United States v. Ivan Crump

RECOMMENDED FOR PUBLICATION

Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 23a0070p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

┐

UNITED STATES OF AMERICA,

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Plaintiff-Appellee, │

> No. 21-6160

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v. │

│

IVAN CRUMP, │

Defendant-Appellant. │

┘

Appeal from the United States District Court for the Middle District of Tennessee at Nashville.

No. 3:18-cr-00190—Eli J. Richardson, District Judge.

Decided and Filed: April 11, 2023

Before: MOORE, THAPAR, and NALBANDIAN, Circuit Judges.

_________________

ON BRIEF: Gary W. Crim, GARY W. CRIM LAW OFFICE, Dayton, Ohio, for Appellant.

Rachel M. Stephens, UNITED STATES ATTORNEY’S OFFICE, Nashville, Tennessee, for

Appellee.

_________________

OPINION

_________________

NALBANDIAN, Circuit Judge. Responding to a “shots fired” call, officers arrived at an

apartment, finding blood on the walls and items scattered everywhere. Ivan Crump, who was

incoherently mumbling and wearing nothing but a towel, was the only person inside. A

protective sweep and subsequent search led the police to find two guns, ammunition, drugs, drug

paraphernalia, and several documents bearing Crump’s name. So they arrested him. And while

he was behind bars, Crump said on recorded phone calls that he had fired a gun and wanted to

get back to drug trafficking. Crump was charged and convicted of possessing a firearm and

No. 21-6160 United States v. Crump Page 2

ammunition as a felon under the Armed Career Criminal Act. He now appeals on four grounds.

Finding no error, we affirm.

I.

At nearly 1:00 in the morning, officers dispatched to an apartment after they got a call

that shots had been fired. When they arrived at the apartment, they saw its door shaking “as if

somebody was trying unsuccessfully to get the door to latch . . . , attempting to close it again and

again.” (R. 148, Transcript II, p. 152.) With blood on the door, gun smoke in the air, and a gun-

shell casing at their feet, the police announced their presence.

Like that, “the door stopped moving.” (Id., p. 153.) So the officers knocked, and the

unlatched “door swung open.” (Id.) At this point, the officers again announced their presence.

Yet they received no clear response. All they could hear was “incoherent unintelligible

mumbling” in the kitchen area. (Id.) Still standing at the entrance with the door open, the

officers could see inside. They saw blood on a pillar and broken items like a TV on the floor.1

After the officers’ multiple requests to come outside, Crump came into view wearing a

towel—nothing else. He held the towel with one hand, the other hand behind his back. For their

safety, the officers repeatedly ordered Crump to show his hands. But Crump refused. So they

restrained him with handcuffs and performed a protective sweep of the apartment.

The signs of a prior confrontation were in plain view—bullet holes in the TV, broken

glass on the floor, more “blood splattered on the wall and the ceiling,” and other items scattered

all over. (Id., p. 155–56.) And while performing the protective sweep of a bedroom, the officers

saw a firearm and drugs in plain sight. A handgun—that turned out to be a 9mm pistol—and two

mason jars filled with what appeared to be marijuana lay on opposite sides of the bed. The

officers didn’t seize these items just yet.

1

A recorded call between Crump and an unidentified woman later identified that it was Crump’s blood that

was “everywhere.” (Jail Call Recording 21-6160_4__51318_1200A, 00:51–00:57.) And an officer stated that

Crump had “blood on his hands.” (R. 148, Transcript II, p. 85.)

No. 21-6160 United States v. Crump Page 3

Besides Crump, the officers found no one else in the apartment. So they went back

outside. Some officers stayed at the scene while others went “downtown to write up a search

warrant.” (R. 147, Transcript I-B, p. 59.)

And with a search warrant in hand, they returned to look for items related to the gun and

drugs they had just found. They returned to the bedroom and found more drugs. They located

more marijuana in a duffle bag in the bedroom’s closet and in a satchel next to a TV stand. At-

home drug tests were found in the bedroom’s closet. And a device used for cheating on drug

tests was found in a drawer in the bathroom.

They seized the 9mm pistol and the two jars of marijuana. And another gun, “with blood

on the hand grip,” sat “directly next to [the] two large mason jars.” (R. 148, Transcript II,

p. 131–32.) The officers seized that “assault or AK pistol,” and later identified it as a Century

Arms model RAS47 caliber 7.62x39mm pistol. (R. 147, Transcript I-B, p. 61; R. 137, PSR,

PageID 689.) Upon further examination, a used cartridge case was ejected. And later testing

revealed that the gun-shell casing found near the entrance of the apartment had been fired from

this gun. What’s more, all throughout the apartment police found another 23 rounds of the same

7.62x39mm caliber ammunition, plus 10 rounds of 9mm ammunition.

