Allen v. Hays

Case: 21-20337 Document: 00516712566 Page: 1 Date Filed: 04/14/2023

United States Court of Appeals

for the Fifth Circuit United States Court of Appeals

Fifth Circuit

FILED

April 14, 2023

No. 21-20337

Lyle W. Cayce

Clerk

John Allen, Jr.; Lawton Allen, Jr.;

Estate of John Allen, Sr.; Mr. Sherman Allen;

Martha Vaughn,

Plaintiffs—Appellants,

versus

Justin Hays; City of Houston; Tyler Salina; M. Arroyo;

Diego Morelli,

Defendants—Appellees.

Appeal from the United States District Court

for the Southern District of Texas

USDC No. 4:18-CV-171

ON PETITION FOR REHEARING

Before Smith, Barksdale, and Haynes, Circuit Judges.

Per Curiam:

IT IS ORDERED that the petition for rehearing is DENIED. The

opinion issued on March 21, 2023, is WITHDRAWN, and the following

opinion is substituted:

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No. 21-20337

Before Smith, Barksdale, and Haynes, Circuit Judges.

Jerry E. Smith, Circuit Judge:

During a routine traffic stop, Houston Police Officer Justin Hayes

fatally shot John Allen, Jr. Plaintiffs brought over a dozen claims against

Hayes, two other involved police officers, and the city. The individual defen-

dants claim the benefit of qualified immunity. After years of litigation, the

district court, in ruling on a motion to dismiss in response to plaintiffs’

complaint, dismissed the claims in toto. Plaintiffs appeal the dismissal and

request reassignment to a different district judge.

We agree with plaintiffs that dismissal of the § 1983 claims against

Hayes for excessive force, denial of medical care, and unlawful arrest was

error. We reverse and remand those claims. The dismissal of plaintiffs’

remaining claims is affirmed. We deny, as moot, plaintiffs’ request for re-

assignment to a new judge.

I.

On November 4, 2015, John Allen, Sr., was driving through Houston

with friend Shannell Arterberry in the passenger seat of a pickup. 1 Allen was

a 58-year-old veteran known to the Houston Police Department (“HPD”) for

his documented history of PTSD. He had twice struggled to comply with

orders from Houston police, but officers had resolved both non-violent inci-

dents with de-escalation tactics and follow-up mental health checks.

Late that night, Officers Justin Hayes and Tyler Salina stopped Allen

for a routine traffic stop. 2 After Allen pulled the truck over, the officers

1

Unless otherwise noted, all facts are taken from the plaintiffs’ third amended

complaint.

2

Hayes’s name has occasionally been spelled as “Hays.” At oral argument, counsel

confirmed that the proper spelling is “Hayes.” We thus adopt that spelling.

2

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approached the passenger’s and driver’s sides of Allen’s vehicle with pointed

guns. Salina went to the driver’s side and asked Allen to roll the window

down, but the window did not function. Salina heard Allen state that he was

going to reach for his wallet. On the passenger side, Hayes instructed Allen

to stop moving, to stop reaching, and to remove his foot from the gas pedal.

Hayes had a taser in his pocket but did not use it. Instead, within seconds and

without further warning, Hayes leaned across Arterberry and fired six shots,

hitting Allen five times at point-blank range.

After being shot, Allen fell onto the gas pedal, and his truck slammed

into a nearby tree. Hayes radioed for backup and commanded Arterberry out

of the truck and onto the street, where he handcuffed her and put her into the

back of the police car. Several minutes later, Officers Diego Morelli, Jeffrey

Sneed, Jason Zimmerman, Jose Lopez, Alton Baker, Matthew Hurbin, and

Shirley Ellis arrived. The officers broke the driver’s side window with an

officer’s rifle butt and dragged the injured Allen onto the street.

Once Allen was on the ground, Hayes handcuffed him. At no point

did any officer attempt to use any life-saving procedures on Allen. Emer-

gency Medical Services was not called until six minutes after the shooting,

only after Hayes had radioed for backup and the dispatching officer had

checked the license plate. Handcuffed on the ground, Allen died at the scene.

Seven officers searched the scene and found no weapons in the car or

in Allen’s pockets. 3 Twenty-two days later, however, Mandy Arroyo, an

3 In reviewing a motion to dismiss, we consider “only the facts alleged in the plead-

ings, documents attached as exhibits or incorporated by reference in the pleadings, and

matters of which the judge may take judicial notice.” 2 JAMES WM. MOORE ET AL.,

MOORE’S FEDERAL PRACTICE § 12.34[2], at 12-94 (3d ed. 2022). Throughout their

brief, appellees make several references to various videos, such as videos of the officers’

body-cam footage and a video that allegedly confirms a pistol found in “the passenger com-

partment" of Allen’s trunk. Assuming arguendo that the body-cam footage was incor-

3

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Internal Affairs Division investigator for HPD, reported that his investigation

of the truck turned up a gun in plain sight on the back seat. The city awarded

Hayes an award for the incident involving Allen and promoted him to

sergeant.

