observing that the Board generally must give deference to an administrative judge’s credibility determinations when they 10 are based, explicitly or implicitly, on the observation of the demeanor of witnesses testifying at a hearing
How later courts described this case
- observing that the Board generally must give deference to an administrative judge’s credibility determinations when they 10 are based, explicitly or implicitly, on the observation of the demeanor of witnesses testifying at a hearing
- stating that the Board may overturn demeanor-based credibility determinations only when it has “sufficiently sound” reasons to do so
Written by the judges who cited it.
The opinion
UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
HANEEFAH R. MAHMOOD, DOCKET NUMBER
Appellant, SF-0752-17-0677-I-2
v.
SOCIAL SECURITY DATE: May 7, 2024
ADMINISTRATION,
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Andrew Kim , Esquire, Atlanta, Georgia, for the appellant.
Joshua Fizer and Matthew C. Miller , Baltimore, Maryland, for the agency.
BEFORE
Cathy A. Harris, Chairman
Raymond A. Limon, Vice Chairman
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which
sustained her removal. Generally, we grant petitions such as this one only in the
following circumstances: the initial decision contains erroneous findings of
material fact; the initial decision is based on an erroneous interpretation of statute
or regulation or the erroneous application of the law to the facts of the case; the
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
administrative judge’s rulings during either the course of the appeal or the initial
decision were not consistent with required procedures or involved an abuse of
discretion, and the resulting error affected the outcome of the case; or new and
material evidence or legal argument is available that, despite the petitioner’s due
diligence, was not available when the record closed. Title 5 of the Code of
Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully
considering the filings in this appeal, we conclude that the petitioner has not
established any basis under section 1201.115 for granting the petition for review.
Therefore, we DENY the petition for review. Except as expressly MODIFIED to
make clear that, consistent with the Board’s decision in Boo v. Department of
Homeland Security, 122 M.S.P.R. 100 (2014), the agency provided evidence
demonstrating that the appellant made the statements identified in both
specifications of the false statement charge for her own private material gain, and
to clarify the administrative judge’s findings concerning the appellant’s
affirmative defense of reprisal for equal employment opportunity (EEO) activity,
we AFFIRM the initial decision.
BACKGROUND
The appellant was previously employed as a Senior Case Technician with
the agency’s Disability Adjudication and Review office in Seattle, Washington.
Mahmood v. Social Security Administration, MSPB Docket No. SF-0752-17-
0677-I-1, Initial Appeal File (IAF), Tab 15 at 34. By a letter dated May 2, 2017,
the agency proposed to remove the appellant based on four charges: (1) failure to
cooperate with an administrative investigation, with a single specification;
(2) conduct unbecoming a Federal employee, with four specifications; (3) lack of
candor, with two specifications; and (4) false statements, with two specifications.
Id. at 94-113. The charges arose out of the appellant’s interactions with her
supervisor on three separate occasions: on January 19, 2017, during the agency’s
effort to investigate another employee’s failure to receive two original emails; on
3
March 14, 2017, during the agency’s investigation into allegations that the
appellant had harassed another employee; and during a conversation and
subsequent emails on March 29, 2017, regarding whether the appellant was
completing one of her assigned duties. Id. at 94-100. The appellant provided
written and oral replies to the proposed removal. Id. at 60-90. After considering
the appellant’s responses, the deciding official issued a decision sustaining all of
the charges and specifications and removing the appellant, effective August 4,
2017. Id. at 35-49.
The appellant timely filed an appeal with the Board challenging her
removal. IAF, Tab 1. The appellant also raised a number of affirmative defenses,
including a violation of her Weingarten rights, 2 retaliation for her EEO activity, a
due process violation based on ex parte communications between several agency
officials involved in her removal, and a violation of the applicable collective
bargaining agreement. Id. at 2-12; Mahmood v. Social Security Administration,
MSPB Docket No. SF-0752-17-0677-I-2, Refiled Appeal File (RAF), Tab 15 at 2.
The appeal was dismissed without prejudice to refiling at the parties’ request, and
was subsequently automatically refiled. IAF, Tab 30; RAF, Tab 1; see RAF,
Tab 6. Following the first day of the appellant’s requested hearing in the refiled
appeal, the parties informed the administrative judge that they had reached a
tentative resolution of the appeal, and consequently, the administrative judge
postponed the remaining scheduled hearing days. RAF, Tabs 29-30, 35. After
the parties were unable to reach a final agreement to settle the appeal, see RAF,
Tab 31 at 1, the appellant withdrew her request for a hearing and requested a
decision on the written record, RAF, Tabs 39, 40.
