Opinion

Weaver v. Secretary of Health and Human Services

Court
United States Court of Federal Claims
Filed
Oct 21, 2022
Status
Published
On the bench
Brian H. Corcoran
Cited by
0 cases
Authority
More cited than 9.2%

“this court has unambiguously explained that special masters are expected to consider the credibility of expert witnesses in evaluating petitions for compensation under the Vaccine Act”

How later courts described this case

  • “this court has unambiguously explained that special masters are expected to consider the credibility of expert witnesses in evaluating petitions for compensation under the Vaccine Act”
  • “[g]iven the inconsistencies between petitioner's testimony and his contemporaneous medical records, the special master's decision to rely on petitioner's medical records was rational and consistent with applicable law”
  • “uniquely in this Circuit, the Daubert factors have been employed also as an acceptable evidentiary-gauging tool with respect to persuasiveness of expert testimony already admitted”
  • “[i]t has generally been held that oral testimony which is in conflict with contemporaneous documents is entitled to little evidentiary weight.”

Written by the judges who cited it.

The opinion

In the United States Court of Federal Claims

OFFICE OF SPECIAL MASTERS

No. 16-1494V

(to be published)

*************************

EBONIE WEAVER *

parent of T. M. a minor, * Filed: September 23, 2022

*

Petitioner, *

*

v. *

*

SECRETARY OF HEALTH AND *

HUMAN SERVICES, *

*

Respondent. *

*

*************************

Edward Kraus, Kraus Law Group, LLC, Chicago, IL, for Petitioner.

Megan R Murphy, U.S. Department of Justice, Washington, DC, for Respondent.

DECISION DENYING ENTITLEMENT 1

On November 14, 2016, Ebonie Weaver, on behalf of her minor daughter, T.M., filed a

Petition under the National Vaccine Injury Compensation Program (the “Vaccine Program”),2

alleging that as a result of receiving several vaccines on December 10, 2013, T.M. experienced a

seizure disorder and a significant worsening of her preexisting developmental delays. Petition

1 This Decision will be posted on the United States Court of Federal Claims’ website in accordance with the E-

Government Act of 2002, 44 U.S.C. § 3501 (2012). This means the Decision will be available to anyone with access

to the internet. As provided by 42 U.S.C. § 300aa-12(d)(4)(B), however, the parties may object to the published

Ruling’s inclusion of certain kinds of confidential information. Specifically, under Vaccine Rule 18(b), each party has

fourteen (14) days within which to request redaction “of any information furnished by that party: (1) that is a trade

secret or commercial or financial in substance and is privileged or confidential; or (2) that includes medical files or

similar files, the disclosure of which would constitute a clearly unwarranted invasion of privacy.” Vaccine Rule 18(b).

Otherwise, the entire Decision will be available to the public in its current form. Id.

2The Vaccine Program comprises Part 2 of the National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660,

100 Stat. 3755 (codified as amended at 42 U.S.C. §§ 300aa-10–34 (2012)) (hereinafter “Vaccine Act” or “the Act”).

All subsequent references to sections of the Vaccine Act shall be to the pertinent subparagraph of 42 U.S.C. § 300aa.

(ECF No. 1) (“Pet.”) at 1–2, 40. An entitlement hearing in the matter was held on February 9–10,

2022.

Having reviewed the record, all expert reports, and testimony provided at trial, I hereby

deny an entitlement award. Petitioner has offered sufficient reliable evidence for me to conclude

that simply by producing a fever attributable to the oft-experience vaccination “malaise,” the

vaccines T.M. received could be, and were, likely responsible for her initial febrile seizure in

December 2013. Febrile seizures can lead to a more all-encompassing seizure disorder—but the

record in this case does not support the conclusion that T.M.’s subsequent seizures were likely

caused by the first, given an absence of evidence that her brain was likely damaged by the first

febrile seizure. Petitioner otherwise has not established that T.M.’s preexisting developmental

problems were aggravated by the vaccine-caused febrile seizure.

I. Factual Background

Pre-Vaccination History

T.M. was born on March 29, 2013, with Apgar scores of 9/9. Ex. 6 at 32–34. She received

a vaccine at this time and was released home two days later. Ex. 3 at 3; Ex. 6 at 4. T.M. had her

five-day well-child visit on April 3, 2013, at the Aunt Martha’s Health Center (“AMHC”), and

was deemed normal. Ex. 4 at 11.

On July 15, 2013, T.M. received her four-month vaccinations at AMHC—the DTaP, Hib,

a second dose of hepatitis B, inactivated poliovirus vaccine, and pneumococcal vaccines. Ex. 3 at

3; Ex. 4 at 8. The physician performing the associated exam observed at this time (as memorialized

under the record subheading “Concerns”) that T.M.’s eyes were different sizes. Ex. 4 at 8. T.M.

was also at this exam assessed for developmental delays. Based on an “Ages and Stages

Questionnaire” (ASQ), Petitioner reported to the examining treater that T.M. could not push up on

her elbows, her movements were not symmetrical, and she did not roll and reach for objects. Id. It

was also noted, however, that it might be premature to conclude anything about T.M.’s

developmental status, since T.M. was not quite four months old. Id.

T.M. had another well-child visit on December 6, 2013, at which time Ms. Weaver

requested administration of six-month vaccinations. Ex. 8 at 5. However, the previously-received

round of vaccines could not be verified, so Petitioner was told to return another time. Id. At this

appointment Petitioner put down on the intake form that there was a smoker in the home. Id. at 1.

It was also noted that T.M. was not meeting certain developmental milestones; thus, she did not

sit alone, roll from front to back, pass a toy from hand to hand, imitate vowel sounds, make constant

sounds, or say “mama” or “dada.” Id.

2

Upon returning to AMHC a few days later (December 10, 2013), T.M. received additional

vaccines—her second DTaP dose, second Hib, third hepatitis B, second IPV, first rotavirus, and

second pneumococcal dose. Ex. 3 at 3. Ms. Weaver now reported that T.M. was “babbling—

little[;] smiles at mom[;] mom said she was rolling up but now she doesn’t do much[;] doesn’t sit

up.” Ex. 8 at 4. She further stated that T.M. “was doing everything normal until 4 months now she

is not doing much.” Id. Based upon this reported history, T.M. was referred to a developmental

clinic. Id. The record thus establishes the existence of developmental concerns before, or at least

at the time of, the vaccinations at issue in this case.

First Post-Vaccination Febrile Seizure

The next day—December 11, 2013—T.M. was taken by ambulance to the emergency room

(“ER”) at Franciscan Health in Chicago Heights, Illinois, for treatment of a 25-minute seizure that

had occurred prior to arrival, and which thereafter manifested intermittently for 10 additional

minutes. Ex. 25 at 5–11. Ms. Weaver reported that she had heard T.M. grunt in her crib that

morning, and had observed her shaking with clenched hands and pulsating limbs. Ex. 16 at 2. Upon

admittance, the ER physician took specific note of the fact that T.M. had received several vaccines

the day before, and was febrile upon arrival, although Petitioner was uncertain if she had

experienced a fever earlier in the day. Ex. 25 at 8. T.M.’s father reported that her tongue was

swollen, and she was drooling more than usual. Id.

On exam, T.M. was minimally responsive, and displayed myoclonus-like twitching in all

extremities. Ex. 25 at 9. She had to be intubated due to periods of apnea, and initial treater

impressions were that T.M. was experiencing seizure, unspecified fever, and respiratory distress.

Id. at 11. Testing was conducted, including a flu panel, brain CT and chest x ray, but all yielded

negative results, although T.M.’s bloodwork did show some abnormalities, such as a high white

blood cell count (“WBC”) of 18.7 × 109/L. 3 Id. at 10, 26, 30. T.M. was given antibiotics and

transferred to Advocate Children’s Hospital in Oak Lawn, Illinois, for treatment in its pediatric

intensive care unit (“PICU”). Id. at 68.

Upon admittance, T.M.’s parents informed treaters that they had found her shaking and

grunting around 2:00 a.m., leading them to take her to the ER, where she was given Tylenol for

her fever (101.1 degrees), which in turn had helped to end the shaking. Ex. 7 at 59–60; 84. They

also reported her receipt of six-month vaccines the day prior, as well as her referral to early

intervention (“EI”) due to suspected developmental delay. Id. at 84; Ex. 8 at 4. An EEG 4 was

3

While this medical record does not specify what a normal range would be, a typical white blood cell count for

children will generally range between 5 to 10 per 10 9/L. Leukemia & Lymphoma Society, Understanding Blood

Counts, https://www.lls.org/treatment/lab-and-imaging-tests/understanding-blood-counts (last visited Sept. 23, 2022).