II.

The instant appeal is this case’s second trip to this court. Plaintiffs’

case was removed to federal district court in January 2018, and the district

court dismissed all their claims in August of that year. Plaintiffs appealed,

contending that the district court had improperly weighed the evidence in

rendering its decision on defendants’ motion to dismiss, and the panel

agreed; we reversed and remanded the judgments dismissing the claims

against Hayes and the city. Allen v. Hays, 812 F. App’x 185 (5th Cir. 2020).

Upon return to the district court, plaintiffs filed their third amended

complaint (the “live complaint”). That complaint alleged approximately

twenty-three claims against Hayes, the City of Houston, and Officers Morelli

and Arroyo. Again, defendants moved to dismiss per Federal Rule of Civil

Procedure 12(b)(6), and the district court dismissed all claims. This appeal

timely followed.

porated into plaintiffs’ live complaint such that we can consider it at the motion-to-dismiss

stage, which is far from clear, nothing in it clearly contradicts plaintiffs’ version of

events. Cf. Scott v. Harris, 550 U.S. 372, 378–79 (2007) (considering a videotape that “quite

clearly contradict[ed]” the non-movant’s version of events in reviewing a denial of

summary judgment). To the extent that any other photos and videos are in the record

before us, none can be considered at the motion-to-dismiss stage because they were neither

referenced in plaintiffs’ live complaint nor central to it, nor can we take judicial notice of

them.

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III.

We review de novo the grant of a Rule 12(b)(6) motion to dismiss.

Lampton v. Diaz, 639 F.3d 223, 225 (5th Cir. 2011). To survive a motion to

dismiss, the complaint must contain “sufficient factual matter, accepted as

true, to ʻstate a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal,

556 U.S. 662, 663 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544,

570 (2007)).

At this stage, “[w]e accept all well-pled facts as true, construing all

reasonable inferences in the complaint in the light most favorable to the plain-

tiff.” White v. U.S. Corrections, L.L.C., 996 F.3d 302, 306–07 (5th Cir. 2021)

(citing Heinze v. Tesco Corp., 971 F.3d 475, 479 (5th Cir. 2020)). “Conclusory

allegations, unwarranted factual inferences, or legal conclusions” are not

accepted as true. Plotkin v. IP Axess Inc., 407 F.3d 690, 696 (5th Cir. 2005)

(citing Southland Sec. Corp. v. INSpire Ins. Solutions, Inc., 365 F.3d 353, 361

(5th Cir. 2004)).

When a plaintiff pleads a § 1983 claim that implicates qualified im-

munity, the complaint “must plead specific facts that both allow the court to

draw the reasonable inference that the defendant is liable for the harm he has

alleged and that defeat a qualified immunity defense with equal specificity.”

Arnold v. Williams, 979 F.3d 262, 267 (5th Cir. 2020) (quoting Backe v.

LeBlanc, 691 F.3d 645, 648 (5th Cir. 2012)). The standard is not heightened:

“[A] plaintiff must plead qualified-immunity facts with the minimal specifi-

city that would satisfy Twombly and Iqbal.” Id. Therefore, “[i]n determining

immunity, we accept the allegations of [plaintiff ]’s complaint as true.” Lamp-

ton, 639 F.3d at 225 (quoting Kalina v. Fletcher, 522 U.S. 118, 122 (1997)).

Qualified immunity shields government officials from liability if their

conduct “does not violate clearly established statutory or constitutional

rights of which a reasonable person would have known.” Harlow v. Fitzgerald,

5

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457 U.S. 800, 818 (1982). The Supreme Court has laid out a two-part test to

determine whether a defendant is entitled to qualified immunity: The plain-

tiff must show first, “whether the facts that a plaintiff has alleged . . . make

out a violation of a . . . right” and second, “whether the right at issue was

ʻclearly established’ at the time of defendant’s alleged misconduct.” Pearson

v. Callahan, 555 U.S. 223, 232 (2009) (quoting Saucier v. Katz, 553 U.S. 194,

201 (2001)).

IV.

Plaintiffs bring § 1983 claims against Hayes for unlawful arrest and

detention, excessive force, denial of medical care, and racial discrimination.

We reverse and remand the dismissal of the claims of excessive force, unlaw-

ful arrest and detention, and denial of medical care. We affirm the dismissal

of the race-discrimination claim.

Excessive Force

Plaintiffs claim that Hayes’s shooting of Allen was an excessive use of

force that violated Allen’s constitutional right to be free from unreasonable

search and seizure.

To satisfy the first step of the above-discussed two-part test for qual-

ified immunity, Allen must show that he “suffer[ed] an injury that result[ed]

directly and only from a clearly excessive and objectively unreasonable use of

force.” Cloud v. Stone, 993 F.3d 379, 384 (5th Cir. 2021) (citing Joseph ex rel.