2
Weingarten rights involve a private sector employee’s right, articulated in National
Labor Relations Board v. J. Weingarten, Inc., 420 U.S. 251, 260 (1975), to request
union representation at an investigatory interview that the employee reasonably believes
might result in disciplinary action. See Howard v. Office of Personnel Management,
31 M.S.P.R. 617, 621 (1986), aff’d, 837 F.2d 1098 (Fed. Cir. 1987) (Table). Congress
granted Federal employees Weingarten-type rights in the Civil Service Reform Act.
5 U.S.C. § 7114(a)(2)(B).
4
After the parties submitted their close of record briefs, RAF, Tabs 41-43,
the administrative judge issued an initial decision affirming the agency’s removal
action, RAF, Tab 44, Initial Decision (ID). The administrative judge found that
the agency proved all four charges and all of the attendant specifications. ID
at 8-25. She also found that the appellant failed to prove any of her affirmative
defenses. ID at 25-32. Finally, the administrative judge found that the agency
established a nexus between the misconduct and the efficiency of the service, and
determined that the removal penalty was reasonable under the circumstances. ID
at 32-35.
The appellant has timely filed a petition for review. Petition for Review
(PFR) File, Tab 1. The agency has filed a response. PFR File, Tab 3.
DISCUSSION OF ARGUMENTS ON REVIEW
On review, the appellant challenges the administrative judge’s finding that
the agency proved the charge of failure to cooperate with an agency investigation,
arguing that her conduct did not rise to the level of a refusal to cooperate. PFR
File, Tab 1 at 9-12. The appellant also argues that the administrative judge
erroneously credited her supervisor’s version of events related to the conduct
unbecoming and lack of candor charges, even where it was in conflict with the
documentary evidence or was insufficiently specific. Id. at 12-16. Finally, the
appellant argues that the administrative judge applied the incorrect legal standard
for the false statement charge by considering whether the appellant made the
purportedly false statements with the intent to deceive, but without considering
whether she made the statements for “private material gain,” as required by the
Board in Boo v. Department of Homeland Security. Id. at 16-17. The appellant
has not challenged any of the administrative judge’s findings denying her
affirmative defenses.
5
The administrative judge correctly concluded that the agency proved the charge
of failure to cooperate with an administrative investigation.
Regarding the charge of failure to cooperate with an administrative
investigation, the appellant does not dispute the administrative judge’s finding
that she exited the interview room before she was asked or answered any
substantive questions for the agency’s investigation. See ID at 9-10. Instead, the
appellant reiterates her argument that she was reluctant to answer questions due
to the fact that she did not have a union representative present with her in-person,
and she faults the agency for failing to contact the union to see whether a
representative was available in-person on the day of her interview. PFR File,
Tab 1 at 9-11. The appellant also notes that she did not actually refuse to answer
any question and blames the agency for failing to attempt to reschedule the
meeting so that a union representative could be present in-person. Id. at 11-12.
She argues that her conduct did not constitute a failure to cooperate with the
investigation, and the administrative judge erred by concluding that the agency
proved the charge as written. Id. As support for her argument, the appellant cites
a number of Board and U.S. Court of Appeals for the Federal Circuit (Federal
Circuit) cases that she argues demonstrate that her actions did not rise to the level
of an actual refusal to cooperate with the investigation. See id. at 9-12 (citing
Modrowski v. Department of Veterans Affairs, 252 F.3d 1344, 1350 (Fed. Cir.
2001); Pedeleose v. Department of Defense, 110 M.S.P.R. 508 (2009); Negron v.
Department of Justice, 95 M.S.P.R. 561 (2004); Hankins v. Department of the
Army, MSPB Docket No. DA-0752-13-0423-I-1, Final Order (Sept. 8, 2014)).
