Opinion

John Doe v. Adam Gray

  • 75 F.4th 710
Court
Court of Appeals for the Seventh Circuit
Filed
Jul 28, 2023
Status
Published
Cited by
27 cases
Authority
More cited than 67.2%

“A general recog- nition of a privacy right in certain medical or sexual infor- mation is not enough to show a more specific privacy right in one’s sexual preference or gender identity during a criminal or child welfare investigation, especially one involving allegations of child sexual abuse.” (emphasis added)

How later courts described this case

  • “A general recog- nition of a privacy right in certain medical or sexual infor- mation is not enough to show a more specific privacy right in one’s sexual preference or gender identity during a criminal or child welfare investigation, especially one involving allegations of child sexual abuse.” (emphasis added)
  • “The existence of probable cause … depends, in the first 26 No. 22-2467 instance, on the elements of the predicate criminal offense(s) as defined by state law.” (alterations in original; internal cita- tion omitted)

Written by the judges who cited it.

The opinion

In the

United States Court of Appeals

For the Seventh Circuit

____________________

No. 22-1501

JOHN DOE and A. B.,

Plaintiffs-Appellants,

v.

ADAM GRAY, et al.,

Defendants-Appellees.

____________________

Appeal from the United States District Court for the

Northern District of Indiana, South Bend Division.

No. 3:20-cv-00129-DRL — Damon R. Leichty, Judge.

____________________

ARGUED JANUARY 5, 2023 — DECIDED JULY 28, 2023

____________________

Before FLAUM, ROVNER, and BRENNAN, Circuit Judges.

BRENNAN, Circuit Judge. John Doe and A.B. were investi-

gated and arrested for neglecting a dependent and failing to

support a dependent child under Indiana law. After the

charges were resolved with deferred prosecution agreements,

together they sued a detective, the Starke County Sheriff’s De-

partment, and a case manager with the Indiana Department

of Child Services. They brought claims under 42 U.S.C. § 1983

alleging violations of Doe’s right to privacy in sexual

2 No. 22-1501

preference 1 under the Fourteenth Amendment and that they

were arrested without probable cause contrary to the Fourth

Amendment. They also brought a state law claim of inten-

tional infliction of emotional distress.

After the defendants moved for summary judgment on the

claims, the plaintiffs sought to amend their complaint to clar-

ify that Doe’s Fourteenth Amendment claim pertained to the

disclosure of gender identity as opposed to sexual preference.

The district court denied the motion to amend and granted

summary judgment to the defendants. We affirm.

I. Background

A. Factual 2

John Doe is a transgender male who was born female. He

had breast-removal surgery but no other gender-altering pro-

cedure. Doe’s significant other is A.B., 3 the mother of R.M.,

J.M., K.B., and two other children.

Adam Gray, a detective with the Starke County Sheriff’s

Department, and Katherine Purtee, a family case manager

with the Indiana Department of Child Services, met with

seventeen-year-old R.M. to investigate allegations that Doe

and A.B. had abandoned him. In that February 1, 2018

meeting, R.M. told Gray and Purtee that he had lived with his

1 The plaintiffs in their complaint and pleadings employed the term

”sexual preference” rather than the more widely used term ”sexual orien-

tation.” We use the term as it was pleaded.

2 The facts are relayed in the light most favorable to the non-movants,

Doe and A.B. See Fin. Fiduciaries, LLC v. Gannett Co., 46 F.4th 654, 668 (7th

Cir. 2022).

3 The record is unclear as to whether Doe and A.B. are legally married.

No. 22-1501 3

mother, A.B., and stepfather, Doe, since November 2017. A.B.

and Doe found out that R.M. knew his sister J.M. had snuck

out of the house one evening. As a result, around January 27,

2018, A.B. and Doe reportedly told R.M. to leave the home and

not return. R.M. had been staying with his friend M.B. at

Suzanne Brewer’s home before then and remained with the

Brewers after.

In the meeting with Gray and Purtee, R.M. told them

about text messages he exchanged with A.B. In those mes-

sages A.B. told R.M. he could return home but was grounded.

R.M. responded that he did not want to be grounded. He also

said he had told his school he could not return home to avoid

being charged as a runaway.