Estate of Joseph v. Bartlett, 981 F.3d 319, 332 (5th Cir. 2020)). This is an

objective standard. The use of force is not excessive and unreasonable if “the

officer[’s] actions are objectively reasonable in light of the facts and circum-

stances confronting [him], without regard to their underlying intent or moti-

vation.” Id. (quoting Poole v. City of Shreveport, 691 F.3d 624, 628 (5th Cir.

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2012) (alterations in original)). Many factors are relevant: “[W]ith ʻcareful

attention to the facts and circumstances of each particular case,’ courts

consider ʻthe severity of the crime at issue, whether the suspect poses an

immediate threat to the safety of the officers or others, and whether he is

actively resisting arrest or attempting to evade arrest by flight.’” Id. (quoting

Graham v. Connor, 490 U.S. 386, 396 (1989)). Courts will consider “not only

the need for force, but also the relationship between the need and the amount

of force used.” Id. (quoting Joseph, 981 F.3d at 332). And the reasonableness

is “judged from the perspective of a reasonable officer on the scene,” instead

of the “20/20 vision of hindsight.” Id. (quoting Graham, 490 U.S. at 396).

It follows that it is manifestly unreasonable for an officer to seize a

suspect the officer knows is unarmed and not aggressive by shooting him

dead. Poole v. City of Shreveport, 13 F.4th 420, 424 (5th Cir. 2021); see also

Waller v. Hanlon, 922 F.3d 590, 599 (5th Cir. 2019). But if the officer believes

the suspect has a gun, the calculation changes—even if there was never, in

fact, a gun. This circuit has often found “an officer’s use of deadly force to

be reasonable when a suspect moves out of the officer’s line of sight such that

the officer could reasonably believe the suspect was reaching for a weapon.”

Manis v. Lawson, 585 F.3d 839, 844 (5th Cir. 2009). 4 Nevertheless, an officer

cannot escape liability any time he claims he saw a gun. The question is

whether the officer’s belief that he saw a gun was sufficiently reasonable to

justify the use of deadly force in light of all the surrounding circumstances.

For example, many of our cases involve other factors that led the

officer to suspect that the victim would resort to violence. 5 Further, “[e]ven

4

See also Ontiveros v. City of Rosenberg, 564 F.3d 379, 385 (5th Cir. 2009); Reese v.

Anderson, 926 F.2d 494, 501 (5th Cir. 1991).

5

See, e.g., Batyukova v. Doege, 994 F.3d 717, 722–23 (5th Cir. 2021) (suspect refused

to comply with demands, gave officers the middle finger, and yelled “f**k you,” “f**k

7

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when a suspect is armed, a warning must be given, when feasible, before the

use of deadly force.” Poole, 13 F.4th at 425. And the use of force should be

proportional to the threat. See Brothers v. Zoss, 837 F.3d 513, 519 (5th Cir.

2016). Thus, if the officer could reasonably use less than deadly force, he

must.

The majority of these factors cut against Hayes. Plaintiffs have alleged

that Allen was not carrying a gun (nor was there a gun in the car), that a rea-

sonable officer would have known there was no gun, and that Allen never

reached outside the officer’s line of sight. Hayes had a taser he could have

used instead of a gun, but he did not. Hayes never warned Allen that he would

shoot. Taking these allegations as true, plaintiffs have pleaded sufficient facts

plausibly to allege that Hayes’s decision to shoot Allen was an excessive use

of force.

To survive the motion to dismiss, however, as the second step of

overcoming a qualified-immunity defense, plaintiffs must also plead enough

to allege that the constitutional violation was clearly established at the time

of the shooting. Waller, 922 F.3d at 599. “Qualified immunity shields from

civil liability ʻall but the plainly incompetent or those who knowingly violate

the law.’” Manis, 585 F.3d at 845 (quoting Malley v. Briggs, 475 U.S. 335, 341

(1986)). To survive the motion to dismiss, “plaintiff[s] must plead ʻfacts

which, if proved, would defeat [the] claim of immunity.’” Waller, 922 F.3d at

599(quoting Westfall v. Luna, 903 F.3d 534, 542 (5th Cir. 2018) (second alter-

America,” and, allegedly, “you’re going to f**king die tonight”); Manis, 585 F.3d at 842

(suspect ignored officers’ orders and “began shouting obscenities and flailing his arms

aggressively at them”); Ontiveros, 564 F.3d at 381 (police officers were warned that suspects

were “high risk because [they] had been involved in a violent altercation earlier in the day,

may have been drinking, possessed and threatened to use a pistol and a rifle, and were

believed capable of using the weapons”).

8

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ation in original)).

It was well established, at the time of the shooting, that such use of

deadly force against a person who the officer knows is not dangerous is a con-

stitutional violation. 6 Plaintiffs have plausibly alleged that Hayes knew Allen

was unarmed and not aggressive. Their claim of excessive force thus survives

the motion to dismiss.

