discussing applicability of Diatchenko I's reasoning to first prong of tripartite framework
How later courts described this case
- discussing applicability of Diatchenko I's reasoning to first prong of tripartite framework
- because sentence in that case was disproportionate under first two prongs of tripartite analysis, court "need not discuss the third prong"
- juvenile's aggregate sentence for nonmurder offenses prior to parole eligibility is "presumptively disproportionate" if it "exceed[s] that applicable to a juvenile . . . convicted of murder"
- Commonwealth must prove criminal responsibility beyond reasonable doubt
Written by the judges who cited it.
The opinion
NOTICE: All slip opinions and orders are subject to formal
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error or other formal error, please notify the Reporter of
Decisions, Supreme Judicial Court, John Adams Courthouse, 1
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SJC-11693
COMMONWEALTH vs. SHELDON MATTIS.
Suffolk. February 6, 2023. - January 11, 2024.
Present: Budd, C.J., Gaziano, Lowy, Cypher, Kafker, Wendlandt,
& Georges, JJ.
Homicide. Constitutional Law, Sentence, Cruel and unusual
punishment, Parole. Parole. Practice, Criminal, Sentence,
Parole.
Indictments found and returned in the Superior Court
Department on December 21, 2011.
Following review by this court, 484 Mass. 742 (2020),
findings of fact and a ruling of law were issued by Robert L.
Ullmann, J.
Ryan M. Schiff (Paul R. Rudof & Ruth Greenberg also
present) for the defendant.
Cailin M. Campbell, Special Assistant District Attorney
(John C. Verner, Assistant District Attorney, also present) for
the Commonwealth.
The following submitted briefs for amici curiae:
Darina Shtrakhman, of California, Matt K. Nguyen, of the
District of Columbia, & Adam Gershenson for Jeffrey Aaron &
others.
Andrea Lewis Hartung, of Illinois, & Marsha L. Levick, of
Pennsylvania, & Oren Nimni for the Sentencing Project & others.
2
Jonathan W. Blodgett, District Attorney for the Eastern
District, & David F. O'Sullivan, Assistant District Attorney,
for District Attorney for the Eastern District & another.
Jasmine Gonzales Rose, of Oregon, Duke K. McCall, III, &
Douglas A. Hastings, of the District of Columbia, Robert S.
Chang, of Washington, Caitlin Glass, Neda Khoshkhoo, & Katharine
Naples-Mitchell for Boston University Center for Antiracist
Research & others.
Kenneth J. Parsigian, Avery E. Borreliz, Erin M. Haley, &
Martin W. Healy for Carol S. Ball & others.
Benjamin H. Keehn, Committee for Public Counsel Services, &
John J. Barter for Committee for Public Counsel Services.
BUDD, C.J. When it comes to determining whether a
punishment is constitutional under either the Eighth Amendment
to the United States Constitution or art. 26 of the
Massachusetts Declaration of Rights, youth matters. See, e.g.,
Miller v. Alabama, 567 U.S. 460 (2012); Graham v. Florida, 560
U.S. 48 (2010); Roper v. Simmons, 543 U.S. 551 (2005);
Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass.
655 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015). In
Miller, supra at 465, 476, the United States Supreme Court
struck down mandatory life imprisonment without the possibility
of parole for juveniles based in part on the "mitigating
qualities of youth." Approximately one and one-half years
later, this court went further than Miller and concluded that
sentencing a juvenile to life without parole in any circumstance
would violate art. 26. See Diatchenko I, supra at 669-670.
The defendant, Sheldon Mattis, was convicted of murder in
the first degree, among other charges, and was sentenced to a
3
mandatory term of life in prison without the possibility of
parole, see G. L. c. 265, § 2 (a). Commonwealth v. Watt, 484
Mass. 742, 754-756 (2020). On appeal, he challenged the
constitutionality of his sentence as applied to him. He argued
that because he was eighteen years old at the time of the
murder, he is entitled to the same protection as juvenile
offenders (i.e., those from fourteen to seventeen years of age)
convicted of murder in the first degree, who receive a term of
life with the possibility of parole. See G. L. c. 265, § 2 (b).
Here, we consider whether our holding in Diatchenko I
should be extended to apply to emerging adults, that is, those
who were eighteen, nineteen, and twenty years of age when they
committed the crime.1 Based on precedent and contemporary
standards of decency2 in the Commonwealth and elsewhere, we
conclude that the answer is yes.3
1 For the purposes of this opinion, "emerging adult" is
defined as someone who is eighteen, nineteen, or twenty years of
age. Although the record contains some references to
individuals who are as old as twenty-four years of age as
"emerging adults," the focus of the record and the Superior
Court judge's factual findings, which guide our analysis today,
are limited to offenders who are aged eighteen, nineteen, or
twenty at the time of the crime.
2 As discussed infra, our understanding of contemporary
standards of decency is informed by the updated scientific
record.
3 We acknowledge the amicus briefs submitted by (1) twenty-
three retired Massachusetts judges, Boston Bar Association, and
Massachusetts Bar Association; (2) seventeen neuroscientists,
4
Background. 1. The homicide. The evidence presented in
the defendant's trial is summarized in Watt, 484 Mass. at 744-
745.4 We provide a condensed version of events as the jury could
have found them. On September 25, 2011, the defendant; his
codefendant, Nyasani Watt; and another friend observed Kimoni
Elliott standing outside a nearby convenience store. Id. at
744. The defendant approached Elliott on a bicycle and asked
him where he was from. Elliott replied, "Everton." Id. The
two then parted ways. Id.
Elliott met Jaivon Blake in a nearby parking lot while the
defendant returned to Watt and said, "[B]e easy, because that's
them kids." Watt, 484 Mass. at 744-745. A few minutes later,
when Elliott and Blake were in view, the defendant handed Watt a
gun and told Watt "to go handle that." Id. at 745. Watt rode
toward Elliott and Blake on a bicycle and shot them from behind.
Id. Elliott survived gunshot wounds to his neck and right arm,
psychologists, and criminal justice scholars; (3) Sentencing
Project, Juvenile Law Center, and Roderick and Solange MacArthur
Justice Center; (4) the Committee for Public Counsel Services;
(5) Boston University Center for Antiracist Research, Fred T.
Korematsu Center for Law and Equality, Center on Race,
Inequality, and the Law, and Criminal Justice Institute at
Harvard Law School; and (6) the district attorney for the
Eastern district and the district attorney for the Plymouth
district.
The defendant and Watt were tried together, and their
4
appeals were consolidated. The decision was published under
Watt's name.
5
but Blake died from a single gunshot wound to the torso. Id. at
744.
2. Procedural history and development of the record. In
2013, the defendant and Watt were tried jointly and convicted of
murder in the first degree on the theories of deliberate
premeditation and extreme atrocity or cruelty, among other
charges. Watt, who was seventeen at the time of the shooting,
received a life sentence with the possibility of parole after
fifteen years.5 Watt, 484 Mass. at 745. See G. L. c. 265, § 2
(b). See also G. L. c. 127, § 133A; G. L. c. 279, § 24. The
defendant, who had turned eighteen approximately eight months
prior to the crime, received a life sentence without the
possibility of parole. Watt, supra. See G. L. c. 265, § 2 (a).
See also G. L. c. 127, § 133A. Each defendant filed a motion
for a new trial. Among other things, the defendant argued that
his mandatory sentence of life without parole violated art. 26's
prohibition of cruel or unusual punishment because he was under
twenty-two years of age when he committed the murder. A
Sentencing in this case occurred after the United States
5
Supreme Court's decision in Miller, but mere days before we
issued our decision in Diatchenko I. Despite not yet having our
guidance on how to sentence such juveniles in the absence of new
legislation on the matter, the judge correctly sentenced Watt to
the equivalent penalty for murder in the second degree -- the
"next-most severe sentence under the sentencing statute"
available at the time for a juvenile convicted of murder in the
first degree. See Watt, 484 Mass. at 753.
6
Superior Court judge denied both motions, and the appeals from
these denials were consolidated with the defendants' direct
appeals. Watt, supra at 743-744.
We unanimously upheld the denial of both defendants'
postconviction motions and affirmed all convictions. Watt, 484
Mass. at 765. However, we remanded the defendant's case6 to the
Superior Court for "development of the record with regard to
research on brain development after the age of seventeen[,
which] will allow us to come to an informed decision as to the
constitutionality of sentencing young adults to life without the
possibility of parole." Id. at 756.
A Superior Court judge, who had also been the trial judge,
conducted three days of evidentiary hearings during which three
expert witnesses -- neuroscientist Dr. Adriana Galván, forensic
psychologist7 Dr. Robert Kinscherff, and forensic psychologist
Dr. Stephen Morse -- testified on the topic of adolescent
neurological and psychological development after the age of
seventeen.8 The defendant also entered in the record the
6 Because the art. 26 question did not apply to Watt, we
remanded only the defendant's case to the Superior Court. Watt,
484 Mass. at 765.
7 "[F]orensic psychology [i]s the use of psychological
theories and methods and data to help the legal system resolve
legal questions."
8 The parties agree that all of the experts who submitted
evidence in the record are duly qualified in the relevant fields
7
transcript of the testimony of a fourth expert witness,
developmental psychologist Dr. Laurence Steinberg.9 The
of neuroscience and forensic psychology, among other
specialties, and are recognized as leaders in their respective
professional fields.
Galván holds a Ph.D. in neuroscience and is a tenured
professor of psychology at the University of California, Los
Angeles (UCLA), as well as the director of UCLA's Developmental
Neuroscience Lab. She has coauthored over one hundred book
chapters and peer-reviewed studies, many of which have been
published in leading journals in her field. She has received
numerous honors and awards, including the Presidential Early
Career Award for Scientists and Engineers as well as the Troland
Award from the National Academy of Sciences.
Kinscherff holds both a juris doctor and a Ph.D. in
clinical psychology. He is a professor in the doctoral
psychology program at William James College. He has been
qualified as an expert in forensic psychology numerous times and
was formerly the Assistant Commissioner for Forensic Mental
Health at the Department of Mental Health.
Morse holds both a juris doctor and a Ph.D. in psychology
and social relations. He is a tenured professor of law and
professor of psychology and law at the University of
Pennsylvania. He has written numerous articles on neuroscience
and the law, many of which have been published in leading
journals on law and neuroscience. He has been qualified as an
expert in at least twenty cases and was previously the Legal
Director at the MacArthur Foundation's Law and Neuroscience
Project.
Galván and Kinscherff testified on behalf of the defendant.
Morse testified on behalf of the Commonwealth.
9 Steinberg holds a Ph.D. in human development and family
studies. He is a tenured professor at Temple University. Over
the course of forty years, he has authored scores of studies
that have been published in peer-reviewed journals, including
top journals in his field. He has been qualified as an expert
in developmental psychology approximately thirty times. His
research was cited in two of the leading Supreme Court cases on
the Eighth Amendment's ban on cruel and unusual punishment as
8
Commonwealth and the defendant also submitted voluminous
exhibits, including numerous scientific studies on adolescence
and neurobiological maturity.
The record was transmitted to us in May 2021 but did not
include factual findings. In December 2021, we again remanded
this case, along with the case underlying our decision in
Commonwealth v. Robinson, 493 Mass. (2023), to the Superior
Court for the development of factual findings based on the
previously transmitted record.10 Specifically, we requested
findings regarding "whether the imposition of a mandatory
sentence of life without the possibility of parole for . . .
those convicted of murder in the first degree who were eighteen
to twenty-one at the time of the crime, violates [art.] 26."
A different Superior Court judge issued factual findings in
July 2022, concluding that the mandatory imposition of a
sentence of life without parole for offenders who were eighteen,
applied to juveniles. See Miller, 567 U.S. at 471 (referencing
Steinberg & Scott, Less Guilty by Reason of Adolescence:
Developmental Immaturity, Diminished Responsibility, and the
Juvenile Death Penalty, 58 Am. Psychologist 1009, 1014 [2003]);
Roper, 543 U.S. at 569-573 (same). Steinberg testified on
behalf of the defendant in the case underlying our decision in
Commonwealth v. Robinson, 493 Mass. (2023), a case raising a
nearly identical sentencing claim. See note 10, infra.
10This case was paired with the one underlying Robinson,
493 Mass. , because, similarly to Mattis, Robinson asked this
court to consider whether a sentence of life without parole is
constitutional when applied to those who committed their crime
while under twenty-one years of age.
9
nineteen, or twenty years old at the time they committed the
crime is a violation of art. 26. In particular, the judge found
that emerging adults are "less able to control their impulses"
and that "their reactions in [emotionally arousing] situations
are more similar to those of [sixteen and seventeen year olds]
than they are to those [twenty-one to twenty-two] and older."
The case and its entire evidentiary record subsequently were
transmitted back to this court, where the defendant argued that
it is unconstitutional to sentence an emerging adult to life
without the possibility of parole in any circumstance, and the
Commonwealth argued that such a sentence is constitutional if
imposed after an individualized hearing.
Discussion. Adopted in 1780, art. 26 states: "No
magistrate or court of law, shall . . . inflict cruel or unusual
punishments." In evaluating the constitutionality of a
sentence, this court is guided by "[t]he fundamental imperative
of art. 26 that criminal punishment be proportionate to the
offender and the offense." Diatchenko I, 466 Mass. at 671. A
punishment is unconstitutional (i.e., cruel or unusual) if it is
so disproportionate to the crime that it "shocks the conscience
and offends fundamental notions of human dignity." Id. at 669,
quoting Cepulonis v. Commonwealth, 384 Mass. 495, 497 (1981).11
11Similarly, the Eighth Amendment's prohibition on cruel
and unusual punishment "flows from the basic 'precept of justice
10
1. Constitutional framework. To evaluate the
proportionality of a mandatory life sentence imposed on a
category of offenders (here, emerging adults), we look to
precedent as well as what contemporary standards of decency, as
defined by objective indicia, require. See Graham, 560 U.S. at
61, quoting Roper, 543 U.S. at 563-564 ("The Court first
considers 'objective indicia of society's standards, as
expressed in legislative enactments and state practice,' to
determine whether there is a national consensus against the
sentencing practice at issue. . . . [Then] guided by 'the
standards elaborated by controlling precedents and by the
Court's own understanding and interpretation of the Eighth
Amendment's text, history, meaning, and purpose,' . . . the
Court must determine . . . whether the punishment in question
violates the Constitution"); Roper, supra at 560-561.12 As for
that punishment for crime should be graduated and proportioned'
to both the offender and the offense." Miller, 567 U.S. at 469,
quoting Roper, 543 U.S. at 560.
12The dissent asserts that the "tripartite" test is the
proper tool to analyze the constitutionality of the sentence
here. Post at . See Commonwealth v. Jackson, 369 Mass. 904,
910-916 (1976). That test considers (1) the nature of the
offense and the offender in light of the degree of harm to
society, (2) the sentence imposed and penalties prescribed for
more serious crimes in Massachusetts, and (3) a comparison
between the sentence imposed with the penalties prescribed for
the same offense in other jurisdictions. It traditionally has
been used, both by this court and the Supreme Court, to assess
whether a term-of-years sentence is grossly disproportionate to
a given offense, considering all the circumstances of a
11
the latter, current scientific consensus regarding the
characteristics of the class can help determine the contemporary
standards of decency pertaining to that class. See Diatchenko
I, 466 Mass. at 659-661, 669-671. See also Miller, 567 U.S. at
471-472 ("Our decisions rested not only on common sense . . .
but on science and social science as well"); Graham, supra at
68; Roper, supra at 569-570; Commonwealth v. Okoro, 471 Mass.
particular case. Id. See, e.g., Commonwealth v. Sharma, 488
Mass. 85, 89-90 (2021); Commonwealth v. LaPlante, 482 Mass. 399,
403 (2019); Commonwealth v. Perez, 477 Mass. 677, 685-686
(2017), S.C., 480 Mass. 562 (2018); Opinions of the Justices,
378 Mass. 822, 824-825 (1979). See also Ewing v. California,
538 U.S. 11 (2003); Harmelin v. Michigan, 501 U.S. 957 (1991);
Solem v. Helm, 463 U.S. 277 (1983).