A week after the meeting, R.M. was brought to the Starke

County Sheriff’s Department for a recorded interview with

Gray and Purtee. In that interview, R.M. reiterated that Doe

had told him not to return home and to stay at M.B.’s house.

R.M. also said neither A.B. nor Doe had given him money

since he was kicked out and that A.B. had provided food on

only one occasion. In addition, R.M. recalled that this was not

the first time that he had been kicked out of the home. R.M.’s

statements to Gray and Purtee also raised concern that Doe

was sexually assaulting R.M.’s sisters.

Gray obtained a letter from Suzanne Brewer in which she

confirmed that R.M. had stayed in her home. She stated A.B.

had not called her about R.M. or stopped by to check on him,

nor had A.B. provided money to support him. Brewer

acknowledged that A.B. brought R.M. food on one occasion.

Brewer also revealed that she had driven R.M. to his home on

January 29, 2018 to pick up some of his belongings and that a

bag of R.M.’s clothes was on the porch when they arrived.

4 No. 22-1501

After R.M.’s recorded interview, and based on his investi-

gation, Gray contacted a prosecutor about possible charges

against Doe and A.B. The prosecutor advised that probable

cause of a crime existed. On February 7, 2018, Doe and A.B.

were arrested for two Indiana offenses: neglect of a dependent

under Indiana Code § 35-46-1-4(a)(3) and nonsupport of a de-

pendent child under Indiana Code § 35-46-1-5(a).

The next day, Gray interviewed A.B. During that inter-

view, the detective explained that allegations of sexual mis-

conduct had been made against Doe. Gray told A.B. that

K.B.’s birth certificate had been falsified to name Doe as the

child’s father. Gray also stated that Doe was born female, had

previously been named Barbara B., and had female genitalia.

A.B. claims not to have known that Doe has female genitalia

until Gray revealed this fact in the interview.

After the arrests, Purtee took custody of the minor chil-

dren for placement in foster or kinship care. Purtee spoke

with April Hopkins, A.B.’s sister, about placing the children

with her. During that phone conversation, Hopkins says Pur-

tee disclosed that Doe was born female. While at the Brewers’

home, Purtee also revealed that Doe was born female to Su-

zanne Brewer, M.B., J.M., and R.M. 4

B. Procedural

Doe and A.B. sued Gray and Purtee in their individual and

official capacities, the Starke County Sheriff’s Department,

and the Indiana Department of Child Services under 42 U.S.C.

§ 1983. In a Fourteenth Amendment claim against Gray and

4 Doe alleged that Purtee made the same disclosure to foster parent

Tracy Patrick. This claim appears to have been abandoned at summary

judgment, and even if it was not, our decision is unaffected.

No. 22-1501 5

Purtee, Doe alleged they violated his right to privacy by dis-

closing his “sexual preference.” Doe and A.B. raised a Fourth

Amendment violation against Gray, contending he lacked

probable cause to arrest them. Doe also brought a state law

claim of intentional infliction of emotional distress against

Gray and Purtee. The Starke County Sheriff’s Department and

the Indiana Department of Child Services were named as de-

fendants under a respondeat superior theory.5

The defendants moved for summary judgment on the re-

maining claims. Over one month later, the plaintiffs moved to

amend their complaint. They sought to revise their Four-

teenth Amendment claim by asserting a right to privacy in

gender identity as opposed to sexual preference. After consid-

ering the claims with respect to both Doe’s sexual preference

and gender identity, the district court denied the plaintiffs’

motion to amend and granted summary judgment to the de-

fendants. The court concluded that Gray was entitled to qual-

ified immunity on Doe’s Fourteenth Amendment claim, and

that Gray had probable cause for the arrests, precluding the

Fourth Amendment claim. On the state law claim, Doe con-

ceded in his response brief that Gray was entitled to immun-

ity under the Indiana Tort Claims Act (ITCA) in his personal

capacity. The district court also ruled that Gray was entitled

to immunity under that statute in his official capacity. Gray’s

immunity under the ITCA relieved the Starke County Sher-

iff’s Department of liability.

5 Through a joint motion, all claims against the Indiana Department

of Child Services and Purtee in her official capacity were dismissed with

prejudice. The intentional infliction of emotional distress claim against

Purtee in her individual capacity was also later dismissed.