The officers continued their search of the bedroom. Next to the gun and marijuana, a

nightstand drawer contained one baggie of crack cocaine and another with a pill inside. And

directly under the bag of cocaine, officers uncovered several documents—all belonging to

Crump. They found his “birth certificate, a food stamp card in his name, envelopes containing

his insurance information,” a flight boarding pass with his name, and a photograph taken of him

inside the very apartment the police were searching. (R. 147, Transcript I-B, p. 45–46, 97, 124.)

In addition, the nightstand contained multiple business cards, some from Crump’s parole office

and another one belonging to an official that Crump had seen while on parole.

In the end, police found 870 grams of marijuana packaged for resale and 27.3 grams of

crack cocaine. Police also found multiple digital scales, a marijuana grinder, a glass pipe with

marijuana residue, rolling paper, and four cell phones. And in the living room, the officers found

No. 21-6160 United States v. Crump Page 4

a pair of bloody shorts containing a wallet with Crump’s Tennessee driver’s license, as well as a

fifth cell phone and $356 outside the wallet.

Before trial, police forensically analyzed four of the five seized cell phones. And the

government entered two of them into evidence at trial. The contacts on the two phones were

almost the same—a fact the government used to suggest that they were burner phones.

Tellingly, the messages on the two phones concerned drugs, money, and meeting locations. And

one received message stated, “Need that AK-47.” (R. 148, Transcript II, p. 258.)

An indictment charged Crump with a single count of being a felon in possession of

firearms and ammunition in violation of 18 U.S.C. §§ 922(g)(1) and 924. At trial, the jury heard

excerpts of several jail calls that Crump made following his arrest. In one call, two unidentified

individuals informed Crump that the police “got everything,” including the “crack,” the

“Draco,”2 “another pistol,” and “a whole lot of weed.” (Jail Call Recording 1__51218_15_27C,

00:23–00:40.) And on another call, someone told Crump that the police saw “cocaine, and weed,

and guns in plain view,” to which Crump responded, “They lyin’ . . . . You know that shit was in

that drawer where it’s always at, man.” (Jail Call Recording 21-6160_6__51318_1923D, 00:07–

00:29.) When he found out that the police seized the items, he said he was “doomed.” (Jail Call

Recording 21-6160_2__51218_1622C, 01:00–01:33.) He reasoned that the police “got them

guns, they got all this, they got the mon—they got that money didn’t they?” (Id., 1:29–1:33.)

In addition, the government offered recordings to show Crump’s knowledge of the five

seized phones. He asked someone if the police took his “trap phone,” and in response, the

unidentified person said that the officers confiscated “them little burner phones that was in the

drawer.” (Jail Call Recording 21-6160_2__51218_1622D, 00:00–00:33.) Now knowing this, he

wanted bail. In his words, “time [was] ticking,” and because the police took the phones, he was

“the only one who knows these people” and the only one who could “collect that bread.” (Jail

Call Recording 6__51318_1923C, 00:13–00:36.)

The district court relied on two theories for its jury instruction on what constitutes

“possessing” a firearm or ammunition: constructive possession (for both of the guns and all of

2

A Draco is slang for a Draco-type firearm, an AK-type pistol common on the streets.

No. 21-6160 United States v. Crump Page 5

the ammunition) and actual possession (for the AK-style pistol and its ammunition). Crump

didn’t object. He did, however, ask for a special unanimity instruction stating, “If the jury is to

find Mr. Crump guilty of possessing the AK-47 firearm, the verdict must be unanimous as to the

theory of possession and guilt.” (R. 148, Transcript II, p. 219.) But the district court declined

his request. The jury then found Crump guilty of “Possession of a Firearm and Ammunition by a

Convicted Felon.”

For sentencing, the Presentence Investigation Report (“PSR”) calculated Crump’s

guidelines range as 262 to 327 months. And it based this range on the conclusions that Crump

qualified as an armed career criminal under 18 U.S.C. § 924(e) and possessed a firearm in

connection with a controlled substance offense. Crump objected to these conclusions, arguing

that he didn’t possess the firearms and ammunition “in connection with” a drug offense. But the

district court overruled Crump’s objection. And after considering the 18 U.S.C. § 3553(a)

factors, the court varied his sentence downward to 210 months’ imprisonment. Crump timely

appealed.

II.