The events discussed in this charge occurred on January 19, 2017, when the
appellant was summoned to an interview room to discuss the facts and
circumstances surrounding another employee’s failure to receive two original
emails. IAF, Tab 18 at 19; see ID at 9. Before the appellant’s supervisor could
begin questioning the appellant, she expressed her belief that the investigation
concerned her pending EEO complaint and stated that she wanted her
6
representative present. IAF, Tab 18 at 19. After informing the appellant that she
could not have an EEO representative, the appellant left the room. Id. She
returned approximately 4 minutes later and again demanded her choice of a
representative. Id. at 20. Her supervisor informed the appellant that she could
have a union representative assist her, at which point the appellant requested a
break for a few minutes to decide what to do and again left the room. Id.
at 20-21. After returning, the appellant restated her belief that she had the right
to have “any rep” assist her, but stated that she wanted a union representative,
and that she wanted to have the representative appear in-person. 3 Id. at 21. The
appellant’s supervisor informed the appellant that she could not direct the manner
of how her union representative appeared and informed her that the representative
could appear by telephone. The appellant said “bye” and subsequently left the
room, never to return, without answering any substantive questions for the
interview. Id.
Concerning the appellant’s claims that she was entitled to have an
in-person union representative and that she rightfully refused to continue the
interview until an in-person representative was available, as the agency correctly
notes, the administrative judge considered and rejected this argument. PFR File,
Tab 3 at 11-12; see ID at 10-11; RAF, Tab 20 at 115. The administrative judge
specifically found that the applicable collective bargaining agreement did not
require the agency to allow an in-person union representative, and so the
appellant could not condition her cooperation with the agency investigation on a
representative’s physical presence at the interview. ID at 10-11, 30-31. We have
reviewed the applicable language in the collective bargaining agreement and
discern no reason to disturb the administrative judge’s finding. RAF, Tab 20
at 115; see Crosby v. U.S. Postal Service, 74 M.S.P.R. 98, 105-06 (1997) (finding
no reason to disturb the administrative judge’s findings when she considered the
3
As the union representative noted, the appellant’s office was located in Seattle,
Washington, and the union representatives were located at a different office, a
significant distance away, in Spokane, Washington. See IAF, Tab 42 at 198, 205.
7
evidence as a whole, drew appropriate inferences, and made reasoned conclusions
on issues of credibility); Broughton v. Department of Health and Human Services,
33 M.S.P.R. 357, 359 (1987) (same).
Further, as the administrative judge noted, the union representative who
was on call the day of the appellant’s interview indicated in deposition testimony
that she did not believe that the collective bargaining agreement required her
physical presence for a Weingarten meeting, and noted that because she was not
located in the same city as the appellant, she would not have even been able to be
physically present for the meeting and did not typically attend Weingarten
meetings in-person. ID at 10-11; see Tab 42 at 198, 205-08, 225-26.
Consequently, the appellant’s argument that the agency was obligated to
reschedule the interview to accommodate a union representative’s physical
presence is also without merit. PFR File, Tab 1 at 10-12.
Further, to the extent the appellant is arguing that her actions are
distinguishable from those in the Board and Federal Circuit cases she cites on
review, because she never actually “refused” to answer any questions, her
argument is inapposite. PFR File, Tab 1 at 9-12. As the administrative judge
noted, after the agency denied the appellant’s request for an in-person union
representative, the appellant made clear her intention not to participate in the
interview when she said “bye” to the interviewer before answering a single
substantive question, left the interview room for a final time, and made no further
attempt to contact the interviewer to continue the interview. ID at 9-11. In all of
the cases cited by the appellant on review other than Modrowski, the Board
ultimately upheld the charge of failure to cooperate with an investigation based
on conduct substantially similar to the appellant’s conduct in this case. See
Pedeleose, 110 M.S.P.R. 508, ¶¶ 3, 18-20 (upholding the charge of failure to
cooperate where the appellant refused to answer any questions on grounds that
the investigation was unlawful); Negron, 95 M.S.P.R. 561, ¶¶ 10-11, 31
(upholding the charge of failure to cooperate with an investigation based on the
8
appellant’s refusal to provide relevant documents in his possession in response to
an inquiry); Hankins, MSPB Docket No. DA-0752-13-0423-I-1, Final Order,
¶¶ 13, 15 (upholding a charge of failure to cooperate in an investigation where the
appellant did not “outright refuse[]” to answer any particular question, but
nevertheless was “evasive, refused to answer questions directly, and failed to
provide candid and complete answers”). 4
Finally, although the Federal Circuit reversed the charge of failure to
cooperate with an investigation in Modrowski, it did so because the information
the agency provided to the appellant in that case created considerable ambiguity
about the scope of the appellant’s immunity from criminal prosecution, and the
appellant did not have an opportunity to meet with his attorney to discuss the
scope of his immunity before he refused to answer the questions—an issue that is
not pertinent to the instant appeal. See Modrowski, 252 F.3d at 1350-53.