6 No. 22-1501

II. Discussion

Doe and A.B. raise three challenges on appeal:

• The defendants are not entitled to qualified im-

munity on Doe’s Fourteenth Amendment claim be-

cause there was a clearly established right to pri-

vacy in one’s sexual preference or gender identity

at the time that information was disclosed;

• The text messages between A.B. and R.M. establish

a genuine dispute of material fact as to whether

Gray had probable cause to arrest Doe and A.B.,

precluding summary judgment on their Fourth

Amendment claim; and

• Gray, in his official capacity, is not entitled to im-

munity under the ITCA because he was not adopt-

ing or enforcing state law in disclosing Doe’s sexual

preference or gender identity. 6

Summary judgment will be granted “if the movant shows

that there is no genuine dispute as to any material fact and the

movant is entitled to judgment as a matter of law.” FED. R. CIV.

P. 56(a). This court reviews a district court’s grant of summary

judgment de novo, reading the facts and drawing all reason-

able inferences in favor of the non-movant. Pierner-Lytge v.

Hobbs, 60 F.4th 1039, 1043 (7th Cir. 2023).

6 Doe and A.B. also argue that the district court erred in denying leave

to amend their complaint. Because we affirm the grant of summary judg-

ment to the defendants, even in light of the proposed amendment, we

need not address this argument.

No. 22-1501 7

A. Fourteenth Amendment Claim

Doe argues he had a clearly established right to privacy in

his sexual preference or gender identity, relying primarily on

Wolfe v. Schaefer, 619 F.3d 782 (7th Cir. 2010), Denius v. Dunlap,

209 F.3d 944 (7th Cir. 2000), and Schaill ex rel. Kross v. Tippe-

canoe County School Corp., 864 F.2d 1309 (7th Cir. 1989),

amended, Feb. 14, 1989. At oral argument, however, Doe’s

counsel admitted that at the time of the challenged conduct,

no authority clearly established a right to withhold gender

identity from a partner. Oral Arg. at 9:23–9:43, 10:28–10:30,

11:06–11:22. Even so, to Doe, there is a clear trend in the case

law such that recognition of a right to privacy in one’s sexual

preference or gender identity was merely a matter of time.

The defendants respond that Doe has waived the issue by

failing to engage with the district court’s reasoning in his

briefing. Even assuming the issue has not been waived, we

hold that the defendants are entitled to qualified immunity.

There was no clearly established right to privacy in one’s sex-

ual preference or gender identity during a criminal or child

welfare investigation at the time of the underlying conduct,

nor is there now.

“The doctrine of qualified immunity protects government

officials from liability for civil damages insofar as their con-

duct does not violate clearly established statutory or constitu-

tional rights of which a reasonable person would have

known.” Kemp v. Liebel, 877 F.3d 346, 350 (7th Cir. 2017)

(cleaned up) (quoting Pearson v. Callahan, 555 U.S. 223, 231

(2009)). We assess claims of qualified immunity under a two-

part test. See id. The plaintiff bears the burden of showing that

(1) a statutory or constitutional right was violated and (2) that

right was clearly established at the time of the relevant

8 No. 22-1501

conduct. See id. This court may address whether a right was

clearly established before addressing whether the right was

violated. Id. at 351.

“To be clearly established at the time of the challenged

conduct, the right’s contours must be sufficiently clear that

every reasonable official would have understood that what he

is doing violates that right … .” Id. (quoting Gustafson v.

Adkins, 803 F.3d 883, 891 (7th Cir. 2015)). A plaintiff is not re-

quired to present an identical case concluding that the chal-

lenged conduct was unlawful, “but existing precedent must

have placed the statutory or constitutional question beyond

debate.” Id. (quoting Mullenix v. Luna, 577 U.S. 7, 12 (2015)

(per curiam)). We first assess “controlling Supreme Court

precedent and our own circuit decisions on the issue.” Id.

(quoting Jacobs v. City of Chicago, 215 F.3d 758, 767 (7th Cir.

2000)). If there is no controlling Supreme Court precedent,

“we broaden our survey to include all relevant caselaw in or-

der to determine whether there was such a clear trend in the

caselaw that we can say with fair assurance that the recogni-

tion of the right by a controlling precedent was merely a ques-

tion of time.” Id. (cleaned up) (quoting Jacobs, 215 F.3d at 767).

