Opinion

Victor R. Brown v. Daniel LaVoie

Court
Court of Appeals for the Seventh Circuit
Filed
Jan 25, 2024
Status
Published
Cited by
0 cases
Authority
More cited than 14.9%

The opinion

In the

United States Court of Appeals

For the Seventh Circuit

____________________

No. 22-1585

VICTOR R. BROWN,

Plaintiff-Appellant,

v.

DANIEL LAVOIE,

Defendant-Appellee.

____________________

Appeal from the United States District Court for the

Eastern District of Wisconsin.

No. 2:20-cv-00319 — Lynn Adelman, Judge.

____________________

ARGUED SEPTEMBER 19, 2023 — DECIDED JANUARY 23, 2024

AMENDED JANUARY 25, 2024

____________________

Before EASTERBROOK, WOOD, and KIRSCH, Circuit Judges.

WOOD, Circuit Judge. Victor Brown, an inmate in the Wis-

consin Department of Corrections, has a history of self-harm.

One morning while he was particularly upset, Brown forced

a two-inch metal screw into his own flesh by his left elbow.

The screw was embedded so deeply that it could not be seen

without manipulating the skin, and so a prison nurse called

the prison doctor, Daniel LaVoie, to extract it.

2 No. 22-1585

Dr. LaVoie twice tried, and twice failed, to extract the

screw using a pair of metal-ring forceps. He did so without

using any anesthetic to deaden the site. When he first in-

formed Brown that this would be his approach, Brown pro-

tested by attempting to head-butt him. During the second at-

tempt, Dr. LaVoie again refused to apply an anesthetic, even

though Brown’s pain was obvious. The doctor poked at

Brown’s arm and tried to pull on the screw for several

minutes as Brown shouted in pain. He paused only to make

dismissive comments, such as telling Brown that he needed to

change his attitude. Eventually Brown was taken to a local

hospital, where staff administered an anesthetic and removed

the screw painlessly and quickly.

In this lawsuit, Brown claims that Dr. LaVoie was deliber-

ately indifferent to his serious medical condition in violation

of the Eighth Amendment. The district court granted sum-

mary judgment to Dr. LaVoie. Although it was willing to as-

sume that Brown had a serious medical condition, it con-

cluded that Dr. LaVoie was not deliberately indifferent to that

condition and thus did not violate Brown’s Eighth Amend-

ment rights. For good measure, the court added that in any

event Dr. LaVoie was entitled to qualified immunity. We see

things differently. When we view the record in the light most

favorable to Brown, as we must, there is a genuine dispute of

material fact about Dr. LaVoie’s state of mind. We therefore

reverse and remand for further proceedings.

I

A closer look at the record helps to explain why summary

judgment on both those grounds was premature. Brown al-

leges that around noon on August 21, 2019, two prison super-

visors were called to his cell after he had an altercation with

No. 22-1585 3

an official. The cell window was covered with a towel when

they arrived. Brown informed them that he had removed the

mirror from the cell wall; he banged it against the door as

proof. The supervisors asked Brown to remove the towel from

his window, but he did not immediately do so. Instead,

Brown swallowed six pieces of metal and inserted a two-inch

metal screw from the mirror into his flesh at the crook of his

left elbow. He then removed the towel and told the supervi-

sors what he had done.

More prison officials arrived after Brown agreed to come

out of his cell. They handcuffed Brown, placed a spit-guard

over his mouth, strapped him into a restraint chair, and took

him to a nurse’s station in the prison. The nurse inspected

Brown’s inner left elbow and determined that Brown needed

to see a doctor. In a video recording of the incident, the nurse

can be heard saying, “I gotta call a doctor. … I can feel it in

there … but I can’t even see it.”

Still strapped into the restraint chair, Brown was brought

to a hearing room, where he sat for over half an hour. Several

officials approached him during that time. Brown indicated to

the first that he would not allow the prison doctor to remove

the screw. A second official told Brown that he would be kept

in restraints until the screw was removed. This official sug-

gested that Brown should permit the doctor to remove it so

that he could go to bed. Brown eventually agreed to see the

doctor, at which point he was carted back to the nurse’s sta-

tion.