Accordingly, we find no error in the administrative judge’s determination that the
agency met its burden of proving the charge of failure to cooperate with an
agency investigation.
The administrative judge correctly concluded that the agency proved all
specifications of the conduct unbecoming a Federal employee and lack of candor
charges.
The appellant also challenges the administrative judge’s findings that the
agency proved the conduct unbecoming a Federal employee and lack of candor
charges. PFR File, Tab 1 at 12-16. Regarding the conduct unbecoming charge,
the appellant attacks the administrative judge’s credibility findings, arguing that
she failed to address the discrepancy between the October 27, 2017 deposition
testimony of the appellant’s supervisor, in which the supervisor responded that it
was not his “recollection” that the appellant said anything about requesting a
representative prior to leaving the interview room for the first time during their
4
We are not citing to this nonprecedential decision as precedent in support of our
decision, but rather in order to respond to the appellant’s argument relying on this
decision. See 5 C.F.R. § 1201.117(c)(2).
9
January 19, 2017 interview, and the contemporaneously prepared notes from
another supervisor who was acting as a note-taker for the interview, reflecting
that the appellant did request a union representative before leaving the interview
for the first time. PFR File, Tab 1 at 12-13; see IAF, Tab 18 at 15; RAF Tab 42
at 100. The appellant argues that this discrepancy, and the administrative judge’s
failure to address it, calls into question the administrative judge’s reliance on the
note-taker’s notes for other purposes—namely, her reliance on the notes to
establish that the appellant did not request a break before exiting the interview for
the first time at 10:01 a.m. on January 19, 2017, which was relevant to the first
specification of the conduct unbecoming charge. PFR File, Tab 1 at 12-13; see
ID at 12-13.
We agree with the agency that the appellant’s reliance on this purported
discrepancy is misplaced. PFR File, Tab 3 at 16-17. As an initial matter, the
appellant’s supervisor merely stated, during a deposition that occurred 9 months
after the incident in question, that it was not his “recollection” that the appellant
requested her representative before leaving the meeting for the first time. See
RAF, Tab 42 at 100. This apparent memory lapse had no bearing on the
challenged specification, which concerned whether the appellant requested a
break. Further, the administrative judge considered the appellant’s claim that she
requested a break at 10:01 a.m., but declined to credit it. ID at 12-13; see IAF,
Tab 18 at 21. In making this determination, the administrative judge credited the
note-taker’s contemporaneous notes and the appellant’s supervisor’s hearing
testimony, both of which identified the appellant’s latter request for a break at
approximately 10:13 a.m., and reasoned that if a prior request for a break at
10:01 a.m. had occurred, the testimony or the notes would have reflected the
request. ID at 13. Given the administrative judge’s demeanor-based finding, we
defer to her credibility determination. See Haebe v. Department of Justice,
288 F.3d 1288, 1301 (Fed. Cir. 2002) (observing that the Board generally must
give deference to an administrative judge’s credibility determinations when they
10
are based, explicitly or implicitly, on the observation of the demeanor of
witnesses testifying at a hearing).
With respect to the lack of candor specifications concerning the events on
January 19, 2017, the relevant specifications charge the appellant with
inaccurately annotating the meeting transcript to reflect that she asked for, and
was granted, a break before leaving the interview room for the first time. IAF,
Tab 15 at 95. As with the conduct unbecoming specifications, for each of these
specifications, the administrative judge credited the supervisor’s version of
events, noting that he had credibly and consistently testified at the hearing about
these issues, and that his recollection of events was corroborated by the
note-taker’s notes. ID at 12-13. By contrast, the administrative judge declined to
credit the appellant’s claim that she requested and was granted a break,
concluding that she had provided inconsistent and evolving explanations for why
she left the room, stating at various times that she did so because she “had a panic
attack” after being denied access to her union representative, or that she was
unable to talk and was “gasping for air” when she left the room. Id.; see RAF,
Tab 41 at 66-67. It is possible that “gasping for air” could be considered a
symptom of a “panic attack,” so it is at least arguable that the appellant’s varied
explanations for why she left the room were not necessarily inconsistent.