Allegedly violated rights must be defined at the appropriate

level of specificity. Id. “[T]he dispositive question is whether

the violative nature of the particular conduct is clearly estab-

lished.” Id. (cleaned up) (quoting Mullenix, 577 U.S. at 12).

A general recognition of a privacy right in certain medical

or sexual information is not enough to show a more specific

privacy right in one’s sexual preference or gender identity

during a criminal or child welfare investigation, especially

one involving allegations of child sexual abuse. Cf. Anderson

v. Romero, 72 F.3d 518, 523 (7th Cir. 1995) (observing that

No. 22-1501 9

evidence showing that the defendants “would have known

that disclosing some medical records in some circumstances”

was insufficient to show the asserted right was clearly estab-

lished). The right to privacy in the disclosure of personal mat-

ters has its origins in Whalen v. Roe, 429 U.S. 589 (1977). The

Supreme Court in Whalen addressed whether New York

could, consistent with the Fourteenth Amendment, record the

names and addresses of individuals who obtained certain

drugs for which there was both a legal and illegal market. Id.

at 591. In holding that the scheme did not “constitute an inva-

sion of any right or liberty protected by the Fourteenth

Amendment,” the Court referred to an “individual interest in

avoiding disclosure of personal matters.” Id. at 599, 603–04.

This court has interpreted Whalen “to recognize a consti-

tutional right to the privacy of medical, sexual, financial, and

perhaps other categories of highly personal information … .”

Wolfe, 619 F.3d at 785. In Wolfe, a former electoral candidate

sued his opponent alleging he violated the Fourteenth

Amendment by publicly disclosing that the candidate was

under investigation for possible violations of Illinois law. Id.

at 783. This court affirmed dismissal of the case, id. at 786, ex-

plaining that the Supreme Court’s rejection of a liberty or

property right in one’s reputation cast doubt on the existence

of a right to informational privacy premised on the protection

of this information under state law. See id. at 785. Though this

court in Wolfe acknowledged that it had interpreted Whalen to

announce a right of informational privacy, Wolfe did not

clearly establish a right to privacy in one’s sexual preference

or gender identity in the context presented here.

Nor did Denius or Schaill address the disclosure of similar

information during a criminal or child welfare investigation.

10 No. 22-1501

In Denius, an employer conditioned renewal of an employer

contract on consent to release certain confidential infor-

mation. 209 F.3d at 948–49. An employee who refused to sign

the authorization and whose employment contract was there-

fore not renewed asserted a violation of the Fourteenth

Amendment. Id. at 949. This court held that “to the extent that

the Authorization provided for the release of medical records

or communications, [the employer] was on notice that this

type of information has constitutional protection[,]” defeating

qualified immunity. Id. at 956–57 (footnote omitted). But a rea-

sonable official would not have understood, based on Denius,

that the disclosure of one’s sexual preference or gender iden-

tity during a criminal or child welfare investigation was un-

lawful. Similarly, Schaill recognized that the disclosure of a

student-athlete’s medical information in the event of a posi-

tive urine test may violate the right to privacy depending on

the scope of the dissemination. 864 F.2d at 1322 n.19. Neither

of these decisions implicated the disclosure of medical or oth-

erwise confidential information during a criminal or child

welfare investigation.

We also cannot say that controlling precedent makes evi-

dent that such a right is simply a question of time. Kemp, 877

F.3d at 351. The plaintiffs cite Obergefell v. Hodges, 576 U.S. 644

(2015), United States v. Windsor, 570 U.S. 744 (2013), and Law-

rence v. Texas, 539 U.S. 558 (2003), but those decisions do not

address any right to protect one’s sexual preference or gender

identity from disclosure during a criminal or child welfare in-

vestigation. We therefore agree with the district court’s cogent

reasoning on Doe’s Fourteenth Amendment claim and its

grant of summary judgment on this claim to the defendants.

No. 22-1501 11

B. Fourth Amendment Claim

The district court also granted summary judgment to Gray

on the plaintiffs’ Fourth Amendment claim, relying in part on

the fact that Doe and A.B. never provided financial support to

R.M. or Brewer. In the text messages between R.M. and A.B.

the plaintiffs see a dispute of material fact about what Gray

knew at the time of the arrest to establish probable cause.

