Opinion

Eunice Blackwell v. Office of Personnel Management

Court: Merit Systems Protection Board
Filed: Jan 2, 2024
Status: Unpublished
Cited by: 0 cases
Authority: More cited than 14.7%

The opinion

UNITED STATES OF AMERICA

MERIT SYSTEMS PROTECTION BOARD

EUNICE MAE BLACKWELL, DOCKET NUMBER

Appellant, DC-831M-21-0206-I-1

OFFICE OF PERSONNEL DATE: January 2, 2024

MANAGEMENT,

Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Eunice Mae Blackwell , Henrico, Virginia, pro se.

Michael Shipley , Washington, D.C., for the agency.

BEFORE

Cathy A. Harris, Vice Chairman

Raymond A. Limon, Member

FINAL ORDER

The appellant has filed a petition for review of the initial decision, which

dismissed her appeal of an Office of Personnel Management (OPM) final decision

as untimely filed without a showing of good cause for her filing delay.

Generally, we grant petitions such as this one only in the following

circumstances: the initial decision contains erroneous findings of material fact;

A nonprecedential order is one that the Board has determined does not add

significantly to the body of MSPB case law. Parties may cite nonprecedential orders,

but such orders have no precedential value; the Board and administrative judges are not

required to follow or distinguish them in any future decisions. In contrast, a

precedential decision issued as an Opinion and Order has been identified by the Board

as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).

the initial decision is based on an erroneous interpretation of statute or regulation

or the erroneous application of the law to the facts of the case; the administrative

judge’s rulings during either the course of the appeal or the initial decision

were not consistent with required procedures or involved an abuse of discretion,

and the resulting error affected the outcome of the case; or new and material

evidence or legal argument is available that, despite the petitioner’s due

diligence, was not available when the record closed. Title 5 of the Code of

Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully

considering the filings in this appeal, we conclude that the petitioner has not

established any basis under section 1201.115 for granting the petition for review.

Therefore, we DENY the petition for review. Except as expressly MODIFIED to

clarify and supplement the administrative judge’s analysis regarding whether the

appellant established good cause for her filing delay, we AFFIRM the initial

decision.

BACKGROUND

In a final decision dated April 1, 2020, OPM denied the appellant’s

application for a retirement annuity because she was no longer employed with the

Federal Government and had received a refund of her retirement contributions on

October 27, 2003. Initial Appeal File (IAF), Tab 6 at 9. OPM informed the

appellant that she had 30 calendar days after the date of the decision, or 30 days

after her receipt of the decision, whichever is later, to file her appeal with the

Board. Id. at 10. OPM indicated that it enclosed a package that contained Board

regulations, Board office locations, and a Board application form with filing

instructions. Id.

According to the appellant, she sent a letter to OPM’s Retirement Services

10 days after receiving the decision. IAF, Tab 8 at 3. She asserted that she

contacted OPM multiple times for status updates and that OPM never instructed

her that she had to file her appeal with the Board. Id. at 3-5. She explained that,

after reviewing her documents, she discovered that she had sent her appeal to the

incorrect address. Id. at 4-5.

On January 29, 2021, the appellant filed an appeal with the Board, claiming

that she never received a refund of her retirement contributions. IAF, Tab 1 at 3,

5-6. OPM moved to dismiss the appeal as untimely filed. IAF, Tab 6 at 4-6. The

administrative judge issued a timeliness order informing the appellant that her

appeal may be untimely filed and ordering her to file evidence and argument

showing that the appeal was timely filed or that good cause existed for the delay.

IAF, Tab 7. In response, the appellant asserted that she received OPM’s final

decision on April 1, 2020, but that she mistakenly filed her appeal with OPM on

April 10, 2020. IAF, Tab 8 at 3-5.

Without conducting a hearing, the administrative judge dismissed the

appeal as untimely filed without a showing of good cause for the filing delay.

IAF, Tab 9, Initial Decision (ID) at 1, 4. In so finding, the administrative judge

noted that OPM’s final decision put the appellant on clear and unmistakable

notice of the Board’s contact information and the deadline for her appeal, but the

appellant did not mail her appeal to the Board until January 29, 2021,

approximately 268 days late. ID at 3-4. The administrative judge acknowledged

the appellant’s assertion that she mistakenly filed her appeal with OPM rather

than the Board, ID at 2, but she found that the appellant’s allegation did not rise

to the level of good cause for her delay and did not evidence an attempt to

exercise due diligence in filing her appeal, ID at 4.