Although the tripartite test incorporates elements of the
approach we use today, it is of limited utility here. Its
"threshold comparison between the severity of the penalty and
the gravity of the crime does not advance the analysis" where
neither the sentence's proportionality to the charged offense
nor the existence of a more serious offense in the Commonwealth
is being challenged. See Graham, 560 U.S. at 61. Rather, our
cases show, and Supreme Court precedent affirms, that it is the
"categorical" framework, which focuses on contemporary standards
of decency, that applies here, where the task is to assess
whether a sentence is disproportionate when applied to an entire
category of offenders. See id. ("In cases turning on the
characteristics of the offender, the Court has adopted
categorical rules . . . [and] consider[ed] 'objective indicia of
society's standards'"); Diatchenko I, 466 Mass. at 669
(contemporary standards of decency render imposition of life
without parole sentence on particular category of offenders
unconstitutionally disproportionate). See also, e.g., Roper,
543 U.S. at 560-563 (standards of decency dictate death
penalty's unconstitutionality when imposed on those under
eighteen); Atkins v. Virginia, 536 U.S. 304, 321 (2002)
(standards of decency dictate death penalty's
unconstitutionality when imposed on those with intellectual
disabilities).
12
51, 60 (2015) ("the determination that youth are
constitutionally distinct from adults for sentencing purposes
has strong roots in recent developments in the fields of science
and social science").
a. Precedent. In a series of cases responding to
challenges to juvenile sentences, the Supreme Court has
consistently opined that the "mitigating qualities of youth"
must be taken into consideration when it comes to sentencing.
Johnson v. Texas, 509 U.S. 350, 367 (1993). See, e.g., Jones v.
Mississippi, 141 S. Ct. 1307, 1314 (2021), citing Miller, 567
U.S. at 476; Johnson, supra ("A sentencer in a capital case must
be allowed to consider the mitigating qualities of youth in the
course of its deliberations over the appropriate sentence").
For example, when striking down the death penalty for juveniles
in Roper, the Court discussed the "relevance of youth as a
mitigating factor" at length, concluding that "[o]nce the
diminished culpability of juveniles is recognized, it is evident
that the penological justifications for the death penalty apply
to them with lesser force than to adults." Roper, 543 U.S. at
570-571.
In Graham, 560 U.S. at 76, the Court noted that an
"offender's age is relevant to the Eighth Amendment, and
criminal procedure laws that fail to take defendants'
youthfulness into account at all would be flawed." The Court
13
concluded that it was unconstitutional to sentence juveniles who
did not commit homicide to life without parole because they lack
the maturity to be classified among the worst offenders
deserving of the harshest punishments. The Court further noted
that although "[m]aturity can lead to that considered reflection
which is the foundation for remorse, renewal, and rehabilitation
. . . [a] young person who knows that he or she has no chance to
leave prison before life's end has little incentive to become a
responsible individual."13 Id. at 79.
More recently in Miller, 567 U.S. at 476, in which the
Court held that a judge must be able to consider "mitigating
qualities of youth" in formulating a sentence, the Court
reiterated that youth is not simply a "chronological fact"
(citation omitted). Rather, "[i]t is a time of immaturity,
irresponsibility, impetuousness[,] and recklessness. . . . It
is a moment and condition of life when a person may be most
susceptible to influence and to psychological damage. . . . And
its signature qualities are all transient" (citations and
quotations omitted). Id. As a result, the Court reasoned, the
Eighth Amendment forbids a sentencing scheme that mandates life
13Although Graham's ban on life sentences without the
possibility of parole for juveniles applied only to nonhomicide
crimes, as the Miller Court pointed out, "none of what [Graham]
said about children -- about their distinctive (and transitory)
mental traits and environmental vulnerabilities -- is crime-
specific." Miller, 567 U.S. at 473.
14
without parole for juvenile offenders because such a scheme
precludes a consideration of youth and the circumstances and
characteristics attendant to it. Id. at 479.
Approximately one and one-half years after Miller was
decided, we considered whether sentencing a juvenile offender to
life without the possibility of parole comported with art. 26.
See Diatchenko I, 466 Mass. at 661. Ultimately, this court went
further than Miller and concluded that because it is not
possible to demonstrate that a juvenile offender is
"irretrievably depraved," under the Massachusetts Declaration of
Rights, such a sentence is cruel or unusual as imposed on a
juvenile in any circumstance. Id. at 670-671.
Central to each of the foregoing cases is the "fundamental
precept of justice that punishment for crime should be graduated
and proportioned to both the offender and the offense" (citation
and quotations omitted). Id. at 669. Until now, we have
declined to consider extending Diatchenko I to offenders
eighteen years of age and older. See Watt, 484 Mass. at 755-
756, and cases cited. However, we also recognized that
"researchers continue to study the age range at which most
individuals reach adult neurobiological maturity . . . and that
such research may relate to the constitutionality of sentences
of life without parole for individuals other than juveniles"
(citation and quotation omitted). Id. The judge's findings in
15
this case, described more fully infra, confirm that the brains
of emerging adults are similar to those of juveniles.
b. Contemporary standards of decency. An assessment of a
punishment's proportionality occurs "in light of contemporary
standards of decency which mark the progress of society."
Diatchenko I, 466 Mass. at 669, quoting Good v. Commissioner of
Correction, 417 Mass. 329, 335 (1994). See Okoro, 471 Mass. at
61 (proportionality of punishment is determined based on "the
evolving standards of decency that mark the progress of a
maturing society" [citation omitted]). Here, we consider the
updated research on the brains of emerging adults, as well as
the way emerging adults are treated in the Commonwealth and
elsewhere, to determine whether a sentence of life without the
possibility of parole is proportionate and thus constitutional
when imposed upon that class of offenders.
i. Science and social science. As mentioned supra, where
modern scientific consensus regarding a particular class exists,
it can be useful in determining the contemporary standards of
decency as they relate to that class. See Miller, 567 U.S. at
471-472; Okoro, 471 Mass. at 59-60.
Advancements in scientific research have confirmed what
many know well through experience: the brains of emerging
adults are not fully mature. Specifically, the scientific
record strongly supports the contention that emerging adults
16
have the same core neurological characteristics as juveniles
have. As the Superior Court judge noted, "Today,
neuroscientists and behavioral psychologists know significantly
more about the structure and function of the brains of
[eighteen] through [twenty year olds] than they did [twenty]
years ago . . . ." This is the result of years of targeted
research and greater access to relatively new and sophisticated
brain imaging techniques, such as structural magnetic resonance
imaging (sMRI) and functional magnetic resonance imaging
(fMRI).14 From the detailed evidence produced in the record, the
judge made four core findings of fact regarding the science of
emerging adult brains: emerging adults (1) have a lack of
impulse control similar to sixteen and seventeen year olds in
emotionally arousing situations,15 (2) are more prone to risk
taking in pursuit of rewards than those under eighteen years and
those over twenty-one years, (3) are more susceptible to peer
14 sMRIs allow researchers to examine the brain's anatomical
structures at particular moments in time; fMRIs allow
researchers to examine the brain's activation and responses to
stimuli and environmental context. As Galván testified, MRIs,
particularly sMRIs, have allowed researchers "to see [a] fine
grain view of the brain that other technologies would not
allow."
15This also is referred to as being under "hot cognition."
The experts testified that under "cold cognition," which is the
absence of emotionally arousing circumstances, the emerging
adult brain functions much more similarly to the older adult
brain than to the adolescent brain.
17
influence than individuals over twenty-one years, and (4) have a
greater capacity for change than older individuals due to the
plasticity of their brains. The driving forces behind these
behavioral differences are the anatomical and physiological
differences between the brains of emerging and older adults.
See Steinberg, A Social Neuroscience Perspective on Adolescent
Risk-Taking, 28 Developmental Rev. 78, 82-84, 85-89 (2008).
These structural and functional differences make emerging
adults, like juveniles, "particularly vulnerable to risk-taking
that can lead to poor outcomes."
We discuss each of the judge's four core factual findings
in turn.
A. Impulse control. The judge found that in terms of
impulse control, emerging adults are more similar to sixteen and
seventeen year old juveniles than to older adults. That is,
they are less able to control their impulses in emotionally
arousing situations. This finding is well supported by the
record.
Emerging adults still are experiencing the effects of "the
sharp increase during puberty of certain hormones," lack a fully
developed prefrontal cortex, which is "the part of the brain
that most clearly regulates impulses," and lack fully developed
connections "between the prefrontal cortex and other parts of
the brain . . . that most clearly respond[] to rewards and
18
reward-related decision making." All four experts agreed that
compared to older adults, emerging adults are more impulsive,
more concerned with their immediate circumstances, and less able
to envision future consequences. Galván explained that at least
part of this distinction between emerging and older adults can
be traced to differences in brain structure between the groups.
"[T]he prefrontal cortex is the home for these abilities that we
might say are what makes us adults . . . the ability to reason,
the ability to think about how your actions today will have
implications for the future." As the brain matures, it
"undergoes a process called pruning and [eliminates]" synapses
and neurons that are not needed. Advancements in sMRI data have
allowed researchers "to measure this cortical thickness and
thinning and the process continues through [eighteen],
[nineteen], [twenty] years old."
All of the other experts, including the Commonwealth's
expert, agreed that the prefrontal cortex, an area of the brain
associated with controlling impulses, is among the last brain
regions to develop, and continues developing until the early to
mid-twenties. See Icenogle et al., Adolescents' Cognitive
Capacity Reaches Adult Levels Prior to Their Psychosocial
Maturity: Evidence for a "Maturity Gap" in a Multinational,
Cross-Sectional Sample, 43 Law & Hum. Behav. 69, 70 (2019);
Sowell & others, In Vivo Evidence for Post-Adolescent Brain
19
Maturation in Frontal and Striatal Regions, 2 Nature Neurosci.
859, 860-861 (1999); Steinberg et al., Around the World,
Adolescence Is a Time of Heightened Sensation Seeking and
Immature Self-Regulation, Developmental Sci., vol. 21, Mar.
2018, at 1-4, 15-17.
B. Risk taking in pursuit of reward. The judge found that
"[a]s a group, [individuals eighteen through twenty years of
age] in the United States and other countries are more prone to
'sensation seeking,' which includes risk-taking in pursuit of
rewards, than are individuals under age [eighteen] and over age
[twenty-one]." This finding similarly is well supported by the
record.
All of the experts agreed that emerging adults are more
likely than children or older adults to engage in risky behavior
and that risky behaviors tend to peak in late adolescence to
early adulthood and then decline, with some experts asserting
that this behavior plateaus around twenty-two years of age.
Galván explained that fMRI studies evaluating the brain have
shown that in individuals at least seventeen years of age, and
up to twenty-one years of age, there is greater activity in the
nucleus accumbens, a part of the brain associated with sensation
seeking, than in older adults. Additionally, fMRI studies have
shown that the ventral striatum, a part of the brain that
correlates with risk-taking behaviors, also is more active among
20
late adolescents and early adults than it is in older adults.
This research tracks numerous real-world behaviors. Emerging
adults are overrepresented in multiple types of risky behavior,
such as risky sexual behavior and risky driving behavior, in
addition to risky criminal behavior. See Roper, 543 U.S. at
569, quoting Arnett, Reckless Behavior in Adolescence: A
Developmental Perspective, 12 Developmental Rev. 339 (1992) ("It
has been noted that 'adolescents are overrepresented
statistically in virtually every category of reckless
behavior'").
Each expert discussed the so-called "age-crime curve,"
which is a widely recognized phenomenon illustrating that
criminal behavior crests at some point from late adolescence to
early adulthood before significantly declining. Put succinctly,
as with those under eighteen years of age, "late adolescence[16]
16All the experts referred to individuals from eighteen to
twenty years of age as "late adolescents." We refer to this age
group as "emerging adults." We do not agree with the dissent
that this appellation indicates that we improperly are veering
into the Legislature's lane. As the Supreme Court noted when it
declared the death penalty unconstitutional for juveniles, line
drawing is a necessary task when considering categorical bans on
unconstitutional sentences. Roper, 543 U.S. at 574 ("Drawing
the line at [eighteen] years of age is subject, of course, to
the objections always raised against categorical rules. The
qualities that distinguish juveniles from adults do not
disappear when an individual turns [eighteen]. By the same
token, some under [eighteen] have already attained a level of
maturity some adults will never reach. For the reasons we have
discussed, however, a line must be drawn").
21
is a period in human development of increased risk taking,
greater reactivity to high stress or highly emotionally arousing
events and certain kinds of cognitive biases that, for example,
lead them [(i.e., juveniles and emerging adults)] to not
appraise a risk and apply it to themselves in the same way that
an adult would." See Galván et al., Earlier Development of the
Accumbens Relative to Orbitalfrontal Cortex Might Underlie Risk-
Taking Behaviors in Adolescents, 26 J. Neurosci. 6885, 6885-6892
(2006); Hawes et al., Modulation of Reward-Related Neural
Activation on Sensation Seeking across Development, 283
NeuroImage 763, 763-771 (2017); Rudolph et al., At Risk of Being
Risky: The Relationship Between "Brain Age" under Emotional
States and Risk Preference, Developmental Cognitive Neurosci.,
vol. 24, 2017, at 93-106; Steinberg et al., Around the World,
Adolescence Is a Time of Heightened Sensation Seeking and
Immature Self-Regulation, supra at 1-4, 15-17.
C. Peer influence. The judge also found that emerging
adults "are more susceptible to peer influence" than older
adults and that the presence of peers makes emerging adults
"more likely to engage in risky behavior." All four experts
agreed that current research supports this conclusion.
Steinberg's research in particular focuses on the ways in
which the presence of peers affects decision-making and risk
taking among different age groups. In his work, he has found
22
that "even if the peers aren't explicitly encouraging anything,
the mere presence of peers increases the likelihood that
adolescents[17] will engage in [risky] behavior." Although the
presence of peers may influence behavior at any age, "peer
influence is a much more serein [sic] and powerful factor during
adolescence[18] than it is during adulthood." See Breiner et al.,
Combined Effects of Peer Presence, Social Cues, and Rewards on
Cognitive Control in Adolescents, 60 Developmental Psychobiology
292, 292-302 (2018); Galván, Adolescent Brain Development and
Contextual Influences: A Decade in Review, 31 J. Res. on
Adolescence 843, 852-853 (2021); Silva et al., Peers Increase
Late Adolescents' Exploratory Behavior and Sensitivity to
Positive and Negative Feedback, 26 J. Res. on Adolescence 696,
696-705 (2015).
D. Capacity for change. Finally, the judge found that
emerging adults "have greater capacity to change than older
individuals because of the plasticity of the brain during these
years." This finding is well supported by the record.
"[P]lasticity refers to the ability [to] change in response
to the environment."19 Although the brain has its greatest
17 See note 16, supra.
18 See note 16, supra.
19Galván explained that plasticity primarily occurs in the
hippocampus, which is "a small brain region in the deep layers
23
plasticity in the early months of life, as Galván explained,
"[t]he second wave [of plasticity] is during adolescence."20 In
contrast, "adult capacity for change is diminished because" the
fully mature brain is much less malleable. Although the brain
continues to change throughout one's lifespan, Steinberg
testified that brain maturation is largely complete by as early
as twenty-two years of age, and possibly up to twenty-five years
of age. The Commonwealth's expert agreed that "[m]ost
adolescents[21] even those who commit serious crimes will age out
of offending and will not become career criminals." See Roper,
543 U.S. at 570, quoting Johnson, 509 U.S. at 368, and citing
Steinberg & Scott, Less Guilty by Reason of Adolescence:
Developmental Immaturity, Diminished Responsibility, and the
Juvenile Death Penalty, 58 Am. Psychologist 1009, 1014 (2003)
("the signature qualities of youth are transient; as individuals
mature, the impetuousness and recklessness that may dominate in
younger years can subside"). See also Cauffman et al., A
Developmental Perspective on Adolescent Risk-Taking and Criminal
Behavior, c. 6 in The Handbook of Criminological Theory (2015);
of the brain that has mostly been studied in the context of
learning because plasticity or any plasticity-based changes are
because we've learned something new."
20 See note 16, supra.
21 See note 16, supra.
24
Galván, Insights about Adolescent Behavior, Plasticity, and
Policy from Neuroscience Research, 83 Neuron 262, 264 (2014).