4

An electroencephalogram, or EEG, is a “diagnostic test that measures the currents emanating from nerve cells in the

brain. The fluctuations in current are shown in waves, which correlate with different neurologic conditions.” See

3

performed with negative/normal results, and T.M. was extubated with no further seizure activity

while at the PICU, and remained afebrile. Ex. 7 at 68, 83, 88. T.M. tested negative for a staph

infection but was nevertheless treated with an antibiotic. Id. at 83, 93. One treater opined that T.M.

had experienced a complex febrile seizure. Id. at 83. A flu vaccine was ordered, although it is

unclear from the records whether it was received. Id. at 85. T.M. was discharged on December 12,

2013, with a diagnosis of febrile seizure. Id. at 88.

Four days later, T.M. returned to AMHC for a follow-up. Ex. 4 at 1. By this time, Ms.

Weaver had prepared and submitted a VAERS report 5 implicating the vaccines received earlier

that month in T.M.’s febrile seizure. Id. at 7. T.M. was now doing well, but was referred to a

neurologist for an outpatient EEG study. Id. Two days later, on December 18, 2013, T.M. returned

to the ER with a history of three episodes of vomiting, a small wet stool, and no fever the previous

day. Ex. 7 at 5–16, 37. T.M.’s diagnosis was for vomiting, and she was discharged with a

prescription for Zofran. Id. at 7. No seizures were reported at this time.

Treatment in 2014 and Monitoring of Developmental Problems

T.M. had a follow-up at AMHC on January 14, 2014. Ex. 4 at 5. The treating physician

noted that T.M. had been intubated after a febrile seizure, specifically identifying as causal “DTaP

induced versus febrile seizure.” Id. Several months passed, however, before T.M.’s second seizure

manifested.

On March 18, 2014, T.M. was taken back to the ER for evaluation of a second febrile

seizure and upper respiratory infection symptoms. Ex. 7 at 221–22. The consulting physician was

informed that T.M. “was not acting herself,” and at daycare she had been “[t]ired and w[]oozy,”

having a temperature of 99.1 degrees. Id. at 241. T.M. was also reported to have displayed full

body, tonic-clonic movements lasting less than ten minutes, with a post-ictal state lasting one to

two hours. Id. Prior to this event T.M. had displayed a runny nose, congestion and cough for a

week, with one episode of diarrhea. Id. at 242. One physician deemed these symptoms to constitute

the likely etiology of T.M.’s subsequent fever. Id. at 244. She was also noted to have low truncal

tone, but with good head control, and no focal neurological deficits were observed during physical

exam. Id. at 241. Bloodwork resulted in normal findings. Id. at 240.

Caredio v. Sec'y of Health & Hum. Servs., No. 17-0079V, 2021 WL 4100294, at *2 (Fed. Cl. Spec. Mstr. July 30,

2021), mot. for review den’d, __ Fed. Cl. __, 2021 WL 6058835 (2021).

5

The Vaccine Adverse Event Reporting System (“VAERS”) is a national warning system designed to detect safety

problems in U.S.-licensed vaccines. See About VAERS, VAERS, https://vaers hhs.gov/about html (last visited Sept.

23, 2022). It is managed by both the CDC and the FDA. VAERS monitors and analyzes reports of vaccine related

injuries and side effects from both healthcare professionals and individuals. See generally Carda v. Sec'y of Health &

Hum. Servs., No. 14-191V, 2017 WL 6887368, at *6 (Fed. Cl. Spec. Mstr. Nov. 16, 2017).

4

T.M. remained hospitalized overnight in order to monitor her condition after the observed

seizure activity, although treaters noted that at the time of her admission that she was “back to

baseline” already. Ex. 7 at 239, 240–45. That night, T.M. had a fever that resolved with Tylenol,

and displayed no further seizures. Id. at 240. The attending physician also discussed T.M.’s

developmental delays with Petitioner and her grandmother, referring her to EI. Id. at 239–40. T.M.

was discharged with febrile seizure and told to alternate between Motrin and Tylenol. Id. at 241.

The following month, T.M. had a well-child visit at AMHC on April 1, 2014. Ex. 4 at 4.

Her diagnoses at that time included developmental delay and febrile seizure, she was again referred

to EI plus neurology. Id. Her developmental problems continued to be of concern going forward—

although the record does not at this time reveal an increased tempo in reported issues or a

heightening of concern beyond what had previously been reported or discussed with prior treaters.

See, e.g., Ex. 3 at 85–88 (April 8, 2014, pediatric well-check visit).

On May 1, 2014, T.M. was brought to the ER by ambulance after a purported third seizure

(reported by a daycare educator). Ex. 1 at 1. T.M. had begun to “shake, foam at the mouth, and her

eyes rolled back in her head while she was holding her.” Id. at 2. T.M. now had a fever of 102.2

degrees, but was awake, alert, and crying but consolable. Id. at 4. She was discharged home the

same day with impression of febrile seizure. Id. at 5–6.

The next day, T.M. was evaluated by the Illinois Bureau of Early Intervention. Ex. 3 at 34–

47; Ex. 26 at 1. Petitioner reported that T.M. “had a seizure at 8 months due to shots and at 10

months due to a cold,” with subsequent additional seizures “every two months.” Ex. 3 at 34. She

also stated a family history of some developmental problems, having a brother with autism and a

nephew with ADHD. Id. T.M.’s results showed a 54% cognitive delay, 54% receptive language

delay, 76% expressive language delay, 58% gross motor delay, 54% fine motor delay, 31%

social/emotional delay, and 31% self-help delay. Id. at 47. She was recommended for therapies in

cognitive development, physical development, and language/speech. Id. at 43.

T.M. was subsequently taken to a pediatric neurologist, Dr. Lubov Romantseva, on May

8, 2014, for evaluation of her seizures and developmental delays. Ex. 2 at 10. The history provided

at this examination reported that T.M.’s seizures began at “9 months of age, (4 months prior to

presentation) with seminology of eyes locking, body stiffening, cyanotic lips, and tonic clonic

activity in all extremities lasting 15 to 20 min[utes] in duration with no focal Todd’s Phenomenon 6

afterwards, but a several hour period where she was not back to her normal self.” Id. at 15. It was

also reported that about a few times a day T.M. would turn her head to one side with her eyes

shifting in the other direction, and that she would then become unresponsive. Id. Other

6

“Todd’s Phenomenon” (also referred to as Todd paralysis) is defined as a “hemiparesis or monoparesis lasting for a

few minutes or hours, or occasionally for several days, after an epileptic seizure.” Todd paralysis, Dorland’s Medical

Dictionary Online, https://www.dorlandsonline.com/dorland/definition?id=96185&searchterm=Todd+paralysis (last

visited Sept. 23, 2022).

5

developmental plateaus and regressions in specific behaviors were also discussed. Id. Dr.

Romantseva noted that T.M. had displayed normal eye and hearing exams in the past. Id. A repeat

EEG was ordered, lab work for inborn errors of metabolism, and continued EI therapies, plus a

prescription of low dose Keppra (an anti-epileptic drug). Id. at 17. T.M.’s diagnoses were epileptic

seizures, febrile seizures, staring spell, and developmental delay. Id. at 10.

A week later, T.M. had a well-child check on May 13, 2014. Ex. 3 at 76–80. In review of

developmental milestones, it was reported that T.M. was able to do a precise pincer grasp, bang

blocks together, look for dropped or hidden items, feed herself, and wave goodbye. Id. at 77–78.

She was still showing gross motor delays, however, and some hesitancy in obtaining the full range

of six-month vaccines was stated. Id. at 79. Nevertheless, T.M. at this time did receive her first

doses of several vaccines, including varicella and MMR. Id. at 3, 80. Two months later, in July

2014 another EEG was performed, revealing normal results except for some evidence of slow

wave activity. Ex. 2 at 42–43.

By the fall of 2014, T.M. began showing some improvement developmentally, although

overall deficits remained. At an early September well-child pediatric visit, for example, T.M. was

reported to be rolling more frequently, and getting up on her knees but not crawling. Ex. 3 at 71,

74. It was also reported, however, that she was not saying any words, communicating through

crying, and not reaching, and she was receiving many different kinds of developmental-oriented

therapies. Id. The treating pediatrician, Dr. Lester Hockenberry, specifically stated at this time that

“I do not believe her delay is in any way related to vaccination,” but noted that Petitioner was

“waiting to hear back from her lawyer before additional vaccines are given.” Id.

That same month T.M. returned to see Dr. Romantseva for evaluation of both her prior

febrile seizures and developmental delay (with regression noted to have begun around one year,

or March 2014). Ex. 2 at 53. At this time, T.M. had been tolerating her anti-seizure medication,

and had experienced no additional seizures since March (although the aforementioned records

suggest a febrile seizure occurred in May). Id. at 75. Dr. Romantseva reported global

developmental delays but also acknowledged some improvement. Id. at 76. And Dr. Romantseva

reiterated the need for diagnostic lab work to determine the source of T.M.’s delays and seizures,

since the summer EEG had yielded normal results (although labs performed at this time were

mostly inconclusive). Ex. 2 at 61, 63–64, 76.