The appellant filed a petition for review, asserting that her appeal was

timely mailed to the Board’s Washington Regional Office. Petition for Review

(PFR) File, Tab 1 at 4, 6. OPM filed a response but did not specifically dispute

the appellant’s assertions on review. PFR File, Tab 3. The Office of the Clerk of

the Board issued a show cause order to the parties instructing them to produce

relevant evidence regarding the appellant’s alleged submission of her appeal to

OPM, such as a tracking number, a certified mail receipt, or an affidavit or a

sworn statement. PFR File, Tab 5 at 3. The Clerk’s Office explained that any

affidavit or statement provided in response to the order must provide specific

details concerning the appellant’s mailing. Id. OPM stated that it had no record

of receipt of the appellant’s April 10, 2010 letter, PFR File, Tab 6 at 4, and the

appellant did not respond.

DISCUSSION OF ARGUMENTS ON REVIEW

The appellant bears the burden of proof with regard to timeliness, which

she must establish by preponderant evidence. 5 C.F.R. § 1201.56(b)(2)(i)(B). An

appeal of an agency decision must be filed no later than 30 days after the

effective date of the action being appealed, or 30 days after the date the agency’s

decision is received, whichever is later. 5 C.F.R. § 1201.22(b). If an appellant

fails to timely submit her appeal, it will be dismissed as untimely filed absent a

showing of good cause for the delay in filing. 5 C.F.R. § 1201.22(c).

To establish good cause for the untimely filing of an appeal, a party must

show that she exercised due diligence or ordinary prudence under the particular

circumstances of the case. Maggard v. Office of Personnel Management,

102 M.S.P.R. 75, ¶ 8 (2006). OPM’s final decision instructed the appellant that

she should file her appeal with the Board, and the Board generally holds that an

appellant’s failure to follow explicit filing instructions does not constitute good

cause for any ensuing delay. Id., ¶ 9. However, the Board has recognized an

exception to this rule in cases when appellants have timely but mistakenly sent

appeals of OPM’s final decisions to OPM rather than to the Board. Id. In such

cases, the Board has found good cause for the untimely filing when the following

conditions have been met: (1) the delay was caused in part by the appellant’s

failure to follow the directions set forth in the final decision and in part by

OPM’s failure to direct an otherwise timely appeal to the Board; (2) the appellant

clearly intended to seek further review of the final decision; (3) the appellant was

pro se; and (4) there was no showing of prejudice to the agency. 1 Id.

Below, the appellant stated that she received OPM’s final decision on

April 1, 2020 and that she mistakenly filed her appeal with OPM on April 10,

2020. IAF, Tab 8 at 4. However, the appellant asserts on review that her appeal

was not misdirected to OPM and that she timely mailed it to the Board’s

Washington Regional Office. PFR File, Tab 1 at 4, 6. As discussed below, we

find that the appellant failed to establish that she timely filed her appeal with the

Board’s Washington Regional Office.

Although the appellant claims on review that her appeal was timely mailed

to the Board’s Washington Regional Office, the record reflects that the office

received her e-filed appeal well beyond the designated deadline. 2 Because the

appellant asserted that she received OPM’s final decision on April 1, 2020, IAF,

Tab 8 at 4, her appeal must have been filed with the Board by May 1, 2020. The

appellant did not e-file her appeal until January 29, 2021. IAF, Tab 1; see

5 C.F.R. § 1201.4(l) (stating that the date of a filing by e-filing is the date of

electronic submission). Thus, the administrative judge properly found that her

appeal was untimely filed by 268 days, or approximately 9 months. 3 ID at 4.

An appellant must receive proper notice on the timeliness issue and a full and fair

opportunity to litigate it. Burroughs v. Department of the Army, 116 M.S.P.R. 292, ¶ 22

(2011). Here, the administrative judge did not provide the appellant with instructions

regarding the exception the Board applies when an appellant timely but mistakenly files

an appeal with OPM. IAF, Tab 7; ID. However, the Acting Clerk’s order put the

appellant on notice of what she must do to address that issue, thus affording her with

the opportunity to meet her burden on review. PFR File, Tab 5 at 2-3.