False Arrest

Plaintiffs bring two claims of unlawful arrest and detention against

Hayes. They first claim that Hayes unlawfully detained Allen when he pulled

Allen over without reasonable suspicion. Their second claim is that Hayes

unlawfully arrested Allen when he handcuffed him without probable cause.

The first allegation is that the initial traffic stop was an unlawful sei-

zure. The Fifth Circuit analyzes the legality of traffic stops under the Terry

standard, “a two-tiered reasonable suspicion inquiry: 1) whether the officer’s

action was justified at its inception, and 2) whether the search or seizure was

reasonably related in scope to the circumstances that justified the stop in the

first place.” United States v. Valadez, 267 F.3d 395, 397–98 (5th Cir. 2001)

(citing, inter alia, Terry v. Ohio, 392 U.S. 1, 19–20 (1968)). Then, “the inves-

tigative methods employed should be the least intrusive means reasonably

available to verify or dispel the officer’s suspicion in a short period of time.”

Id. (quoting Florida v. Royer, 460 U.S. 491, 500 (1983)). Under this standard,

if Hayes thought Allen was committing a traffic violation, then the first prong

of Terry would be satisfied.

6

See, e.g., Bazan ex rel. Bazan v. Hidalgo Cnty., 246 F.3d 481, 488 (5th Cir. 2001)

(“[D]eadly force violates the Fourth Amendment unless ʻthe officer has probable cause to

believe that the suspect poses a threat of serious physical harm, either to the officer or to

others.’” (quoting Tennessee v. Garner, 471 U.S. 1, 11 (1985)).

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Plaintiffs’ complaint is inconsistent regarding whether Hayes sus-

pected a traffic violation. Plaintiffs’ opening brief suggests that the police

officers pulled Allen over for a broken tail light and running a stop sign. Later,

in their reply brief, they claim that Allen had not committed any traffic

violations. Even so, an argument cannot be raised for the first time in a reply

brief, so it is waived. 7 Without a specific allegation that the traffic stop was

without grounds, the claim of illegal detention is conclusory. The claim’s

dismissal is thus affirmed.

Plaintiffs’ allegation of unlawful arrest fares better. An arrest is unlaw-

ful if the officer did not have probable cause. Club Retro, L.L.C. v. Hilton, 568

F.3d 181, 206–07 (5th Cir. 2009). A seizure is an arrest if “a reasonable per-

son in the suspect’s position would have understood the situation to consti-

tute a restraint on freedom of movement of the degree which the law associ-

ates with formal arrest.” Turner v. Lieutenant Driver, 848 F.3d 678, 692–93

(5th Cir. 2017) (quoting Carroll v. Ellington, 800 F.3d 154, 170 (5th Cir. 2015)).

But “[u]sing some force on a suspect, pointing a weapon at a suspect, order-

ing a suspect to lie on the ground, and handcuffing a suspect . . . do not auto-

matically convert an investigatory detention into an arrest requiring probable

cause.” Id. (quoting United States v. Sanders, 994 F.2d 200, 206 (5th Cir.

1993)). To determine whether an investigatory detention has risen to the

level of an arrest, “[t]he court must determine case by case whether the police

were unreasonable in failing to use less intrusive procedures to conduct their

investigation safely.” Sanders, 994 F.2d at 206–07.

Plaintiffs allege it was an illegal seizure for Hayes to handcuff Allen

after he had been shot six times, crashed into a tree, pulled out of his truck,

7

Exceptions to this rule are not applicable here.

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and put onto the ground. 8 The district court held that Allen “was handcuffed

after disobeying Hayes’s repeated instructions and driving away into a tree—

which is unquestionably probable cause.” But accepting the facts as pleaded

by plaintiffs, Allen never disobeyed Hayes’s instructions, and driving into the

tree was caused by “an involuntary reflex” that occurred “[f ]ollowing the

impact from the gunshots.” The district court thus construed the facts in

favor of the defendants, which is error. Regardless, we analyze de novo.

If Hayes reasonably thought he saw a gun, then it would have been

reasonable to handcuff Allen and not necessarily an arrest. See Sanders,

994 F.2d at 206–07. Conversely, if Hayes did not have reason to believe there

was a gun, failing to use less intrusive procedures than handcuffs to detain

Allen likely constituted an arrest without probable cause, especially given

Allen’s injuries. See id. Plaintiffs have alleged that nothing supports the con-

tention that Hayes was reasonable in believing he saw a gun: There was never

a gun in Allen’s pocket, Salina had instructed Allen to pull out his wallet, and

nothing else in the surrounding circumstances led Hayes to believe Allen had

a gun. In the motion to dismiss stage, this is sufficient to allege that Hayes’s

handcuffing of the injured Allen was an arrest (see Sanders) without probable

cause (see Turner).