During the second half of December 2014, T.M. was again taken to the ER after the

occurrence of a seizure. Ex. 9 at 4–6. Her father reported at this time, however, that he had

forgotten to administer T.M.’s Keppra that morning. Id. at 5. The seizure lasted ten minutes until

it resolved on its own—T.M. was crying loudly, had muscle stiffness, and was not focusing on her

parents post seizure. Id. The ER physician noted that T.M. had a history of cerebral palsy (although

6

the record reviewed in this case does not support this diagnosis) and epilepsy. Id. T.M. returned to

baseline by the time she was examined, and subsequently discharged the same day. Id. at 6. 7

Treatment in 2015 to Present and Efforts at Diagnosing Seizure Activity

T.M.’s concurrent developmental delay and seizure activity has continued on from early

2015 to the present. See, e.g., Ex. 28 at 7–8 (T.M. provided bilateral ankle braces for motor activity

in May 2015, revealed little spasticity); Ex. 13 at 22 (follow-up with rehab specialist in September

2015 to evaluate secondary effects of braces) and 24–25 (assessed at that time with “mild [cerebral

palsy] vs autism”); Ex. 15 at 10–11 (October 2015 visit, prescribed bilateral knee immobilizers

and a gait training device). She did not learn to walk until she was almost four years old, with a

stiff and wide gate. Ex. 27 at 45 (February 2017 visit to Dr. Romantseva). She continues to be

nonverbal, and still needs diapers. Id.; Ex. 58 at 15, 21 (August 2019 pediatric well-check visit).

Treatment of developmental issues reveals no heightening or specific worsening, although

the overall trajectory is not improving. Nor have any treaters directly linked T.M.’s developmental

issues with her prior seizures or vaccinations. At the same time, some did start to consider whether

an autism diagnosis might be appropriate. See, e.g., Ex. 15 at 45–46 (Dr. Romantseva referring

T.M. for an autism evaluation in November 2015); Ex. 59 at 20–23 (August 2019 visit with Dr.

Romantseva, again referring to autism as potentially explanatory for developmental issues).

2016 saw a more forceful recurrence of seizure activity that was less apparent in the prior

year. Thus, T.M. was again taken to the ER in May 2016 while experiencing an ongoing, active

afebrile seizure. Ex. 14 at 5, 13. In the course of T.M.’s subsequent hospitalization, however,

Petitioner reported that T.M. had been congested for several days, had experienced multiple

contacts with others suffering from colds, and had also missed her morning Keppra dose. Ex. 24

at 51. Dr. Romantseva saw T.M. in connection with this event, and the records set forth her

impression—a “3 year old girl with focal epilepsy, language and developmental delays, idiopathic

diplegia who presented with status epilepticus last night, likely triggered by a combination of viral

illness and missed medication dose.” Id. at 60. And in October, T.M. had another seizure resulting

in overnight hospitalization. Ex. 29 at 47, 53. Such seizure activity has been afebrile, and has

continued on an intermittent basis—although in many instances the seizure seemed to have an

explanation. See, e.g., Ex. 27 at 45 (January 2017 seizure—afebrile but proposed by Dr.

Romantseva to be attributable to recurrent ear infections); Ex. 59 at 21 (August 2019 visit to Dr.

Romantseva referencing seizure that occurred in December 2018, but attributing it in part to fact

7

At a January 2016 pediatric visit focused on following up from this occurrence, it was noted in the record that the

seizure had been milder than prior events. Ex. 13 at 6. But it was also recorded that Petitioner had been “advised by

previous physician not to continue DTaP at this time,” (although the December 2015 seizure was proximately

attributed to the missed Keppra dose and not a vaccine). Id. at 7.

7

that T.M. had been off her Keppra medication for two weeks prior, while alternative treater

diagnoses were explored).

T.M. has thus continued to receive medication and other treatments aimed at control of

further seizures. See e.g., Ex. 12 at 30–31 (increase in Keppra dose in May 2015). But testing to

evaluate their possible etiology continued to yield normal results, and has failed to result in an

explanation associated with any underlying brain injury that may have occurred close-in-time to

the December 2013 vaccinations at issue. Ex. 15 at 26–27 (November 2015 EEG); Ex. 24 at 18–

19 (March 2016 brain MRI results deemed unremarkable pre and post-contrast); Ex. 14 at 32–33

(normal CT scan in May 2016, performed in wake of ER visit due to afebrile seizure). Lab studies

also continue to yield negative results. Ex. 58 at 39, Ex. 59 at 105.

At most, an August 2016 ambulatory EEG (performed at Dr. Romantseva’s direction)

yielded (for the first time) abnormal results due to “regional epileptiform discharges.” Ex. 24 at

294. However, no seizures or focal slowing occurred during the test, and ultimately the results

were termed consistent with “an active epileptogenic source in the midline parieto-occipital

region” of the brain. Id. Notably, this test result was obtained more than two and one-half years

after vaccination—and after T.M. had experienced several prior seizures, with at least two directly

attributed to a missed Keppra dose, as discussed above.

II. Hearing Testimony

A. Melodie Weaver

Ms. Weaver, T.M.’s mother and the Petitioner, was the first testifying witness. See

generally Tr. at 5–29. She lives with T.M. and her two siblings, aged “twelve, eight, and five.” Tr.

at 5. She recalled that her pregnancy with T.M. “started off fairly normal, full term, didn’t need

any medication, vaginal birth.” Id. at 6. She was not in labor long, and there were no complications.

Id.

Ms. Weaver recalled T.M. to have been “[a] typical happy baby, chunky, because I

breastfed, and was meeting her milestones a little bit slower. . .it was like a little bit of delay, but

everything other than that was pretty normal.” Tr. at 6. These delays, she specified, were more

physical in manifestation, such as “wanting to pull up or, like, use her body.” Id. at 7. Ms. Weaver

testified that they continued to allow T.M. to have more tummy time to support continual meetings

of her milestones. Id. All of these events occurred at T.M.’s four-month checkup. Id.

Ms. Weaver then addressed the December 2013 appointment when the relevant vaccines

were administered. T.M. was now “gaining a little bit more skills, like just doing a little bit more—

a little bit more active, interacting with [them], things like that.” Tr. at 7. Nevertheless, Ms. Weaver

8

recalled discussing with medical treaters that T.M. was displaying some concerning problems like

weakness. Id. at 9. At this appointment T.M. was referred to developmental assessment. Id.

That same evening, T.M. had “a high fever, and so [they] administered, like, Tylenol, the

cold rags, just like normal procedures, how you try to bring down a fever, and it subsided enough

for us to think that, you know, we would go ahead and lay her down and everything would be okay

the next day.” Tr. at 10. Later, however, T.M.’s fever spiked again, and Ms. Weaver was awoken

when she saw “the whole bassinet just shaking,” and she heard “gagging.” Id. at 11. T.M. now

appeared to be experiencing a seizure, with her “arms extended out, shaking, seemed to be

unconscious, and, like, struggling to breathe, eyes rolling up to the top of her head, drooling.” Id.

Petitioner recalled calling 911, with T.M. subsequently being transported to the hospital. Id. at 12–

13.

After an overnight stay at the hospital, T.M. was brought home, and Petitioner recalled that

T.M. was at that time “lethargic and, like, lazy, and didn’t want to participate in her daily

activities.” Tr. at 13. This lethargy continued until T.M.’s follow-up appointment. Id. By this time,

T.M. seemed developmentally stagnant. Id. Ms. Weaver also noted that the treaters “kept

referencing the vaccine can cause febrile seizures, and in a baby that young, it is common.” Id.

Ms. Weaver then recounted T.M.’s second seizure from March 2014, stating that T.M. was

in her back seat in her car seat, and then displayed a “stiff body, eyes rolling up, drooling out the

mouth, like the whole car seat just like shaking because of the throbbing motion, like—it looks

like she’s in pain.” Tr. at 15. Ms. Weaver then took her back to the hospital, where treaters

attributed a “low-grade fever” as causal of the seizure. Id. at 17.

Petitioner did not herself witness T.M.’s third seizure (from early May 2014). Tr. at 17. By

this time, Petitioner recalled, T.M.’s developmental issues were more pronounced, and thereafter

T.M. began to have to relearn things like “[r]olling, getting up to crawl stance, engaging to our

voices and things like that, all of that had eventually stopped, and she stopped interacting with us.”

Id. at 19.

Later, Dr. Romantseva proposed a seizure treatment plan for T.M., with a focus on

medication to control seizure activity and help Petitioner care more effectively for T.M. when

seizures did manifest. Tr. at 21. T.M. still had seizures while on the medication, but had not

experienced any (as of the trial date) for two years. Id. All of the testing resulted in normal

determinations, and thus had not provided any insight to Petitioner’s knowledge about potential

explanations for T.M.’s condition. Id. at 22. One rehab specialist, however, had proposed that

cerebral palsy might explain it. Id. T.M. had also been taken to an autism specialist, although she

was never diagnosed with autism and her tentative cerebral palsy diagnosis was also withdrawn,

9

leaving only a diagnosis of developmental delay. Id. at 22–23. T.M. has otherwise received

‘[p]hysical therapy, occupational therapy, and speech.” Id. at 23.

