error affected the outcome of the case; or new and material
evidence or legal argument is available that, despite the petitioner’s due
diligence, was not available when the record closed. Title 5 of the Code of
Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully
considering the filings in this appeal, we conclude that the petitioner has not
established any basis under section 1201.115 for granting the petition for review.
Therefore, we DENY the petition for review. Except as expressly MODIFIED to
supplement the administrative judge’s findings concerning the appellant’s
protected disclosures and contributing factor and to VACATE the administrative
judge’s alternative finding that the agency proved by clear and convincing
evidence that it would have taken the same personnel actions against the appellant
absent his protected disclosures, we AFFIRM the initial decision.
BACKGROUND
The appellant was formerly employed by the agency’s Bureau of Indian
Education (BIE) as an Assistant Principal at the Cheyenne Eagle Butte School
(CEBS), an elementary school located on the Cheyenne River Indian Reservation
in Eagle Butte, South Dakota, until he was terminated during his probationary
period, effective May 4, 2012. Initial Appeal File (IAF) Tab 1 at 1, Tab 11 at 11,
Tab 19 at 11. On November 4, 2015, he filed an IRA appeal alleging that, in
reprisal for various protected disclosures he made, the agency: (1) subjected him
to a hostile work environment; (2) threatened to charge him as absent without
leave (AWOL) for failure to provide acceptable medical documentation;
3
(3) terminated his employment; and (4) failed to select him for numerous
positions. IAF, Tab 1 at 13-15, Tab 9.
After holding the appellant’s requested hearing, the administrative judge
issued an initial decision denying the appellant’s request for corrective action.
IAF, Tab 180, Initial Decision (ID). The administrative judge found that the
appellant established by preponderant evidence that he made the following
protected disclosures to the agency’s Office of Inspector General (OIG) on
March 28, 2012, and to the BIE Associate Deputy Director on or about April 14,
2012: (1) he reported unsafe building conditions at CEBS to the Occupational
Safety and Health Administration on February 29, 2012; and (2) he disclosed that
an acting kindergarten assistant principal at CEBS lacked necessary certification
to an educational consulting firm on or about February 29, 2012. ID at 5-6,
17-20.
However, the administrative judge found that the appellant failed to
establish that his protected disclosures were a contributing factor in any of the
agency’s personnel actions. ID at 22-26. The administrative judge found that the
appellant’s protected disclosures all occurred after the February 21, 2012
threatened AWOL and, thus, could not have been a contributing factor in the
agency’s action. ID at 23. Regarding the appellant’s termination, the
administrative judge found that the appellant failed to present any evidence that
the Principal who took the action was aware of his protected disclosures. ID
at 23-25. Similarly, regarding the appellant’s nonselections, the administrative
judge found that he failed to prove that the individuals who made the decisions
not to select him were aware of his prior protected disclosures. ID at 25-26.
Alternatively, the administrative judge found that the agency proved by clear and
convincing evidence that the agency would have taken the same personnel actions
against the appellant absent his protected disclosures. ID at 26-30.
4
The appellant has filed a petition for review. Petition for Review (PFR)
File, Tab 3. The agency has opposed the appellant’s petition, and the appellant
has filed a reply. PFR File, Tabs 5-6.
DISCUSSION OF ARGUMENTS ON REVIEW
The administrative judge properly found that the appellant failed to prove that his
alleged disclosures that he was harassed amounted to protected disclosures.
To prove that a disclosure is protected, an appellant must prove by
preponderant evidence 2 that a disinterested observer with knowledge of the
essential facts known to and readily ascertainable by him could reasonably
conclude that the matter disclosed evidenced a violation of any law, rule, or
regulation, gross mismanagement, a gross waste of funds, an abuse of authority,
or a substantial and specific danger to public health or safety. 5 U.S.C.