The evidence outlined supra provides a scientifically
informed view of emerging adults' culpability and factors into
our analysis whether contemporary standards of decency permit
sentencing that cohort to life without the possibility of
parole.
ii. Treatment of emerging adults in the Commonwealth and
elsewhere. To determine our contemporary standards of decency,
in addition to referring to our own State statutes, see Good,
417 Mass. at 335, we may look to other policies and programs in
the Commonwealth, our precedent, other States' statutes, as well
as other States' judicial rulings, and even international
statutes and decisions, among other sources, see Okoro, 471
Mass. at 61 (we commonly look to "judicial opinions and
legislative actions at the State, Federal, and international
levels," which "help to inform our understanding of what art. 26
protects" [citation omitted]). See also Thompson v. Oklahoma,
487 U.S. 815, 821-831 (1988) (looking to State statutes and
death penalty juries to divine contemporary standards of
decency, and noting consistency with practices of other
nations); Enmund v. Florida, 458 U.S. 782, 788 (1982) (looking
to "historical development of the punishment at issue,
legislative judgments, international opinion, and the sentencing
25
decisions juries have made"); Coker v. Georgia, 433 U.S. 584,
596 (1977) ("important to look to the sentencing decisions that
juries have made in the course of assessing whether capital
punishment is an appropriate penalty"). As discussed infra, a
combination of statutes passed here and elsewhere, as well as
recent decisions in Washington and Michigan, indicate that our
contemporary standards of decency do not support imposing life
without parole sentences on emerging adults.
To begin, the Legislature has determined that emerging
adults require different treatment from older adults,
specifically in the penological context. For example, the
Department of Youth Services (department) statutorily is
authorized to maintain custody of young people adjudicated as
youthful offenders up to twenty-one years of age. See
Commonwealth v. Terrell, 486 Mass. 596, 599-600, 603 (2021);
G. L. c. 119, § 58. This sentencing scheme also permits the
imposition of "dual" sentences for youthful offenders, requiring
them to remain in the department's custody until they are
twenty-one years of age before beginning their "adult sentence"
at a house of correction. G. L. c. 119, § 58 (b).
Further, in 2018, as part of a set of sweeping reforms, the
Legislature authorized the Department of Correction and county
houses of correction to "establish young adult correctional
units." These units provide "targeted interventions, age
26
appropriate programming and a greater degree of individual
attention" for individuals in custody "ages [eighteen] to
[twenty-four]." G. L. c. 127, § 48B (a). Notably, the
Legislature also formed the Task Force on Emerging Adults in the
Criminal Justice System (task force), which released a report in
2020 concluding that emerging adults "are a unique population
that requires developmentally-tailored programming and
services."22 Emerging Adults in the Massachusetts Criminal
Justice System: Report of the Task Force on Emerging Adults in
the Criminal Justice System (Feb. 26, 2020), 2020 Senate Doc.
No. 2840, at 6. See St. 2018, c. 69, § 221.
Massachusetts is not alone in recognizing that emerging
adult offenders require different treatment from older adult
offenders. For example, the District of Columbia now provides a
22 Noting that the dual sentencing scheme for youthful
offenders under G. L. c. 119, § 58, applies only to juveniles,
and that the task force's recommendations for emerging adults do
not include offenders convicted of murder in the first degree,
Justice Lowy's dissent concludes that neither demonstrates
contemporary standards of decency here in the Commonwealth.
Post at . See G. L. c. 119, § 74; Emerging Adults in the
Massachusetts Criminal Justice System: Report of the Task Force
on Emerging Adults in the Criminal Justice System (Feb. 26,
2020), 2020 Senate Doc. No. 2840, at 10. To the contrary, both
examples demonstrate that the Legislature and other community
members recognize that emerging adult offenders benefit from
being treated differently from older adult offenders. Cf.
Thompson v. Oklahoma, 487 U.S. 815, 823 (1988) (distinct
treatment of younger juveniles compared to older juveniles "in
criminal sanctions and rehabilitation" is evidence of
contemporary standards of decency [citation omitted]).
27
chance at sentence reduction for people who were under twenty-
five years old when they committed a crime. D.C. Code § 24-
403.03. In 2019, Illinois enacted a law allowing parole review
at ten or twenty years into a sentence for most crimes,
exclusive of sentences to life without parole, if the individual
was under twenty-one years old at the time of the offense. 730
Ill. Comp. Stat. 5/5-4.5-115. Effective January 1, 2024,
Illinois also ended life without parole for most individuals
under twenty-one years old, allowing review after they serve
forty years. Ill. Pub. L. No. 102-1128, § 5 (2022). California
has extended youth offender parole eligibility to individuals
who committed offenses before twenty-five years of age. Cal.
Penal Code § 3051. Similarly, in 2021, Colorado expanded
specialized program eligibility, usually reserved for juveniles,
to adults who were under twenty-one when they committed a
felony. Colo. House Bill No. 21-1209 (2021) (enacted). In
Wyoming, "youthful offender" programs were revised to offer
reduced and alternative sentencing for those under thirty years
old. Wyo. Stat. Ann. §§ 7-13-1002, 7-13-1003.
Legislation outside of the penological context is also
instructive in ascertaining contemporary standards of decency.
In Thompson, 487 U.S. at 838, the Supreme Court determined that
the death penalty was unconstitutional when imposed on a fifteen
year old offender based, in part, on then-current nonpenological
28
State statutes that treated younger juveniles differently from
those closer to age eighteen. Among other things, the Court
noted that "in all but one State a [fifteen]-year-old may not
drive without parental consent, and in all but four States a
[fifteen]-year-old may not marry without parental consent"
(footnote omitted). See id. at 824-825.
Similarly, Massachusetts, like most States, distinguishes
emerging adults from older adults on a range of issues, granting
rights and imposing responsibilities in a graduated manner. For
example, one must be eighteen years of age to enter binding and
enforceable contracts, to sit on a jury, to purchase lottery
tickets, and to drive a common carrier motor vehicle.23 See
G. L. c. 231, § 85O; G. L. c. 234A, § 4; G. L. c. 10, § 29;
G. L. c. 159A, § 9. However, one must be twenty-one years of
age to purchase and sell alcoholic beverages, to purchase
tobacco products, to obtain a license to carry a handgun, to be
a police officer, and to gamble. See G. L. c. 138, § 34; G. L.
c. 270, § 6; G. L. c. 140, § 131 (d) (iv); G. L. c. 31, § 58;
G. L. c. 22C, § 10; G. L. c. 23K, §§ 25 (h), 43. These statutes
reflect the commonly held view that emerging adults generally
23Moreover, young adults who have reached eighteen years of
age may "continue to be considered 'minors'" for purposes of
parental support. Eccleston v. Bankosky, 438 Mass. 428, 429
(2003), quoting Stolk v. Stolk, 31 Mass. App. Ct. 903, 904-905
(1991). See G. L. c. 208, § 28.
29
are not equipped to assume all the responsibilities of
adulthood, especially with respect to high risk activities. Cf.
Thompson, 487 U.S. at 824-825.
We are not the first State Supreme Court to appreciate the
distinct ways in which our laws bear on emerging adults.
Recently, the high courts in Washington and Michigan prohibited
the mandatory imposition of life without the possibility of
parole for those who are from eighteen to twenty years of age,
and for those who are eighteen years of age, respectively. In
Matter of the Personal Restraint of Monschke, 197 Wash. 2d 305
(2021), the Supreme Court of Washington considered evolving
standards of decency, updated brain science, and precedent to
conclude that mandatory sentences of life without parole violate
the Washington Constitution when meted out to those under
twenty-one when they committed the crime. See id. at 325-326.
One year later, the Supreme Court of Michigan looked at the
issue as it pertained to eighteen year old offenders. The court
reasoned that because "the Eighth Amendment dictates that youth
matters in sentencing," and because brain science has
demonstrated that eighteen year old individuals possess the same
attributes of youth as do juveniles, mandatorily subjecting an
eighteen year old defendant to life in prison is "unusually
excessive imprisonment and thus a disproportionate sentence that
constitutes 'cruel or unusual punishment' under [the Michigan
30
Constitution]." People v. Parks, 510 Mich. 225, 234, 255
(2022).24
Twenty-two States and the District of Columbia do not
mandate life without parole in any circumstance.25 Of the
remaining twenty-eight States, only twelve (including
Massachusetts) mandate life without parole.26 Moreover, the
24However, both the Washington and Michigan courts
determined that a sentence of life without the possibility of
parole could be imposed on young adult offenders after an
individualized sentencing hearing to consider the offender's
youth. See Parks, 510 Mich. at 240-241; Matter of the Personal
Restraint of Monschke, 197 Wash. 2d at 327-328.
25In those twenty-two States and the District of Columbia,
the highest penalties are imposed only on discretionary bases.
See Alaska Stat. § 12.55.125; D.C. Code § 22-2104; Ga. Code Ann.
§ 16-5-1; Idaho Code Ann. §§ 18-4004, 19-2515; 720 Ill. Comp.
Stat. 5/9-1; Ind. Code §§ 35-50-2-3, 35-50-2-9; Ky. Rev. Stat.
Ann. § 532.030; Me. Rev. Stat. tit. 17-A, § 1603; Md. Code Ann.,
Crim. Law §§ 2-201, 2-203; Mont. Code Ann. § 45-5-102(2); Nev.
Rev. Stat. § 200.030(4)(a)-(b); N.M. Stat. Ann. § 31-18-13; N.Y.
Penal Law §§ 60.06, 70.00(5); N.D. Cent. Code § 12.1-32-01; Ohio
Rev. Code Ann. §§ 2929.02, 2929.04; Okla. Stat. tit. 21,
§ 701.9; Or. Rev. Stat. § 163.107; R.I. Gen. Laws §§ 11-23-2,
12-19.2-1 to 12-19.2-5; S.C. Code Ann. § 16-3-20; Tenn. Code
Ann. § 39-13-204; Utah Code Ann. § 76-5-203; Wis. Stat.
§ 973.014(1g)(c)-(2); Wyo. Stat. Ann. § 6-2-101.
26See G. L. c. 265, § 2 (a) ("any person who is found
guilty of murder in the first degree shall be punished by
imprisonment in the state prison for life and shall not be
eligible for parole pursuant to [G. L. c. 127, § 133A"); Colo.
Rev. Stat. § 18-1.3-401(1)(a)(V)(F), (4)(a)(I)-(II) ("A person
. . . shall be punished by life imprisonment" without
possibility of parole); Del. Code Ann. tit. 11, § 4209 ("Any
person who is convicted of first-degree murder for an offense
that was committed after the person had reached [his or her]
eighteenth birthday shall be punished by . . . imprisonment for
the remainder of the person's natural life without benefit of
probation or parole or any other reduction"); Haw. Rev. Stat.
31
statutes in at least two of those States provide an opportunity
to avoid the mandatory nature of the sentence.27 Twelve States
mandate life without parole as an alternative to a discretionary
death sentence,28 and five States only mandate life without
§ 706-656 ("Persons eighteen years of age or over at the time of
the offense who are convicted of first degree murder or first
degree attempted murder shall be sentenced to life imprisonment
without the possibility of parole"); Iowa Code § 902.1 (on
conviction of murder in first degree, "the court shall . . .
commit the defendant . . . for the rest of the defendant's life
. . . [and the defendant] shall not be released on parole unless
the governor commutes the sentence to a term of years"); Mich.
Comp. Laws § 750.316 (any person "who commits . . . first degree
murder . . . shall be punished by imprisonment for life without
eligibility for parole"); Minn. Stat. § 609.106 ("the court
shall sentence a person to life imprisonment without possibility
of release . . . [if] the person is convicted of first-degree
murder"); N.H. Rev. Stat. Ann. § 630:1-a(III) ("A person
convicted of a murder in the first degree shall be sentenced to
life imprisonment and shall not be eligible for parole at any
time"); 18 Pa. Cons. Stat. § 1102 ("a person who has been
convicted of a murder of the first degree . . . shall be
sentenced to . . . a term of life imprisonment"); Va. Code Ann.
§ 18.2-10(a) ("Any person who was [eighteen] years of age or
older at the time of the offense and who is sentenced to
imprisonment for life upon conviction of a Class 1 felony shall
not be eligible for . . . parole"); Wash. Rev. Code § 10.95.030
(any person "convicted of the crime of aggravated first degree
murder shall be sentenced to life imprisonment without
possibility of release or parole"); W. Va. Code § 61-2-2
("Murder of the first degree shall be punished by confinement in
the penitentiary for life").
27Iowa allows its Governor to commute the sentence to a
term of years. Iowa Code § 902.2. Hawaii obligates the parole
board to submit an application to its Governor to commute the
sentence to one permitting parole after twenty years. Haw. Rev.
Stat. § 706-656.
28See Ala. Code § 13a-6-2(c); Ariz. Rev. Stat. Ann. §§ 13-
751(A), 13-1105(D); Ark. Code Ann. § 5-10-101(c); Fla. Stat.
§ 775.082; Kan. Stat. Ann. § 21-6617 (for capital murder); La.
32
parole if aggravating circumstances exist.29 Massachusetts is
one of only ten States that currently require eighteen through
twenty year old individuals who are convicted of murder in the
first degree to be sentenced to life without parole.
We also may consider where other nations stand in this
analysis. See Okoro, 471 Mass. at 61. See also Graham, 560
U.S. at 80 ("The judgments of other nations and the
international community are not dispositive as to the meaning of
the Eighth Amendment," but "[t]he Court has looked beyond our
Nation's borders for support for its independent conclusion that
a particular punishment is cruel and unusual"). The United
Kingdom has banned life without parole for any offender under
twenty-one years of age at the time of the offense. Sentencing
Act 2020, c. 17, § 322, sch. 21, par. 2 (U.K.). And in 2022,
the Supreme Court of Canada unanimously ruled that life without
parole sentences were unconstitutional for all offenders,
regardless of age. R. v. Bissonnette, 2022 SCC 23. The
foregoing examples suggest that the "evolving standards of
decency that mark the progress of a maturing society" referenced
Rev. Stat. Ann. § 14:30(C); Miss. Code Ann. §§ 47-7-3(1)(d), 97-
3-21; Mo. Rev. Stat. § 565.020; Neb. Rev. Stat. § 28-105; N.C.
Gen. Stat. § 14-17; S.D. Codified Laws § 22-6-1; Tex. Penal Code
Ann. § 12.31.
29See Cal. Penal Code § 190.2; Conn. Gen. Stat. §§ 53a-
35a(1)(B), 53a-54b; N.J. Stat. Ann. § 2C:11-3; Va. Code Ann.
§§ 18.2-10, 18.2-31; Vt. Stat. Ann. tit. 13, § 2303.
33
in Miller, 567 U.S. at 469, trend away from life without parole
for emerging adults (citation omitted).
2. Life without parole for emerging adults violates art.
26. Our comprehensive review informs us that Supreme Court
precedent, as well as our own, dictates that youthful
characteristics must be considered in sentencing, that the
brains of emerging adults are not fully developed and are more
similar to those of juveniles than older adults, and that our
contemporary standards of decency in the Commonwealth and
elsewhere disfavor imposing the Commonwealth's harshest sentence
on this cohort. Consequently, we conclude that a sentence of
life without the possibility of parole for emerging adult
offenders violates art. 26.30 See Diatchenko I, 466 Mass. at
670.
3. Remedy. Because we have determined that it is
unconstitutional to sentence emerging adults to life without the
possibility of parole, we invalidate those provisions of our
The contemporary standards of decency that govern our
30
decision today do not suggest a societal consensus that those
aged twenty-one and above should be treated differently from
older adults. Thus, while we acknowledge that the scientific
record in this case suggests that the unique attributes of youth
may persist in young adults older than twenty-one, our art. 26
proportionality analysis does not rely on science alone. See
Libby v. Commissioner of Correction, 385 Mass. 421, 435 (1982),
quoting District Attorney for the Suffolk Dist. v. Watson, 381
Mass. 648, 661-662 (1980) ("Article 26, like the Eighth
Amendment, bars punishments which are 'unacceptable under
contemporary moral standards'").
34
criminal code that deny the possibility of parole to this
cohort. General Laws c. 265, § 2, which was amended after
Diatchenko I was decided, sets forth the penalty for murder in
the first degree, distinguishing between the penalties for
adults and juveniles:
"(a) Except as provided in subsection (b), any person who
is found guilty of murder in the first degree shall be
punished by imprisonment in the [S]tate prison for life and
shall not be eligible for parole pursuant to [G. L. c. 127,
§ 133A].