Nevertheless, we have reviewed the record as a whole, including the supervisor’s
testimony and the note-taker’s notes, and we see no reason to disturb the
administrative judge’s finding in this regard. See Haebe v. Department of Justice,
288 F.3d at 1301.
Accordingly, with regard to the specifications of the charges of conduct
unbecoming a Federal employee and lack of candor related to the events of
January 19, 2017, we decline to disturb the administrative judge’s decision to
credit the appellant’s supervisor’s testimony and the note-taker’s
contemporaneous notes over the appellant’s version of the incident. See ID
at 12-13; IAF, Tab 15 at 94-95. The appellant’s attempts on review to have the
11
Board reweigh this evidence are unpersuasive. PFR File, Tab 3 at 5-7; see
Crosby, 74 M.S.P.R. at 105-06 (finding no reason to disturb the administrative
judge’s findings when she considered the evidence as a whole, drew appropriate
inferences, and made reasoned conclusions on issues of credibility); Broughton,
33 M.S.P.R. at 359 (same).
Regarding the specification of the conduct unbecoming charge related to
the March 29, 2017 interaction between the appellant and her supervisor, the
appellant argues on review that the administrative judge failed to consider the
lack of specificity in the supervisor’s email to the appellant outlining the
appellant’s unprofessional conduct during their in-person conversation. PFR File,
Tab 1 at 14-15; see IAF, Tab 18 at 6-7. The relevant specification alleged that,
on the morning of March 29, 2017, after the appellant’s supervisor realized that
no one was covering the phones, he approached the appellant at her workstation
and asked her whether she was aware that she was scheduled to cover the phones,
and in response, the appellant made a number of disrespectful or inappropriate
statements, which were summarized in the proposed removal. IAF, Tab 15
at 94-95, 99. In a subsequent email later that day, the appellant’s supervisor
informed the appellant that her conduct that morning was unacceptable and
directed her to follow the standards of conduct expected of Federal employees.
Id. at 99; see IAF, Tab 18 at 6.
On review, the appellant argues that her supervisor’s email did not contain
the same level of detail as was contained in the notice of proposed removal, so
the administrative judge erred by crediting the supervisor’s recollection of what
the appellant said over the appellant’s assertion that she did not make the alleged
statements. PFR File, Tab 1 at 14-15. The appellant also appears to argue that
the administrative judge did not assign sufficient weight to the fact that there was
a more than 5-hour delay between when the March 29, 2017 interaction occurred
and when the appellant’s supervisor emailed the appellant to inform her that the
interaction was unacceptable and unprofessional. Id. at 15.
12
As the agency correctly notes, the administrative judge did acknowledge
the 5-hour gap between the interaction and the supervisor’s email, and credited
the supervisor’s explanation that he spent that period of time consulting with the
agency’s human resources and legal offices on how to appropriately address the
issue with the appellant. PFR File, Tab 3 at 19; see ID at 15-16. Regarding the
appellant’s suggestion that the lack of specificity in the supervisor’s email
undercuts the allegations in the notice of proposed removal, we disagree. The
administrative judge credited the supervisor’s account of the appellant’s
statements based on witness demeanor, along with the appellant’s own admission
that she perceived the supervisor’s statements as harassing, retaliatory, and
defamatory. She concluded that the appellant likely reacted negatively to the
supervisor’s statements in the manner described in the proposed removal. See ID
at 15-16. The appellant’s arguments on review are not sufficient to disturb the
administrative judge’s finding. Haebe, 288 F.3d at 1301 (stating that the Board
may overturn demeanor-based credibility determinations only when it has
“sufficiently sound” reasons to do so); see Faucher v. Department of the Air
Force, 96 M.S.P.R. 203, ¶ 8 (2004) (stating that “sufficiently sound” reasons for
overturning an administrative judge’s demeanor -based credibility determinations
include circumstances when the administrative judge’s findings are incomplete,
inconsistent with the weight of evidence, and do not reflect the record as a
whole).
Finally, regarding the two specifications of conduct unbecoming a Federal
employee, the agency alleged that on two separate occasions on March 14, 2017,
the appellant hung up the telephone on her supervisor while he was still speaking
to her. On review, the appellant denies hanging up on her supervisor, but she
does not offer any specific argument challenging the administrative judge’s
findings regarding these specifications. PFR File, Tab 1 at 7; see ID at 16-17.
Accordingly, we see no reason to disturb those findings on review. See Crosby,
74 M.S.P.R. at 105-06; Broughton, 33 M.S.P.R. at 359.
13
We modify the initial decision to clarify that the agency proved that the appellant
made the charged false statements with the requisite intent to defraud agency
officials for her own private material gain.