§ 2302(b)(8); Bradley v. Department of Homeland Security, 123 M.S.P.R. 547,
¶ 7 (2016). 3 An abuse of authority occurs when there is an arbitrary or capricious
exercise of power by a Federal official or employee that adversely affects the
rights of any person or results in personal gain or advantage to himself or
preferred other persons. Herman v. Department of Justice, 115 M.S.P.R. 386,
¶ 11 (2011). Harassing or intimidating employees may constitute an abuse of
authority. See, e.g., Herman, 115 M.S.P.R. 386, ¶ 11; Swanson v. General
Services Administration, 110 M.S.P.R. 278, 285 n.* (2008); Pasley v. Department
of the Treasury, 109 M.S.P.R. 105, ¶ 18 (2008).
The administrative judge characterized the appellant’s claims concerning
harassment as pertaining to three different alleged disclosures: (1) the appellant
2
A preponderance of the evidence is the degree of relevant evidence that a reasonable
person, considering the record as a whole, would accept as sufficient to find that a
contested fact is more likely to be true than untrue. 5 C.F.R. § 1201.4(q).
3
Most of the alleged retaliatory events at issue in this appeal occurred before the
December 27, 2012 effective date of the Whistleblower Protection Enhancement Act
(WPEA), Pub. L. No. 112-199, 126 Stat 1465, but some occurred after the effective
date. However, our analysis concerning whether the appellant made a protected
disclosure under 5 U.S.C. § 2302(b)(8) is the same under both pre- and post-WPEA law.
5
reported that the Principal abused her authority when she subjected him to
harassment while he was on extended medical leave by repeatedly seeking
medical documentation from him; (2) he reported that the Principal and the
Acting Kindergarten Assistant Principal abused their authority generally by
harassing him; and (3) he reported that the Principal and the Acting Kindergarten
Assistant Principal’s harassment was based on his disability. ID at 10-17.
First, regarding the appellant’s alleged disclosure that the Principal abused
her authority and/or harassed him by seeking medical documentation, the
administrative judge found that the appellant’s testimony on this issue was vague,
unconvincing, and improbable and that a reasonable person would not have
considered the Principal’s treatment to be harassing behavior that could be
deemed an abuse of authority. ID at 10-12. The appellant does not dispute this
finding on review, and we discern no error in the administrative judge’s analysis.
Second, regarding the appellant’s alleged disclosure that the Principal and
the Acting Kindergarten Assistant Principal harassed him generally, the appellant
contends that he reported to an educational consulting firm on February 29, 2012,
that the Acting Kindergarten Assistant Principal created a hostile work
environment and reported to the BIE Associate Deputy Director on April 14,
2012, that the Principal bullied him and created a hostile work environment. ID
at 5-6; IAF, Tab 9 at 137. It is unclear from the record what details, if any, the
appellant reported to the firm or the Deputy Director concerning his alleged
hostile work environment or bullying claims. Indeed, the administrative judge
found that the appellant’s testimony on this issue was vague, unconvincing, and
improbable. ID at 15. Even assuming that the appellant reported all of the issues
discussed in the initial decision, the administrative judge found that a reasonable
person in the appellant’s position would not have concluded that the Principal or
the Acting Kindergarten Assistant Principal abused their authority by creating a
hostile work environment. ID at 12-16.
6
In particular, the administrative judge found that the appellant testified that
his working relationship with the Principal prior to his extended leave was
cordial. ID at 12. She found that the harassment the appellant identified merely
amounted to his perceived lack of responsiveness on the part of the Principal to
his complaints about his working relationship with the Acting Kindergarten
Assistant Principal and his other work -related concerns. ID at 12-13. Regarding
the Acting Kindergarten Assistant Principal, the administrative judge found that
the appellant’s claim of harassment stemmed from his difficulty adapting to the
work environment, which required him to share responsibilities with the Acting
Kindergarten Assistant Principal with whom he disagreed over day-to-day
matters, such as staff training and assignments and the proper handling of
individual education plans for special education students. ID at 14-15. She
further found that the appellant and the Acting Kindergarten Assistant Principal
did not have a good working relationship, and each complained to the Principal
about the other’s alleged inappropriate behavior. ID at 15. We discern no error
in the administrative judge’s conclusion that a reasonable person would not have
considered the Principal’s or the Acting Kindergarten Assistant Principal’s
behavior to amount to an abuse of authority. See Carr v. Department of Defense,
61 M.S.P.R. 172, 181 (1994) (finding that the appellant’s broad and imprecise
assertions that he was being harassed and subjected to a stressful work
environment did not constitute a disclosure of an abuse of authority).