Currently, T.M. is “still very dependent.” Tr. at 24. She requires “hand-over-hand

assistance to just be able to eat, and [they] clothe her, and [they] have to dress her. She’s not potty-

trained yet. She’s nonverbal.” Id. T.M. can feed herself somewhat using a utensil, but will return

to “fist feeding.” Id. T.M. can also walk at “a slower speed and as long as the ground is, like, at

one level, like it’s very restricted.” Id. at 25. Her mental capacities and attention span also seem to

Petitioner to have improved over time, in comparison to where she was. Id. at 26.

B. Petitioner’s Experts

1. Dr. Mahbubul Huq, M.B.B.S., Ph.D.

Dr. Huq, a pediatric neurologist and clinical geneticist, submitted one report and testified

for the Petitioner. See generally Tr. at 30–204, 363–65; Report, dated Aug. 25, 2021, filed as Ex.

60 (ECF No. 42-1) (“Huq Rep.”). He proposed that T.M.’s overall seizure disorder was attributable

to the vaccines she received in December 2013, and that her preexisting developmental delay was

in turn worsened by her seizure activity.

Dr. Huq received his medical degree from Dhaka Medical College in Bangladesh and his

Ph.D. in medical science at Tokushima University in Japan. Tr. at 31–32; Curriculum Vitae, filed

Jan. 24, 2022, filed as Ex. 122 (ECF No. 65-2) (“Huq CV”) at 1. He completed his residency in

pediatrics and his fellowship in pediatric neurology at Wayne State University and the Children’s

Hospital of Michigan. Tr. at 32. He did a clinical and post-doctoral fellowship in genetics at Baylor

College and a medical fellowship in genetics at the University of British Columbia in Vancouver.

Id.; Huq CV at 1. Dr. Huq previously worked as a professor of pediatrics and neurology at Wayne

State University and as a clinical geneticist at the University of British Columbia. Tr. at 32–33;

Huq CV at 2. He is currently a professor of pediatrics at Central Michigan University and a

professor of neurology at Wayne State University. Tr. at 32. He is a member of the American

Academy of Neurology and is licensed to practice in the state of Michigan. Id. at 33.

Dr. Huq’s research focuses on “genetics of metabolic disorder, autism, Tourette’s

syndrome” and he has also published papers focusing on the genetics of epilepsy. Tr. at 34; Huq

CV at 21–30. In addition to research, Dr. Huq teaches clinical courses to graduate students, medical

residents, and fellows, and he has lectured on advanced genetics at Wayne State University. Tr. at

35; Huq CV at 7–8. He currently has seven half-day clinics, is on in-patient service for six to eight

weeks a year and spends weekends as an attending physician in a community hospital as a

consultant. Tr. at 35. Dr. Huq estimates he sees 250–300 patients a year, 30% of which have

epilepsy. Id. at 35–36. He estimates another 30% of his patients have developmental delays. Id. at

10

36. He is involved with all aspects of treatment, including genetic testing (close to 100% of his

epileptic patients undergo genetic testing). Id. at 36.

Dr. Huq’s testimony began with consideration of the overall medical record. He described

Ms. Weaver’s pregnancy with T.M. as uncomplicated, but noted the evidence of pre-vaccination

concerns about T.M.’s development. Tr. at 38–40, 126; Huq Rep. at 2–3, 11; Ex. 4 at 8. In fact,

T.M. was understood to be displaying developmental lag at the December 2013 pediatric visit

when she received the vaccines at issue, although Dr. Huq did not find the record was detailed

enough to gain insight into the extent of this lag. Tr. at 38–40, 363–64; Huq. Rep. at 2–3; Ex. 8 at

4–5. In his experience, developmental lag occurs when a child fails to meet expected milestones,

although because of the wide variation in the population for childhood development, catch-up is

possible (although ultimately progress can only be discerned in retrospect). Tr. at 40, 126. As a

result, when a child is suspected of being delayed, further assessment, therapy, and genetic testing

is important, as most developmentally delayed children he treats improve with such intervention

(unless there is an underlying neurodegenerative condition). Id. at 40–41, 137, 364–65; Huq Rep.

at 3.

Dr. Huq next addressed T.M.’s first seizure the day after the administration of her six-

month vaccines in December 2013. Tr. at 42; Ex. 8 at 4, 6. He deemed it best classified as a febrile

seizure—common to children (since they occur in approximately 2–4% of the pediatric

population), although their ultimate cause is not well understood. Tr. at 58. Dr. Huq proposed,

however, that underlying genetic factors (evidenced by tentative findings linking defined areas of

the chromosome to the development of febrile seizure) as well as certain polymorphisms in

inflammation-related genes might likely explain why some children tended to experience febrile

seizures when others do not. Id. at 65–66. Infections by certain viruses (herpesvirus 6, influenza,

pneumococcus infection, etc.) may also lead to febrile seizures. Id. at 66, 188.

Dr. Huq defined T.M.’s first seizure as “complex,” since it lasted more than 30 minutes.

Tr. at 42–44, 64–65; Ex. 7 at 59. As he explained, the term complex refers to “[a]nything atypical,

such as if it is a focal seizure, if it is longer than 15 minutes, or if there are multiple occurrences

within the same illness or 24 hours.” Id. at 65. A simple seizure, by contrast, reflects “whole-body

convulsion, less than 15 minutes.” Id. Dr. Huq maintained there was no persuasive scientific

authority establishing which children were more at risk for complex versus simple seizures. Id. at

95. He pointed to one study finding that some children who develop febrile, complex seizures may

have underlying hippocampal malnutrition, but agreed the medical record did not in this case

suggest that was true of T.M. Id. at 95–96; D. Lewis et al., Do Prolonged Febrile Seizures Produce

Medial Temporal Sclerosis? Hypotheses, MRI Evidence and Unanswered Questions, 135 Progress

in Brain Research 263 (2002) filed as Ex. 87 (ECF No. 47-9).

11

T.M.’s second febrile seizure, in March 2014, was not an uncommon occurrence either

(although Dr. Huq felt it was rare for a child to experience more than four such febrile seizures).

Tr. at 49; Ex. 2 at 21. But in the following two years, her tempo of seizures increased. Although

T.M. was taking antiepileptic medication, she experienced “close to ten seizures” through 2015

and 2016, some without fevers, and Dr. Huq felt they were for the most part epileptic in origin. Tr.

at 56, 117–18; 157–58; Huq Rep. at 2–3. He admitted, however, that some could have been merely

“breakthrough” seizures attributable to a missed anti-seizure medicine dose or some other factor

(although he contended that going off a medicinal course did not guarantee a seizure reaction). Tr.

at 117, 118–22, 123. Dr. Huq did not categorize T.M.’s seizures overall as intractable, but he would

not say they were easy to control either. Id. at 57, 118, 123–24.

Because T.M. did not appear to have any brain malformation or genetic cause that could

explain her subsequent epilepsy, Dr. Huq proposed that the initial seizure was the most likely cause

of her subsequent seizures, and he attempted to explain how this could be so. Tr. at 203–04. A

child’s immature brain is more susceptible to alterations, as neural networks are still forming. Id.

at 97; Y. Ben-Ari & G. Holmes, Effects of Seizures on Developmental Processes in the Immature

Brain, 5 Lancet Neurology 1055 (2006), filed as Ex. 20 (ECF No. 8-10) (“Ben-Ari & Holmes”).

As a result, children who experience febrile seizures are two to three times more likely to develop

epilepsy—with an even higher risk for those who experience prolonged complex seizures, which

are more likely to harm the brain. Tr. at 66–67, 90–91, 116; Huq Rep. at 8.

The concept of “lowering the seizure threshold” as a result of successive injury to the brain

explains the causal association of initial seizures to subsequent events. Tr. at 94, 96, 201–02; Huq

Rep. at 8. After an initial “extrinsic insult,” less may be required for a susceptible individual8 to

experience more seizure activity. Tr. at 95; Ben-Ari & Holmes at 1056. Thus, the initial seizure

itself could set the stage for future aberrant responses to similar stimuli, leading to more seizures.

Tr. at 91. S. Shinnar et al., MRI Abnormalities Following Febrile Status Epilepticus in Children:

The FEBSTAT Study, 79 Neurology 871 (2012), filed as Ex. 100 (ECF No. 49-4) (children with a

first febrile seizure that lasted longer than ten minutes were more likely to have abnormal

development compared to those with a brief simple febrile seizure).

Animal studies, Dr. Huq noted, also corroborated the fact that “seizures can induce changes

that will make the network even more susceptible to have a seizure.” Tr. 101–03; Huq Rep. at 11;

G. Smith et al., Early-Life Status Epilepticus Induces Long-Term Deficits in Anxiety and Spatial

Learning in Mice, 4 Int. J. Epilepsy 36 (2017), filed as Ex. 101 (ECF No. 49-5) (demonstrating the

effect a single occurrence of a status epilepticus can have on long-term impairments such as

anxiety disorders and spatial learning behaviors); K. Chen et al., Febrile Seizures in the Developing

Brain Result in Persistent Modification of Neuronal Excitability in Limbic Circuits, 5 Nat.