Crump first challenges whether the government provided sufficient evidence to support

his conviction under 18 U.S.C. § 922(g)(1). To obtain that conviction, the government had to

prove beyond a reasonable doubt that Crump was a felon and knew of his felon status, that he

knowingly possessed a firearm, and that the firearm traveled through interstate commerce.

See United States v. Ward, 957 F.3d 691, 696 (6th Cir. 2020). The only element in dispute was

whether the jury could reasonably find that Crump knowingly possessed a gun. He says he

didn’t possess one, either actually or constructively. But there were two guns in the apartment,

and a rational juror could have found that Crump possessed each of them.

Crump faces an “uphill climb” in challenging the jury’s verdict. United States

v. Latimer, 16 F.4th 222, 225 (6th Cir. 2021). To test the sufficiency of the evidence, we “must

determine whether any rational trier of fact could have found the essential elements of the crime

beyond a reasonable doubt.” United States v. Washington, 702 F.3d 886, 891 (6th Cir. 2012).

And we review all evidence “in the light most favorable” to the government. Id. So much so

No. 21-6160 United States v. Crump Page 6

that “every reasonable inference from the evidence must be drawn in the government’s favor.”

United States v. Woods, 877 F.2d 477, 479 (6th Cir. 1989). And we can look to circumstantial

evidence alone to meet this test. Washington, 702 F.3d at 891.

We recognize two forms of possession: actual and constructive. See Latimer, 16 F.4th at

225. And although the “line of demarcation” between them is not always “analytically crisp,”

United States v. Walker, 734 F.3d 451, 456 (6th Cir. 2013), either can sustain a verdict, United

States v. Moreno, 933 F.2d 362, 373 (6th Cir. 1991). Any rational juror could find that Crump

actually possessed the Draco and constructively possessed both of the guns and the ammunition.

We’ll take each in turn.

First, actual.3 A person actually possesses a gun if he at some point has “actual and

physical control” over the gun. United States v. Brooks, 987 F.3d 593, 601 (6th Cir. 2021)

(quoting Black’s Law Dictionary 1046 (5th ed. 1979)). “[N]othing in the word ‘possess’ requires

a defendant to retain control of the gun for any lengthy period of time.” Id. Simply put, actual

possession doesn’t have a “minimum temporal prerequisite.” Id. (citation omitted). So any

reasonable juror could find that Crump violated § 922(g) if he had knowing control of a gun “at a

given time.” United States v. Bailey, 553 F.3d 940, 944 (6th Cir. 2009) (citation omitted).

Direct and circumstantial evidence supports that Crump possessed at least one gun—the

Draco—when he fired it right before the police arrived. Viewing Crump’s recorded jail

conversations “in the light most favorable to the [g]overnment,” any rational juror could find that

Crump admitted to actually possessing a gun. Washington, 702 F.3d at 891. He shot up the

place with one or both guns. (Jail Call Recording 21-6160_5__51318_1909D, 00:55–01:08

(acknowledging that he had “shot that gun”)4; Jail Call Recording 21-6160_4__51318_1200D,

3

Crump argues that the government provided no evidence of actual possession because no one saw him

with a gun in hand. True, police found both the Draco and 9mm pistol in a bedroom on opposite sides of the bed—

outside of Crump’s “immediate control” at the moment they saw him. United States v. Brooks, 987 F.3d 593, 602

(6th Cir. 2021) (citing United States v. Morrison, 594 F.3d 543, 545 (6th Cir. 2010)). But because “possession”

doesn’t require a defendant to retain control over a firearm, prior possession before the police came can suffice. Id.

And as discussed below, the government had enough evidence that Crump had actually possessed the Draco.

4

Crump argues against this characterization of the recording, trying to reframe his statement as anything

but an admission. But doing so would reverse our standard of review. “[E]very reasonable inference from the

evidence must be drawn in the government’s favor.” Woods, 877 F.2d at 479. In any case, the jury had many more

of Crump’s admissions to rely on.

No. 21-6160 United States v. Crump Page 7

01:35–01:41 (“I fucked myself up, fucked your house up, and look like an idiot in jail[.]”); Jail

Call Recording 21-6160_2__51218_1622C, 00:00–00:06) (discussing how he “fucked both of

the TVs,” one of which had bullet holes in it).) And the Draco might have even had Crump’s

blood on the handle. (Jail Call Recording 21-6160_4__51318_1200A, 00:51–00:57 (noting that

Crump’s blood was “everywhere”); see also R. 148, Transcript II, p. 85 (“He had blood on his

hands, I think kind of up his forearms.”); id. at 131–32 (noting that the Draco had “blood on the

hand grip”).)