On review, the appellant argues that the administrative judge erred in
finding that his report that the Principal and the Acting Kindergarten Assistant
Principal subjected him to a hostile work environment did not amount to a
protected disclosure, and he sets forth various facts that he appears to contend
support his belief that he was subjected to a hostile work environment. PFR File,
Tab 3 at 16. For example, he makes various arguments about his role at CEBS
and asserts that he expected to report to work overseeing the entire K-2 program
as discussed in his interview and that the Principal abused her authority by
7
splitting those duties between him and the Acting Kindergarten Assistant
Principal, whom he contends was not qualified to oversee the kindergarten class.
Id. at 16-17. To the extent the appellant is reiterating his argument that the
Acting Kindergarten Assistant Principal was improperly serving in her role
without proper certification, the administrative judge considered this as a separate
disclosure and found that the appellant made a protected disclosure that the
Acting Kindergarten Assistant Principal at CEBS lacked necessary certification.
ID at 18-20.
Third, regarding the appellant’s claim that the Principal and the Acting
Kindergarten Assistant Principal’s harassment was due to his disability, the
administrative judge found that the appellant failed to present credible evidence
that he was subjected to a hostile work environment based on discrimination and,
thus, failed to prove that he made a protected disclosure based on a violation of
Title VII of the Civil Rights Act of 1964. ID at 17. It is unclear from the record
whether the appellant ever reported to anyone that he believed the alleged
harassment was based on his disability. To the extent he is alleging as much,
however, such a claim would not amount to a protected disclosure because
disclosures that are limited to equal employment opportunity matters that are
covered under 5 U.S.C. § 2302(b)(1) and (b)(9) are excluded from coverage under
section 2302(b)(8). See McCray v. Department of the Army, 2023 MSPB 10, ¶ 22
(finding that a disclosure of disability discrimination or other practice made
unlawful by the Rehabilitation Act is not protected under 5 U.S.C. § 2302(b)(8));
see also Young v. Merit Systems Protection Board, 961 F.3d 1323, 1329-30 (Fed.
Cir. 2020) (stating that allegations of retaliation for exercising a Title VII right
do not fall within the scope of section 2302(b)(8)). Thus, we modify the initial
decision to vacate the administrative judge’s findings on this issue and instead
find that the appellant failed to prove that he made a protected disclosure for the
reasons set forth above.
8
The administrative judge properly found that the appellant failed to prove that
any of his protected disclosures were a contributing factor in the agency’s
personnel actions.
The administrative judge found that the appellant proved by preponderant
evidence that he was subjected to personnel actions when he was: (1) threatened
with being placed in an AWOL status; (2) terminated from his employment; and
(3) not selected for BIE contract education personnel positions. ID at 21-22.
Regarding the appellant’s claim that he was subjected to a hostile work
environment, the administrative judge found that the appellant’s allegations, as
detailed above, did not amount to a significant change in job duties,
responsibilities, or working conditions, and thus, they did not amount to a
personnel action. ID at 12-16. The appellant does not challenge this finding on
review, and we discern no error in the administrative judge’s finding to the extent
that the appellant’s allegations fail to establish that the agency’s actions,
individually or collectively, had practical and significant effects on the overall
nature and quality of his working conditions, duties, or responsibilities. See
Skarada v. Department of Veterans Affairs, 2022 MSPB 17, ¶¶ 16, 26-29 (finding
that the appellant failed to prove by preponderant evidence that his allegations of
a hostile work environment amounted to a significant change in duties when he
alleged that his supervisor failed to communicate with him, avoided him or
walked away from him, was unresponsive to his requests for guidance, and yelled
at him and excluded him from meetings).