"(b) Any person who is found guilty of murder in the first
degree who committed the offense on or after the person's
fourteenth birthday and before the person's eighteenth
birthday shall be punished by imprisonment in the [S]tate
prison for life and shall be eligible for parole after the
term of years fixed by the court pursuant to [G. L. c. 279,
§ 24]."
Although we hold that it is unconstitutional to sentence
individuals from eighteen to twenty years of age to life without
the possibility of parole, we must "as far as possible, . . .
hold the remainder [of the statute] to be constitutional and
valid, if the parts are capable of separation and are not so
entwined that the Legislature could not have intended that the
part otherwise valid should take effect without the invalid
part." Diatchenko I, 466 Mass. at 672, quoting Boston Gas Co.
v. Department of Pub. Utils., 387 Mass. 531, 540 (1982). See
G. L. c. 4, § 6, Eleventh ("The provisions of any statute shall
be deemed severable, and if any part of any statute shall be
adjudged unconstitutional or invalid, such judgment shall not
35
affect other valid parts thereof").31 Here, because emerging
adults do not fit within the exception described in G. L.
c. 265, § 2 (b), we must invalidate that portion of G. L.
c. 265, § 2 (a), that denies parole eligibility to those from
eighteen to twenty years old. See Diatchenko I, supra at 673.
Likewise, we also must invalidate that portion of the parole
statute, G. L. c. 127, § 133A, that denies parole to those from
eighteen to twenty years of age.32
Because the Legislature does not currently provide a parole
eligibility scheme for this category of offenders, we look to
the next-most severe sentence under the sentencing scheme to
determine the floor of parole eligibility. See Watt, 484 Mass.
at 753-754, citing Diatchenko I, 466 Mass. at 672-673. For
emerging adults convicted of murder in the first degree on or
31Notably, the Legislature specifically provides for the
severability of G. L. c. 265, § 2. See St. 1982, c. 554, § 7
("If any of the provisions of [G. L. c. 265, § 2,] or the
application thereof to any person or circumstances is held
invalid, such invalidity shall not affect other provisions or
applications of this act which can be given effect without the
invalid provisions or applications, and to this end the
provisions of this act are declared severable").
32 General Laws c. 127, § 133A, states in relevant part:
"Every prisoner who is serving a sentence for life in a
correctional institution of the commonwealth, . . . except
prisoners serving a life sentence for murder in the first
degree who had attained the age of [eighteen] years at the
time of the murder . . . shall be eligible for parole at
the expiration of the minimum term fixed by the court under
[G. L. c. 279, § 24]."
36
after today's decision, that means applying G. L. c. 279, § 24,
as amended through St. 2014, c. 189, § 6, which sets parole
eligibility for juvenile offenders who have committed murder in
the first degree:
"In the case of a sentence of life imprisonment for murder
in the first degree committed by a [juvenile], the court
shall fix a minimum term of not less than [twenty] years
nor more than [thirty] years; provided, however, that in
the case of a sentence of life imprisonment for murder in
the first degree with extreme atrocity or cruelty committed
by a [juvenile], the court shall fix a minimum term of
[thirty] years; and provided further, that in the case of a
sentence of life imprisonment for murder in the first
degree with deliberately premeditated malice aforethought
committed by a [juvenile], the court shall fix a minimum
term of not less than [twenty-five] years nor more than
[thirty] years."
However, the defendant in this case was sentenced to life
without the possibility of parole pursuant to G. L. c. 265,
§ 2 (a), prior to the enactment of the aforementioned
legislative changes in 2014, post-Diatchenko I. Therefore, this
defendant and other emerging adults sentenced to life without
the possibility of parole prior to July 25, 2014, may only be
resentenced to the constitutionally permissible penalty
available at that time -- life with the possibility of parole
after fifteen years. See Commonwealth v. Costa, 472 Mass. 139,
146 (2015) (resentencing limited to available statutory penalty
in effect at time of conviction).
By providing an opportunity for parole, we do not diminish
the severity of the crime of murder in the first degree because
37
it was committed by an emerging adult. Likewise, our decision
today "should not be construed" to suggest that emerging adults
receiving the benefit of resentencing under today's holding
"should be paroled once they have served a statutorily
designated portion of their sentences." Diatchenko I, 466 Mass.
at 674. However, as we stated in Diatchenko I, we must
recognize the "unique characteristics" of emerging adults that
render them "constitutionally different" from adults for
purposes of sentencing. Id., citing Miller, 567 U.S. at 471.
As such, they must be granted a "meaningful opportunity to
obtain release based on demonstrated maturity and
rehabilitation" before the Massachusetts parole board, who will
"evaluate the circumstances surrounding the commission of the
crime, including the age of the offender, together with all
relevant information pertaining to the offender's character and
actions during the intervening years since conviction."
Diatchenko I, supra, quoting Graham, 560 U.S. at 75.
Conclusion. We remand this matter to the Superior Court
for resentencing consistent with this opinion.
So ordered.
KAFKER, J. (concurring). I concur with the court's
comprehensive review of the expert testimony, the judge's fact
finding, and the applicable law. I write separately to
emphasize in particular that the letter and spirit of our
trailblazing decision in Diatchenko v. District Attorney for the
Suffolk Dist., 466 Mass. 655, 669 (2013) (Diatchenko I), S.C.,
471 Mass. 12 (2015) (Diatchenko II), directs us to reach the
same conclusion today that we reached a decade ago and extend
those very same protections to the age group at issue --
eighteen through twenty year olds.
In our landmark decision in Diatchenko I, we relied on the
best science available at the time, legislative recognition of
the legal differences between juveniles and adults in other
contexts, and the special protections of art. 26 of the
Massachusetts Declaration of Rights to declare that the
Legislature's imposition of life sentences without the
possibility of parole for juveniles was unconstitutional,
because juveniles are less culpable than adults and more capable
of change. We also employed distinctive reasoning that I
discuss in some detail infra. In so doing, we provided greater
protections for juveniles under art. 26 than the United States
Supreme Court had under the Eighth Amendment to the United
States Constitution, precluding not only mandatory life
sentences without the possibility of parole but also
2
discretionary sentences of life without the possibility of
parole.
In the instant case, we are presented with comprehensive
fact finding evaluating further advancements in developmental
cognitive neuroscience and developmental psychology,1
demonstrating that eighteen through twenty year olds share the
same characteristics that distinguished juveniles from adults in
Diatchenko I and that rendered them less culpable and more
capable of change. The extensive briefing also demonstrates
legislative recognition that eighteen through twenty year olds
similarly require differential treatment from those twenty-one
and older in other relevant and related contexts. Indeed, when
this age group has been recognized by the Legislature to require
differential treatment, the legal rights in question implicate
those same distinctive characteristics.
Due to this convergence of science and law, I conclude that
art. 26 precludes both mandatory and discretionary life
1 As one of the experts testified, the fields of
developmental cognitive neuroscience and developmental
psychology work in tandem with one another. "Cognitive
neuroscience is the study of the brain and the cognitive
operations . . . the brain supports, including thinking and
decision-making," or "higher cognitive tasks or operation[s],"
while the "developmental component" refers "to the study of the
brain as it develops over time and across the lifespan."
Comparatively, "developmental . . . psychology is concerned with
behavior," and often "the research studies that are conducted in
developmental neuroscience are first informed by behaviors that
are observed in studies of development[al] psychology."
3
sentences without the possibility of parole for those who are
older than eighteen but younger than twenty-one at the time they
committed murder in the first degree. Thus, after serving from
twenty-five to thirty years in prison as now prescribed by the
Legislature for juvenile murderers, these eighteen through
twenty year olds likewise shall have the possibility of
convincing the parole board that they have redeemed themselves
in prison, have taken responsibility for the terrible deaths
that they caused in their youth, and deserve to be paroled.2
1. Discussion. a. Diatchenko, differentiating
characteristics, and State constitutional law. Our reasoning in
Diatchenko I built on the foundation of the United States
Supreme Court's Eighth Amendment analysis in Miller v. Alabama,
567 U.S. 460 (2012), particularly "three significant
characteristics differentiating juveniles from adult offenders."
Diatchenko I, 466 Mass. at 660.
"First, children demonstrate a lack of maturity and an
underdeveloped sense of responsibility, leading to
recklessness, impulsivity, and heedless risk-taking.
Second, children are more vulnerable to negative influences
and outside pressures, including from their family and
peers . . . . Finally, a child's character is not as well
formed as an adult's; his traits are less fixed and his
2 I note that the defendant here was convicted prior to the
passage of the 2014 legislation that required from twenty-five
to thirty years before parole eligibility, and thus is eligible
for consideration for parole, as this court explained in
Diatchenko I, after fifteen years in prison. See Diatchenko I,
466 Mass. at 673-674 (explaining reasons for fifteen year parole
eligibility date at time).
4
actions less likely to be evidence of irretrievable
depravity." (Quotations, citations, and alterations
omitted.)
Id. Together, these characteristics demonstrated that juveniles
possessed "diminished culpability" and a "heightened capacity
for change." Cf. id. at 661, quoting Miller, supra at 479.
Recognizing these differences and "[a]n ever-growing body of
research in developmental psychology and neuroscience [that]
continues to confirm and strengthen the Court's conclusions,"
Miller, supra at 472 n.5, the Supreme Court concluded that a
mandatory imposition of a sentence of life without the
possibility of parole for juveniles was cruel and unusual in
violation of the Eighth Amendment, id. at 479. The Court did,
however, allow a discretionary imposition of this sentence based
on an individualized hearing, requiring judges to consider "how
children are different, and how those differences counsel
against irrevocably sentencing them to a lifetime in prison."
Id. at 480.
We then took a significant additional step in Diatchenko I,
466 Mass. at 670-671, and went well beyond the Supreme Court's
Eighth Amendment protections, concluding that the greater
protection afforded by art. 26 also prohibited the discretionary
imposition of life without parole for juveniles convicted of
murder in the first degree. We determined, consistent with the
scientific evidence presented, that "a conclusive showing of
5
traits such as an 'irretrievably depraved character,' . . . can
never be made, with integrity, by the Commonwealth at an
individualized hearing to determine whether a sentence of life
without parole should be imposed on a juvenile homicide
offender." Id. at 669-670, quoting Roper v. Simmons, 543 U.S.
551, 570 (2005). More specifically, we held that because "the
brain of a juvenile is not fully developed, either structurally
or functionally, by the age of eighteen, a judge cannot find
with confidence that a particular offender, at that point in
time, is irretrievably depraved." Diatchenko I, supra at 670.
Thus, we concluded that our State Constitution prohibited trial
judges from attempting to make individualized findings that were
impossible to make reliably at the time of sentencing, and so we
imposed a categorical ban on the imposition of this sentence for
juveniles. Id. at 669-670.
As the Superior Court judge comprehensively found and as
the court explains in its opinion, the scientific evidence here
demonstrates that the same three characteristics that
distinguished juveniles from adults in Diatchenko I, 466 Mass.
at 669-670, distinguish eighteen through twenty year olds in
essentially the same way. No one disputes those findings or the
6
science on which they are based, including the authors of the
dissenting opinions written in the instant case.3
I therefore emphasize that, based on the fact findings
here, we cannot distinguish in any way this case from Diatchenko
I on scientific grounds. That science was also, as explained
ante, a significant factor in the decision in Diatchenko I, 466
Mass. at 669-670, helping to convince this court to provide
greater protection under the State Constitution than the Supreme
Court provided under the Federal Constitution when the Supreme
Court's allowance of discretionary life without parole sentences
for juveniles who committed murder in the first degree could not
be reconciled with the science. Evolving science helps inform
evolving standards of decency. Cf. Helling v. McKinney, 509
U.S. 25, 36 (1993) (regarding prison conditions, Eighth
Amendment analysis requires both "scientific and statistical
inquiry into the seriousness of the potential harm" and
"assess[ment] whether society considers the risk . . . to be so
3 On remand, the judge heard expert testimony and oral
argument and accepted an additional exhibit in evidence, before
issuing findings of fact and conclusions of law on whether
mandatory life without parole sentences for eighteen through
twenty year old offenders violates art. 26. Neither party
disputes his factual findings. Among those findings, the judge
clarified that his findings were limited to those up to age
twenty-one because, while one expert, Dr. Adriana Galván,
included twenty-one year olds in her developmental cognitive
neuroscience research, another expert, Dr. Laurence Steinberg,
did not include them in his developmental psychology research.
7
grave that it violates contemporary standards of decency"). We
particularly were concerned that trial judges would be required
to make findings that the science demonstrated were not
possible. Diatchenko I, supra. See the amicus brief submitted
by twenty-three retired Massachusetts judges and others, at 36-
40.4
The Supreme Court has, over the vigorous dissent of the
4
author of Miller and two other Justices, since held that, for
the individualized hearings required by the Eighth Amendment, "a
finding of fact regarding a child's incorrigibility is not
required" (quotation, citation, and alteration omitted). Jones
v. Mississippi, 141 S. Ct. 1307, 1314-1315 (2021), quoting
Montgomery v. Louisiana, 577 U.S. 190, 211 (2016). That the
Supreme Court does not now require an explicit finding on
incorrigibility under its line of Eighth Amendment cases does
not change our previous determination under art. 26 that such a
finding is necessary to justify a sentence of life without
parole for those under eighteen because our State constitutional
protections are greater than those of the Eighth Amendment. See
Diatchenko I, 466 Mass. at 670.
Nor is our determination in Diatchenko I inconsistent with
our decision in Commonwealth v. Perez, 477 Mass. 677, 679 (2017)
(Perez I), S.C., 480 Mass. 562 (2018) (Perez II), which required
an individualized hearing "where a juvenile is sentenced for a
nonmurder offense or offenses and the aggregate time to be
served prior to parole eligibility exceeds that applicable to a
juvenile convicted of murder." That hearing is different from
the individualized hearing that we concluded was not possible in
Diatchenko I, 466 Mass. at 669-670, because the hearing required
by Perez I does not concern whether parole eligibility is
necessary, as all juvenile offenders are entitled to parole
eligibility after Diatchenko I. See Perez II, supra at 569.
Rather, it asks judges to consider the permissibility of a
longer term of imprisonment prior to parole eligibility for
nonmurder offenses than for murder in the first degree. See
Perez I, supra; Perez II, supra. Our decision in Perez I, supra
at 686, also established a presumption against such longer
parole eligibility sentences under art. 26 and therefore set a
8
Other important aspects of Diatchenko I also should apply
equally here. We emphasized, for example, that life sentences
without the possibility of parole were deemed particularly
severe for those required to stay in prison from youth to death;
indeed, we went so far as to compare such sentences to the death
penalty, which we already had deemed "unconstitutional under
art. 26." See Diatchenko I, 466 Mass. at 670 (describing life
sentences without possibility of parole for juveniles as being
"strikingly similar" to death penalty). That same reasoning
applies to eighteen through twenty year olds, who likewise are
fated to spend the vast majority of their lives in prison with
no hope of release at any time. If this case is to be
distinguished from Diatchenko I, it must therefore be on other
grounds, each of which I address and reject infra, turning once
again to Diatchenko I for guidance.
b. The Legislature's right to define the punishment for
the crime and distinguish juveniles from adult offenders.
Justices Lowy and Cypher in their dissents emphasize that great
deference is owed to the Legislature's right to define the
punishment for criminal behavior and define the line between
juvenile and adult offenders. See post at , (Lowy, J.,
dissenting); post at (Cypher, J., dissenting). As a general
very high bar to justify them, which we confirmed and clarified
in Perez II, supra at 571-573.
9
principle, I wholeheartedly agree with these propositions. But
in Diatchenko I, we did not defer to the punishment established
by the Legislature or to the line drawing (or, in that case, the
absence of line drawing) between juveniles and adults. Rather,
we concluded that the punishment, without necessary line
drawing, was unconstitutional. Diatchenko I, 466 Mass. at 658-
659. In sum, we did not defer to the Legislature; we concluded
that it acted unconstitutionally.