As set forth above, the appellant appears to allege on review that she mailed her

alleged April 10, 2020 pleading to the Board’s Washington Regional Office rather than

to OPM. PFR File, Tab 1 at 4, 6. However, the appellant’s vague and conclusory

allegation that she mailed a pleading to the Washington Regional Office on that date

falls short of the standard of evidence required to show that she timely filed her appeal.

See Gaydon v. U.S. Postal Service, 62 M.S.P.R. 198, 202-03 (1994).

Along with her petition for review, the appellant has submitted the following

documents: photographs of a list of addresses for the Board’s regional and field

offices, with the address of the Washington Regional Office circled; a photograph of an

The administrative judge found that the appellant failed to establish good

cause for her filing delay, but the administrative judge did not explicitly consider

whether the appellant timely but mistakenly filed an appeal of OPM’s final

decision with OPM rather than with the Board. ID at 4; see Maggard,

102 M.S.P.R. 75, ¶ 8. We therefore consider this issue here, and modify the

initial decision’s good cause analysis accordingly.

We find that the appellant’s allegations both below and on review fall short

of establishing by preponderant evidence that her appeal was timely filed with

OPM. The appellant asserted that she mailed her appeal to an OPM Customer

Service Specialist on April 10, 2020, IAF, Tab 8 at 4, and she referenced her

April 10, 2020 letter in a January 8, 2021 letter and a January 11, 2021 email to

OPM, but she offered no pertinent details concerning the alleged April 10, 2020

filing, IAF, Tab 8 at 8, 11-12; see Gaydon v. U.S. Postal Service, 62 M.S.P.R.

198, 202-03 (1994) (finding that the appellant’s mere assertion that he mailed his

pleading on a particular date, without any specific details concerning the mailing,

was insufficient to establish that the pleading was timely filed). The appellant

failed to submit a tracking number or a certified mail receipt regarding the

alleged April 10, 2020 mailing, and has otherwise failed to present specific,

credible evidence that any such pleading was actually placed in the mail stream.

See Gaydon, 62 M.S.P.R. at 203 (stating that, when an affidavit does not present

specific, credible evidence that a pleading was actually placed in the mail stream,

it follows that there is no basis for finding that the pleading was timely filed).

Because there was a question as to whether the appellant timely but mistakenly

illegible letter signed by an OPM customer service specialist with the appellant’s

handwritten notations; and a screenshot of the appellant’s call log from December 2020

to March 2021. PFR File, Tab 1 at 7-10. The appellant suggests that this evidence

supports her assertion that she mailed a timely appeal to the Board’s Washington

Regional Office. Id. at 4. The Board will not grant a petition for review based on new

evidence absent a showing that it is of sufficient weight to warrant an outcome different

from that of the initial decision. Russo v. Veterans Administration, 3 M.S.P.R. 345, 349

(1980). These documents do not establish that her appeal was timely filed with the

Board’s Washington Regional Office and thus do not provide a basis for review.

filed her appeal with OPM, the Clerk’s Office issued a show cause order to the

parties instructing them to produce all evidence they possess regarding that

matter. PFR File, Tab 5. The appellant did not respond to the show cause order.

In its response, OPM clarified that it had no record of receiving the appellant’s

April 10, 2020 letter. PFR File, Tab 6 at 4. Thus, we find that the appellant has

failed to show good cause for a waiver of the filing deadline based on the

exception applicable to cases in which an appellant has timely but mistakenly

filed an appeal of an OPM final decision with OPM rather than with the Board.

Cf. Mohammed v. Office of Personnel Management, 108 M.S.P.R. 609, ¶¶ 6,

11-12 (2008) (finding that good cause existed for the appellant’s untimely appeal

that was misfiled with OPM when she asserted that she mailed her appeal to OPM

within the filing period and submitted a postal receipt documenting her mailing to

OPM); House v. Office of Personnel Management, 44 M.S.P.R. 161, 165 (1990)

(finding that good cause existed for the appellant’s untimely appeal that was

misfiled with OPM when he asserted that he sent his appeal to OPM within the

filing period and submitted a letter from OPM referencing its receipt of his

appeal).