8

Susceptibility, Dr. Huq maintained, referred to “a pre-existing lowered threshold for [handling] any kind of insult.”

Tr. at 192–93.

12

Medicine 888 (1999), filed as Ex. 23 (ECF No. 9-3) (“Chen”) (when an immature or developing

brain is exposed to hyperthermia-induced seizures, persistent modifications in neuronal

excitability are present in the limbic system).

Evidence from the medical record, however, suggested that the foregoing theory might not

apply to T.M.—since there was no proof, from around the time of the first and second seizures,

that her brain had been harmed. As Dr. Huq admitted, several tests run on T.M. in the timeframe

after the first seizure produced normal results. Tr. at 47–48 (“[a] viral respiratory panel that was

normal. The CT head was normal, chest x-ray was normal. They have her broad-spectrum

antibiotic, like ciprofloxacin and vancomycin, routine blood count, too”), 173. Dr. Huq also noted

that the need for intubation was not per se evidence of anything abnormal about the first seizure.

Id. at 46.

More significantly, the results of an EEG performed at that time were deemed normal. Ex.

7 at 68, 83, 88. And T.M. underwent several EEGs throughout her treatment process, without

consistent determinations or early evidence of brain malformation or erratic activity. Tr. at 141–

49; Huq Rep. at 2–3. An EEG, Dr. Huq acknowledged, can not only confirm the presence of seizure

activity, but can also establish the diagnosis of epilepsy in 30-40% of cases. Tr. at 138–39. T.M.’s

EEGs were normal up until May 7, 2016 (over two years post-vaccination), when she underwent

a continuous monitoring 9 EEG which showed diffuse slowing (with another EEG in August

producing slightly different results but still confirming the presence of epilepsy). Tr. at 141–43,

145–47; Ex. 24 at 293. Nor did any MRIs ever confirm any kind of brain harm after the first

seizure. Ex. 24 at 18–19.

Dr. Huq nevertheless attempted to diminish the significance of the relevant EEG findings.

He noted that routine EEGs identify abnormalities in only 30% of cases, and thus a “normal” EEG

reading did not rule out the possibility of harm to the brain due to seizure activity. Tr. at 45, 139.

Indeed, even some of the later “normal” EEG results in the years after T.M.’s first seizure

confirmed her epilepsy. Id. at 148–49. Nor did normal MRI imaging results disprove his theory.

Although MRIs can reveal brain injury caused by epilepsy, or the presence of some underlying

brain malformation that could encourage seizure activity, Dr. Huq would not expect to see these

neuronal changes until many years later (if ever). Id. at 93, 150; Huq Rep. at 6. Thus, a “clean”

MRI did not mean no brain issues were present. Tr. at 151–52, 169, 173; Huq Rep. at 3. And even

though T.M.’s treating physicians did not perform additional MRIs on T.M. after March 16, 2016,

this was because her seizures were not intractable, and in any event MRIs require sedation which

is harmful for the developing brain, further diminishing their use under the circumstances. Tr. at

174.

9

Continuous monitoring EEGs take longer than routine EEGs and are typically video recorded. Tr. at 143.

13

With the foregoing as backdrop, Dr. Huq went on to propose how T.M.’s December 2013

vaccinations could have triggered an overall seizure disorder.10 First, he explained generally how

vaccinations interact with the human immune system. When vaccines are administered, they are

recognized by pattern recognition receptors. Tr. at 76. The activated immune cells spread

throughout the body, which creates (by design) inflammation reflective of the innate immune

response. Id. at 76–77, 160, 196; Huq Rep. at 6. In particular, vaccine antigens attract locally-

present immune cells which secrete pro-inflammatory cytokines intended to further the overall

immune response (including “teaching” the immune system to recognize the relevant antigen

presented by a vaccine in the future). Tr. at 76; Huq Rep. at 6, 8.

Vaccination (especially in the relevant context, where several vaccines were administered

on a single occasion) thus encourages an inflammatory reaction. Tr. at 63, 79–80, 82, 109, 159,

197; Huq Rep. at 4. The presence of such pro-inflammatory cytokines has been linked to the

development of febrile seizures. Tr. at 68, 70–71; Huq Rep. at 4, 6, 8–10; C. Dubé et al.,

Interleukin-1β Contributes to the Generation of Experimental Febrile Seizures, 57 Ann. Neurology

152 (2004), filed as Ex. 40 (ECF No. 26-10); A. Vezzani et al., The Role of Inflammation in

Epileptogenesis, 69 Neuropharmacology 16 (2013), filed as Ex. 112 (ECF No. 70-2) (“Vezzani”).

This likely occurs, Dr. Huq maintained, because the cytokines cause excitation and inhibition in

the overall neural environment. Tr. at 69. Indeed, the very context of inflammation itself could be

contributory to seizures. Id. at 73–74, 81–82; Huq Rep. at 6, 8–9. 11

Thus, the upregulation of pro-inflammatory cytokines occurring in the context of T.M.’s

vaccination likely caused her to have a fever after getting vaccinated, which in turn induced her

initial seizure. Tr. at 63, 68, 71–72, 189–190, 197–99; Huq Rep. at 5, 10; And this initial seizure,

coupled with localized inflammation caused by the vaccine, may have induced systemic changes

that could “produce an epileptic state in the brain and cause subsequent recurrent seizure.” Tr. at

64, 69, 73, 109. Dr. Huq emphasized that a consensus has formed that febrile status can cause

epilepsy, despite prior uncertainty. Id. at 194.

Besides the more general association with vaccination-caused febrile seizures, Dr. Huq

noted that certain vaccines (including those received in December 2013 by T.M.) have been more

directly associated with febrile seizures (and possibly epilepsy more generally after an initial

febrile seizure). Certain inactivated vaccines (like DTaP) are known to increase the risk of febrile

seizure within 24 hours, while live vaccines (such as the MMR) can increase the risk within five

to fourteen days. Tr. at 78; Huq Rep. at 4. And Dr. Huq noted the existence of case reports and

small studies linking vaccines to febrile seizures. Tr. at 82–83; Huq Rep. at 5; Y. Sun et al., Risk

10

Dr. Huq did generally admit that only in about 40% of cases is the cause of early-onset epilepsy identified. Id. at

58.

11

Dr. Huq also noted that anti-inflammatory treatments often proved effective for ameliorating epilepsy—although

it was not evident in this case that T.M. received them. Tr. at 75, 171.

14

of Febrile Seizures and Epilepsy after Vaccination with Diphtheria, Tetanus, Acellular Pertussis,

Inactivated Poliovirus, and Haemophilus Influenzae Type B, 307 JAMA 823 (2012), filed as Ex.

55 at 6 (ECF No. 32-3) (“Sun”) (finding that the relative risks of febrile seizures were increased

on the day of the first and second vaccinations, but the absolute risks were low). Although no

studies have explicitly associated the DTaP vaccine with subsequent epilepsy, Dr. Huq maintained

a connection had not been ruled out either. Tr. at 181; Huq Rep. at 7. Indeed, the DTaP vaccine is

contraindicated when seizure activity occurs after receipt of certain doses. Tr. at 89; General

Recommendations on Immunization, 60 Centers for Disease Control and Prevention 1 (2011), filed

as Ex. 119 (ECF No. 70-9).

Next, Dr. Huq attempted to set forth how T.M.’s epilepsy could have exacerbated her

preexisting developmental issues, leading to a “more profound delay.” Tr. at 62, 64.

Developmental impairment generally is more likely in a child under two years old experiencing

recurrent seizures than if the onset occurs in an older child. Tr. at 99; Huq Rep. at 11; S. Haut et

al., Susceptibility of Immature and Adult Brains to Seizure Effects, 3 Lancet Neurology 608 (2004),

filed as Ex. 81 (ECF No. 47-3) (“Haut”) (explaining that age is a significant factor when analyzing

the susceptibility of the brain to injuries induced by a seizure(s)); B. Hermann et al., The

Neurodevelopmental Impact of Childhood-Onset Temporal Lobe Epilepsy on Brain Structure and

Function, 43 Epilepsia 1062 (2002), filed as Ex. 82 at 8 (ECF No. 47-4) (finding that the presence

of recurrent seizures in the developing brain appears to be associated with an adverse effect on

both brain structure and function). Haut thus observed “a consensus that seizures affect brain

function.” Tr. at 108; Haut at 614.

Dr. Huq conceded that T.M. already was displaying develop mental delay before her

seizure activity began, although its cause could not be identified.12 Tr. at 124–26; 127–32. But she

was not experiencing a progressively worsening condition pre-vaccination, as might be seen in

connection with other kinds of disease processes associated with developmental loss. Tr. at 105–

06, 110. He thus disagreed with Respondent’s expert, Dr. John Zempel, that T.M.’s developmental

delays at eight months of age (or right before the December 2013 vaccinations) were moderate to

severe. Id. at 363. By the time of her third seizure in May 2014, however, T.M.’s developmental

problems were more pronounced and global in nature, as evidenced by treater statements in the

medical record. Tr. at 52–54; Ex. 7 at 241. T.M.’s subsequent visit to the neurologist noted

continued loss of milestones. Ex 2 at 75.