Dr. LaVoie was waiting at the station when Brown arrived.

He studied Brown’s inner elbow from a short distance and

then drew a pair of metal-ring forceps from a sterile bag. As

Dr. LaVoie bent down to extract the screw with the tool,

4 No. 22-1585

Brown asked whether anesthetics would be used to numb the

site. Dr. LaVoie said “No.” Frightened, Brown immediately

reacted by attempting to head-butt the doctor. Dr. LaVoie

quickly backed away, but before leaving the station, he said

to Brown: “Well, maybe you deserve to be strapped down in

the bed.”

Video from the incident shows that the officials next took

Brown to a cell and strapped him into a restraint bed. They

secured Brown’s torso with belts across his chest and legs, and

restricted his limbs by fastening his upper arms, wrists, and

ankles to the bed. Brown believed that he would remain

strapped down until the screw was removed, and so he even-

tually agreed to see the doctor again. When Dr. LaVoie en-

tered the cell to make a second attempt at removal, Brown

specifically said, through the spit-guard, “I want you to use

anesthesia.” Dr. LaVoie replied, “No. You stuck a screw in

your arm, not me, and this is a consequence of your actions.”

This time, Dr. LaVoie worked at Brown’s arm for nearly

five minutes. Prison officials stood around Brown to help the

doctor; some of them prevented Brown from raising his neck

so that he could see his arm. Brown had several dissociative

experiences, and within 90 seconds, his arm started bleed-

ing—so much so that an official requested a trash can “for the

bloody stuff.” The video recording of the incident shows that

as Brown shouted in pain, Dr. LaVoie responded with dis-

missive comments, and a tone of annoyance, perhaps even

sarcasm. The following is a partial transcription of what was

said:

Brown: Alright, I need a break. I need a break.

Break. Ow, you fucker! I need a break!

No. 22-1585 5

Dr. LaVoie: This is—this is not something I did.

Do you understand that—Mr. Brown?

Brown: You got a real slick attitude, huh?

Dr. LaVoie: Yeah, well, your attitude is the one

that needs to change.

…

Brown: Can’t you just—pull it out?

Dr. LaVoie: Well, you didn’t put it in right.

Brown: Ow!

Dr. LaVoie: You put it in so it’s hard to get out.

So next time, don’t do that.

…

Brown: I don’t like that. I don’t want [indiscern-

ible]

Dr. LaVoie: You don’t want what?

Brown: I can’t go—I can’t keep going on like

that.

Prison Official: He’s close.

Brown: No, he’s not! It’s not even on the surface!

Dr. LaVoie: I thought he was agreeing to have

this done.

Prison Official: He did agree.

…

Brown: Stop! STOP! STOP!! You bitch! I’m re-

fusing!

6 No. 22-1585

Even after Brown begged Dr. LaVoie to stop, the doctor

persisted in poking in Brown’s arm for another few seconds.

Brown then shouted, “Why do you keeping digging in my

arm?” Dr. LaVoie finally gave up, stood, and said to Brown:

“No. You know what? It can stay there. That’s fine.” He wiped

the ring forceps and left the cell.

Brown fell asleep in the restraint bed, where he remained

(still strapped in) for nearly four hours until he was taken to

a local hospital, accompanied by three officials. The hospital

staff “deemed it obvious” that local anesthesia was required

for the procedure, and after administering an anesthetic they

painlessly removed the screw in under three minutes.

II

Invoking 42 U.S.C. § 1983, Brown filed this lawsuit against

Dr. LaVoie, who, he asserted, had acted with deliberate indif-

ference toward Brown’s serious medical condition in viola-

tion of the Eighth Amendment. Brown also contended that

several other prison officials had violated the Eighth Amend-

ment by failing to intervene to stop Dr. LaVoie. The latter

claims have all been resolved, and so we say no more about

them.