But to survive the motion to dismiss, plaintiffs must also show that

Hayes’s actions clearly violated the Constitution. Sanders and Carroll were

decided before Hayes’s actions. The question is therefore whether they laid

out the law with such particularity that Hayes would have known his actions

8

The complaint fluctuates between stating that it was Hayes or Morelli who hand-

cuffed Allen. But when reviewing a motion to dismiss, we view facts “in the light most

favorable to the plaintiffs.” Dorsey v. Portfolio Equities, Inc., 540 F.3d 333, 338 (5th Cir.

2008) (quotation omitted). For the purposes of this motion, we therefore assume Hayes

had at least some involvement in the handcuffing.

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were unconstitutional. See Manis, 585 F.3d at 845–46. Again, we construe all

pleadings in favor of the plaintiffs. Taking as true that Hayes had no reason

to believe Allen was armed and that Hayes knew Allen was seriously injured

and likely could not move, a police officer would know, under these prece-

dents, that to handcuff Allen was an arrest without probable cause under

clearly established law. Accordingly, we vacate and remand the dismissal of

that claim.

Denial of Medical Care

Plaintiffs allege that Allen “was bleeding, moaning, groaning from

pain, and in obvious and critical need of emergency medical care and treat-

ment,” but Hayes “did not provide life-saving measures or timely summon

medical care or permit medical personnel to treat Mr. Allen.” They contend

that this denial of medical care was a constitutional violation.

The Fourteenth Amendment “right of a pretrial detainee to medical

care . . . . is violated if an officer acts with deliberate indifference to a substan-

tial risk of serious medical harm and resulting injuries.” Mace v. City of Pales-

tine, 333 F.3d 621, 625 (5th Cir. 2003) (citing Wagner v. Bay City, 227 F.3d 316,

324 (5th Cir. 2000)). Though Mace held that “[t]he officer must have the

subjective intent to cause harm,” id. at 626, subsequent Fifth Circuit deci-

sions have refined Mace based on earlier cases and have rejected the

subjective-intent requirement, generally requiring plaintiff to show only that

defendants “were [1] aware of facts from which an inference of a substantial

risk of serious harm to an individual could be drawn” and “[2] that they

actually drew the inference.” Garza v. City of Donna, 922 F.3d 626, 634 (5th

Cir. 2019) (citing Sanchez v. Young Cnty., 866 F.3d 274, 280 (5th Cir. 2017));

see also Dyer v. Houston, 964 F.3d 374, 380 (5th Cir. 2020). Even under that

standard, however, deliberate indifference remains “an extremely high stan-

dard to meet.” Dyer, 964 F.3d at 380 (quoting Domino v. Tex. Dep’t of Crim.

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Just., 239 F.3d 752, 755 (5th Cir. 2001)). 9

Plaintiffs therefore need to allege sufficient facts to show that

(1) Hayes was aware of facts from which the inference could be drawn that a

substantial risk of serious harm existed and (2) he drew that inference. They

have. Plaintiffs alleged that after Allen was shot five times at point-blank

range and crashed into a tree, Hayes waited six minutes after the shooting to

call for medical care, dragged Allen out of the truck, handcuffed him on the

ground, and never attempted to provide CPR, oxygen, chest compressions,

or any other life-saving measures.

The most on-point factual comparator is Cope v. Cogdill, 3 F.4th 198

(5th Cir. 2021), cert denied, 142 S.Ct. 2573 (2022). A jailer “watch[ed] an

inmate attempt suicide and fail[ed] to call for emergency medical assistance.”

Id. at 209. Instead, the jailer called his supervisor, who arrived at the jail

approximately 10 minutes after receiving the jailer’s call and then called 911.

Id. at 203, 209. The court held that even though the jailer immediately called

his supervisor, he should have known to call emergency assistance. The court

stated, “[W]e now make clear that promptly failing to call for emergency

assistance when a detainee faces a known, serious medical emergency . . .

constitutes unconstitutional conduct.” Id. at 209.

There are differences between that case and ours. First, Hayes was

not a jailer but a police officer on duty. Second, unlike the jailer, Hayes even-

tually did call 911, albeit six minutes later. Those differences, however, are

not distinct enough to render Hayes’s actions so different from the Cope

defendant’s unconstitutional conduct. Hayes knew that he had shot Allen

9

The district court relied on the older formulation and dismissed Allen’s claim

“[b]ecause Allen has not pleaded Hayes[’s] . . . subjective intent during the incident.” That

is error.

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five times. He called for backup but waited six minutes before calling for

medical aid. The risk would have been apparent.