They also aver that given such material factual disputes, a

qualified immunity determination is a jury issue.

The defendants respond that the plaintiffs have waived

these arguments. On the merits, the defendants argue that

even if Gray knew about some of the text messages, the total-

ity of the circumstances still supported probable cause. Gray

is otherwise entitled to qualified immunity, the defendants

contend, because he relied on the advice of counsel in deter-

mining whether he had probable cause for the arrests.

Assuming Doe and A.B. have not waived their challenges,

we first discuss probable cause, and then consider whether it

exists under the factual circumstances here.

Probable Cause. Probable cause for an arrest serves as “an

absolute defense to any § 1983 claim against a police officer

for false arrest.” Braun v. Village of Palatine, 56 F.4th 542, 548

(7th Cir. 2022) (quoting Jump v. Village of Shorewood, 42 F.4th

782, 788 (7th Cir. 2022)). “Probable cause to arrest exists ‘when

the facts and circumstances that are known to [the officer] rea-

sonably support a belief that the individual has committed, is

committing, or is about to commit a crime.” Id. (quoting

Holmes v. Village of Hoffman Estates, 511 F.3d 673, 679 (7th Cir.

2007)). It “deals with probabilities and depends on the totality

of the circumstances.” District of Columbia v. Wesby, 138 S. Ct.

12 No. 22-1501

577, 586 (2018) (quoting Maryland v. Pringle, 540 U.S. 366, 371

(2003)). It “is not a high bar,” id. (quoting Kaley v. United States,

571 U.S. 320, 338 (2014)), and “requires only a probability or

substantial chance of criminal activity, not an actual showing

of such activity[,]” id. (quoting Illinois v. Gates, 462 U.S. 213,

243 n.13 (1983)).

“The existence of probable cause … depends, in the first

instance, on the elements of the predicate criminal offense(s)

as defined by state law.” Abbott, 705 F.3d at 715. By definition,

an affirmative defense is not an element of the offense. See Dol-

lard v. Whisenand, 946 F.3d 342, 355 (7th Cir. 2019). Although

officers “may not ignore conclusively established evidence of

the existence of an affirmative defense,” the Fourth Amend-

ment does not require them to investigate the validity of these

defenses. Id. (cleaned up) (quoting McBride v. Grice, 576 F.3d

703, 707 (7th Cir. 2009)).

Neglect of a Dependent. Under Indiana law, “[a] person hav-

ing the care of a dependent, whether assumed voluntarily or

because of a legal obligation,” commits neglect of a dependent

where he or she knowingly or intentionally “deprives the de-

pendent of necessary support.” IND. CODE § 35-46-1-4(a)(3). 7

“Support” under the statute is defined as “food, clothing,

shelter, or medical care.” IND. CODE § 35-46-1-1. The term

“necessary support” as used in the provision means “essen-

tial, indispensable or absolutely required food, clothing, shel-

ter and medical care; i.e., food, clothing, shelter, and medical

care without which the dependent’s life or health is at risk or

endangered.” Ricketts v. State, 598 N.E.2d 597, 600 (Ind. Ct.

7 All citations to statutes are to those versions in effect at the time of

the conduct leading to the arrests.

No. 22-1501 13

App. 1992). To deprive a dependent of support, a defendant

“must have actively denied” the support and have “been

aware of a high probability” that he or she was doing so. Mal-

lory v. State, 563 N.E.2d 640, 643 (Ind. Ct. App. 1990). “A parent

is charged with an affirmative duty to care for [a] child[,]” and

“[t]he standard of care is what a reasonable parent would do

or not do under the circumstances.” Id. at 644.

The Indiana Court of Appeals has suggested that evidence

supporting a neglect conviction may include that a child’s diet

subjected his or her health or life to a risk or danger that was

actual or appreciable. In Ricketts, the Indiana Court of Appeals

held that neglect convictions could not be sustained under the

provision exclusively based on evidence that the defendant’s

children suffered from malnutrition. Id. at 601. That court ob-

served that “there is a critical difference between malnutrition

in the sense of poor nutrition and malnutrition which endan-

gers or places at risk a dependent’s health or life.” Id. Since

only the former was shown, the conviction was vacated. See

id. at 601–02. But had the state “introduced evidence that the

children’s diet subjected their health or their lives to a risk or

danger that was actual and appreciable,” the outcome may

have been different. Id. at 601 n.6.