Unlike the Supreme Court in its line of cases regarding
acceptable criminal punishments for juveniles under the Eighth
Amendment, we also did not define explicitly a fixed
constitutional line for life sentences without the possibility
of parole when we decided Diatchenko I. Compare Roper, 543 U.S.
at 574 ("The age of [eighteen] is the point where society draws
the line for many purposes between childhood and adulthood. It
is, we conclude, the age at which the line for death eligibility
ought to rest" [emphasis added]), with Diatchenko I, 466 Mass.
at 669-670 (relying on "current scientific research on
adolescent brain development" to reach conclusion that "the
judge cannot ascertain, with any reasonable degree of certainty,
whether imposition of this most severe punishment is
warranted"). In defining that line previously in the death
penalty context, the Supreme Court also recognized that it had
itself recently set that line at sixteen and then moved it.
10
Roper, supra at 561-562. Perhaps recognizing that this line was
not fixed for all purposes and might too be a moving target for
sentences of life without the possibility of parole, we did not
attempt such analysis or decide that it was applicable
regardless of the science. Instead, we only answered what we
were asked: whether it was constitutional to sentence
"juveniles" to life without the possibility of parole as the
Legislature provided, and we concluded that it was not, because
the science demonstrated that juveniles were less culpable and
capable of change. Diatchenko I, supra at 671. We then
referenced and relied on a statutory definition of "juvenile" to
define the scope of our holding at the time. Id. at 659 n.8,
673 n.17.5
The question then becomes whether there is a meaningful
constitutional difference between overruling the Legislature's
decision that it is permissible to sentence juveniles to life in
prison without the possibility of parole and overruling the
Legislature's decision that it is permissible to sentence
eighteen through twenty year olds to life in prison without the
possibility of parole, when the fact finding regarding the
5 I do not in any way seek to redefine eighteen through
twenty year olds as juveniles. Rather, I consider eighteen
through twenty year olds as a distinct legal category as
explained infra, as the Legislature itself has done in a variety
of contexts.
11
scientific evidence now conclusively demonstrates that eighteen
through twenty year olds, just like juveniles, are less culpable
for their crimes and more capable of change than adults.
Justices Lowy and Cypher find such a basis in deference to
the Legislature: we should defer to the Legislature because it
did not exclude eighteen to twenty year olds from a statute that
provides for life sentences without the possibility of parole
for murder in the first degree. See post at , (Lowy, J.,
dissenting); post at (Cypher, J., dissenting). The same,
however, was true for juveniles when we decided Diatchenko I,
466 Mass. at 672-673. Although the Legislature at that time
authorized life sentences without the possibility of parole for
juveniles, as explained supra, we found such punishment
unconstitutional. Id.
Justices Lowy and Cypher in their dissents also state that
we should defer to the Legislature because it has defined
eighteen as a fixed line between juveniles and adults.6 I
6 Justice Cypher posits that the extension of rights to
those over the age of eighteen has always been granted first by
the Legislature and not the courts, and so we would be the first
to define protections for a certain category of individuals
based on an age group of our definition. Post at (Cypher,
J., dissenting). The latter consideration ignores, however, the
evolution of Federal juvenile death penalty jurisprudence, which
involved judicial line drawing based on age without reliance on
a clearly legislatively defined age group. In Thompson v.
Oklahoma, 487 U.S. 815, 823, 838 (1988), a plurality of the
Supreme Court prohibited the imposition of the death penalty for
those under the age of sixteen at the time they committed their
12
conclude, as does the court, that the legislative line drawing
is more nuanced. The Legislature does not uniformly provide
eighteen through twenty year olds with the full benefits and
responsibilities of those twenty-one and older. Rather, the
Legislature recognizes that eighteen, nineteen, and twenty year
olds fall into a distinct category requiring special
consideration; they are permitted certain legal rights but not
others. See State House News Service (Sen. Sess.), June 28,
2018 (statement of Sen. Jason Lewis, chair of Joint Committee on
Public Health) (regarding tobacco purchasing age limit, "there
really is no single age of adulthood in our society"; [w]e make
decision[s] on a case-by-case basis depending on the activity").
For example, they are entitled to vote, serve on a jury or in
the military, and drive a car. See G. L. c. 51, § 1 (voting);
G. L. c. 234A, § 4 (jury); G. L. c. 90, § 8 (driving). See also
Requirements to enlist in the U.S. military, USA.gov,
offense. This decision stood in contrast to the many ways in
which the age of eighteen stood as a demarcation between
juveniles and adults.
The Court in Thompson, 487 U.S. at 838, had been asked to
"'draw a line' that would prohibit the execution of any person
who was under the age of [eighteen] at the time of the offense."
The Court limited its decision, however, to "the case before" it
and so drew the line at sixteen. In 2005, in Roper, 543 U.S. at
570-571, the Court took the opportunity to extend Thompson to
protect all juveniles -- those up to age eighteen -- from the
imposition of the death penalty. In both instances, the
judiciary -- not the Legislature -- extended these protections.
For us to do the same would not, therefore, be unprecedented.
13
https://www.usa.gov/military-requirements
[https://perma.cc/Y9MG-HWG4] (beginning at age seventeen). But
they cannot purchase and sell alcohol or tobacco, serve as a
State police officer, gamble, or even supervise drivers with
learner's permits. See G. L. c. 138, § 34 (alcohol); G. L.
c. 270, § 6 (tobacco); G. L. c. 31, § 58 (municipal police
officer); G. L. c. 22C, § 10 (State police officer); G. L.
c. 23K, § 43 (gambling); G. L. c. 90, § 8B (learner's permits).
They are also excluded from purchasing marijuana by a ballot
initiative, demonstrating that the public recognizes a similar
distinction. G. L. c. 94G, § 7 (a). Their rights regarding
firearms are also more limited than those twenty-one and over.
G. L. c. 140, § 131 (d) (iv) (license to carry large capacity
firearm restricted to those twenty-one and over).
I thus emphasize that legal rights from which eighteen
through twenty year olds are excluded appear to implicate and
reflect a legislative concern about the very characteristics
that are at issue in this case: "a lack of maturity and an
underdeveloped sense of responsibility, leading to recklessness,
impulsivity, and heedless risk-taking" and a greater
"vulnerab[ility] . . . to negative influences and outside
pressures, including from their family and peers" (quotations
and citations omitted). Diatchenko I, 466 Mass. at 660.
Senator Patricia Jehlen, the author of an amendment to the
14
expanded gaming bill that prohibited marketing to individuals
under twenty-one, stated: "The bill itself says that casinos
may not allow people under the age of [twenty-one]. . . .
Current Massachusetts law says you can't buy alcohol if you're
under [twenty-one]. I think that these are consistent that
people's brains have not matured by the time they're
[eighteen]." State House News Service (Sen. Sess.), Oct. 11,
2011. Likewise, the legislative history regarding increasing
the age for tobacco consumption to twenty-one shows that the
Legislature was concerned about the underdeveloped brains of
young people, including those above eighteen. See State House
News Service (Sen. Sess.), June 28, 2018 (statement of Sen.
Jason Lewis) ("Our young people are particularly
susceptible. . . . [Nicotine] has harmful health impacts on the
developing brain. . . . It helps [to] get tobacco products out
of high school social networks"); Press Release, Senate Passes
Jason Lewis Bill to Protect Youth from the Health Risks of
Tobacco and Nicotine Addiction (June 30, 2018),
https://senatorjasonlewis.com/2018/06/30/tobacco-21
[https://perma.cc/6MQM-QHXQ] (quoting Sen. President Harriette
L. Chandler, "This legislation protects young adults whose minds
and bodies are still developing . . ."). See also Governor's
Legislative Files, House Bill No. 4218, "An Act increasing the
minimum age for appointment as a police officer," Bill Summary
15
(2003) ("Advocates of this legislation suggest increasing the
minimum age for appointment for the position of police officer
will ensure that individuals taking on the responsibilities
associated with modern policing posses[s] the requisite life
skills and maturity").7
The criminal justice system also reflects special
consideration for this age group, again reflecting the special
characteristics of eighteen through twenty year olds. For
example, the Legislature has authorized the Department of Youth
Services to maintain custody of young people adjudicated to be
youthful offenders up to age twenty-one. G. L. c. 119, § 58.
Likewise, the Massachusetts Sentencing Guidelines have
instructed judges to consider the developmental characteristics
of eighteen through twenty year olds even when they have been
tried as adults. The Legislature has also, in its recent
comprehensive criminal justice reform, authorized the State and
7 Federal legislative history of the highway funding law
that led Massachusetts to raise the drinking age to twenty-one
discussed similar concerns. See Hearing before Subcommittee on
Surface Transportation of the United States Senate Committee on
Commerce, Science, and Transportation on Oversight of the
National Highway Traffic Safety Administration (Sept. 13, 1983),
reprinted in Legislative History of the Surface Transportation
Assistance Act of 1982 Amendments (1984) (statement of Robert S.
Vinetz, M.D.) (younger drivers' high rate of motor vehicle
accidents due to "especially deadly combination of being new and
inexperienced drivers, of having the tendency toward increased
risk-taking, of having an exaggerated belief in their own
invulnerability and in experimenting with alcohol and drugs").
16
county prison systems to "establish young adult correctional
units" with "targeted interventions, age appropriate
programming[,] and a greater degree of individual attention" for
those within this age group and also extended such consideration
to those as old as twenty-four, G. L. c. 127, § 48B. In sum,
the Legislature has recognized that eighteen through twenty year
olds are a distinct category requiring special consideration, at
least regarding legal rights that implicate risky, impulsive,
and potentially dangerous behavior and peer pressure -- the very
characteristics at issue in this case.
Given this legislative recognition of the need for
differential treatment of eighteen through twenty year olds in
such contexts, and the science and fact finding in this case,
which equates eighteen through twenty year olds to juveniles on
the relevant three characteristics that rendered juveniles less
culpable for their crimes, more capable of change, and thus
entitled to the possibility of parole in Diatchenko I, 466 Mass.
at 660, I conclude that eighteen through twenty year olds should
likewise be entitled to State constitutional protection from
life sentences without the possibility of parole. As in
Diatchenko I, we should not defer to the Legislature when it
recognizes the distinctive characteristics of the eighteen
through twenty year old defendants at issue and treats them
differently from those twenty-one and over in many ways, but
17
then disregards those differences for our most severe criminal
punishments. Upholding such sentences means that we disregard
the best science and continue to impose the most severe penalty
on a distinct legal category of individuals that we know are
less culpable and more capable of change.8
For all these reasons, this court in Diatchenko I, 466
Mass. at 671, declared the statute unconstitutional as applied
to a certain age group. Deference to the Legislature's
determination of a punishment that we, in Diatchenko, analogized
to the death penalty is different from ordinary deference. To
determine whether such a punishment is cruel or unusual is a
critical function of this court, and one that the court has
exercised with particular vigilance despite the objections of
dissenting justices calling for greater deference to the
Legislature. See id. at 672. See also, e.g., Commonwealth v.
Colon-Cruz, 393 Mass. 150, 181 (1984) (Wilkins, J., dissenting);
8 I also concur with the court's decision to limit this
relief to those under twenty-one. Unlike eighteen to twenty
year olds, those twenty-one and over have been considered by the
Legislature to have the full benefits and responsibilities of
adults. I consider the Legislature's recognition of the need
for differential treatment of those eighteen to twenty in a
variety of other contexts when the legal rights in question
implicate the same distinctive characteristics at issue in this
case to be an important component of the analysis. That
legislative recognition is absent when we consider those twenty-
one and over. It is the convergence of law and science, not
just science alone, that governs the art. 26 analysis here.
18
id. (Nolan, J., dissenting); District Attorney for Suffolk Dist.
v. Watson, 381 Mass. 648, 687 (1980) (Quirico, J., dissenting).9
c. The role of the tripartite analysis in Diatchenko I.
Another exceptional aspect of the Diatchenko I decision is the
legal authority to which this court turned for guidance and
support. We did not expressly employ the tripartite analysis
from Commonwealth v. Jackson, 369 Mass. 904, 910, 913 (1976),
and Cepulonis v. Commonwealth, 384 Mass. 495, 497-498 (1981)
(considering "the penalties prescribed for the same offense in
other jurisdictions"), and therefore tie our decision to how
most other States treated like offenders by applying the third
step of that analysis. We did not even compare ourselves to
other States or express concern that we were providing greater
protection than those other States. Again, this is a critical
and distinctive aspect of Diatchenko I. Instead, relying on our
own State Constitution, a legislatively defined category, which
in that case was juveniles, and comprehensive fact finding
grounded in science, to ensure the objectivity and integrity of
our decision-making process, we broke new ground in this
landmark decision, like other seminal State constitutional
9 The deference recommended here has similarities to those
dissents. See, e.g., Colon-Cruz, 393 Mass. at 184-185 (Nolan,
J., dissenting). It is important to remember that Diatchenko I,
466 Mass. at 670, made the comparison between life without the
possibility of parole and the death penalty. This is another
critical aspect of Diatchenko I that we cannot ignore.
19
decisions we have issued.10 Compare Goodridge v. Department of
Pub. Health, 440 Mass. 309, 312, 339 n.31 (2003) (recognizing
that "our decision marks a change in the history of our marriage
law" while noting only three other States' courts had taken
affirmative steps to recognize same-sex marriage under their
Constitutions while Federal government had not); Watson, 381
Mass. at 650, 662 (striking down death penalty for violating
art. 26 because it was "unacceptably cruel under contemporary
standards of decency" despite lack of "unanimity of public
opinion" as it was "administered with unconstitutional
arbitrariness and discrimination").
For further support when deciding Diatchenko I, 466 Mass.
at 285 n.16, we turned to the author of our State Constitution,
John Adams, and even widened our perspective internationally.
We noted Adams's reminder that "we belong to an international
community that tinkers toward a more perfect government by
learning from the successes and failures of our own structures
and those of other nations." Id., citing J. Adams, Preface, A
Defence of the Constitutions of Government of the United States
of America (1797). We also referenced the United Nations
10I note that Diatchenko I has been cited in 127 decisions,
including fifty out-of-State cases. See Goldstein, One of One:
Justice Gants and Lessons from the Keo Case, 62 B.C. L. Rev.
2827, 2828 (2021) (referring to Diatchenko I as "momentous
decision[]").
20
Convention of the Rights of the Child, which bans life in prison
without parole for juveniles. Diatchenko I, supra.
Given the distinct letter and spirit of Diatchenko I
described in detail supra, and the undisputed factual findings
here demonstrating that eighteen through twenty year olds share
the same relevant characteristics regarding diminished
culpability and heightened capacity for change as juveniles, I
conclude that we should extend the very same protections
provided to Gregory Diatchenko to eighteen through twenty year
olds. I discern no basis for distinguishing them given the
distinct reasoning developed in Diatchenko I. A sentence of
life in prison without parole eligibility review for those up to
age twenty-one -- individuals with diminished culpability and a
heightened capacity for change -- is no less cruel or unusual
than it is for those up to age eighteen. Cf. Diatchenko I, 466
Mass. at 670-671. Thus, we should have been "obliged to declare
part of [this statute] unconstitutional," id. at 672, and have
provided these eighteen through twenty year old homicide
offenders with "a meaningful opportunity for release on parole,"
should they "demonstrate[] maturity and rehabilitation," so that
their "life sentence [is] constitutionally proportionate,"
Diatchenko II, 471 Mass. at 29-30.
d. Limited remedy. We also, as in Diatchenko I, 466 Mass.
at 671, need only hold a very specific application of the
21
statute unconstitutional. As we explained in Diatchenko I, "the
unconstitutionality of this punishment arises not from the
imposition of a sentence of life in prison, but from the
absolute denial of any possibility of parole" for a class of
offenders who a trial judge cannot reliably determine to be
irretrievably depraved at the time of sentencing. See id. Once
they have a chance to mature, however, that decision, as well as
the other factors relevant to parole, would and should be made
by a parole board. That decision would also be made after many
years of imprisonment. See id. at 674. Under current law,
those under age eighteen who are convicted of murder in the
first degree are eligible for parole only after serving from
twenty-five to thirty years for murder convicted with deliberate
premeditation and thirty if the murder was committed with
extreme atrocity or cruelty. G. L. c. 279, § 24. I would
extend the same opportunity to those older than eighteen but
under the age of twenty-one. Essentially, the legislative
regime imposed for juvenile murderers would be extended to
eighteen to twenty year olds without further changes in the
statutory scheme.