12

Dr. Huq noted that there were no identified genetic or brain-structural causes of T.M.’s developmental delays, nor

could they be attributed to anything during pregnancy or her early childhood. Tr. at 59; Huq Rep. at 4. T.M.’s initial

developmental issues also could have been “evidence of . . . a neurometabolic disorder, where the disease is

progressive and neuronal loss is happening,” or some other infectious process. Tr. at 51–52. Though extensive testing

performed on T.M. showed no signs of neurodegenerative or progressive disease, Dr. Huq noted that a whole genome

test had never been performed. Tr. at 111, 133–36, 191. It thus could not on this record be definitively concluded T.M.

did not have an underlying neurodegenerative condition (although Dr. Huq proposed that this was unlikely). Id. at

111, 133–36, 191–92. A metabolic condition was also proposed at one time as explanatory. Id. at 56.

15

Dr. Huq therefore proposed that T.M. had experienced some pre-vaccination

developmental lag, but after the “insult” of vaccination she settled at “a lower state of

development.” Tr. 105–06, 110. The ongoing seizures were contributing to this environment of

developmental limitation. Id. at 55. Seizures are known to have “detrimental” effects on brain

function. Id. at 107–08; Haut at 614–15. Seizures may also lead to further “development of

epilepsy, cognitive impairments, and psychiatric impairments.” Tr. at 108; Huq Rep. at 11. It was

likely, Dr. Huq argued, that T.M.’s seizures “significantly aggravated whatever . . . propensity she

might have for delayed development.” Tr. at 110, Huq Rep. at 11.

On cross-examination, however, Dr. Huq conceded that it was possible that the causal

relationship ran “the other way,” with T.M.’s seizure disorders being a product of her preexisting

developmental issues, rather than the former only exacerbating the latter. Thus, he admitted that

“preexisting neurological dysfunction will increase the risk of febrile [seizure] status” Tr. at 194,

196; see also Haut at 613 (“[t]here are few data on the effects of a single brief seizure. Most studies

are in patients with epilepsy, which introduces the possibility that abnormalities are present before

the seizure happens”) (emphasis added).

Finally, Dr. Huq addressed the timeframe between T.M.’s vaccinations and her first

seizure, deeming it consistent with the short interval for initial inflammatory changes (which could

occur within 24 hours to a few days after vaccination). Tr. at 112, 199. He noted that filed medical

literature supported the acceptability of onset of a febrile seizure following the DTaP vaccine in

such a timeframe. Tr. at 112–13. A broader state of epilepsy would occur within weeks, months,

or even years after the first seizure, though Dr. Huq admitted that the longer the timeframe, the

less probable an association existed. Tr. at 113–14, 199–200. But T.M.’s overall course herein was

reasonably consistent with the first seizure being causal of what followed. Tr. at 113–14, 199–200.

2. Dr. Marcel Kinsbourne

Dr. Kinsbourne, a pediatric neurologist, submitted two reports for the Petitioner in support

of the opinion that T.M.’s vaccinations were causal of her epilepsy injury. See generally Report,

dated Sept. 22, 2017, filed as Ex. 30 (ECF No. 25-1) (“Kinsbourne Rep.”); Report, dated Apr. 9,

2018, filed as Ex. 47 (ECF No. 30-1) (“Supp. Kinsbourne Rep.”). Although Dr. Kinsbourne did

not testify at trial, Petitioner has not formally disclaimed his opinions, and I therefore will

summarize them below.

Dr. Kinsbourne received his medical degree from Oxford University in England, along

with his Bachelor of Arts, and his Master of Arts. Curriculum Vitae, dated Jan. 24, 2022, filed as

Ex. 123 (ECF No. 65-3) (“Kinsbourne CV”) at 1. He then received his M.D. from the State of

North Carolina. Id. After his schooling, Dr. Kinsbourne did several years of different post-doctoral

16

training in neurology, pediatrics, and chest diseases. Id. at 1–2. He is a member of the American

Board of Pediatrics and Royal College of Physicians. Id. at 2. Dr. Kinsbourne was previously a

professor of psychology, professor of pediatrics, lecturer in neurology, adjunct professor of

linguistics and cognitive science, adjunct professor of occupational therapy director of the

behavioral neurology department at the Eunice Kennedy Shriver Center, and other positions

related to neurologic and cognitive studies. Id. at 2–3. Dr. Kinsbourne has been on several editorial

boards, professional societies, and administrative assignments. Id. at 4–6. His research has

considered pediatric disorders, developmental delays and factors, cerebral deficiencies, learning

disabilities, therapies, and epilepsy. Id. at 6–39.13

Dr. Kinsbourne’s first report began with a short recitation of the factual background history

of T.M.’s illness. Kinsbourne Rep. at 1–3. He then highlighted the fact that the DTaP vaccine

(which T.M. received in December 2013) has been determined to trigger seizure activity in infants.

Id. at 3; Le Saux et al., Decrease in Hospital Admissions for Febrile Seizures and Reports of

Hypotonic-Hyporesponsive Episodes Presenting to Hospital Emergency Departments Since

Switching to Acellular Pertussis Vaccine in Canada: A Report From IMPACT, 112 Pediatrics

e348, e349–50 (2003) filed as Ex. 53 (ECF No. 32-1) (“LeSaux”). In fact, Dr. Kinsbourne

purported that “some 80 percent of DTaP provoked seizures occur within a day of the

administration of the vaccine,” as medical scientific authorities have recognized (like the Centers

for Disease Control), although the report itself does not substantiate this specific figure.

Kinsbourne Rep. at 3.

In explaining how a vaccine could produce a seizure, Dr. Kinsbourne highlighted the

interplay between vaccination and the human immune system. Vaccines trigger an immediate,

innate immune response, with the goal of secondarily stimulating an adaptive, memory response

that will allow effective reactions in the future to the relevant presenting viral or bacterial antigens.

Kinsbourne Rep. at 4; D. van Duin et al., Triggering TLR Signaling in Vaccination, 27 Trends in

Immunology 49 (2006), filed as Ex. 44 (ECF No. 27-4). This activation causes pattern recognition

and the (initial) release of proinflammatory cytokines (specifically IL-1β). Kinsbourne Rep. at 4–

5. But the proinflammatory cytokines can, in turn, establish a neuroinflammatory environment in

which seizures are more likely, due to a “lowering” of the threshold for them. Id. at 5; J. Choi et

al., Cellular Injury and Neuroinflammation in Children with Chronic Intractable Epilepsy, 6 J.

Neuroinflammation 1 (2009), filed as Ex. 37 (ECF No. 26-7) (findings suggest that active

neuroinflammation and cellular injury could play a pathogenic role or be a consequence of epilepsy

in children). 14

13

See Holmes v. Sec’y of Health & Hum. Servs., 08-185V, 2011 WL 2600612, at *2 (Fed. Cl. Spec. Mstr. April 26,

2011).

14

Dr. Kinsbourne also argued (despite the fact that T.M.’s initial seizure was unquestionably febrile in origin) that the

pertussis toxoid has been shown to have its own pathologic path to triggering seizure activity through neuronal

excitation. Kinsbourne Rep. at 5; J. Choi & S. Koh, Role of Brain Inflammation in Epileptogenesis, 49 Yonsei Med J.

17

Further support for the argument that febrile seizures could increase neuronal excitability

was identified from articles involving epilepsy patients. See, e.g., Chen at 6 (suggesting that early-

life febrile seizures can lead to continuous effects on neuronal excitability due to the long-lasting

nature of presynaptic hippocampal interneuronal terminals); R. Badawy et al., On The Midway to

Epilepsy: Is Cortical Excitability Normal in Patients with Isolated Seizures?, 24 Int’l J. Neural

Systems 1430002-1 (2014), filed as Ex. 32 (ECF No. 26-2) (“Badawy”) (patients with isolated

seizures compared to controls had increased cortical excitability which suggested the presence of

a mild degree of cortical hyperexcitability). Dr. Kinsbourne acknowledged, however, that

excitability did not definitively mean that a patient would develop epilepsy, as noted in some of

these articles. See Badawy at 6 (cortical excitability is disrupted in patients with a single seizure,

and that such disruption can persist even with a lack of recurring seizures).

In addition, Dr. Kinsbourne sought to explain how T.M.’s seizure activity might have

negatively impacted her developmental problems. He opined (based on a reading of the medical

record) that T.M.’s seizures were localized to the midline parieto-occipital region of the brain, and

he proposed it was likely that “a hyperexcitable network in that region” had some association with

her established, pre-vaccination development issues. Kinsbourne Rep. at 4. Medical literature had

observed generally a connection between childhood seizure disorders/epilepsy and progressive

development issues. Id. at 6; Ben-Ari & Holmes at 1056, 1060. And the kinds of seizure disorders

associated with developmental delay were often triggered by an initial event. T. Baram & C.