With respect to the false statement charge, the appellant argues on review
that the administrative judge analyzed the charge under the wrong legal standard.
PFR File, Tab 1 at 16-17. The specifications of the false statements charge relate
to an email the appellant sent on March 29, 2017, in which she accused her
supervisor of vowing to use his position to “slander [the appellant’s] credibility
during the course of [her] work performance,” and threatening the appellant that
he would “discipline [her] for speaking out,” neither of which was true. IAF,
Tab 15 at 95; see IAF, Tab 18 at 8-9. As the appellant correctly notes, to prove a
charge of false statements or falsification, an agency must prove by preponderant
evidence that the appellant: (1) supplied wrong information; and (2) she did so
knowingly and with the intention of defrauding, deceiving, or misleading the
agency. Haebe, 288 F.3d at 1305; see Leatherbury v. Department of the Army ,
524 F.3d 1293, 1300 (Fed. Cir. 2008). In Boo v. Department of Homeland
Security, the Board clarified that the second element of the charge requires that
the agency prove that the appellant’s falsification was done for her own “private
material gain.” Boo, 122 M.S.P.R. 100, ¶¶ 10-12 (modifying Board case law to
incorporate the elements of falsification established in Leatherbury). The
appellant argues that, although the administrative judge correctly identified the
required intent element of the falsification charge, she failed to address whether
the agency had proven that she made the statements in the email for her own
private material gain. PFR File, Tab 1 at 16-17. The appellant argues that
because neither the initial decision nor the agency’s filings discussed whether the
appellant made the statements in the email for her own “private material gain,”
neither specification can be sustained. Id.
Although the administrative judge did not specifically identify the “private
material gain” language from Boo in the initial decision, her findings clearly
14
reflect that the appellant made the statements in the emails for her own private
material gain. ID at 20-25. As the agency correctly notes, the Board emphasized
in Boo that what is defined as private material gain should be considered “quite
broad,” and constitutes any “advantage to be secured [by the employee],” and is
“by no means limited to monetary gains arising from a falsification.” Boo,
122 M.S.P.R. 100, ¶ 13 (quoting Bradley v. Veterans Administration, 900 F.2d
233, 237 n.6 (Fed. Cir. 1990)); see PFR File, Tab 3 at 23. In discussing whether
the appellant made the statements in the email with the intent to deceive or
mislead the agency, the administrative judge observed that the appellant copied
her second-level supervisor on the email in which she made the false statements,
and concluded that it was more likely true than not that the appellant did so with
the purpose of misleading her second-level supervisor into taking action against
her supervisor based on the accusations. ID at 22; see IAF, Tab 18 at 8. Based
on what the administrative judge identified as the appellant’s obvious frustration
with her supervisor, as well as her effort to falsely cast her supervisor in a
negative light, the administrative judge concluded that the appellant made the
false statements with the intent to deceive her second-level supervisor about the
actions of her first-level supervisor. See ID at 22-23.
This same evidence provides ample support for the conclusion that the
appellant made the false statement for her own private material gain. As the
administrative judge indicated, the appellant attempted to cast her supervisor in a
negative light by making the false statements about him with the goal of spurring
the second-level supervisor to take action against her supervisor. ID at 22. If the
appellant had succeeded in convincing her second-level supervisor to take some
sort of action against her supervisor, it would have been to her advantage. Id.
Such an objective would fit within Boo’s broad definition of private material
gain. See Boo, 122 M.S.P.R. 100, ¶¶ 10-13. Alternatively, even if the appellant’s
objective was merely to bolster her second-level supervisor’s perception of the
appellant at her own supervisor’s expense, by characterizing her supervisor in a
15
negative or unflattering light, that would also meet Boo’s broad definition of the
private material gain element. See id. Accordingly, to the extent the
administrative judge failed to specifically conclude that the appellant sent the
email identified in the false statements charge for her own “private material
gain,” we modify the initial decision to conclude that, based on our review of the
record, the agency met its burden of proving this element, and therefore proved
both specifications of the charge and the charge itself.
Finally, although the appellant does not challenge the administrative
judge’s findings regarding any of her affirmative defenses on review, we take this
opportunity to clarify one of those findings. In rejecting the appellant’s
affirmative defense of reprisal for EEO activity, the administrative judge
concluded that, although the responsible agency management officials were aware
of the appellant’s prior EEO activity, there was little evidence that they had any
motive to retaliate against the appellant, and the record was devoid of any
evidence that the appellant’s EEO activity played any role in the decision to
remove her. ID at 28-29. In analyzing this defense, the administrative judge
cited to the standard set forth in Savage v. Department of the Army, 122 M.S.P.R.