The possibility of such reformative change after a lengthy
period of incarceration has also been demonstrated since we
decided Diatchenko I. Of the juvenile offenders who were
serving mandatory life sentences without parole at the time of
22
the Diatchenko I decision and have since received parole
hearings, seventy-four percent have been granted parole. As
Diatchenko I and its aftermath have demonstrated, the
possibility of redemption exists for the young, even those who
have committed the most horrible crimes, after they have spent
many years in prison maturing and taking responsibility for the
terrible deaths that they caused in their youth.
For all these reasons, I conclude that a sentence of life
without the possibility of parole for eighteen through twenty
year olds constitutes cruel or unusual punishment under art. 26
of our Declaration of Rights. That applies to both
discretionary as well as mandatory life sentences without the
possibility of parole for those eighteen through twenty years of
age.
WENDLANDT, J. (concurring, with whom Gaziano, J., joins).
The determination whether the Commonwealth's harshest punishment
is so disproportionate to the offender as to shock the conscious
is neither one we abdicate to the Legislature, as marshalled by
the dissent, nor one we rest on the shoulders of scientists and
social scientists. I write to clarify what should be pellucid:
it is our constitutional duty to ensure prescribed punishments
pass constitutional muster, and nothing in art. 30 of the
Massachusetts Declaration of Rights prevents us from doing so.
To be faithful to the enormity of this charge, we must undertake
a comprehensive review of our statutes, the scientific record,
our collective experiences, and common sense.
Having examined these sources, I conclude that they confirm
what any parent of adult children can tell you: a child does
not go to bed on the eve of her eighteenth birthday and awaken
characterized by a lessened "transient rashness, proclivity for
risk, and inability to assess consequences." Miller v. Alabama,
567 U.S. 460, 472 (2012). In recognition of this indisputable
fact, society does not treat the transition from childhood to
adulthood as a binary act accomplished at age eighteen; becoming
an adult is much more fluid, with development continuing long
after a child's eighteenth birthday. In the ways that matter
for the Commonwealth's harshest punishment, young adults of the
ages of eighteen, nineteen, and twenty share key characteristics
2
with their under-eighteen year old peers; they "have diminished
culpability and greater prospects for reform" than older adults
and "are less deserving of the most severe punishments." See
id. at 471, quoting Graham v. Florida, 560 U.S. 48, 68 (2010).
For this reason, condemning a person in the process of "growing
up" to die in prison on the basis that she falls on the "wrong"
side of an arbitrary line drawn at age eighteen is inconsistent
with "the evolving standards of decency that mark the progress
of a maturing society" (citation omitted). Graham, supra at 58.
Accordingly, I agree with the court that imposition of life
without the possibility of parole on young adults ages eighteen,
nineteen, and twenty is unconstitutional.
1. Legislature's treatment of young adults. Undoubtedly,
the first source in the determination of our contemporary
standards of decency that define the bounds of cruel punishment
is legislative enactments. See Good v. Commissioner of
Correction, 417 Mass. 329, 335 (1994) ("In divining contemporary
standards of decency, we may look to State statutes and
regulations, which reflect the public attitude as to what those
standards are"). See also Graham, 560 U.S. at 61, quoting Roper
v. Simmons, 543 U.S. 551, 563 (2005) ("The Court first considers
'objective indicia of society's standards, as expressed in
legislative enactments and state practice' . . ."); Atkins v.
Virginia, 536 U.S. 304, 312 (2002) ("the clearest and most
3
reliable objective evidence of contemporary values is the
legislation enacted by the country's legislatures" [quotation
and citation omitted]).1
Our statutes reflect legislative recognition that maturity
is a gradual endeavor,2 and that while age eighteen is a
milestone, society does not view it as the end of the
metamorphosis toward adulthood. As the court and Justice Kafker
thoroughly catalogue, for many activities considered by society
to require greater care, less risk taking, and more resilience
1 In concluding that a mandatory sentence of life in prison
without the possibility of parole violated the Eighth Amendment
to the United States Constitution when imposed on juvenile
nonhomicide offenders, the United States Supreme Court
considered that, although thirty-seven State legislatures
permitted the sentence, only eleven States imposed the sentence
in practice, and vanishingly few juvenile offenders actually
received it. See Graham, 560 U.S. at 62-67 (only approximately
123 juvenile nonhomicide offenders were serving sentences of
life without parole; seventy-seven of those offenders were in
Florida, and the remainder were in just ten States). See also
Atkins, 536 U.S. at 316 (considering that "even in those States
that allow the execution of [offenders with intellectual
disabilities], the practice is uncommon," in concluding that "a
national consensus has developed" against executing such
individuals). Because the sentence is mandatory for all adults
over the age of eighteen in Massachusetts, see G. L. c. 265,
§ 2 (a), we cannot look to sentencing practices as they pertain
to young adult offenders.
2 As Justice Cypher notes, post at , at a point earlier
than the age of eighteen, the Legislature has recognized that
one commences the transition from being a child to being an
adult and therefore awards certain freedoms to these young
people before they turn eighteen years old. For example, young
women, as early as age sixteen, can obtain an abortion without
parental consent. See G. L. c. 112, § 12R.
4
to peer pressure, the Legislature continues to treat young
adults over the age of eighteen like juveniles. To engage in
these activities legally, young adults must wait until they are
twenty-one.
This special treatment exemplifies the Legislature's
acknowledgment of two facts: first, that the impetuousness of
youth, the proclivity to risk taking, and the susceptibility to
peer pressure are not attributes exclusive to those under the
age of eighteen, and instead continue into young adulthood; and
second, that these attributes are not fixed, but generally fade
over time because young adults, like juveniles, are
characterized by a malleability of character.3
2. Science and social science. Of course, consideration
of legislation is the beginning; it is not the end of our
analysis under art. 26 of the Massachusetts Declaration of
Rights. To be faithful to our responsibility to protect
individuals from cruel or unusual punishment meted out by the
3 Private institutions also recognize that young adults are
not ready for all the responsibilities of adulthood. See, e.g.,
K.U. Lindell & K.L. Goodjoint, Juvenile Law Center, Rethinking
Justice for Emerging Adults: Spotlight on the Great Lakes
Region, at 12 (2020) ("while not a statutory restriction, most
car rental companies limit rentals to individuals under age
[twenty-five], recognizing the increased risk posed by this age
group"). See also Metz, How Age and Gender Affect Car Insurance
Rates, Forbes Advisor (updated Aug. 17, 2023), https://www
.forbes.com/advisor/car-insurance/rates-age-and-gender [https:
//perma.cc/LB8G-PHEG] ("The high car insurance rates that young
drivers pay start to go down at age [twenty-five]").
5
State, we cannot be blind to the truths that the scientific
sources with which we have been presented show.4
Our experiment with scientific fact finding on the topic of
adult brain development validates the graduated treatment of
young persons reflected in our statutes. The court's careful
review of this record is undisputed. In brief, it shows that
neuroscientists see in their magnetic resonance imaging (MRI)
scans corroboration for that which we experience in life; the
brain characteristics of persons even years older than eighteen
mirror those of persons under eighteen. The brain generally
continues to develop through the mid-twenties. Until some ill-
defined point in the third decade of life, adults, especially
4 See, e.g., Miller, 567 U.S. at 471 (determination that
life in prison without possibility of parole for juveniles
violates Eighth Amendment rested "not only on common sense -- on
what 'any parent knows' -- but on science and social science as
well" [citation omitted]); Graham, 560 U.S. at 68 (considering
"developments in psychology and brain science" in Eighth
Amendment proportionality analysis as to life in prison without
possibility of parole for juveniles convicted of nonhomicide
offenses); Roper v. Simmons, 543 U.S. 551, 569 (2005)
(considering what "any parent knows" and what "scientific and
sociological studies . . . tend to confirm" to conclude death
penalty for juveniles violates Eighth Amendment); Diatchenko v.
District Attorney for the Suffolk Dist., 466 Mass. 655, 669
(2013), S.C., 471 Mass. 12 (2015) (concluding imposition of
sentence of life in prison without possibility of parole for
juveniles, even after individualized hearing, violates art. 26
of Massachusetts Declaration of Rights "[g]iven current
scientific research on adolescent brain development").
6
men,5 generally are more impulsive and their brains are more
plastic than those of older adults.6
3. Collective experience and common sense. Significantly,
while the findings based on current technological advances in
brain science show substantial similarities between juveniles
and young adults, we do not check our common sense at the
laboratory door. Our statutes, experiences, and common sense
tell us that there is no magic switch to the process of growing
up, and that fact, now buttressed by neuroscientific data and
informed by social science studies, must be weighed in the
exercise of our duty to determine whether punishment is cruel or
unusual. See Matter of the Personal Restraint of Monschke, 197
Wash. 2d 305, 306 (2021) ("Modern social science, our precedent,
5 See L. Brizendine, The Female Brain 44 (2006) (finding
that female brain "matures two or three years earlier than the
male brain"). See also Cauffman & Steinberg, (Im)maturity of
Judgment in Adolescence: Why Adolescents May Be Less Culpable
Than Adults, 18 Behav. Sci. & L. 741, 753 (2000) (finding that
"females exhibit greater psychosocial maturity than males").
6 Scientific studies report brain maturation at different
ages: sometimes at the age of twenty-one, sometimes at twenty-
two, sometimes at twenty-three or twenty-five, and sometimes in
the middle to late twenties. Moreover, studies report that
certain aspects of brain development, such as susceptibility to
peer pressure and impulse control, also appear to mature at
different rates.
7
and a long history of arbitrary line drawing have all shown that
no clear line exists between childhood and adulthood").7
The scientific snapshot in this case confirms that which is
apparent in our laws and in our treatment of this age cohort
more generally –- namely, that in the ways that matter for
criminal sentencing, young adults are similar to juveniles.
Like juveniles, young adults have "an underdeveloped sense of
responsibility, leading to recklessness, impulsivity, and
heedless risk-taking"; they are more vulnerable to peer
pressure; and their "character is not as well formed as an
adult's . . . and [their] actions [are] less likely to be
evidence of irretrievabl[e] deprav[ity]" (quotations omitted).
Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass.
7 The parties in this case ask us to consider the
constitutionality of the punishment of life in prison without
the possibility of parole when it is imposed on defendants aged
eighteen, nineteen, and twenty. That the scientific record is
not precise as to where the line should be drawn, see note 6,
supra, should come as no surprise given our collective
experiences showing that, while some generalizations may be
drawn, in the end "growing up" is an individualized endeavor.
This does not mean that "we may as well give up and let the
[L]egislature draw its arbitrary lines." Matter of the Personal
Restraint of Monschke, 197 Wash. 2d at 323. At the least, in
response to the only question with which we have been presented
in this case, I conclude that drawing a fixed line at the age of
eighteen, thereby leaving young adults aged eighteen, nineteen,
and twenty to the punishment, is not supported by our statutes,
the scientific data and social science, our collective
experiences, or common sense.
8
655, 660 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015),
quoting Miller, 567 U.S. at 471.
Relying on these hallmarks of youth, the United States
Supreme Court concluded that mandatory life in prison without
the possibility of parole is a cruel punishment when applied to
juveniles. Miller, 567 U.S. at 489. And, in view of these
characteristics of juveniles, we separately concluded that art.
26 prohibits the mandatory imposition of this punishment. See
Diatchenko I, 466 Mass. at 667. We also concluded that art. 26
offers greater protections to our children than are available
under the Eighth Amendment to the United States Constitution.
Specifically, we concluded that, in view of the hallmarks of
youth that characterize juveniles, art. 26's greater protection
prohibits so-called Miller hearings to determine whether, on an
individualized consideration of a particular juvenile homicide
defendant's circumstances, the sentence of life without the
possibility of parole was proportionate. Id. at 669-671.
Because the aforementioned review of our statutes, the
scientific data, collective experiences, and common sense
confirms that these same qualities characterize young adults, it
necessarily follows that art. 26 prohibits the punishment as
applied to this cohort. For these reasons, I concur.
LOWY, J. (dissenting, with whom Cypher and Georges, JJ.,
join). I cannot say that society, through its elected
officials, may not express its revulsion of the crime of murder
in the first degree by imposing a punishment of life without the
possibility of parole on adults without offending our
Declaration of Rights. Therefore, I respectfully dissent.
The power to "define a crime and ordain its punishment" is
an exclusively legislative function, and "in judging legislative
determinations of crimes and punishments, we exercise our powers
of review with great caution" (citation omitted). Opinions of
the Justices, 378 Mass. 822, 830 & n.7 (1979). For the crime of
murder in the first degree, the Legislature has deemed the
mandatory imposition of life without the possibility of parole
to be the appropriate punishment for adults eighteen and older
convicted of this offense. While we have an obligation to
intervene when the Legislature acts unconstitutionally, unless
the punishment the Legislature imposes is "so disproportionate"
that it "shocks the conscience and offends fundamental notions
of human dignity" (citation omitted), Cepulonis v. Commonwealth,
384 Mass. 495, 497 (1981), we must exercise restraint and uphold
it, see art. 26 of the Massachusetts Declaration of Rights;
Eighth Amendment to the United States Constitution.
In this case, the defendant argues that, in light of recent
advances in scientific brain research concerning young adults,
2
the line between those who may constitutionally be subject to
the mandatory imposition of life without the possibility of
parole and those who may not should be at the age of twenty-one,
rather than at the age of eighteen. Our analysis for
determining whether a punishment is constitutionally
disproportionate considers whether the punishment is cruel or
unusual in light of "contemporary standard[s] of decency"
(citation omitted). Libby v. Commissioner of Correction, 385
Mass. 421, 431 (1982). We look to statutes enacted by the
Legislature, along with regulations, as the best objective
evidence for divining contemporary values. See Good v.
Commissioner of Correction, 417 Mass. 329, 335 (1994). Doing so
is not affording uncritical deference to the Legislature's
choice of punishment, but rather it is a direct application of
our constitutional doctrine that looks to legislation to derive
contemporary values. Indeed, "legislatures, not courts, are
constituted to respond to the will and consequently the moral
values of the people." See Gregg v. Georgia, 428 U.S. 153, 175
(1976), quoting Furman v. Georgia, 408 U.S. 238, 383 (1972)
(Burger, C.J., dissenting). Consequently, to determine whether
this mandatory sentence violates art. 26, we must look to
legislative evidence to determine whether the line that the
defendant urges us to draw at the age of twenty-one is one that
is consistent with society's contemporary values.
3
Contrary to the court's conclusion that it is, the
objective sources of contemporary standards of decency in the
Commonwealth simply do not reflect a public consensus that life
without parole, when imposed mandatorily on individuals from
eighteen to twenty who have been convicted of murder in the
first degree, is cruel or unusual. Rather, the Legislature has
definitively drawn the line between childhood and adulthood at
eighteen, and objective indicia of contemporary standards of
decency in the Commonwealth demonstrate support for, rather than
objection to, treating individuals within this age range as
adults in our criminal justice system when they commit the crime
of murder in the first degree.
Where individuals from eighteen to twenty-one have been
deemed adults by the Legislature and society, precedent relating
to the sentencing of juveniles -- who are "constitutionally
different from adults for purposes of sentencing" -- is inapt.
Miller v. Alabama, 567 U.S. 460, 471 (2012). Thus, our decision
in Diatchenko v. District Attorney for the Suffolk Dist., 466
Mass. 655, 669 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015),
cannot resolve the question of the proportionality of the
mandatory sentence challenged in this case. In Diatchenko I, we
did not purport to draw a line between juveniles and adults.
Our focus, rather, was on a category of individuals --
predefined by the Legislature -- and our inquiry as to that
4
category was precise and limited. See id. at 659 n.8. Where
the United States Supreme Court concluded in Miller, supra at
469, that imposing mandatory life without parole on juveniles
violates the Eighth Amendment, we were addressing only the
discretionary imposition of such a sentence, i.e., whether,
under art. 26, an individualized assessment of a juvenile
offender could ever result in a determination that "a sentence
of life without parole should be imposed on a juvenile homicide
offender." Diatchenko I, supra at 670. We concluded that art.
26 did not permit such an individualized assessment at the time
of sentencing.