Hatalski, Neuropeptide-Mediated Excitability: A Key Triggering Mechanism for Seizure

Generation in the Developing Brain, 21 Trends Neuroscience 471 (1998), filed as Ex. 33 (ECF

No. 26-3) (“Baram & Hatalski”) (“[s]urprisingly, the majority of developmental seizures are not

spontaneous but are provoked by injurious or stressful stimuli”). Thus, Dr. Kinsbourne opined that

T.M.’s developmental delay was likely aggravated by her vaccine-induced epilepsy/seizure

disorder. Kinsbourne Rep. at 6.

1 (2008), filed as Ex. 36 (ECF No. 26-6). While the whole-cell pertussis vaccine (which has been supplanted by

vaccines containing the acellular pertussis toxoid) has more demonstrated adverse capacity, there is still “an adequate

amount of pertussis-specific antigens to provoke a protective antibody response in the recipient”—sufficient in turn

to cause seizures. Supp. Kinsbourne Rep. at 2; Le Saux at e351–52; L. Jackson et al., Retrospective Population-Based

Assessment of Medically Attended Injection Site Reactions, Seizures, Allergic Responses and Febrile Episodes after

Acellular Pertussis Vaccine Combined with Diphtheria and Tetanus Toxoids, 21 Pediatric Infectious Disease J. 781

(2002), filed as Ex. 52 (ECF No. 31-5).

My determination that vaccines “can cause” febrile seizures, purely through the innate reaction they provoke, and that

this occurred in T.M.’s case, obviates the need to consider closely the reliability or persuasiveness of this aspect of

Petitioner’s case. I also note that although Dr. Huq indicated in his testimony that he embraced Dr. Kinsbourne’s

opinion, he did not primarily rely upon the pertussis component issue in theorizing that the vaccines T.M. received

could have caused her seizures. Tr. at 184 (“that is not my main hypothesis”). I give Dr. Huq’s opinion somewhat

more weight than Dr. Kinsbourne’s overall.

18

Dr. Kinsbourne’s supplemental report addressed some of Respondent’s arguments, but also

added detail to his prior expert opinion. He agreed that he largely relied on circumstantial evidence

that vaccines can trigger seizures, although he deemed this sufficient for present circumstances.

Supp. Kinsbourne Rep. at 1. He reiterated his argument that even if the acellular pertussis-

containing vaccines presented less risk of associated seizure, the risk had not been eliminated. Id.

at 2–3. He maintained that the possession of an antecedent development delay, as was true here,

was actually associated with longer-lasting (and hence damaging) seizures. Id. at 4. And he

questioned the supposition (unsupported by evidence) that T.M.’s epilepsy either predated

vaccination, or had some to-date unidentified relationship with those problems independent of

vaccination. Id. at 5–6.

C. Respondent’s Expert—Dr. John Zempel

Dr. Zempel, a pediatric epileptologist, submitted three reports and testified for the

Respondent in support of the argument that T.M.’s vaccinations were not causal of her larger

seizure disorder or epilepsy. See generally Tr. at 205–362; Report, dated Feb. 1, 2018, filed as Ex.

A (ECF No. 29-1) (“Zempel Rep.”); Report, dated June 12, 2018, filed as Ex. C (ECF No. 34)

(“Second Zempel Rep.”); Report, dated Oct. 16, 2021, filed as Ex. D (ECF No. 53-1) (“Third

Zempel Rep.”).

Dr. Zempel attended the University of Wisconsin-Madison, obtaining a B.S. in Molecular

Biology. Tr. at 205; Curriculum Vitae, filed Feb. 2, 2018, filed as Ex. B (ECF No. 29-8) (“Zempel

CV”) at 1. He then become part of the Medical Scientist Training Program at Washington

University, attaining his M.D. and PhD in Neurobiology. Tr. at 205; Zempel CV at 1. Dr. Zempel

remained at Washington University for his internship and residency in pediatrics. Zempel CV at

2. Following this he did a residency in adult neurology, a residency in child neurology, a pediatric

epilepsy fellowship, and finally a clinical neurophysiology fellowship. Id. at 2. He was later hired

by Washington University as a faculty member, progressing from assistant, associate, to full-time

professor in neurology and pediatrics. Tr. at 206. Dr. Zempel is board certified in psychiatry and

neurology, child neurology, clinical neurophysiology, and pediatrics. Zempel CV at 2–3.

Dr. Zempel presently works in a weekly outpatient clinic “specializ[ing] in the care of

children with intractable epilepsy.” Tr. at 206. Half of his time is devoted to inpatient services,

between the neurology floor, ICU consultation service, emergency room, and neonatal neurology

service. Id. He is also the medical director of the EEG Laboratory in the Clinical Neurophysiology

Laboratory, where pediatric seizures are evaluated for treatment. Id. at 206–07. Dr. Zempel also

performs many second opinions and gets referrals from neurologists, with a focus on cases of

intractable epilepsy. Id. at 207–08. He is a member of the American Epilepsy Society and the Child

Neurology Society. Id. at 209. Dr. Zempel has published numerous articles on neuroscience and

epilepsy, but none on febrile seizures. Id. at 209; Zempel CV at 5–8.

19

Dr. Zempel’s analysis began with an overview of the different types of seizures—and he

noted at the outset that not all seizures “fit” into a diagnosis of epilepsy. Provoked seizures “can

be associated with stroke, head injury, hypoglycemia, infection, and variety of triggers,” such as

independent environmental stimuli (a fever, stress, sleep deprivation, etc.). Tr. at 210–211. An

unprovoked seizure, by contrast, does not need a stimulus to occur. Id. at 210. Epilepsy can be

characterized by a high probability of recurrent unprovoked seizures. Id. at 210–11.

A febrile seizure, Dr. Zempel explained, is a classic kind of provoked seizure. Tr. at 211.

“Simple” febrile seizures usually last less than 15 minutes, have no focal features, are generalized

tonic clonic, 15 and will occur on one side of the body. Id. at 212. A complex febrile seizure,

however, will usually last longer than 15 minutes—although some that are focal can also be

deemed complex despite their length, and having more than one seizure in a 24-hour period may

suggest the presence of complex seizures. Id. Regardless, children who experience a febrile seizure

of any kind are not necessarily displaying a presenting symptom of something larger, and “only a

fraction of cases go on to develop epilepsy.” Id. at 211, 217.

Dr. Zempel next discussed epilepsy broadly, defining it to be a condition involving

unprovoked seizures occurring randomly and without a clear explanation. Tr. at 214. The diagnosis

of epilepsy is usually based on clinical evidence—in particular, proof of two or more unprovoked

seizures—and the goal of treatment is to determine a treatment approach to limit the likelihood of

future seizures. Id. Epilepsy will be deemed “intractable” when antiseizure medications prove

ineffective (although this does not mean seizures can never be controlled in such a patient). Id. at

215. Its causes are various, but they can include “injury, an injury prenatally, an injury at birth, an

injury any time in the rest of your life, including strokes and other—and accidents and trauma can

very clearly cause your brain to transition to a state where unprovoked seizures are more likely.”

Id. at 216. Some cases have strong genetic bases, with epilepsy running in families, and it can also

be related to a developmental problem. Id.

It cannot be assumed, Dr. Zempel opined, that the occurrence of a febrile seizure is

evidence of the presence of epilepsy in a larger sense. Relevant medical literature reflects ample

debate “over whether you have febrile seizures and epilepsy as separate pieces, [or] whether your

febrile seizures are really a presentation of epilepsy with fever,” with general agreement that a

single febrile seizure is not, by itself, evidence of likely epilepsy. Tr. at 236. Nevertheless, Dr.

Zempel admitted that children who experience a complex febrile seizure more commonly develop

epilepsy than those whose febrile seizures are shorter. Id. at 333 Dr. Zempel went on to define

“febrile status epilepticus,” or a febrile seizure evidencing epilepsy, as “continu[ed] seizure

15

“Tonic-clonic” is defined as “a spasm or seizure consisting of a convulsive twitching of the muscles.” Tonic-Clonic,

Dorland’s Medical Dictionary Online, https://www.dorlandsonline.com/dorland/definition?id=50263 (last visited

Sept. 23, 2022).

20

activity or lack of return to normal in between [febrile] seizures for more than 30 minutes.” Id. at

213.

Dr. Zempel agreed that T.M.’s initial seizure was likely a complex febrile seizure (despite

some doubts about its length). Tr. at 225–26. And he agreed it was likely vaccine-associated. Id.

at 358–59. But he disputed the fact that it reflected the first step in a vaccine-triggered epilepsy,

observing that the record did not establish that the initial febrile seizure had caused injury to T.M.’s

brain. For example, the CT scan conducted at that time detected no injury. Id. at 228. More

importantly, the EEG (which can reveal brain wave activity) also resulted in normal findings—

even though after a “prolonged or intense seizure” EEG readings more commonly reveal abnormal

results. Id. at 229–31. Although EEGs alone cannot be relied upon to diagnose epilepsy, they can

be used to “clinch” the diagnosis. Id. at 250.