Moreover, other evidence would allow a rational juror to fill in the blanks. The only

reason the officers showed up in the first place was because of a “shots fired” call. And they

confirmed that the noise came from a gun. Along with the scent of gun powder in the air, they

found a gun shell on the floor—not to mention the two firearms by the drugs and the ammunition

all throughout the apartment. And the only person there—Crump. No evidence existed of any

alternative shooter. So we have a gun with blood on the handle, evidence that the gun had just

been fired, and Crump—who had blood on his hands and admitted to firing a gun. Any rational

juror could do the math. A juror could reasonably infer that Crump actually possessed the Draco

when he fired it.

Second, constructive possession. It “exists when a person . . . knowingly has the power

and the intention at a given time to exercise dominion and control over an object, either directly

or through others.” Moreno, 933 F.2d at 373 (citation omitted). Importantly, the presence of a

person near guns “alone cannot show the requisite knowledge, power, or intention to exercise

control over the [] firearms.” Bailey, 553 F.3d at 945 (citation omitted).

But “the quantum of evidence necessary to” establish constructive possession when a

person is in close proximity to the item at issue “is minimal.” United States v. Walker, 734 F.3d

451, 456 (6th Cir. 2013). “[O]ther incriminating evidence, coupled with presence” can “tip the

scale in favor of sufficiency.” United States v. Arnold, 486 F.3d 177, 183 (6th Cir. 2007)

(citation omitted). And the government can tip that scale with “either direct or circumstantial

evidence.” United States v. Newsom, 452 F.3d 593, 609 (6th Cir. 2006).

No. 21-6160 United States v. Crump Page 8

Along with the evidence described above, two other forms of evidence are particularly

relevant here. To start, Crump’s knowledge of the guns. “[T]he jury was entitled to find that

[Crump] knew full well that the gun[s] w[ere] there.” Morrison, 594 F.3d at 545. That’s

because his recorded conversations from jail handed the government this evidence on a silver

platter. They demonstrated Crump’s familiarity with the guns seized by the police. (Jail Call

Recording 1__51218_15_27C, 00:23–00:40 (talking about the “Draco” and “another pistol”);

Jail Call Recording 21-6160_6__51318_1923D, 00:07–00:29 (“You know [the cocaine, weed,

and guns were] in that drawer where it’s always at, man.”); Jail Call Recording 21-

6160_2__51218_1622C, 01:00–01:33 (expressing worry because the police “got them guns”).)

Viewing the evidence in the light most favorable to the government, a reasonable juror could

find that Crump knew those guns were there. See Washington, 702 F.3d at 891. Also, a text

message showed someone asking Crump for the Draco.5

Next, we have evidence that Crump exercised “dominion and control” over the apartment

as well as the objects found inside. Moreno, 933 F.2d at 373. To start, Crump was the only

person inside the apartment—wearing only a towel when the police saw him. Next, under a bag

of cocaine, investigating officers found Crump’s birth certificate, food stamp card, mail,

insurance information, flight boarding pass, parole items, and a photograph of him inside the

apartment. At bottom, a reasonable jury could find that Crump had dominion and control over

the guns and ammunition in the apartment.

So in all, the “other incriminating evidence, coupled with presence” has “tip[ped] the

scale in favor of sufficiency.” Arnold, 486 F.3d at 183 (citing United States v. Birmley, 529 F.2d

103, 108 (6th Cir. 1976)). Enough evidence proved that Crump knew about the guns and

exercised dominion and control over the firearms in the apartment. So we affirm his conviction

because a rational juror could find that he actually possessed the Draco and constructively

possessed the firearms and ammunition.

5

Crump tries to rebut this evidence by claiming that the text from January about “AK-47s in general” does

not necessarily refer to “the specific AK-47 found in the apartment” in May of the same year. (Reply Br. at 5.) But

again, Crump cannot turn our standard of review on its head. We must draw “every reasonable inference from the

evidence . . . in the government’s favor.” Woods, 877 F.2d at 479.

No. 21-6160 United States v. Crump Page 9

Crump has two counterarguments. Both fail. First, he asserts that the government’s

evidence supports only that he was present in the apartment, not that he exercised control over

firearms. But he ignores all the evidence—evidence he admits to in his jail calls—that proves

that he had control over the apartment and the guns therein. What Crump really wants is for the

government to have provided more direct evidence of possession.6 But it didn’t have to.

Circumstantial evidence alone can support his conviction. Washington, 702 F.3d at 891. And

between the circumstantial evidence and Crump’s own recorded admissions, any rational juror

could connect Crump to the property and the firearms.