Plaintiffs must also show that the constitutional violation was clearly

established at the time of Hayes’s actions. Cope was decided after Hayes

pulled Allen over and could not establish the law for Hayes. The Cope court,

in a summary judgment posture, held that “[e]xisting case law . . . was not so

clearly on point as to ʻplace[] the statutory or constitutional question beyond

debate.’” Id. (citing Morgan v. Swanson, 659 F.3d 359, 372 (5th Cir. 2011) (en

banc)). “Until today, we have not spoken directly on whether failing to call

for emergency assistance in response to a serious threat to an inmate’s life

constitutes deliberate indifference.” Id. Still, the Cope court noted that Dyer

had previously held “existing precedent showed that officers who, ʻdespite

being aware of the detainee’s dire condition[,] . . . did nothing to secure

medical help’ at all were on ʻfair warning’ that their behavior was deliberately

indifferent.” Id. (quoting Dyer, 964 F.3d at 384–85) (omission in original).

Hayes’s conduct was significantly more severe than that of the Cope

defendant—unlike in Cope, where the jailer did not necessarily know the

extent of the victim’s injuries, Hayes knew he had shot Allen.

Plaintiffs have therefore pleaded sufficient facts to make it at least

plausible that Hayes’s actions were a violation of clearly established law. As

alleged, Hayes stood by for six minutes without performing any medical care

or calling for medical backup, aware that he had shot Allen several times and

witnessed him crash into a tree, and after he had radioed for police backup for

himself. In this posture, that is sufficient to survive a motion to dismiss. The

claim is thus vacated and remanded.

Race Discrimination

Plaintiffs contend that Hayes pulled Allen over because he was black,

thus violating the Equal Protection Clause. To make out an equal protection

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violation, a party cannot merely prove disparate impact—he must “prove

‘the existence of purposeful discrimination’ motivating the state action

which caused the complained-of injury.” Johnson v. Rodriguez, 110 F.3d 299,

306 (5th Cir. 1997) (citing, inter alia, McCleskey v. Kemp, 481 U.S. 279, 292–

93 (1987)). Specifically, “[d]iscriminatory purpose in an equal protection

context implies that the decisionmaker selected a particular course of action

at least in part because of, and not simply in spite of, the adverse impact it

would have on an identifiable group.” Woods v. Edwards, 51 F.3d 577, 580

(5th Cir. 1995) (quoting United States v. Galloway, 951 F.2d 64, 65 (5th Cir.

1992)).

Plaintiffs allege nothing regarding Hayes’s intent. Their entire allega-

tion is that data in the Houston area tends to show that black drivers are

stopped at a higher rate and that a higher rate of searches of black drivers is

unwarranted. We agree with the district court that at best, such data shows

disparate impact, not discriminatory purpose. The dismissal of that claim is

affirmed.

V.

Plaintiffs also bring a § 1983 claims against the city, for which qualified

immunity cannot be claimed. Several of the assertions stem from the officers’

conduct on the night Allen was shot, and one is based on fabrication of evi-

dence. We affirm the dismissal of all claims against the city.

The city is a municipality and cannot be held liable under § 1983

“unless action pursuant to official municipal policy of some nature caused a

constitutional tort.” Monell v. Dep’t of Soc. Servs. of City of N.Y., 436 U.S. 658,

691, 694 (1978). A municipality is liable “when execution of a government’s

policy or custom, whether made by its lawmakers or by those whose edicts or

acts may fairly be said to represent official policy, inflicts the injury.” Id.

The Fifth Circuit interprets Monell as requiring a plaintiff to identify

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“(1) an official policy (or custom), of which (2) a policy maker can be charged

with actual or constructive knowledge, and (3) a constitutional violation

whose ʻmoving force’ is that policy (or custom).” Pineda v. City of Hous.,

291 F.3d 325, 328 (5th Cir. 2002) (quoting Piotrowski v. City of Hous., 237 F.3d

567, 578 (5th Cir. 2001)).

The first requirement can be shown by “a policy statement, ordinance,

regulation, or decision that is officially adopted and promulgated by . . . an

official to whom the lawmakers have designated policy-making authority” or

through a “persistent, widespread practice.” Webster v. City of Hous.,

735 F.2d 838, 841 (5th Cir. 1984) (en banc) (per curiam). Under the second

requirement, a plaintiff must show “[a]ctual or constructive knowledge of [a]

custom” that is “attributable to the governing body of the municipality or to

an official to whom that body ha[s] delegated policy-making authority.” Id.;

see also Valle v. City of Hous., 613 F.3d 536, 542 (5th Cir. 2010). Finally, a

plaintiff must allege “moving force” causation by showing first, “that the

municipal action was taken with the requisite degree of culpability and must

demonstrate a direct causal link between the municipal action and the depri-

vation of federal rights.” Valle, 613 F.3d at 542 (quoting Bd. of the Cnty.

Comm’rs v. Brown, 520 U.S. 397, 404 (1997)).