In light of the above, we agree with the administrative judge’s finding that

the appellant failed to establish good cause for her untimely filing under the

circumstances of this case. Accordingly, we find that her appeal was untimely

filed without good cause shown for the delay. See Bell v. Department of

Homeland Security, 112 M.S.P.R. 33, ¶ 8 (2009) (dismissing a pleading as

untimely filed because a pro se appellant failed to respond to the Clerk’s order on

timeliness or otherwise demonstrate good cause for the delay).

NOTICE OF APPEAL RIGHTS 4

The initial decision, as supplemented by this Final Order, constitutes the

Board’s final decision in this matter. 5 C.F.R. § 1201.113. You may obtain

review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of

your claims determines the time limit for seeking such review and the appropriate

forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following

summary of available appeal rights, the Merit Systems Protection Board does not

provide legal advice on which option is most appropriate for your situation and

the rights described below do not represent a statement of how courts will rule

regarding which cases fall within their jurisdiction. If you wish to seek review of

this final decision, you should immediately review the law applicable to your

claims and carefully follow all filing time limits and requirements. Failure to file

within the applicable time limit may result in the dismissal of your case by your

chosen forum.

Please read carefully each of the three main possible choices of review

below to decide which one applies to your particular case. If you have questions

about whether a particular forum is the appropriate one to review your case, you

should contact that forum for more information.

(1) Judicial review in general . As a general rule, an appellant seeking

judicial review of a final Board order must file a petition for review with the U.S.

Court of Appeals for the Federal Circuit, which must be received by the court

within 60 calendar days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(A).

If you submit a petition for review to the U.S. Court of Appeals for the

Federal Circuit, you must submit your petition to the court at the

following address:

Since the issuance of the initial decision in this matter, the Board may have updated

the notice of review rights included in final decisions. As indicated in the notice, the

Board cannot advise which option is most appropriate in any matter.

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

(2) Judicial or EEOC review of cases involving a claim of

discrimination . This option applies to you only if you have claimed that you

were affected by an action that is appealable to the Board and that such action

was based, in whole or in part, on unlawful discrimination. If so, you may obtain

judicial review of this decision—including a disposition of your discrimination

claims —by filing a civil action with an appropriate U.S. district court ( not the

U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you

receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems

Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the district court no later than 30 calendar days after your representative

receives this decision. If the action involves a claim of discrimination based on

race, color, religion, sex, national origin, or a disabling condition, you may be

entitled to representation by a court-appointed lawyer and to waiver of any

requirement of prepayment of fees, costs, or other security. See 42 U.S.C.

§ 2000e-5(f) and 29 U.S.C. § 794a.

Contact information for U.S. district courts can be found at their respective

websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .

Alternatively, you may request review by the Equal Employment

Opportunity Commission (EEOC) of your discrimination claims only, excluding

all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the

EEOC’s Office of Federal Operations within 30 calendar days after you receive

this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the EEOC no later than 30 calendar days after your representative receives

this decision.

If you submit a request for review to the EEOC by regular U.S. mail, the

address of the EEOC is:

Office of Federal Operations

Equal Employment Opportunity Commission

P.O. Box 77960

Washington, D.C. 20013

If you submit a request for review to the EEOC via commercial delivery or

by a method requiring a signature, it must be addressed to:

Office of Federal Operations

Equal Employment Opportunity Commission

131 M Street, N.E.

Suite 5SW12G

Washington, D.C. 20507

(3) Judicial review pursuant to the Whistleblower Protection

Enhancement Act of 2012 . This option applies to you only if you have raised

claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or

other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).

If so, and your judicial petition for review “raises no challenge to the Board’s

disposition of allegations of a prohibited personnel practice described in

section 2302(b) other than practices described in section 2302(b)(8), or 2302(b)

(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial review either

with the U.S. Court of Appeals for the Federal Circuit or any court of appeals of

competent jurisdiction. 5 The court of appeals must receive your petition for

review within 60 days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(B).

If you submit a petition for judicial review to the U.S. Court of Appeals for

the Federal Circuit, you must submit your petition to the court at the