Second, Crump cites United States v. Thomas and argues that the government didn’t

prove that Crump had control of the area where the gun was found. 701 F. App’x 414 (6th Cir.

2017). But Thomas doesn’t move the needle for him. In Thomas, a defendant’s presence by a

gun didn’t establish possession. Id. at 418. The defendant walked into an office accessible to

many employees who ate lunch, took breaks, and kept files there. Id. But nothing tied that

defendant to the firearm in the office. Id. In short, Thomas lacked the evidence of possession

that’s present in this case. And with that, Crump’s counterarguments on possession are

unavailing.

III.

In two ways, Crump challenges the district court’s jury instructions. Each falls short.

First, he argues that the court shouldn’t have instructed the jury on actual possession of the

Draco. Because he failed to object to the instruction at trial, we review this issue for plain error.

See Fed. R. Crim. P. 30(d), 52(b). That standard requires an instruction to be “so clearly

erroneous as to likely produce a grave miscarriage of justice.” Newsom, 452 F.3d at 605

(citation omitted).

6

On appeal, Crump argues that the government failed to provide certain pieces of direct evidence. He

wanted the government to get someone to testify that: (1) someone saw Crump with the firearms; (2) Crump

occupied the apartment; (3) no movement in or out of the apartment occurred between the time the “shots fired” call

was made and when the officers arrived; and (4) Crump bled from self-inflicted wounds. (See Appellant Br. at 18–

19; Reply Br. at 1–2.) But the government didn’t have to use direct evidence at all. And its use of circumstantial

evidence and phone recordings could lead any rational juror to find that Crump possessed the guns.

No. 21-6160 United States v. Crump Page 10

Having just affirmed his conviction because a rational juror could have concluded that he

actually possessed at least the Draco, we need not spend too much time on why an instruction

explaining actual possession was necessary. Crump mainly argues that no evidence supports

actual possession. And he cites caselaw that makes it reversible error to provide a jury

instruction on an issue when no evidence supports what’s in the instruction. See United States

v. Wolak, 923 F.2d 1193, 1198 (6th Cir. 1991); United States v. James, 819 F.2d 674, 675–76

(6th Cir. 1987). But for the reasons already stated, that’s simply not this case.

The government provided sufficient evidence to conclude that Crump actually and

constructively possessed the Draco. So the district court didn’t plainly err by giving instructions

on both forms of possession. In fact, doing so followed this Circuit’s pattern jury instruction.

See Sixth Circuit Pattern Criminal Jury Instructions § 2.10, Use Note (2021) (“If the

government’s theory of possession is that it was actual or constructive, give all paragraphs of this

instruction.”). So there’s no error in the jury instruction on this basis, much less a plain one.

Crump’s second argument is more nuanced. For the Draco, he wanted the district court

to instruct that “the verdict must be unanimous as to the theory of possession and guilt.”7

(R. 148, Transcript II, p. 219.) In essence, he wanted the jury to rest unanimously on actual

possession, constructive possession, or both—not any mix of the three.

Because he objected to this issue at trial, “we review the district court’s refusal to give a

specific unanimity instruction for abuse of discretion.” United States v. Hendrickson, 822 F.3d

812, 822 (6th Cir. 2016). And even if the court “failed to [] give a required specific unanimity

instruction, we must still engage in harmless-error review, as such a failure does not constitute

structural error.” Id. (citing United States v. Tragas, 727 F.3d 610, 617 (6th Cir. 2013)).

Unanimity instructions are a method of curing “duplicitous” charges, which “set[] forth

separate and distinct crimes in one count” and create a risk that a defendant’s right to a

unanimous verdict would be undermined “if individual jurors find [him] guilty of different

crimes.” United States v. Eaton, 784 F.3d 298, 308 (6th Cir. 2015) (quoting United States

7

Crump’s argument for the jury instruction on the Draco fails under our caselaw, as we explain. But, even

if he had a viable argument on this point, any district-court error would be harmless because there was sufficient

evidence for a jury to convict on the 9mm pistol alone.

No. 21-6160 United States v. Crump Page 11

v. Kakos, 483 F.3d 441, 443 (6th Cir. 2007)). Here, we are dealing with one element under one

crime—possession under § 922(g)—with some different means to get there. So we have “a

charge that permits more than one factual basis for conviction.” Id. And that charge “does not

automatically require a unanimity instruction.” Id. (citation omitted).