Along with his complaint, Brown filed a motion to recruit

counsel pursuant to 28 U.S.C. § 1915(e)(1). The district court

denied this request, both initially and on reconsideration. Af-

ter the district court issued a screening order, Brown renewed

his request for counsel. This time he attached to the motion

the letters he sent to 24 attorneys seeking assistance with his

case. In the motion itself, Brown explained that he suffers

from several mental illnesses and a documented learning dis-

ability, all of which affect his ability to engage in this

No. 22-1585 7

litigation; that although he is 28 years old, he has completed

school through only the eighth grade and has not earned a

GED; and that he relies on the assistance of other prisoners to

conduct his case. The district court denied this request as well.

Dr. LaVoie then moved for summary judgment. He ar-

gued that Brown could not succeed on the merits of his Eighth

Amendment claim and that even if Brown cleared that hurdle,

Dr. LaVoie was entitled to qualified immunity. The doctor

submitted a short declaration to support his motion. His ac-

count was similar to the one from Brown that we have de-

scribed above, but there are some differences. Dr. LaVoie

stated that when he first tried to remove the screw, Brown

asked whether he would use an anesthetic, and Dr. LaVoie

said no. Brown’s version to this point is the same. Brown then

attempted to head-butt him—something Brown concedes that

he did. Dr. LaVoie said that in response to the head-butt, he

paused the treatment; Brown agrees that the doctor backed

off then. Brown adds, however, that as Dr. LaVoie left, he

commented that “maybe [Brown] deserve[d] to be strapped

down in the bed.”

Both parties agree that Dr. LaVoie tried again to remove

the screw. Brown adds that he specifically asked Dr. LaVoie

to use anesthesia before the second attempt, but that Dr. La-

Voie refused. The only explanation he gave, according to

Brown, was that Brown had “stuck a screw in [his] arm” and

that “this [was] a consequence of [his] actions.” Both sides

agree that Dr. LaVoie stopped after about five minutes,

shortly after Brown shouted that he revoked his consent. Dr.

LaVoie did not explain his chosen course of treatment, why

he continued it as Brown shouted in pain, or what he meant

by saying essentially that Brown deserved the pain.

8 No. 22-1585

The district court granted summary judgment in favor of

Dr. LaVoie. In so doing, it found that no rational trier of fact

could conclude that Dr. LaVoie’s decision not to use anesthe-

sia and his wielding of the forceps inside Brown’s flesh

amounted to deliberate indifference. The court thought that

this conclusion followed from Snipes v. DeTella, 95 F.3d 586

(7th Cir. 1996), a case in which we held that a prison doctor

did not violate the Eighth Amendment by removing a broken

toenail without applying topical anesthesia. The court

acknowledged that the removal of a screw “may have been

more invasive than the removal of a toenail,” but it reasoned

that the attempted screw removal “was not a ‘major surgery’

that ‘obviously’ required some form of anesthetic.” As an al-

ternative basis for summary judgment, the district court con-

cluded that Dr. LaVoie was entitled to qualified immunity.

This was so, the court said, because in light of Snipes, Brown

had no clearly established right to an anesthetic.

At this stage of the appeal, Brown challenges the district

court’s judgment in favor of Dr. LaVoie. In an earlier order,

we affirmed the district court’s rulings on other aspects of the

case, but we recruited counsel to assist with Brown’s claim

against Dr. LaVoie. * See Brown v. LaVoie, No. 22-1585, 2023 WL

154798 (7th Cir. Jan. 11, 2023). The remaining issues before us

are whether Dr. LaVoie was entitled to summary judgment

and whether the district court abused its discretion by not re-

cruiting counsel to assist Brown with this claim. Because we

reverse on the first ground, we have no need to reach the sec-

ond.

* We thank Madeline Clark and the firm of Jones Day for their assis-

tance to Brown and to the court.

No. 22-1585 9

III

As we already have noted, we review the district court’s

order awarding summary judgment de novo, construing the

record in the light most favorable to Brown and drawing all

reasonable inferences in his favor. See Burton v. Downey, 805

F.3d 776, 783 (7th Cir. 2015).