Regarding the threatened AWOL, the administrative judge found that the
appellant failed to prove that his protected disclosures were a contributing factor
in the agency’s decision because the threatened AWOL occurred prior to his
protected disclosures. ID at 23. Regarding the appellant’s termination and
nonselections, the administrative judge applied the knowledge/timing test and
found that the appellant failed to present any evidence that the individuals who
decided to terminate his employment and not to select him were aware of his prior
9
protected disclosures. ID at 23-26. However, the knowledge/timing test is not
the only way an appellant can establish that his protected disclosures were a
contributing factor in the agency’s decision to take a personnel action against
him. It is the agency, not its individual officials, from whom an appellant seeks
corrective action, and actual knowledge by a single official is not dispositive.
See Dorney v. Department of the Army, 117 M.S.P.R. 480, ¶ 12 (2012).
The Board has held that, if an administrative judge determines that an
appellant has failed to satisfy the knowledge/timing test, she shall consider other
evidence, such as evidence pertaining to the strength or weakness of the agency’s
reasons for taking the personnel action, whether the whistleblowing was
personally directed at the proposing or deciding officials, and whether they had a
desire or motive to retaliate against the appellant. Id., ¶ 15; Powers v.
Department of the Navy, 69 M.S.P.R. 150, 156 (1995). We note that these factors
are a nonexhaustive list of the evidence that may be relevant to a contributing
factor determination. See Dorney, 117 M.S.P.R. 480, ¶ 15. Because the
administrative judge did not address the alternative to the knowledge/timing test
set forth in Dorney, we modify the initial decision to do so.
Regarding the strength of the evidence, we find that the agency had strong
evidence for its termination decision. The record reflects that the Principal, who
made the decision to terminate the appellant due to performance issues, took steps
to start the termination process with human resources as of at least January 11,
2012, prior to any of the appellant’s alleged disclosures. IAF, Tab 81 at 10.
Next, we find that the appellant’s disclosures were directed, at least in part, at the
Principal who chose to have the Acting Assistant Kindergarten Principal assist
the appellant and who would presumably have been responsible for addressing the
various safety issues at the school. IAF, Tab 81 at 29. However, regarding the
alleged safety violations, the administrative judge credited the Principal’s
testimony that numerous safety issues were reported annually and were widely
known but that there was simply not enough funding for larger repair projects.
10
ID at 17-18. Additionally, regarding the Acting Kindergarten Assistant
Principal’s qualifications, the administrative judge found that agency policy
permitted her to be detailed into the position even without all of the required
qualifications. ID at 19. Finally, as discussed above, the administrative judge
found that the Principal did not have knowledge of the appellant’s disclosures,
and thus, we find she could not have had a motive to retaliate. Geyer v.
Department of Justice, 70 M.S.P.R. 682, 693 (1996) (observing that disclosures
of which a deciding official has neither knowledge nor constructive knowledge
cannot contribute toward any retaliatory motive on his part), aff’d per curiam,
116 F.3d 1497 (Fed. Cir. 1997) (Table).
Regarding the appellant’s claims that, following his termination, he was not
selected for various positions, the appellant has not clearly identified the
positions to which he is referring. 4 Before the Office of Special Counsel, he
alleged that he had applied to at least 12 positions but received no offers. IAF,
Tab 2 at 3-4. He also alleged in his Board pleadings and testimony that he
applied for over 650 positions in community settings across the country. IAF,
Tab 83 at 47, Tab 177 at 18. However, the appellant only identified two specific
4
On review, the appellant argues that the administrative judge erred in failing to
address all of his nonselection claims. PFR File, Tab 3 at 21. However, he does not
identify any specific nonselections that the administrative judge failed to consider, but
rather, he asks that the Board review the hiring process for all BIA/BIE positions for
which he applied from 2012 to 2017. PFR File, Tab 3 at 22. However, in an IRA
appeal, the Board’s jurisdiction is limited to adjudicating the whistleblower allegations.