Under the totality of the circumstances, Gray had probable

cause to arrest Doe and A.B. for neglect of a dependent,

despite the text messages. We focus our attention on the dep-

rivation of necessary food as opposed to any alleged depriva-

tion of necessary shelter. Gray knew from R.M.’s interview

that Doe had allegedly told R.M. to stay at M.B.’s home. Like-

wise, Gray knew that A.B. had dropped off food for R.M. at

the Brewer home. Doe and A.B. were therefore aware that

R.M. was living with the Brewers. There is at least a genuine

14 No. 22-1501

issue of material fact as to whether a reasonable officer could

have believed they knowingly deprived R.M. of shelter with-

out which his life or health was at risk or endangered.

But there was a substantial probability that Doe and A.B.

knowingly or intentionally deprived R.M. of necessary food.

Deprivation turns on whether a reasonable officer could have

concluded that R.M. was not allowed to return home. A vic-

tim’s report need not be “unfailingly consistent to provide

probable cause.” Spiegel v. Cortese, 196 F.3d 717, 725 (7th Cir.

1999). Although an officer should conduct further investiga-

tion if “information from or about a [putative] victim of crime

would lead a reasonable officer to be suspicious,” an officer

“need not exclude every suggestion that a victim is not telling

the truth.” Id. at 724 (quoting Hebron v. Touhy, 18 F.3d 421,

422–23 (7th Cir. 1994)). Potential inconsistencies between

R.M.’s testimony and the text messages did not require addi-

tional investigation or undermine probable cause. Gray knew

that R.M. previously had been told not to return home, as well

as that Brewer took R.M. to pick up a bag of his clothing left

for him outside the home. A reasonable officer could have

concluded from these facts that R.M. was not allowed to re-

turn home, despite text messages suggesting he voluntarily

chose not to return.

A reasonable officer also could have concluded that R.M.’s

health was endangered by being unable to obtain food from

Doe and A.B.’s home. Doe and A.B. do not direct this court to

any evidence Gray knew that R.M. was eating at the Brewer

house. Nor is there evidence in the record that Doe ever asked

R.M. if he had anything to eat, and A.B. only asked R.M. once

whether he wanted food, to which he responded affirma-

tively. A.B. provided R.M. with food once over the course of

No. 22-1501 15

approximately eleven days. From these facts, Gray had prob-

able cause believe that Doe and A.B. knew that they had

deprived R.M. of necessary food, supporting their arrests for

neglect of a dependent.

Nonsupport of a Dependent Child. An individual who

“knowingly or intentionally fails to provide support to the

person’s dependent child” commits nonsupport of a depend-

ent child under Indiana law. IND. CODE § 35-46-1-5(a). “Sup-

port” carries the same definition of “food, clothing, shelter, or

medical care,” as used in the provision for neglect of a de-

pendent. See IND. CODE § 35-46-1-1. The provision for nonsup-

port of a dependent child also provides:

It is a defense that the child had abandoned the

home of the child’s family without the consent

of the child’s parent or on the order of a court,

but it is not a defense that the child had aban-

doned the home of the child’s family if the cause

of the child’s leaving was the fault of the child’s

parent.

§ 35-46-1-5(b). Although Indiana courts have not decided this

issue, Indiana Pattern Jury Instruction No. 7.0740 specifies

that the defendant bears the burden of proof on this defense

and that it does not negate any element of the crime. There-

fore, unless the evidence conclusively established the defense,

Gray need not have considered it when assessing probable

cause. See Dollard, 946 F.3d at 355.

The totality of the circumstances also supports probable

cause for the arrests for nonsupport of a dependent child. Doe

and A.B. failed to provide R.M. with food while he was out of

their home, except on one occasion. Moreover, the evidence

16 No. 22-1501

did not conclusively establish the affirmative defense that

R.M. abandoned the home. This is because R.M. alleged that

he had been kicked out of the home previously and on the

occasion, and Brewer stated that she had driven R.M. to pick

up a bag of clothes that had been left for him on the porch.