As it relates to the court's conclusion that this mandatory
sentence is categorically unconstitutional, scientific brain
research, untethered to societal views expressed through
legislation, can neither draw the line between childhood and
adulthood nor manufacture a new category of individuals entitled
to distinct constitutional treatment for purposes of determining
whether a sentence is constitutionally disproportionate under
art. 26. And, even if it could, science does not definitively
place the line of brain maturation at twenty-one, but rather
suggests that it extends into the mid-twenties. Perhaps nothing
speaks louder to the flaws in the court's holding that this
mandatory sentence violates art. 26 than the court having
crafted a line that ends at age twenty-one, thereby engaging in
5
legislative line drawing inconsistent with the science upon
which it relies. Where punishment is involved, we must look to
society and the Legislature to determine where the appropriate
line is and where it should be.
Our assessment under art. 26 is not whether the mandatory
imposition of life without the possibility of parole for
individuals from eighteen to twenty-one is, in our view, wise,
prudent, or even best for society. Our inquiry is limited to
whether the punishment, chosen by the Legislature, is so
disproportionate that it reaches the level of cruel or unusual.
See Diatchenko I, 466 Mass. at 669. Because, under our
contemporary standards of decency and precedent, the mandatory
imposition of life without the possibility of parole on adults
who commit murder in the first degree when they are from
eighteen to twenty-one is not "so disproportionate" that "it
'shocks the conscience and offends fundamental notions of human
dignity,'" id., quoting Cepulonis, 384 Mass. at 497, the
sentence does not violate art. 26's proscription against cruel
or unusual punishment. It therefore must be upheld.
Background. On September 25, 2011, fourteen year old
Kimoni Elliott was visiting his schoolmate and friend, Jaivon
Blake, who lived in the area of Geneva Avenue and Everton Street
in the Dorchester section of Boston. Elliott lived on Everton
Street in Dorchester. That afternoon, Elliott was standing
6
outside a convenience store on Geneva Avenue near Levant Street
in Dorchester, an area controlled by the "Flatline" gang.
Elliott was looking for somebody old enough to purchase rolling
papers for marijuana cigarettes for him. The defendant,
eighteen year old Sheldon Mattis, was a member of the Flatline
gang. He had been playing football on Levant Street with some
other people when he observed Elliott walking toward the
convenience store. The defendant approached Elliott and offered
to purchase rolling papers for him, and after doing so, the
defendant asked Elliott where he was from. When Elliott
responded, "Everton," the defendant assumed that Elliott was a
member of a rival gang.
Elliott and Blake then met in a nearby parking lot and
started walking up Geneva Avenue towards Blake's home while the
defendant returned quickly towards Levant Street. Minutes
later, the defendant met with seventeen year old Nyasani Watt on
the corner of Levant Street and Geneva Avenue. He turned his
bicycle over to Watt and handed Watt his gun. The defendant
then pointed out Elliott and Blake to Watt, patted him on the
back, and told him that Watt "needed to go handle that." Watt
complied. Watt approached the victims from behind while on the
bicycle and fired multiple shots at them. Blake fell to the
ground and later died from his injuries. Elliott, despite being
shot in the neck and arm, survived.
7
Discussion. 1. Judicial review of punishment designated
by the Legislature. "[T]he power of punishment is vested in the
legislative, not in the judicial department. It is the
[L]egislature, not the [c]ourt, which is to define a crime and
ordain its punishment." Opinions of the Justices, 378 Mass. at
830 n.7, quoting United States v. Wiltberger, 18 U.S. (5 Wheat.)
76, 95 (1820). Entrusted with this authority, "[t]he
Legislature has great latitude to determine what conduct should
be regarded as criminal and to prescribe penalties to vindicate
the legitimate interests of society." Commonwealth v. Jackson,
369 Mass. 904, 909 (1976). The Legislature's judgment in this
area is thus "to be accorded due respect," Opinions of the
Justices, supra at 830, and it is subject only to the
constitutional limitations imposed by the Eighth Amendment and
art. 26, see Jackson, supra.
Article 26, which affords greater protections than the
Eighth Amendment, proscribes cruel or unusual punishment; the
"touchstone" of this proscription is proportionality.
Commonwealth v. Yat Fung Ng, 491 Mass. 247, 271 (2021). This
"flows from the basic 'precept of justice that punishment for
crime should be graduated and proportioned' to both the offender
and the offense." Diatchenko I, 466 Mass. at 669, quoting
Miller, 567 U.S. at 469. Our role as the judiciary is therefore
to determine whether the punishment designated by the
8
Legislature is "so disproportionate to the offense as to
constitute cruel [or] unusual punishment."1 Cepulonis, 384 Mass.
at 496.
"To reach the level of cruel [or] unusual, the punishment
must be so disproportionate to the crime that it 'shocks the
conscience and offends fundamental notions of human dignity.'"
Diatchenko I, 466 Mass. at 669, quoting Cepulonis, 384 Mass. at
497. In conducting this analysis, we consider "contemporary
standards of decency which mark the progress of society."
Diatchenko I, supra, quoting Good v. Commissioner of Correction,
417 Mass. 329, 335 (1994). "But in judging legislative
determinations of crimes and punishments, we exercise our powers
of review with great caution." Opinions of the Justices, 378
Mass. at 830. See Jackson, 369 Mass. at 909 ("It is thus with
restraint that we exercise our power of review to determine
whether the punishment before us exceeds the constitutional
limitations imposed by the Eighth Amendment and by art. 26").
"Therefore, in assessing a punishment selected by a
democratically elected [L]egislature against the constitutional
measure, we presume its validity." Gregg, 428 U.S. at 175. See
Jackson, 369 Mass. at 909, quoting Weems v. United States, 217
Article 26 prohibits the infliction of "cruel or unusual
1
punishments," while the Eighth Amendment proscribes "cruel and
unusual punishments."
9
U.S. 349, 379 (1910) ("The function of the [L]egislature is
primary, its exercises fortified by presumptions of right and
legality, and is not to be interfered with lightly, nor by any
judicial conception of their wisdom or propriety"). "[W]hile we
have an obligation to insure that constitutional bounds are not
overreached, we may not act as judges as we might as
legislators." Gregg, supra at 174-175. "We may not require the
[L]egislature to select the least severe penalty possible so
long as the penalty selected is not cruelly inhumane or
disproportionate to the crime involved. And a heavy burden
rests on those who would attack the judgment of the
representatives of the people." Id. at 175. Accordingly, "a
heavy burden is on the sentenced defendant to establish that the
punishment is disproportionate to the offense for which he was
convicted." Commonwealth v. Bianco, 390 Mass. 254, 260-261
(1983), quoting Commonwealth v. O'Neal, 369 Mass. 242, 248
(1975) (Tauro, C.J., concurring).
In concluding that the mandatory imposition of life
imprisonment without the possibility of parole for individuals
from eighteen to twenty-one who have been convicted of murder in
the first degree violates art. 26, the court considers
contemporary standards of decency and prior precedent. See ante
at . Rather than consider science as an independent factor
in assessing proportionality, the court, for the first time,
10
concludes that "current scientific consensus regarding the
characteristics of the class can help determine the contemporary
standards of decency pertaining to that class." Id. at .
The incorporation of science -– with which I agree -– into the
consideration of contemporary standards of decency in the
constitutional analysis of art. 26 risks diluting the value of
both science and contemporary standards of decency in analyzing
proportionality. To understand contemporary standards of
decency, we must look to "'objective indicia of society's
standards, as expressed in legislative enactments and state
practice[,]' to determine whether there is a national consensus
against the sentencing practice at issue." Graham v. Florida,
560 U.S. 48, 61 (2010), quoting Roper v. Simmons, 543 U.S. 551,
552 (2005). Science, no doubt, is a valuable source in
considering proportionality, as well as in assisting
legislatures in how best to line draw around sentencing.
But science and contemporary standards of decency, although
both vitally important, are distinct sources of information. It
is necessary to independently examine how elected officials and
States have chosen to express consensus on the proportionality
of punishment, themselves having had the opportunity to weigh
myriad factors, including scientific development, in their
decision-making processes. The judge's factual findings in July
2022 as to the brain development of emerging adults were well
11
supported, and indeed I embrace them. But the court's
incorporation of science into contemporary standards of decency
does not change the outcome of this case. Nothing about
mandatory life imprisonment without the possibility of parole
for individuals from eighteen to twenty-one who have been
convicted of the most heinous crime of murder in the first
degree -- either with deliberate premeditation, with extreme
atrocity or cruelty, or with actual malice in the commission or
attempted commission of a crime punishable with life
imprisonment -- offends contemporary standards of decency. See
Commonwealth v. Okoro, 471 Mass. 51, 61 (2015) ("art. 26
nevertheless 'draw[s] its meaning from the evolving standards of
decency that mark the progress of a maturing society,' such that
developments in the area of juvenile justice in judicial
opinions and legislative actions at the State, Federal, and
international levels help to inform our understanding of what
art. 26 protects" [citation omitted]).
Accordingly, I address contemporary standards of decency,
precedent, and science in turn.
2. Contemporary standards of decency. "Article 26 bars
punishments which are found to be cruel or unusual in light of
contemporary standards of decency which mark the progress of
society." Good, 417 Mass. at 335. The evaluation of
contemporary standards of decency to assess disproportionality
12
"should be informed by 'objective factors to the maximum
possible extent.'" Atkins v. Virginia, 536 U.S. 304, 312
(2002), quoting Harmelin v. Michigan, 501 U.S. 957, 1000 (1991)
(Kennedy, J., concurring in part and concurring in the
judgment). Proportionality "judgments should not be, or appear
to be, merely the subjective views of individual Justices,"
Rummel v. Estelle, 445 U.S. 263, 274 (1980), quoting Coker v.
Georgia, 433 U.S. 584, 592 (1977) (plurality opinion), and
therefore "courts should pay special attention to objective
factors deciding whether a practice violates 'the contemporary
standard of decency.'" Libby, 385 Mass. at 431, quoting Rhodes
v. Chapman, 452 U.S. 337, 347 (1981). See Coker, supra at 611
(Burger, C.J., dissenting), quoting Furman, 408 U.S. at 431
(Powell, J., dissenting) ("[W]here, as here, the language of the
applicable [constitutional] provision provides great leeway and
where the underlying social policies are felt to be of vital
importance, the temptation to read personal preference into the
Constitution is understandably great. It is too easy to
propound our subjective standards of wise policy under the
rubric of more or less universally held standards of decency").
"[T]he 'clearest and most reliable objective evidence of
contemporary values is the legislation enacted by the . . .
[L]egislature[].'" Atkins, 536 U.S. at 312, quoting Penry v.
Lynaugh, 492 U.S. 302, 331 (1989). See Gregg, 428 U.S. at 175,
13
quoting, Furman, 408 U.S. at 383 (Burger, C.J., dissenting)
("[I]n a democratic society legislatures, not courts, are
constituted to respond to the will and consequently the moral
values of the people"). Thus, "[i]n divining contemporary
standards of decency, we may look to State statutes and
regulations, which reflect the public attitude as to what those
standards are." Good, 417 Mass. at 335. In other words, our
doctrinal framework for interpreting the text looks, in part, to
legislative judgments for objective evidence of contemporary
values. When we infuse normative values into the open-ended
provisions of art. 26's proscription against "cruel or unusual
punishments," our doctrine protects against the great danger of
judges infusing their own values into their interpretation of
contemporary standards of decency by considering legislative
judgments as to crime and punishment.
Beginning generally with legislation relating to
individuals from eighteen to twenty-one, our Commonwealth
considers these individuals adults, and has done so
unequivocally for more than forty years. See G. L. c. 4, § 7,
Forty-eighth to Fifty-first, inserted by St. 1973, c. 925 ("In
construing statutes [in the Commonwealth] the following words
shall have the meanings herein given . . . : 'Minor' shall mean
any person under eighteen years of age. . . . 'Full age' shall
mean eighteen years of age or older. . . . 'Adult' shall mean
14
any person who has attained the age of eighteen. . . . 'Age of
majority' shall mean eighteen years of age"). Individuals in
this category have been granted rights in Massachusetts
generally associated with adulthood. See art. 3 of the
Amendments to the Constitution of the Commonwealth, as amended
through art. 100 of the Amendments (right to vote); G. L.
c. 234A, § 4 (serving on jury); G. L. c. 207, §§ 7, 24 (entering
marriage); G. L. c. 231, § 85O (entering contracts).2 This
includes the right to make decisions having potentially life-
altering effect. See Norwood Hosp. v. Munoz, 409 Mass. 116,
122-123 (1991) (common-law and State constitutional right for
competent adults to refuse medical treatment, even where
treatment may be lifesaving).
Nothing in the statutes that restrict certain activities to
individuals over the age of twenty-one alters or changes the age
at which the Legislature has determined adulthood begins.
Certainly none of the statutes on which the court or
2 See also Office of Attorney General, When You Turn 18,
https://www.mass.gov/doc/your-guide-to-understanding-your-
rights-responsibilities-and-how-to-protect-yourself-when-you-
turn-18/download#:~:text=You're%2018!,and%20responsibilities
%20of%20an%20adult [https://perma.cc/QU9M-YV72] ("You're 18! In
Massachusetts you've now reached the age of legal adulthood.
With this milestone, you have nearly all the legal rights and
responsibilities of an adult. Among your new rights are the
right to vote and serve on a jury, to marry, to enlist in the
military or choose medical care, and to be responsible for any
contracts you sign").
15
concurrences rely suggests that the activity restricted is
limited only to "adults."3 See G. L. c. 138, § 34 (must be
twenty-one years of age to purchase and sell alcoholic
beverages); G. L. c. 270, § 6 (must be twenty-one years of age
to purchase tobacco products), G. L. c. 140, § 131 (d) (iv)
(must be twenty-one years of age to obtain license to carry
handgun); G. L. c. 22C, § 10 (must be twenty-one years of age to
be State police officer); G. L. c. 31, § 58 (must be twenty-one
years of age to be municipal police officer); and G. L. c. 23K,
§ 25 (h) (must be twenty-one years of age to gamble or be in
gambling area).
Article 26's requirements, however, are not adjudged by an
amorphous consideration of contemporary standards of decency as
they relate to age generally. Those contemporary standards of
decency must relate to some extent to the crime and punishment
at hand. After all, the relevant inquiry is whether the
3 Relying on statutes that restrict or permit activities to
persons of a certain age is not an appropriate measure to
determine when society deems a person an adult, particularly
where those statutes do not expressly limit the activity to
"adults." For instance, several statutes restrict certain
activities to those over the age of sixteen, such as operating a
motor vehicle, G. L. c. 90, § 10, and working without a permit,
G. L. c. 149, § 90, but we would not consider those statutes as
evidence that a sixteen year old is an adult. Instead, the best
and most reliable evidence of when society considers the
beginning of adulthood is the point at which the Legislature
defines a person as an adult -- eighteen. See G. L. c. 4, § 7,
Fiftieth.
16
challenged punishment is "cruel or unusual in light of
contemporary standards of decency." Good, 417 Mass. at 335.
In this context, not only has the Legislature expressly provided
that individuals eighteen and older are adults in our
Commonwealth, see G. L. c. 4, § 7, Fiftieth, but it also has
determined that these individuals are responsible as adults in
our criminal justice system, see G. L. c. 119, §§ 52-54
(proceedings against children under eighteen in Juvenile Court
not deemed criminal). This has included the mandatory
imposition of life without parole on individuals over eighteen
convicted of murder in the first degree. See G. L. c. 265, § 2.
If the Legislature, responding to the will of the people, wished
to extend the age that individuals are treated as juveniles,
rather than adults, in our court system, it knows how to do so.
See St. 2013, c. 84, §§ 25, 26, amending G. L. c. 119, § 74
(expanding juvenile jurisdiction to eighteen year olds).
Statutes and regulations throughout our Commonwealth do not
even suggest that contemporary standards of decency consider the
mandatory imposition of life without parole on adults from
eighteen to twenty-one to be cruel or unusual punishment for the
crime of murder in the first degree. The sources upon which the
court relies do not address contemporary common views,
particularly as they relate to offenders within this age range
charged with murder.