See, e.g., Ramos v. Department of the Treasury, 72 M.S.P.R. 235, 240 (1996). The
appellant also argues that the administrative judge erred in finding that he failed to
exhaust his remedy with the Office of Special Counsel (OSC) concerning his claim that
he was not selected for additional positions. PFR File, Tab 3 at 22. However, even
assuming such claims were exhausted, the appellant has not provided sufficient
information to identify the relevant nonselections or to establish that his protected
disclosures were a contributing factor in the decisions not to select him. Finally, the
appellant’s argument that the agency failed to provide him with the information he
requested concerning his nonselections, PFR File, Tab 3 at 22, is unavailing. The
appellant filed a motion to compel the agency to produce certain information, but it did
not address his nonselection claims. IAF, Tab 42.
11
Principal and Assistant Principal positions. 5 IAF, Tab 9 at 10, 112. Indeed, the
agency requested clarification regarding the specific positions for which the
appellant alleged he was not selected. IAF, Tab 15.
The lack of clarity regarding the appellant’s nonselection claims makes the
contributing factor analysis difficult. The appellant offers virtually no evidence
regarding the strength or weaknesses of the agency’s reasons for not selecting
him for any of the positions, including the Principal and the Assistant Principal
positions. It is the appellant’s burden to establish that his protected disclosures
and/or activity were a contributing factor to a personnel action and this lack of
evidence cuts against him. The appellant argues that he was not selected for
positions due to whistleblower reprisal because he is Native American, has a
rating of 94, and the agency could not select a non-Native American candidate if
a qualified Native American candidate was available. IAF, Tab 9 at 10.
However, the appellant does not allege or offer any evidence that the agency
selected a non-Native American candidate over him for any of the positions. Nor
does he allege that he was more qualified than any individual who was selected.
ID at 29.
Regarding the remaining Dorney factors, there is no evidence that the
appellant’s protected disclosures were personally directed at any of the selecting
officials. 6 And, as noted, the administrative judge credited the testimony of the
selecting officials for the two identified positions that they were not aware of the
appellant’s disclosures. Therefore, they could not have had a motive to retaliate.
Finally, the appellant argues that the decisions not to select him were motivated
by reasons other than whistleblower reprisal. IAF, Tab 83 at 48. Specifically, he
5
The record also includes documents regarding various other positions. IAF, Tab 167
at 43-56, Tab 168 at 30-39, Tab 169 at 30-39.
6
Although the appellant alleged that the Acting Kindergarten Assistant Principal, about
whom he complained lacked proper certification, served on several committees that
interviewed him, IAF, Tab 83 at 48, the administrative judge found that the appellant
provided no evidence to support his claim and, in any event, did not provide any
evidence that this individual was aware of his protected disclosures, ID at 25 n.15.
12
asserts that applicants were rarely hired regardless of their qualifications because
staff who served in an acting capacity for the positions often served on the hiring
committees and routinely found no qualified applications so that they could
continue in their acting positions. Id. Such an argument fails to support his
claim that he was not selected in reprisal or his protected disclosures. Based on
the foregoing, we find that the appellant failed to prove by preponderant evidence
that his disclosures were a contributing factor in the agency’s decisions to
terminate him and not to select him for various positions.
The administrative judge properly analyzed the appellant’s claims under the
Whistleblower Protection Act (WPA), as amended by the Whistleblower
Protection Enhancement Act of 2012 (WPEA).
On review, the appellant contends that the administrative judge erred in
applying the provisions of the WPA instead of the WPEA. PFR File, Tab 3
at 25-26. Effective December 27, 2012, the WPEA created new Board appeal
rights in IRA appeals for employees who allege that a personnel action has been
taken as a result of a prohibited personnel practice described in 5 U.S.C.
§ 2302(b)(9)(A)-(D). Pub. L. No. 112-199, 126 Stat 1465. However, as the
administrative judge properly stated, the Board has declined to give retroactive
effect to the new appeal rights for activities protected under section 2302(b)(9).