Gray therefore had probable cause to support arrests for non-

support of a dependent child. 8 Because there was probable

cause for the arrests, we need not address qualified immun-

ity. 9

C. State Law Claim

The district court ruled that Gray was immune from suit

in his official capacity under the ITCA on Doe’s intentional

infliction of emotional distress claim. Doe challenges this rul-

ing, contending that Gray was not adopting or enforcing a law

when he disclosed Doe’s sexual preference or gender identity.

Even assuming the argument has not been waived, we affirm

the district court.

Indiana Code § 34-13-3-3(8)(A) provides that a tort claim

may not be brought against a public employee “acting within

the scope of the employee’s employment” if the loss results

from “[t]he adoption and enforcement of … a law.” Indiana

courts have defined “enforcement” to mean “compelling or

8 In assessing probable cause for both offenses, the district court need

not have considered whether Doe and A.B. provided financial support to

R.M. or Brewer. Neither offense defines “support” as including money.

See IND. CODE § 35-46-1-1; see also Geans v. State, 623 N.E.2d 435, 437 (Ind.

Ct. App. 1993).

9 Any argument that may have been available under Heck v. Humph-

rey, 512 U.S. 477 (1994), related to the Fourth Amendment claim has been

waived.

No. 22-1501 17

attempting to compel the obedience of another to laws, rules,

or regulations, and the sanctioning or attempt to sanction a

violation thereof.” Johnson ex rel. Ind. Dep’t of Child Servs. v.

Marion Cnty. Coroner’s Office, 971 N.E.2d 151, 158 (Ind. Ct.

App. 2012) (quoting St. Joseph Cnty. Police Dep’t v. Shumaker,

812 N.E.2d 1143, 1150 (Ind. Ct. App. 2004)). “An employee’s

scope of employment consists of activities involving the pur-

suit of the governmental entity’s purpose.” King v. Ne. Sec.,

Inc., 790 N.E.2d 474, 483 (Ind. 2003). Thus, Indiana courts have

specified that “a governmental entity will be immune only for

adopting or enforcing … a law, rule, or regulation within the

scope of the entity’s purpose or operational power.” Johnson,

971 N.E.2d at 158 (quoting Shumaker, 812 N.E.2d at 1150).

We understand Doe’s concession in the district court—

that Gray was entitled to immunity under the ITCA in his in-

dividually capacity—to mean there is no dispute that Gray

acted within the scope of his employment. See IND. CODE § 34-

13-3-5(a). So, we address only whether Gray was enforcing a

law within the scope of the Starke County Sheriff’s Depart-

ment’s purpose or operational power.

Arrestee interviews are within the scope of the Starke

County’s Sheriff’s Department’s operational power. See IND.

CODE § 36-8-10-9(a)(1), (2) (providing that each member of the

sheriff’s department has “general police powers” and shall

detain offenders “until the cause of the arrest has been inves-

tigated”). The transcript of Gray’s interview with A.B. reveals

that he disclosed information about Doe in the context of in-

forming her that federal officers would be investigating the

falsification of K.B.’s birth certificate. Even if enforcing federal

law was not within the scope of the Starke County Sheriff’s

Department’s operational power, this information was also

18 No. 22-1501

related to the state investigation of alleged neglect and non-

support as well as possible child sexual abuse of a dependent

child. As part of that investigation, Doe and A.B.’s children

would be placed with other individuals. Gray told A.B. dur-

ing the interview that the children’s placement needed to be

reevaluated, which was why he needed to speak with A.B. For

purposes of child placement, therefore, it was relevant to

identify K.B.’s father. Gray thus provided information about

Doe to A.B. while enforcing state law within the scope of the

Starke County Sheriff’s Department’s operational power.

Gray is entitled to immunity under the ITCA. Accordingly,

the Starke County Sheriff’s Department is also immune from

the plaintiffs’ state law claim. See Minks v. Pina, 709 N.E.2d

379, 382 (Ind. Ct. App. 1999).

III. Conclusion

The defendants are entitled to qualified immunity, as

there is no clearly established right to privacy in one’s sexual

preference or gender identity during a criminal or child wel-

fare investigation. The totality of the circumstances provided

probable cause for the arrests of Doe and A.B., and the Indi-

ana Tort Claims Act provides Gray immunity from plaintiffs’

Indiana intentional infliction of emotional distress claim. For

these reasons, we AFFIRM.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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