The Eighth Amendment to the United States Constitution

lies at the center of this case. Among other things, it protects

prisoners from being subjected to “unnecessary and wanton

infliction of pain.” Gregg v. Georgia, 428 U.S. 153, 173 (1976).

That proscription includes “deliberate indifference to serious

medical needs of prisoners.” Estelle v. Gamble, 429 U.S. 97, 104

(1976). “To determine if the Eighth Amendment has been vi-

olated in the prison medical context, we perform a two-step

analysis, first examining whether a plaintiff suffered from an

objectively serious medical condition, and then determining

whether the individual defendant was deliberately indifferent

to that condition.” Petties v. Carter, 836 F.3d 722, 727–28 (7th

Cir. 2016) (en banc). The parties do not dispute that Brown suf-

fered from an objectively serious medical condition, and so

we need only determine whether a reasonable trier of fact

could conclude that Dr. LaVoie was deliberately indifferent to

Brown’s condition.

A. Deliberate Indifference

The deliberate-indifference standard of the Eighth

Amendment mirrors the recklessness standard of the criminal

law. See Rivera v. Gupta, 836 F.3d 839, 842 (7th Cir. 2016). In

order to state a deliberate-indifference claim against a prison

doctor, it is thus not enough to show “mere” negligence in

treating a serious medical condition. See Estelle, 429 U.S. at

10 No. 22-1585

105–06. At the same time, a plaintiff does not bear the burden

of showing that a doctor intentionally denied necessary treat-

ment. See Jones v. Simek, 193 F.3d 485, 490 (7th Cir. 1999).

The key question is whether the record contains the requi-

site evidence of a culpable mental state on the doctor’s part.

“[T]he prison official must act or fail to act despite his

knowledge of a substantial risk of serious harm.” Gil v. Reed,

382 F.3d 649, 664 (7th Cir. 2004) (citing Farmer v. Brennan, 511

U.S. 825, 837 (1994)). We apply this standard both when a

plaintiff claims that a doctor provided no medical treatment,

and when the claim is that the doctor provided inadequate

treatment. Indeed, we have stressed that “[a] doctor who pro-

vides some treatment may still be held liable if he possessed

a sufficiently culpable mental state.” Zaya v. Sood, 836 F.3d

800, 805 (7th Cir. 2016) (citing Petties, 836 F.3d at 729–30) (em-

phasis omitted).

We also have emphasized the importance of deferring to

the professional judgment of medical personnel. See, e.g., Sain

v. Wood, 512 F.3d 886, 894–95 (7th Cir. 2008). This is because

“[a] doctor who claims to have exercised professional judg-

ment is effectively asserting that he lacked a sufficiently cul-

pable mental state.” Zaya, 836 F.3d at 805. Even then, however,

a doctor is entitled to summary judgment only “if no reason-

able jury could discredit that claim.” Id.

We have identified several prototypical situations in

which a jury might discredit a prison doctor’s proffered justi-

fication for his chosen course of treatment. See generally Pet-

ties, 836 F.3d at 729–31. It is not necessary to restate each of

them here; it is enough to note just one. Where a plaintiff puts

forward evidence that a doctor failed to exercise medical

judgment, it is for the jury to decide whether the doctor had a

No. 22-1585 11

sufficiently culpable mental state. See Rasho v. Elyea, 856 F.3d

469, 476 (7th Cir. 2017) (citing Petties, 836 F.3d at 730). A plain-

tiff may show a lack of professional judgment by introducing

evidence of some other motive for the doctor’s chosen course

of action, such as hostility or ill-will towards the plaintiff. See

Rivera, 836 F.3d at 842; Rasho, 856 F.3d at 476.

Brown has put forward sufficient evidence to raise a ma-

terial question about Dr. LaVoie’s state of mind. Both Dr. La-

Voie’s own statements and his troublesome course of treat-

ment could support a finding of deliberate indifference. The

record shows that Dr. LaVoie viewed the procedure as a “con-

sequence” of Brown’s behavior, and that he persisted in his

efforts to remove the screw without applying anesthesia as

Brown shouted in pain and pleaded for an end to it. As Dr.