True enough, a jury must return a unanimous verdict. Fed. R. Crim. P. 31(a). But that

does not mean that the jury must always be unanimous in how it gets there. So as long as the

jury reaches a unanimous verdict “that all facts that constitute ‘elements’ of a crime occurred,”

Hendrickson, 822 F.3d at 822–23 (citation omitted), it can reach different findings on the

“several possible sets of underlying brute facts [that] make up a particular element,” or as more

relevant here, the “several possible means the defendant used to commit an element of the

crime,” Richardson v. United States, 526 U.S. 813, 817 (1999). Put differently, while a jury

must agree that an element is met, a jury need not unanimously decide the “brute facts” or

“means” that make out that element. Hendrickson, 822 F.3d at 822–23. That’s why, absent

certain exceptions, “only a general unanimity instruction is required even where an indictment

count provides multiple factual bases under which a conviction could rest.” United States

v. Damra, 621 F.3d 474, 504 (6th Cir. 2010).

Actual and constructive possession aren’t alternative elements for Crump’s conviction.

Rather, they are different ways for the government to prove an element—possession. See United

States v. Barton, 731 F.2d 669, 673 (10th Cir. 1984) (“Actual and constructive possession are not

alternative crimes under the statute. Rather, they provide different means or theories by which

the offense of ‘possession’ may be proved.”). It’s possible that some jurors might have thought

Crump had actual possession of the Draco. Others might have thought he only constructively

possessed it. And one might have found that Crump possessed it under either theory. “But that

disagreement—a disagreement about means—would not matter as long as all [] jurors

unanimously concluded that the [g]overnment had proved the necessary related element, namely,

that the defendant had [possessed the Draco].” Richardson, 526 U.S. at 817. In other words, the

theories of possession are only tools to establish the element of possession. And here a

unanimous jury found the element, so it doesn’t matter which tool they used to get there. As a

No. 21-6160 United States v. Crump Page 12

result, nothing required Crump’s proposed instruction. So the district court did not abuse its

discretion in denying his request.

Further, Crump’s case did not require a special instruction otherwise. That’s because the

three situations that warrant a special unanimity instruction don’t apply. See United States

v. Miller, 734 F.3d 530, 538 (6th Cir. 2013). Those situations are when “(1) the nature of the

evidence is exceptionally complex or the alternative specifications are contradictory or only

marginally related to each other; or (2) there is a variance between indictment and proof

at trial; or (3) there is tangible indication of jury confusion.” Id. (quoting Damra, 621 F.3d at

504–05). The government provided straightforward evidence. Id. And the “alternative

specifications”—related to actual and constructive possession—were neither contradictory nor

only tangentially related. Id. (citation omitted). Crump does not point out any “variance

between indictment and proof at trial.” Id. (citation omitted). Nor does he identify a “tangible

indication of jury confusion.” Id. (citation omitted). So the district court did not abuse its

discretion when it denied the requested unanimity instruction.

Crump responds that the government complicated the instruction because it applied the

two possession theories differently to the two weapons and ammunition. The government relied

on constructive possession for both guns and the ammunition and actual possession for the Draco

only. That the instruction concerned possession of either of two firearms doesn’t matter. We

have held that a jury need not unanimously agree on which gun the defendant possessed because

each gun is just “the means used to satisfy the element of ‘any firearm.’” United States

v. DeJohn, 368 F.3d 533, 542 (6th Cir. 2004) (regarding a possession over two guns in a

§ 922(g) case). And again, the two theories at issue are just different means to prove possession,

not elements of the conviction itself. All in all, the district court didn’t have to provide a special

instruction.

IV.

Crump also challenges the district court’s treatment of lay witness testimony. We review

evidentiary challenges like these for an abuse of discretion. See United States v. Howell,

17 F.4th 673, 682 (6th Cir. 2021).

No. 21-6160 United States v. Crump Page 13

Crump believes that the court “allowed a police officer, Detective Hughes, to testify as a

lay witness about the meaning of Exhibit 16 as a drug ledger.” (Appellant Br. at 27.) But that’s

not what happened. Instead, the court did exactly what Crump asks for on appeal: Not only did

it exclude Hughes’s testimony, it also directed the jury to disregard the testimony.

At trial, Crump’s counsel objected to the admission of Detective Hughes’s “so-called

expert opinion” because the government didn’t qualify him as an expert witness under Federal

Rule of Evidence 702. (R. 147, Transcript I-B, p. 85–86.) Immediately, the court called a

private bench conference “out of the hearing of the jury.” (Id., p. 86.) And after, the court took a

break to research whether someone needs to be an expert witness to state that the “purported

drug ledgers are, in fact, drug ledgers.” (Id., p. 87.)