612, ¶¶ 48-51 & n.12 (2015), overruled in part by Pridgen v. Office of
Management and Budget, 2022 MSPB 31, and the standard set forth in Warren v.
Department of the Army, 804 F.2d 654, 656-58 (Fed. Cir. 1986). ID at 27. The
correct standard for analyzing these claims of EEO reprisal is set forth in
Pridgen, 2022 MSPB 31.
In this case, the EEO activity at issue is a formal complaint in which the
appellant alleged discrimination and reprisal in violation of Title VII, the Age
Discrimination in Employment Act (ADEA), and the Rehabilitation Act of 1973.
RAF, Tab 12 at 28-29. To prove a claim of retaliation under Title VII or the
ADEA, the appellant would need to show that her protected activity was at least a
motivating factor in the action under appeal. Pridgen, 2022 MSPB 31, ¶¶ 20-22,
30. To prove a claim of retaliation under the Rehabilitation Act, the appellant
16
would need to show that the prohibited consideration was a but-for cause of the
action under appeal. Id., ¶¶ 46-47. In her initial decision, the administrative
judge found insufficient evidence to conclude that the appellant’s EEO activity
motivated either the notice of proposed removal or the removal decision itself.
ID at 29. This is tantamount to a finding that the appellant did not satisfy the
motivating factor standard. Because the appellant did not satisfy the motivating
factor standard, she also did not satisfy the but-for standard. See Johnson v.
Department of Veterans Affairs, 2023 MSPB 9, ¶ 5 n.2. We find that the
appellant received sufficient notice of her burden on this affirmative defense,
IAF, Tab 14 at 1-4, and that application of Pridgen would not warrant a different
result. Additionally, as previously noted, the appellant does not challenge the
administrative judge’s analysis of this affirmative defense on review. See Panter
v. Department of the Air Force, 22 M.S.P.R. 281, 282 (1984) (finding that an
adjudicatory error that is not prejudicial to a party’s substantive rights provides
no basis to reverse an initial decision; 5 C.F.R. § 1201.115 (“The Board normally
will consider only issues raised in a timely filed petition or cross petition for
review.”). For the foregoing reasons, we affirm the initial decision sustaining the
appellant’s removal, as modified by this Final Order.
NOTICE OF APPEAL RIGHTS 5
The initial decision, as supplemented by this Final Order, constitutes the
Board’s final decision in this matter. 5 C.F.R. § 1201.113. You may obtain
review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of
your claims determines the time limit for seeking such review and the appropriate
forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following
summary of available appeal rights, the Merit Systems Protection Board does not
provide legal advice on which option is most appropriate for your situation and
5
Since the issuance of the initial decision in this matter, the Board may have updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
17
the rights described below do not represent a statement of how courts will rule
regarding which cases fall within their jurisdiction. If you wish to seek review of
this final decision, you should immediately review the law applicable to your
claims and carefully follow all filing time limits and requirements. Failure to file
within the applicable time limit may result in the dismissal of your case by your
chosen forum.
Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(A).
If you submit a petition for review to the U.S. Court of Appeals for the
Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
18
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of
discrimination . This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims —by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the district court no later than 30 calendar days after your representative
receives this decision. If the action involves a claim of discrimination based on
race, color, religion, sex, national origin, or a disabling condition, you may be
entitled to representation by a court-appointed lawyer and to waiver of any
requirement of prepayment of fees, costs, or other security. See 42 U.S.C.
§ 2000e-5(f) and 29 U.S.C. § 794a.
Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
19
with the EEOC no later than 30 calendar days after your representative receives
this decision.
If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection
Enhancement Act of 2012 . This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in
section 2302(b) other than practices described in section 2302(b)(8), or
2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial
review either with the U.S. Court of Appeals for the Federal Circuit or any court
of appeals of competent jurisdiction. 6 The court of appeals must receive your
6
The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
20
petition for review within 60 days of the date of issuance of this decision.
5 U.S.C. § 7703(b)(1)(B).
If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
21
Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
FOR THE BOARD: ______________________________
Gina K. Grippando
Clerk of the Board
Washington, D.C.