LaVoie continued to root around with the ring forceps in an

effort to grab the screw embedded in Brown’s arm, he told

Brown that he needed a change of attitude, reminded him that

it was his own fault the screw was in his arm, and blamed him

for inserting it in a way that made removal more challenging.

These comments could be interpreted as signs of annoyance,

if not hostility. Some of them come across as sarcastic (or so a

jury could find). And in addition to Dr. LaVoie’s behavior

throughout the procedure, the record shows that Dr. LaVoie

persisted in his unsuccessful efforts to remove the screw

(which took longer than the hospital’s successful procedure)

and thereby callously prolonged Brown’s pain.

Taking the record evidence in the light most favorable to

Brown, a jury could find that medical judgment did not moti-

vate Dr. LaVoie’s chosen course of treatment. First, the fact

that Brown had tried to head-butt Dr. LaVoie supports the in-

ference that the doctor wanted to inflict pain upon Brown in

12 No. 22-1585

retaliation for Brown’s action; similarly, a jury could see the

doctor’s response as based on “personal hostility,” Rivera, 836

F.3d at 842, or “personal prejudices or animosity,” Rasho, 856

F.3d at 476. In addition, a reasonable jury could infer from the

content and tone of his comments that Dr. LaVoie chose not

to use anesthesia because he intended to punish Brown for

inserting the screw into his elbow in the first place. Looking

at Dr. LaVoie’s statement to Brown that he needed to change

his attitude, a jury might infer that the doctor persisted with-

out anesthesia to deter Brown from engaging in similar acts

of self-harm in the future. If any non-medical reasons of this

kind motivated the doctor’s judgment, then that would be a

basis for a finding of deliberate indifference. (It should go

without saying, but we add in the interest of completeness,

that a rational jury might equally reject these inferences and

find in Dr. LaVoie’s favor.)

Our conclusion is reinforced by the fact that Dr. LaVoie

has offered no evidence that he did exercise medical judgment

in attempting to remove the screw from Brown’s arm. His

declaration in support of summary judgment was limited to a

brief statement of what happened. Nothing in it suggests that

he exercised professional judgment either in his assessment of

the need for anesthesia or in his decision to use the forceps for

a screw buried so far in the flesh that the nurse could not even

see it. While the failure to present such evidence is not neces-

sarily dispositive at the summary judgment stage, its absence

here is striking because it is “common sense” that pulling a

screw from Brown’s flesh without anesthesia could carry a

substantial risk of harm. Gil, 385 F.3d at 662; see also Petties,

836 F.3d at 729. But even if Dr. LaVoie were to introduce evi-

dence that he exercised medical judgment, his state of mind

would remain a question for the jury. Evidence to that effect

No. 22-1585 13

would merely contribute to the existing dispute about Dr. La-

Voie’s motivation, and so his credibility and the weight to as-

sign his testimony would be matters for the jury to decide. See

Rasho, 856 F.3d at 476–77 (citing Anderson v. Liberty Lobby, Inc.,

477 U.S. 242, 255 (1986)).

As we noted earlier, the district court felt itself bound by

our decision in Snipes, where we held that a prison doctor who

decided not to anesthetize an inmate’s toe before removing a

partially torn-off toenail did not act with deliberate indiffer-

ence. See 95 F.3d at 591. The district court took Snipes to mean

that a prison doctor need not apply an anesthetic when per-

forming a minor surgery. And because removing a screw

from the arm is not major surgery, the court reasoned, Dr. La-

Voie did not act with deliberate indifference when he chose

not to anesthetize Brown’s arm. Dr. LaVoie, both in the dis-

trict court and on appeal, relies on the same understanding of

Snipes.