After doing “some homework,” the court conducted a “jury-out hearing.” (Id., p. 103,

109.) It wanted to determine whether the government’s foundation and Hughes’s testimony were

admissible under Rule 701. (Id., p. 109.) And it didn’t want the jury there. (Id.)

The court settled Crump’s objection in his favor. (Id., p. 103–20.) Because Hughes

didn’t have a lot of experience with the ledgers on the job, the court found the evidence

inadmissible under Rule 701. (Id., p. 117 (“I’m going to exclude that testimony. So that is the

[district court’s] decision.”). To double-down against the testimony, the court instructed the jury

to “disregard” Hughes’s statement about the ledger. (Id., p. 121 (“I would ask you to disregard

that testimony and not give it any further thought. And the other thing is, don’t even speculate as

to why I’m telling you.”).) Thus, no abuse of discretion could have occurred because the district

court didn’t admit the evidence. See Howell, 17 F.4th at 682.

V.

Crump next challenges the district court’s finding that he possessed the guns and

ammunition “in connection with” a controlled substance offense.8 He characterizes his challenge

8

Crump frames this issue as a challenge to the four-level enhancement under U.S.S.G. § 2K2.1(b)(6). (See

Appellant Br. 32–34.) But as the government asserts, we should instead analyze his challenge under U.S.S.G.

§ 4B1.4(b)(3). That’s what the district court sentenced him under after all. As the PSR lays out, because Crump

qualified as an armed career criminal, he gets an “enhanced sentence” under 18 U.S.C. § 924(e). So he would have

No. 21-6160 United States v. Crump Page 14

as one for procedural unreasonableness, asserting that the district court failed to demonstrate the

required nexus between the drugs and the guns. But it didn’t. The court adequately explained

why Crump’s guns were connected to the drugs and drug paraphernalia in the apartment using

the fortress theory. And the caselaw Crump cites does not overcome the district court’s

reasonable determination.

This Court “review[s] the district court’s factual findings for clear error and accord[s] due

deference to the district court’s determination that the firearm was used or possessed in

connection with the other felony.” United States v. Shanklin, 924 F.3d 905, 919 (6th Cir. 2019)

(citation omitted). And when deciding whether “a nexus between the firearm and the felony”

exists, we acknowledge “that inquiry is necessarily ‘fact-specific’ and thus better examined by

the district court.” Id. (citation omitted).

Courts often rely on what’s called the “fortress theory” to find a nexus between drugs and

guns. The theory applies “if it reasonably appears that the firearms found on the premises

controlled or owned by a defendant and in his actual or constructive possession are to be used to

protect the drugs or otherwise facilitate a drug transaction.” Id. at 919 (citation omitted). And

when we have a drug trafficking case, our job gets easier. That’s because “close proximity

between the firearm and the drug materials” is all we need to uphold the enhancement. Id. at 920

(citing United States v. Shields, 664 F.3d 1040, 1045 (6th Cir. 2011)).

Courts have most commonly applied the fortress theory to sentence enhancements under

U.S.S.G. § 2K2.1(b)(6). See, e.g., Shanklin, 924 F.3d at 920 (applying the theory in accordance

with Comment 14(B) of the guideline). We have not yet explicitly decided whether we can

uphold a sentence under U.S.S.G. § 4B1.4(b)(3)(A) with the fortress theory. And that may be

an enhanced offense level of 34 if he “used or possessed the firearm or ammunition in connection with . . . a

controlled substance offense”—like his drug trafficking. U.S.S.G. § 4B1.4(b)(3)(A).

The only difference between § 2K2.1(b)(6) and § 4B1.4(b)(3)(A) lies with what offense level we start with.

Other than that, both enhancements use the “exact same ‘in connection with’ language” and apply the same way in

controlled-substance cases. United States v. Goodman, 519 F.3d 310, 320 (6th Cir. 2008); see United States

v. McKinley, 735 F. App’x 871, 874 (6th Cir. 2018). And under either guideline, the government has the same

burden: to prove by a “preponderance of the evidence” that a defendant used a gun in connection with a felony

offense. Goodman, 519 F.3d at 320; United States v. Pluta, 144 F.3d 968, 977 (6th Cir. 1998). For that reason, we

can look at how the government can meet that burden in cases involving both § 4B1.4(b)(3)(A) and § 2K2.1(b)(6).

Goodman, 519 F.3d at 320–21.

No. 21-6160 United States v. Crump Page 15

because § 4B1.4 does not contain guideline comments that discuss its application like § 2K2.1

does.