ID at 7 n.4. Thus, she found that the Board lacks jurisdiction over the appellant’s
claims that any of the agency’s personnel actions that occurred prior to
December 27, 2012, were in retaliation for protected activity under
section 2302(b)(9). ID at 7 n.4. Except for the appellant’s nonselections, the
personnel actions at issue in this appeal all occurred prior to the WPEA’s
enactment. As to the appellant’s nonselections that occurred after the
December 27, 2012 effective date, we apply the WPEA. See Pridgen v. Office of
Management and Budget, 2022 MSPB 31, ¶¶ 50-51. To the extent the appellant is
alleging that his nonselections after December 27, 2012, constituted reprisal for
protected activity under section 2302(b)(9)(C), disclosing to the OIG that the
13
Acting Kindergarten Assistant Principal lacked necessary certification, as
discussed above, we find that he has not proven that such activity was a
contributing factor in his nonselections. 7
The appellant’s remaining arguments do not provide a basis for reversal.
The appellant identifies various alleged errors in the administrative judge’s
factual findings. For example, he challenges her finding that CEBS was operated
by BIE and the Eagle Butte School District and that the Principal decided to split
the job duties of overseeing kindergarten to second grade between him and
another employee. PFR File, Tab 3 at 6-7. However, such arguments do not
provide a basis for reversal because the appellant has not explained how any of
these alleged factual errors are relevant to the dispositive issue of whether he
made a protected disclosure that was a contributing factor in the agency’s
personnel actions. See 5 C.F.R. § 1201.115 (explaining that the Board will only
grant a petition for review based on a showing that the initial decision contains
erroneous findings of fact if such factual errors are material, meaning that they
are of sufficient weight to warrant an outcome different from that of the initial
decision).
Additionally, the appellant makes various arguments concerning the
administrative judge’s finding that the agency proved by clear and convincing
evidence that it would have taken its actions absent the appellant’s protected
disclosures. For example, he contends that the administrative judge erred in
finding that agency policy authorized CEBS to temporarily place a special
7
During the pendency of this appeal, the National Defense Authorization Act for Fiscal
Year 2018 (NDAA), Pub. L. No. 115-91, 131 Stat. 1283, was signed into law on
December 12, 2017. Section 1097 of the NDAA amended various provisions of title 5
of the U.S. Code. In particular, it amended 5 U.S.C. § 2302(b)(9)(C) to include
disclosing information to the Inspector General “or any other component responsible for
internal investigation or review.” 131 Stat. 1283, 1616. However, the result would be
the same under both pre- and post-NDAA law because the appellant disclosed
information to the agency’s Inspector General. We also have reviewed the other
relevant legislation enacted during the pendency of this appeal and have concluded that
it does not affect the outcome of the appeal.
14
education teacher in the Acting Assistant Kindergarten Principal position without
necessary credentials. PFR File, Tab 3 at 7-9, 24. He also disputes the
administrative judge’s findings regarding when the Principal made the decision to
terminate his employment and argues that the administrative judge erred in failing
to consider his arguments showing that the reasons for his termination were
unfounded. Id. at 9, 11-16. Such arguments similarly fail to show any error in
the administrative judge’s finding that the appellant failed to make a protected
disclosure that was a contributing factor in the agency’s personnel actions and,
thus, do not provide a basis for reversal.
Nonetheless, given the administrative judge’s correct finding that the
appellant failed to prove his prima facie case, it is unnecessary to determine
whether the agency proved by clear and convincing evidence that it would have
taken the same personnel actions against the appellant absent his protected
disclosures. See 5 U.S.C. § 1221(e)(2); Clarke v. Department of Veterans Affairs,
121 M.S.P.R. 154, ¶ 19 n.10 (2014) (stating that the Board may not proceed to the
clear and convincing evidence test unless it has first determined that the appellant
established his prima facie case), aff’d, 623 F. App’x 1016 (Fed. Cir. 2015).
Accordingly, we vacate the administrative judge’s finding that the agency proved
by clear and convincing evidence that it would have taken the same personnel
actions absent the appellant’s protected disclosures.
The appellant’s arguments concerning procedural error do not provide a basis for
reversal.