The ratification theory provides another way of holding a city liable

under § 1983. Under that theory, a city can also be held liable if the policy-

maker approves a subordinate’s decision and the basis for it, as this “ratifica-

tion” renders the subordinate’s decision a final decision by the policymaker. 10

10

City of St. Louis v. Praprotnik, 485 U.S. 112, 127 (1988) (plurality op.); but see Okon

v. Harris Cnty. Hosp. Dist., 426 F. App’x 312, 317–18 (5th Cir. 2011) (holding that a

policymaker cannot be held to have ratified an allegedly racist decision if it is not shown that

he had actual or constructive knowledge of and approved any alleged racial animus). Okon

is unpublished and cannot constitute binding law on its own, but we find its reasoning

persuasive. Praprotnik held that a theory of ratification can suffice for Monell liability only

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No. 21-20337

Claims Against the City of Houston for Events on the Night of the Shooting

Plaintiffs’ briefing raises a catalogue of claims against the city. Many

are predicated on a failure-to-train contention, a notoriously difficult theory

on which to base a Monell claim, as it requires plaintiffs to prove that the muni-

cipality was aware of an impending rights violation but was deliberately

indifferent to it. City of Canton v. Harris, 489 U.S. 378, 389 (1989) (“Only

where a failure to train reflects a ʻdeliberate’ or ʻconscious’ choice by a

municipality—a ʻpolicy’ as defined by our prior cases—can a city be liable for

such a failure under § 1983.”). Plaintiffs must show that “in light of the

duties assigned to specific officers or employees[,] the need for more or

different training is so obvious, and the inadequacy so likely to result in the

violation of constitutional rights, that the policymakers . . . can reasonably be

said to have been deliberately indifferent to the need.” Littell v. Hous. Indep.

Sch. Dist., 894 F.3d 616, 624 (5th Cir. 2018) (quoting Canton, 489 U.S. at 390)

(alteration and omission in original). Plaintiffs have not pleaded sufficient

facts to clear this high bar.

But plaintiffs also allege a Monell violation via the theory of ratifica-

tion. They claim that, because Hayes was provided a certificate of bravery

for his actions during the shooting, it is plausible that the city ratified Hayes’s

decision to shoot the unarmed Allen. Yet the certificate of bravery alone

cannot be the basis for a claim of racial discrimination against the munici-

pality, as plaintiffs have not alleged that the city itself had actual or construc-

tive knowledge of discrimination, nor that the certificate was an approval of

if “the authorized policymakers approve a subordinate’s decision and the basis for it.”

485 U.S. at 127 (emphasis added); see also World Wide St. Preachers Fellowship v. Town of

Columbia, 591 F.3d 747 (5th Cir. 2009). We thus adopt Okon’s observation that a policy-

maker cannot be liable for racial discrimination unless he ratified a subordinate’s decision

specifically because of racial animus.

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No. 21-20337

racial animus specifically. See Okon, 426 F. App’x at 317–18. 11

Though we lack caselaw on how a municipality might “ratify” the use

of excessive force, the same analysis holds true. To succeed on a claim of

excessive force via the ratification theory, plaintiffs would need to show that

the city granted the certificate of bravery because the force was excessive. In

other words, the constitutional violation itself must have been ratified. Even

accepting all of plaintiffs’ contentions as true—as we must under Twombly—

there are no allegations that the city was aware of the factors that potentially

made Hayes’s use of force unreasonably excessive. Without such allegations,

plaintiffs cannot make out a showing of liability via ratification. Plaintiffs’

ratification claims are thus dismissed.

Spoliation of Evidence

Plaintiffs allege that the city “altered and edited videos of the Novem-

ber 4, 2015 shooting for purposes of avoiding liability and accountability,”

the chain of custody is “questionable,” the city withheld evidence, and offi-

cers planted the gun that was later found in the car.

To make out this claim, plaintiffs would have to satisfy the Monell

requirements or establish ratification to overcome the city’s municipal im-

munity. They have done neither. The dismissal of this claim is thus affirmed.

VI.

Plaintiffs’ remaining claims can be quickly disposed of.

Claims Against Morelli and Arroyo

All claims against Morelli and Arroyo were properly dismissed as

11

Our holding that the certificate is insufficient proof of the city’s intent should not

be read as approval of its decision to grant a certificate of bravery for the actions that caused

Allen’s death.

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No. 21-20337

time-barred. Plaintiffs had sought leave to add these defendants to their Sec-

ond Amended Complaint on August 25, 2020, contending that the statute of

limitations was tolled by fraudulent concealment. Before the district court

ruled on that motion, plaintiffs filed the live complaint, incorporating Morelli

and Arroyo into the pleadings without further reasoning.

Limitations for a suit brought under § 1983 “is determined by the

general statute of limitations governing personal injuries in the forum state.”

Balle v. Nueces Cnty., 952 F.3d 552, 556 (5th Cir. 2017) (quoting Piotrowski,

237 F.3d at 576). Limitations for personal injury claims in Texas is two years.

Id. at 557 (citing Tex. Civ. Prac. & Rem. Code § 16.003(a)). As plain-

tiffs did not add Morelli and Arroyo until August 2020 when the shooting

occurred in November 2015, the claims are time-barred unless they relate

back under Federal Rule of Civil Procedure 15(c)(1). That rule provides two

distinct ways a claim that adds a new party can relate back. Id. Plaintiffs’

claims fail under both.