That said, whether under § 2K2.1(b)(6) or § 4B1.4(b)(3), a court’s job remains the same

in controlled-substance cases. It must find a nexus between guns and drugs. And again,

§ 4B1.4(b)(3) mirrors the language and application of § 2K2.1(b)(6). Goodman, 519 F.3d at

320. So we see no reason why courts can’t use—as they have done already—the fortress theory

in this context. See McKinley, 735 F. App’x at 872, 874 (implicitly evaluating a § 4B1.4(b)(3)

case under the fortress theory by connecting the drugs in a car to a handgun under the driver’s

seat); see also United States v. Covert, 117 F.3d 940, 948 (6th Cir. 1997) (recognizing that sister

circuits apply the fortress theory under § 4B1.4(b)(3)(A)). And importantly, Crump does not

challenge the applicability of the theory to his enhanced sentence under § 4B1.4(b)(3).

So we can apply the theory in Crump’s case. We’ve got three things here: guns, drugs,

and drug paraphernalia. And they all together point to drug trafficking. We have direct and

circumstantial evidence that Crump sold (and wanted to return to selling) his drugs. Knowing

that the police took his “trap phone” and other “little burner phones,” (Jail Call Recording 21-

6160_2__51218_1622D, 00:00–00:33), his recorded admissions support that he wanted bail so

he could return to drug trafficking, (Jail Call Recording 6__51318_1923C, 00:13–00:36.) After

all, he was the only one who could “collect that bread” because he was “the only one who

knows” his customers. (Id.) And Crump had 870 grams of marijuana “packaged for resale” and

“a fair amount of crack cocaine as well, 28 grams.” (R. 151, Sentencing Tr., p. 11.) That

doesn’t suggest personal consumption.

Officers also seized drug paraphernalia including digital scales, a marijuana grinder, a

glass pipe with marijuana residue, rolling paper, and five cell phones. And sealing the deal,

officers found the guns Crump possessed near these drugs and drug paraphernalia. So we can

stop there.9 See Shanklin, 924 F.3d at 920; see United States v. Taylor, 648 F.3d 417, 433 (6th

9

The district court concluded that under the “fortress theory” Crump possessed firearms in connection with

his controlled substance offense. It looked at factors like the “proximity of the firearm to the drugs, whether the

defendant had an innocent explanation for the weapons, the type of firearm, [and] whether it was loaded,” as well as

“[t]he accessibility of the gun and the proximity of the guns to the controlled substances.” (R. 151, Sentencing Tr.,

p. 9–10.); see Shanklin, 924 F.3d at 919–20. Applying those factors to Crump’s case, the court reasoned that

No. 21-6160 United States v. Crump Page 16

Cir. 2011) (upholding a sentence enhancement under the fortress theory for a defendant who

trafficked drugs from a house and had a gun inside the house); United States v. Huffman, 461

F.3d 777, 788 (6th Cir. 2006) (applying the fortress theory to a defendant who stayed at a “dope

house” and had a gun and ammunition nearby).

In sum, no clear error occurred because the district court held a permissible view of the

evidence. With that in mind, Crump’s sentence is procedurally reasonable. The district court

properly calculated the Guidelines range, didn’t treat the Guidelines as mandatory, fully

considered § 3553(a)’s factors, selected a sentence based on a reasonable interpretation of the

facts, and adequately explained Crump’s sentence. United States v. Nichols, 897 F.3d 729, 737

(6th Cir. 2018).

VI.

For these reasons, we affirm.

“having two loaded firearms in a bedroom in an apartment with substantial drug trafficking paraphernalia would be

the kind of thing that supports the applicability of the fortress theory.” (R. 151, Sentencing Tr., p. 12.)

We agree. Crump had “a large and valuable stash of drugs” that the guns—located right next to them—

were protecting. United States v. Ennenga, 263 F.3d 499, 504 (6th Cir. 2001); see United States v. Seymour, 739

F.3d 923, 930 (6th Cir. 2014). And we have applied the fortress theory to uphold enhancements in similar cases.

See, e.g., United States v. Hardin, 248 F.3d 489, 501 (6th Cir. 2001) (applying the theory when police found 57.5

grams of cocaine and a bag of marijuana in a bedroom with a gun); see also Ennenga, 263 F.3d at 504 (“When one

is in possession of a large and valuable stash of drugs, the desire to protect these illicit substances can be

compelling.”). Given our deferential review of district-court factfinding, the quantity of drugs, how close the guns

were to the drugs, and the presence of drug paraphernalia throughout the apartment, a preponderance of the evidence

supported Crump’s sentence. See Shanklin, 924 F.3d at 922.