But Snipes does not establish a rigid rule about the use of

anesthesia, much less a rule about the line between major and

minor surgery. As an initial matter, it is a far cry between the

removal of a torn toenail and the extraction of a two-inch

screw embedded beneath the surface of the arm. And once we

look beyond the nature of the injury to the reasoning that sup-

ported Snipes, that case becomes increasingly inapposite. In

Snipes, there was no question about the doctor’s motivation;

the doctor was understood to have exercised his medical

judgment, and the only issue before us was whether his deci-

sion not to administer an anesthetic conformed to contempo-

rary medical expertise and practices. As we have noted be-

fore, Snipes was based on the determination that “reasonable

medical minds may differ over the appropriate treatment for”

14 No. 22-1585

removing a busted toenail. King v. Kramer, 680 F.3d 1013, 1019

(7th Cir. 2012). The doctor had to weigh the risks of using an-

esthesia (including the possibility “that an injection of anes-

thetic would have hurt more than quickly removing the nail”)

in light of the benefits of doing so. Snipes, 95 F.3d at 591–92.

Given the prevailing medical practices of that time, we deter-

mined that the balance could tip either way. Here, by contrast,

the issue is whether Dr. LaVoie exercised any medical judg-

ment, and there was no evidence at all indicating that he

weighed the risks and benefits of using anesthesia for the ex-

traction procedure. Our decision here is thus entirely con-

sistent with Snipes.

B. Qualified Immunity

Dr. LaVoie argues that even if he was deliberately indiffer-

ent to Brown’s condition, he is nonetheless entitled to sum-

mary judgment on qualified-immunity grounds. The district

court agreed. But qualified immunity is not a basis for sum-

mary judgment here.

“The doctrine of qualified immunity protects government

officials ‘from liability for civil damages insofar as their con-

duct does not violate clearly established statutory or constitu-

tional rights of which a reasonable person would have

known.’” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting

Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). We already have

noted that Brown’s Eighth Amendment claim turns on Dr. La-

Voie’s state of mind. If, in attempting to remove the screw as

he did, Dr. LaVoie was motivated by a desire to punish Brown

or otherwise inflict or prolong pain, then his conduct violated

clearly established law under the Eighth Amendment. See,

e.g., Gil, 381 F.3d at 661–62. Whether that (or something else)

No. 22-1585 15

was Dr. LaVoie’s motive, is a question that only a jury may

resolve.

IV

As we noted at the outset, Brown also challenges the dis-

trict court’s denial of his second motion for recruited counsel.

Given our decision on the deliberate-indifference element, we

need not decide whether that denial amounted to an abuse of

discretion. But on remand we encourage the district court to

consider whether it might now be appropriate to recruit coun-

sel to assist Brown. Cases involving state-of-mind require-

ments may be difficult for pro se litigants, see, e.g., Pruitt v.

Mote, 503 F.3d 647, 655–56 (7th Cir. 2007) (en banc), and the

considerations that inform whether to recruit counsel often

change as a case progresses toward discovery or a trial, see,

e.g., Perez v. Fenoglio, 792 F.3d 768, 785 (7th Cir. 2015). We are

confident that the district court will revisit that decision on

remand with Brown’s circumstances in mind.

The judgment of the district court is REVERSED and

Brown’s case against Dr. LaVoie is REMANDED for further

proceedings consistent with this opinion.

16 No. 22-1585

KIRSCH, Circuit Judge, concurring in the judgment. I agree

with the result. In reaching that result, the majority focuses on

Dr. LaVoie’s comments to Brown, which a jury could view as

dismissive, annoyed, or sarcastic. But we need not look to

these comments at all. Instead, I would find a genuine dispute

of material fact because the hospital staff “deemed it obvious”

that Brown required anesthesia for the screw removal, and

Dr. LaVoie has offered no explanation whatsoever for his re-

fusal to administer anesthesia. Considering only this evi-

dence, a jury could find that Dr. LaVoie was deliberately in-

different to Brown’s serious medical needs because his treat-

ment decision was “so far afield of accepted professional

standards as to raise the inference that it was not actually

based on a medical judgment.” Arnett v. Webster, 658 F.3d 742,

751 (7th Cir. 2011) (quotation omitted). For this reason, I agree

that the district court’s grant of summary judgment should be

reversed.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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