Rule 15(c)(1)(C) governs relation back where an amended complaint

adds a party to an existing suit. It allows relation back where, among other

requirements, the party “knew or should have known that the action would

have been brought against it, but for a mistake concerning the proper party’s

identity.” Id. This exception has been construed narrowly, generally

extending to errors “such as misnomer and misidentification.” Quinn v.

Guerrero, 863 F.3d 353, 363 (5th Cir. 2017). It does not apply in the present

situation, where plaintiffs merely declined to sue the parties despite being

aware of their existence. 12

Plaintiffs contend, however, that they satisfy Rule 15(c)(1)(A), which

12

As defendants point out, plaintiffs had a copy of the police report identifying all

officers involved in the incident.

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allows an amended pleading to relate back when “the law that provides the

applicable statute of limitations allows relation back.” Here, the applicable

statute of limitations comes from Texas. But plaintiffs’ argument fails even

under 15(c)(1)(A) because Texas state law also does not allow relation back in

this context.

Plaintiffs attempt to use Univ. of Tex. Health Sci. Ctr. at San Antonio v.

Bailey, 332 S.W.3d 395 (Tex. 2011), to argue that it would. There, the plaintiff

was allowed to substitute the defendant’s government employer as the named

defendant even after limitations had run. Id. at 402. The plaintiffs misread

Bailey.

Bailey is based on Texas Civil Practice & Remedies Code § 101.106(f ),

which the court stated (at the time) allowed suits brought under the Texas

Tort Claims Act against employees in their official capacity to be considered

a suit against the government employer. That is not so for § 1983 suits, which

borrow only the general statute of limitations for personal injury suits.

Indeed, Bailey goes on to say that without the statutorily required conversion

of the claim into one against the government, such a suit would fail because

“ordinarily, an amended pleading adding a new party does not relate back to

the original pleading . . . . They did not misname or misidentify their

defendant; they sued exactly whom they intended to sue.” 332 S.W.3d

at 400–01 (cleaned up).

So too here. The Texas law providing the statute of limitations does

not allow relation back in this instance, so plaintiffs’ claims against the

additional defendants must also be dismissed as time-barred under Rule

15(c)(1)(a). We thus affirm the dismissal of the claims against Morelli and

Arroyo.

Claims Brought Under the TTCA & Due Process Claims

Plaintiffs have not properly raised their TTCA or Due Process claims

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No. 21-20337

on appeal or in their reply to defendants’ response brief. See United States v.

Thibodeaux, 211 F.3d 910, 912 (5th Cir. 2000). We therefore decline to

address them here.

Americans with Disabilities Act Claims

The district court dismissed the claims against the city, Hayes, and

Morelli for discrimination on the basis of mental health because “[t]he [ADA]

does not apply to the police’s response to people with mental disabilities

before the scene is secured,” and “Allen [gave] no legal support to the con-

trary.” See Hainze v. Richards, 207 F.3d 795, 801 (5th Cir. 2000).

On appeal, plaintiffs cite cases from other circuits that support a gen-

eral right of action under the ADA for “(i) discrimination based on disparate

treatment or impact, or (ii) denial of reasonable modifications or accommo-

dations.” 13 Even if plaintiffs were correct that other circuits would allow a

claim against police officers—a proposition that is far from clear—the law in

this circuit is unequivocal: The ADA “does not apply to an officer’s on-the-

street responses to . . . incidents, whether or not those calls involve subjects

with mental disabilities, prior to the officer’s securing the scene and ensuring

that there is no threat to human life.” Hainze, 207 F.3d at 801. We thus affirm

the dismissal of those claims.

VII.

Plaintiffs request reassignment to a different district judge. We take

judicial notice, however, that the current judge has taken senior status and

has reassigned all of his pending cases; he will no longer be assigned this case

on remand. Amended Division of Work Order for 2023, No. 2023-3 (S.D. Tex.

13

See, e.g., Fortyune v. Am. Multi-Cinema, Inc., 364 F.3d 1075, 1086 (9th Cir. 2004);

Dunlap v. Ass’n of Bay Area Gov’ts, 996 F. Supp. 962, 965 (N.D. Cal. 1998); McGary v. City

of Portland, 386 F.3d 1259, 1265–66 (9th Cir. 2004).

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Feb. 10, 2023). The request is therefore denied as moot.

Plaintiffs have further alleged that the district court denied proper dis-

covery. Because the case was in the motion-to-dismiss posture, not in the

summary judgment posture, these claims are of no moment.

* * * * *

The claims of excessive force, unlawful arrest, and denial of medical

care as brought against Hayes are REVERSED and REMANDED. The

dismissal of the remaining claims is AFFIRMED. Plaintiffs’ request for

reassignment is DENIED as moot. We intend no indication as to what

actions the newly assigned district judge should take, or what decisions that

judge should announce, on remand.

22