On review, the appellant also argues that the administrative judge
committed various procedural errors, but we conclude that none of these alleged
errors warrants reversing the initial decision. For example, the appellant argues
that he was prejudiced by the overall length of time it took to adjudicate his
appeal in that he was denied legal representation due to the cost of the extended
process. PFR File, Tab 3 at 29. However, the Board generally has found that an
appellant’s lack of representation does not provide a basis for granting review.
15
See, e.g., Feathers v. Office of Personnel Management, 27 M.S.P.R. 485, 487
(1985). Additionally, it appears that the appellant was initially represented by
counsel and later designated his wife as his representative. IAF, Tabs 30-31, 70,
170. Although the appellant may have been unable to afford what he considers to
be adequate representation, a claim of inadequate representation does not provide
grounds for Board review. See Wadley v. Department of the Army, 90 M.S.P.R.
148, ¶ 5 (2001); Abney v. Office of Personnel Management, 89 M.S.P.R. 305, ¶ 5
(2001), aff’d, 41 F. App’x 421 (Fed. Cir. 2002).
The appellant also contends that technological issues related to lag time,
which are not reflected on the hearing compact discs, nonetheless interfered with
the hearing. PFR File, Tab 3 at 29. He does not, however, explain the nature of
these technical difficulties or how he was prejudiced by them. See Panter v.
Department of the Air Force, 22 M.S.P.R. 281, 282 (1984) (stating that an
adjudicatory error that is not prejudicial to a party’s substantive rights provides
no basis for reversing an initial decision). He also argues that the administrative
judge directed his representative to cease referring to multiple documents in the
record, which altered her approach to questioning and limited relevant testimony,
and the administrative judge improperly limited his representative’s questions
regarding his disability, but he fails to offer any details concerning which
testimony was improperly limited or how it was prejudicial to him. PFR File,
Tab 3 at 29-30. Lastly, he argues that the administrative judge improperly denied
his proposed witnesses, but he fails to explain how their proposed testimony was
relevant or how denying such witnesses prejudiced him. Id. at 30; see Sanders v.
Social Security Administration, 114 M.S.P.R. 487, ¶ 10 (2010) (stating that, to
obtain reversal of an initial decision on the ground that the administrative judge
abused his discretion in excluding evidence, the petitioning party must show on
review that relevant evidence, which could have affected the outcome, was
disallowed).
16
Accordingly, we affirm the initial decision denying the appellant’s request
for corrective action.
NOTICE OF APPEAL RIGHTS 8
The initial decision, as supplemented by this Final Order, constitutes the
Board’s final decision in this matter. 5 C.F.R. § 1201.113. You may obtain
review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of
your claims determines the time limit for seeking such review and the appropriate
forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following
summary of available appeal rights, the Merit Systems Protection Board does not
provide legal advice on which option is most appropriate for your situation and
the rights described below do not represent a statement of how courts will rule
regarding which cases fall within their jurisdiction. If you wish to seek review of
this final decision, you should immediately review the law applicable to your
claims and carefully follow all filing time limits and requirements. Failure to file
within the applicable time limit may result in the dismissal of your case by your
chosen forum.
Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(A).
8
Since the issuance of the initial decision in this matter, the Board may have updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
17
If you submit a petition for review to the U.S. Court of Appeals for the
Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of
discrimination . This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims —by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the district court no later than 30 calendar days after your representative
receives this decision. If the action involves a claim of discrimination based on
18
race, color, religion, sex, national origin, or a disabling condition, you may be
entitled to representation by a court-appointed lawyer and to waiver of any
requirement of prepayment of fees, costs, or other security. See 42 U.S.C.
§ 2000e-5(f) and 29 U.S.C. § 794a.
Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection
Enhancement Act of 2012 . This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
19
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in
section 2302(b) other than practices described in section 2302(b)(8), or
2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial
review either with the U.S. Court of Appeals for the Federal Circuit or any court
of appeals of competent jurisdiction. 9 The court of appeals must receive your
petition for review within 60 days of the date of issuance of this decision.
5 U.S.C. § 7703(b)(1)(B).
If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
9
The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
20
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
FOR THE BOARD: ______________________________
Gina K. Grippando
Clerk of the Board
Washington, D.C.