17
To begin, the court's reliance on a statute authorizing
youthful offenders to be committed to the Department of Youth
Services until the age of twenty-one is misplaced. That the
Legislature has designated, among several permissible
punishments for a child under the age of eighteen who has been
adjudicated a youthful offender, commitment to the Department of
Youth Services until the age of twenty-one is not relevant to
society's views of punishment for those who commit crimes while
eighteen or over, let alone the crime of murder. See G. L.
c. 119, §§ 54, 58. Rather, this is a sentencing scheme limited
to juveniles. Moreover, the court relies on a task force formed
by the Legislature on emerging adults to suggest that
contemporary standards favor providing distinct treatment to
those from eighteen to twenty-one in our criminal legal system.
See ante at note 22. However, the task force defined "emerging
adults" as individuals from ages eighteen to twenty-four, not
twenty-one, and in its report proposing certain changes to our
system applicable to this age group, it, importantly, excluded
from those changes the crime of murder. Specifically, the task
force found, as the science demonstrates, see infra, that
individuals ages eighteen to twenty-four, "while possessing the
cognitive capacity to make deliberative decisions, are more
likely to be more impulsive, less future-oriented, more unstable
in emotionally charged settings, and more susceptible to peer
18
and other outside influences." Emerging Adults in the
Massachusetts Criminal Justice System: Report of the Task Force
on Emerging Adults in the Criminal Justice System (Feb. 26,
2020), 2020 Senate Doc. No. 2840, at 6-7. Even so, in making
its proposals for consideration by the Legislature, the task
force provided several options for changes to our current system
but excluded from all these proposals individuals of this age
group charged with the crime of murder. Some examples included
extending the juvenile justice system, except in murder cases;
creating a "young adult offender" category, excluding high-level
offenses such as murder; providing judges with discretion to
refer certain cases to juvenile court, excluding high-level
offenses such as murder; and creating an "emerging adult" court
session, excluding individuals charged with the crime of murder.
Id. at 7, 9-10.
Furthermore, although, as the defendant and Justice
Kafker's concurrence point out, the Advisory Sentencing
Guidelines (guidelines) recommended by the Massachusetts
Sentencing Commission in 2017 provide that research concerning
the brain development of emerging adults, which it defines as
individuals "up to and including age [twenty-one]" (emphasis
added), may be considered at sentencing, the guidelines are
intended to assist with discretionary sentencing and are
inapplicable to mandatory sentencing provisions such as those
19
designated for the crime of murder in the first degree. See
Massachusetts Sentencing Commission, Advisory Sentencing
Guidelines 4, 7-8 (Nov. 2017) ("In making these Sentencing
Guidelines advisory, rather than voluntary, the Commission
intends to provide a starting point for consideration, and not a
constraint on judicial discretion in fashioning an appropriate
sentence. . . . [T]he Commission has no authority to abolish
minimum mandatory sentences or to change other statutory penalty
provisions"). More importantly, the guidelines do not reflect
public consensus, nor do they purport to do so.4 The guidelines
were never enacted by the Legislature, and thus have not taken
effect. See G. L. c. 211E, § 3 (a) (1) ("The commission . . .
shall recommend sentencing guidelines, which shall take effect
only if enacted into law" [emphasis added]).
The suggestion in Justice Kafker's and Justice Wendlandt's
concurrences that it is uncritical deference to the Legislature
that drives my conclusion that we must uphold the imposition of
4 Within the guidelines themselves, the Massachusetts
District Attorneys Association responded in objection both to
the guidelines being issued to guide judges, without approval
and consent from the Legislature, and to the substance of the
guidelines based on the district attorneys' "collective
experience, the rights of victims of crime, the impact of the
opioid epidemic, and [the district attorneys'] vital role as
elected officials, protecting the public and representing the
public's interest" (footnote omitted). See Massachusetts
Sentencing Commission, Advisory Sentencing Guidelines 12-13
(Nov. 2017).
20
life without parole on individuals from eighteen to twenty-one
deeply misunderstands my position. It is our constitutional
doctrine looking to contemporary standards of decency that
commands that we consider our Legislature's judgments as to what
age constitutes adulthood. We must ground our art. 26
proportionality analysis to reflect society's values as
expressed through legislative judgments. The objective indicia
of contemporary standards of decency in our Commonwealth reflect
a societal view that individuals from eighteen to twenty-one are
adults, and nothing from these objective sources demonstrates
that society's evolving standards of decency consider the
mandatory imposition of life without parole to be cruel or
unusual when imposed on individuals within this age range who
have been convicted of murder in the first degree.
These standards of decency are not unique to the
Commonwealth. In ascertaining evolving standards of decency,
"judicial opinions and legislative actions at the State,
Federal, and international levels help to inform our
understanding of what art. 26 protects." Okoro, 471 Mass. at
61. As discussed in detail infra, thirty-six jurisdictions
permit the imposition of this punishment for this category of
homicide offenders, and only two States before today have
concluded, under their own Constitutions, that the mandatory
21
imposition of life without parole on adults from eighteen to
twenty-one is cruel or unusual.5
3. Precedent. Precedent relied on by the court is
specific to the sentencing of juveniles under the age of
eighteen and does not apply to the sentencing of adults. When
considering the proportionality of a sentencing practice as it
relates to a particular class of offenders, precedent from both
the Supreme Court and this court distinguishes juveniles under
the age of eighteen from adults eighteen and older.
The Supreme Court first made this distinction explicit in
Roper, 543 U.S. 551. Looking to objective indicia of national
consensus and societal understandings, supported by scientific
and sociological studies, the Court concluded that the
imposition of the death penalty on juvenile homicide offenders
violates the Eighth Amendment's proscription against cruel and
unusual punishment. See id. at 567-570. Importantly, the Court
recognized in Roper that the qualities that distinguish
juveniles from adults "do not disappear when an individual turns
5 The court's reliance on the twenty-three jurisdictions
that do not mandate life without parole for any crime regardless
of the age of the offender as evidence that contemporary
standards of decency deem cruel or unusual the imposition of
life without parole for offenders from eighteen to twenty-one
for the crime of murder in the first degree confounds logic. To
follow the court's reasoning would be to suggest that the
sentence of life without parole is cruel or unusual in the eyes
of contemporary standards of decency for any offender convicted
of the offense.
22
[eighteen]." Id. at 574. Rather, because "[t]he age of
[eighteen] is the point where society draws the line for many
purposes between childhood and adulthood," the Court, deferring
to societal norms informed by legislative enactments, determined
eighteen to be the defining line at which a person may be
treated as an adult for the purpose of punishment. Id. at 569,
574, Appendices B-D. The cases following Roper have all
operated within this societal line.
In Graham, 560 U.S. 48, the Court next addressed juveniles
convicted of nonhomicide offenses sentenced to life imprisonment
without the possibility of parole. In answering the question of
proportionality, the Court again turned to objective indicia of
national consensus, expressed through legislative enactments and
State practice, and considered the culpability of juveniles as
compared to the severity of the punishment in order to inform
its own independent judgment whether the sentencing practice
violated the Eighth Amendment. Id. at 61-63, 67. This analysis
led the Court to conclude that, for juveniles who have not
committed homicide offenses, the imposition of life without
parole is cruel and unusual under the Eighth Amendment. Id. at
82.
Miller, 567 U.S. at 465, which followed Graham, formed the
basis for our jurisprudence in the Commonwealth concerning
proportionality as it relates to sentencing practices applied to
23
juveniles. In Miller, the Supreme Court held that "mandatory
life without parole for those under the age of [eighteen] at the
time of their crimes violates the Eighth Amendment's prohibition
on 'cruel and unusual punishments.'" Id. The Court in Miller
predicated its conclusion on two strands of precedent: the
first, including Roper and Graham and their consideration of the
culpability of juveniles in light of the severity of the
sentences imposed; and the second, involving the prohibition
against the mandatory imposition of capital punishment due to
the absence of consideration of the individual characteristics
of the offender and the details of the offense. See id. at 470.
From Roper and Graham's teachings, the Court declared in
Miller that "children are constitutionally different from adults
for purposes of sentencing." Miller, 567 U.S. at 471. This
declaration rests firmly on principles of common sense, science,
and social science regarding children, their unique
characteristics, and how they have been treated in the law. Id.
at 471-472, 481. Based on these principles regarding children,
considered in conjunction with cases where individualized
sentencing is required before the death penalty is imposed, the
Court concluded that the Eighth Amendment requires an
individualized assessment of youth and its attendant
24
characteristics before such a harsh penalty may be imposed on a
juvenile homicide offender.6 See id. at 475-477, 479-480.
In so ruling in Miller, the Court emphasized that its
holding was limited to children, and that its precedent on adult
sentencing was not applicable to the sentencing of juvenile
offenders. Id. at 481 ("Harmelin[, which addressed
constitutionality of life without parole sentence for adult
convicted of possessing 672 grams of cocaine,] had nothing to do
with children and did not purport to apply its holding to the
sentencing of juvenile offenders"). Indeed, as the Court noted,
"a sentencing rule permissible for adults may not be so for
children." Id. The Court cited several examples of punishments
that "generally comport[] with the Eighth Amendment" -- except
when it comes to children -- and emphasized that "'[o]ur history
is replete with laws and judicial recognition' that children
cannot be viewed simply as miniature adults.'" Id., quoting
J.D.B. v. North Carolina, 564 U.S. 261, 274 (2011). And thus,
6 Because the decision in Miller did not categorically bar a
penalty for a class of offenders but was based on principles
established in Roper and Graham, as well as the Supreme Court's
individualized sentencing cases, the Court relied less on
"objective indicia of society's standards" to gauge a national
consensus. See Miller, 567 U.S. at 483. The Court,
nevertheless, surveyed the various jurisdictions and counted
twenty-nine (twenty-eight States and the Federal government)
that mandatorily imposed life without parole on juvenile
homicide offenders. Id. at 482-483 & n.9.
25
the Court noted, "it is the odd legal rule that does not have
some form of exception for children."7 Miller, supra.
With this Supreme Court precedent concerning juvenile
sentencing as the foundation, we decided Diatchenko I, 466 Mass.
at 657-658. Our inquiry in Diatchenko I was limited and
precise, given Miller's prior determination that the mandatory
imposition of life without the possibility of parole for
juvenile offenders was disproportionate under the Eighth
Amendment. See Diatchenko I, supra at 667 ("Pursuant to Miller,
[567 U.S. at 479, 489], we conclude that this mandatory sentence
violates both the Eighth Amendment prohibition against 'cruel
and unusual punishment[]' and the analogous provision of the
Massachusetts Declaration of Rights set forth in art. 26"). The
remaining question for us in Diatchenko I was whether an
individualized assessment of a juvenile offender could ever
7 It is worth noting that when the Supreme Court has
assessed whether punishment is barred by the Eighth Amendment
when applied to a category of offenders who are not juveniles,
it has placed great emphasis on contemporary standards of
decency, gleaned from legislative judgments. See Atkins, 536
U.S. at 313-316, 321 (death penalty for intellectually disabled
unconstitutional, determined by "review[ing] the judgment of
legislatures that have addressed the suitability of imposing the
death penalty on the [intellectually disabled] and then
consider[ing] reasons for agreeing or disagreeing with their
judgment"); Ford v. Wainwright, 477 U.S. 399, 406-410 (1986)
(death penalty for insane prisoners unconstitutional where
execution of them was condemned at common law, and at time of
decision "no State in the Union permit[ted] the execution of the
insane").
26
constitutionally justify the imposition of life without parole
under art. 26. Id. at 668. We concluded that the answer to
that singular question was no. Id. at 670-671. In light of the
unique characteristics of juvenile offenders, we concluded that
an individualized assessment could never result in a
determination that a juvenile was "irretrievably depraved," at
the time of sentencing, such that "a sentence of life without
parole should be imposed on a juvenile homicide offender." Id.
at 670, quoting Roper, 543 U.S. at 570.
While we relied on "current scientific research on
adolescent brain development," combined with "the myriad
significant ways that this development impacts a juvenile's
personality and behavior," in Diatchenko I, 466 Mass. at 669, to
make this determination, our focus was on a legislatively
defined category of individuals constitutionally deserving of
special treatment. We did not look to science to carve out this
group; legislation had already defined it. See id. at 659 n.8.
We determined that, "under art. 26, the 'unique characteristics
of juvenile offenders' should weigh more heavily in the
proportionality calculus than the United States Supreme Court
required under the Eighth Amendment," Commonwealth v. Perez, 477
Mass. 677, 683 (2017), S.C., 480 Mass. 562 (2018), quoting
Diatchenko I, supra at 671, and we used scientific research to
augment this weighing.
27
Two features of our decision in Diatchenko I render it
unsuited and unable to answer the question before us today. The
first, and most pronounced, reason: it was limited to juveniles
under the age of eighteen. See Diatchenko I, 466 Mass. at 659
n.8. More specifically, the decision was limited to a class of
offenders predefined by the Legislature as juveniles. Indeed,
the decision in Diatchenko I made painstakingly clear that its
holding was restricted to juvenile offenders under the age of
eighteen.8 Justice Kafker's concurrence poses the question
See Diatchenko I, 466 Mass. at 658-659 ("We further
8
conclude that the mandatory imposition of a sentence of life in
prison without the possibility of parole on individuals who were
under the age of eighteen when they committed the crime of
murder in the first degree violates the prohibition against
'cruel or unusual punishments' in art. 26 of the Massachusetts
Declaration of Rights, and that the discretionary imposition of
such a sentence on juvenile homicide offenders also violates
art. 26 because it is an unconstitutionally disproportionate
punishment when viewed in the context of the unique
characteristics of juvenile offenders" [emphases added]); id. at
669 ("In the present circumstances, the imposition of a sentence
of life in prison without the possibility of parole for the
commission of murder in the first degree by a juvenile under the
age of eighteen is disproportionate not with respect to the
offense itself, but with regard to the particular offender"
[emphasis added]); id. at 671 ("With current scientific evidence
in mind, we conclude that the discretionary imposition of a
sentence of life in prison without the possibility of parole on
juveniles who are under the age of eighteen when they commit
murder in the first degree violates the prohibition against
'cruel or unusual punishment[]' in art. 26" [emphasis added]);
id. ("Given the unique characteristics of juvenile offenders,
they should be afforded, in appropriate circumstances, the
opportunity to be considered for parole suitability" [emphasis
added]); id. at 673 ("In light of our conclusion that the
imposition of a sentence of life in prison without the
possibility of parole on juvenile offenders who are under the
28
"whether there is a meaningful constitutional difference between
overruling the Legislature's decision that it is permissible to
sentence juveniles to life in prison without the possibility of
parole and overruling the Legislature's decision that it is
permissible to sentence eighteen through twenty year olds to
life in prison without the possibility of parole." See ante
at . But Diatchenko I answers that question; there is. The
decision in Diatchenko I rested on the recognition that
juveniles are "constitutionally different from adults for
purposes of sentencing." Id. at 670, 674, quoting Miller, 567
U.S. 460, 471. See Diatchenko I, supra at 675 (Lenk, J.,
concurring) ("Pivotal to this holding . . . is the recognition
that 'children are constitutionally different from adults for
purposes of sentencing'" [citation omitted]). In Diatchenko I,
we did not venture to determine who qualified as a juvenile or
look to science to draw the line between childhood and
adulthood; instead, we relied on the prefixed line established
by society and the Legislature to issue our holding. See id. at
659 n.8. Where that prefixed line places eighteen, nineteen,
and twenty year olds on the side of adulthood, and thus not
age of eighteen when they commit the crime of murder in the
first degree is unconstitutional, the language in the fourth
sentence of G. L. c. 265, § 2, which sets forth the exception to
parole eligibility, is invalid as applied to juvenile homicide
offenders" [emphases added]).
29
entitled to distinct constitutional treatment, Diatchenko I does
not dictate the result here. As the Supreme Court in Miller
underscored, precedent relating to adult sentencing is not
applicable to juveniles, and inversely, precedent relating to
juvenile sentencing is not applicable to adults. See Miller,
567 U.S. at 481.
The second reason Diatchenko I cannot resolve the
categorical question in this case relates to the court's inquiry
there and the reliance on science to assess proportionality. As
discussed infra, science is important when considering
proportionality as it relates to the offender. Diatchenko I,
466 Mass. at 669-670, establishes that. But, as the court, the
concurrences, and the p
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