Subsequent record evidence from the months after the first seizure also revealed no likely

brain injury associated with that initial seizure. T.M.’s second and third EEGs (performed July 3,

2014, and November 12, 2015) produced normal results. Tr. at 246–47. Her fourth EEG was

comparable in terms of no revealing ongoing seizure activity, although Dr. Zempel observed that

(in contrast to the first three) there were some distinctions that could in part be attributed to

medications T.M. was by this time receiving. Id. at 249–50. Only by the time of the EEG performed

about two years after the relevant vaccinations did epileptiform abnormalities appear (and for the

first time), thus now establishing that “in the future that there could be recurrent unprovoked

seizures.” Id. at 254–55.

Overall, this aspect of the medical record (reflected in particular by EEG results) did not,

in Dr. Zempel’s estimation, establish any instance in which T.M. experienced a “catastrophic”

seizure capable thereafter of snowballing into a series of ever-more damaging seizures. Tr. at 274–

75. And literature offered by Dr. Huq confirmed that some kind of brain-injuring event associated

with a specific seizure would need to be demonstrated to attribute subsequent seizure activity to

the prior event. See T. Salmenperä et al., MRI Volumetry of the Hippocampus, Amygdala,

Entorhinal, Cortex, and Perirhinal Cortex after Status Epilepticus, 40 Epilepsy Research 155

(2000), filed as Ex. 95 (ECF No. 48-8) (status epilepticus does not regularly lead to damage in the

medial temporal lobe structures; instead, the hippocampus is the most severely affected brain

region in patients with a history of status epilepticus).

T.M.’s treatment record was also inconsistent with a “seizures begetting seizures” scenario

in other ways, Dr. Zempel argued, or at least did not confirm the supposition that this encapsulated

T.M.’s experience. For example, no lumbar puncture was performed which could have identified

an underlying infectious cause for the initial seizure—an omission that suggested to Dr. Zempel

that initial treaters did not suspect the seizure to be more than febrile in nature (although he

qualified the strength of this inference). Tr. at 232–33. In fact, T.M.’s neurologist did not conclude

21

that vaccination could have been causal for T.M.’s epilepsy course. Id. at 243. There was otherwise

no indication of neuronal injury or cerebral inflammation after the December 2013 seizure, and

T.M. quickly returned to a baseline level of health once she was discharged from the hospital. Id.

at 233–35. And her next seizure (experienced almost three months later) was deemed a simple

febrile seizure occurring in the context of evidence of some kind of upper respiratory infection—

which by itself could lower a seizure threshold (independent of whether the initial seizure had

established circumstances for future seizure events). Id. at 236.

More evidence diminishing the centrality of the initial febrile seizure in T.M.’s subsequent

history were the results of the MRI performed in March 2016. Its findings were deemed by treaters

as unremarkable, which Dr. Zempel interpreted to mean that brain abnormalities associated with

epilepsy, like cortical malformation, were not present. Tr. at 261–65.16 And T.M.’s epilepsy was

effectively managed by a single antiseizure medication (and a low dose of it as well), further

underscoring that her epilepsy was not particularly acute in nature. Id. at 243–44. The instances in

which T.M. appeared to suffer seizures after missed medication were also considered by Dr.

Zempel as corroborating the likelihood that seizures after the December 2013 febrile seizure event

were not the product of it, although Dr. Zempel conceded that seizures were not inevitable simply

because a medicine dose was skipped or missed. Ex. 9 at 4–6 (on Dec. 30, 2014, T.M. had a seizure

that lasted roughly ten minutes, after her father forgot to administer her Keppra that morning); Tr.

at 246.

Also significant to Dr. Zempel’s opinion was the record proof of T.M.’s pre-vaccination

developmental delay, which he felt overall was more extensive than Petitioner and her experts

allowed—and which in turn rebutted the conclusion that her developmental issues had been

worsened by T.M.’s concurrent epilepsy. As early as T.M.’s well-child visit on July 15, 2013,

treaters observed that her eyes were not the same size, suggesting to Dr. Zempel that her

developmental problems already were manifesting. Tr. at 219; Ex. 4 at 8. There were also the

missed milestones noted at her December 2013 pediatric visit (when she received the vaccines in

question). Id. at 220–21. Indeed, he found especially important the Petitioner’s

contemporaneously-recorded statement from this visit that T.M. was “not doing much,” and was

also at this time referred to a developmental clinic for evaluation. Id. at 221–22; Ex. 8 at 4. All of

these factors suggested the presence of a significant problem for the future. Id. at 223.

Developmental delays can, Dr. Zempel admitted, relate to epilepsy, since both are signs of

underlying brain dysfunction—but more importantly, “[p]reexisting developmental delay prior to

the onset of seizures is clearly a strong risk factor for the [later] development of epilepsy.” Tr. at

16

At worst, an incidental cavum septum pellucidum (“the median cleft between the two laminae of the spetum

pellucidum”) was observed, but Dr. Zempel opined that this was “probably a normal variant.” Tr. At 263. Cavum Septi

Pellucidi, Dorland’s Medical Dictionary Online, https://www.dorlandsonline.com/dorland/definition?id=63907 (last

visited Sept. 23, 2022).

22

224. And the record overall established the existence of “very significant delays,” before, and then

at, the time of the December 2013 vaccinations. Id. at 241–42.

Besides analyzing the record, Dr. Zempel commented on other aspects of the Petitioner’s

causation theory. He agreed that vaccination activates the immune system with the intent of

protecting an individual from illness. Tr. at 270 (“it is not surprising or unexpected that vaccination

would activate immune mechanisms since that’s precisely what we’re trying to do with

vaccination”). Id. But he denied that there was any direct evidence offered in this case (particularly

in the form of epidemiologic proof) that supports the conclusion that “standard childhood

vaccination is a risk—a strong risk factor for developing epilepsy.” Id. at 271. While he accepted

that the wild Bordetella pertussis virus is known to precipitate seizures, he denied that this

conclusion applied equally to the vaccine pertussis component. Id. at 278. And literature offered

to substantiate this point more commonly discussed infection as the inciting factor in inflammation

(and thus was distinguishable from the circumstances implicated in vaccination). Id. at 271–72.

Dr. Zempel also made some specific points about individual items of literature offered by

Petitioner’s experts. Baram & Hatalski, for example, was cited by Dr. Kinsbourne for the

proposition that developmental-related seizures are usually provoked at the outset—a contention

which Dr. Zempel deemed to overly simplify a complex question. Tr. at 265. Rather, “the

translation between seizures and epilepsy is often a fraught one because many children who have

seizures in the neonatal period don’t go on to develop epilepsy.” Id. Ultimately, the association

between developmental problems and seizure disorders/epilepsy presented, in Dr. Zempel’s

opinion, a “chicken or the egg question,” in which it was hard to know whether seizures occurred

because the patient had an overall susceptibility, or whether the seizure itself caused an injury that

then made the individual further, or more, susceptible. Id. at 265–66.

Dr. Zempel generally agreed that the rat model applied in Chen showed febrile seizures

could result in “permanent and persistent modification of excitability.” Tr. at 267; Chen at 889.

But, he maintained, excitability does not automatically correlate with an increase of epilepsy. Id.

at 267–68. And while some retrospective studies have noted ties between those who experience

intractable temporal lobe epilepsy later in life and a history of prolonged febrile seizures, the

inverse (studies finding an association of childhood febrile seizures with the subsequent

development of epilepsy) was more difficult to ascertain. Id. at 268–69.

Another article, cited by Dr. Kinsbourne as evidence that prolonged seizures can cause

epilepsy and development delay, was directly challenged by Dr. Zempel. Tr. at 287; D. Hesdorffer

et al., Distribution of Febrile Seizure Duration and Associations with Development, 70 Annals

Neurology 1, 7 (2011), filed as Ex. 50 (ECF No. 31-3) (“Hesdorffer”). 17 Hesdorffer noted that

“prolonged febrile seizures are associated with an increased risk of developing epilepsy. Indeed,

17

The filed copy of Hesdorffer does not have page numbers, so I shall refer to the pages in ECF-filed order.

23

animal data indicate the duration of febrile seizures is correlated with the severity and duration of

subsequent unprovoked seizures, as well as increased risk of cognitive dysfunction.” Hesdorffer

at 7; Tr. at 287. But Dr. Zempel maintained that this was more an associated than causal

relationship, especially with the multitude of factors that he considers cause epilepsy. Tr. at 287–

89. In fact, Hesdorffer explicitly observed that developmental delay could itself be a risk factor for

epilepsy. Hesdorffer at 8; Tr. at 289.

Dr. Zempel also took issue with some of the items of literature filed by Dr. Huq. One such

item, for example, only noted that vaccination could be a risk factor increasing the possibility of

seizure—as opposed to a statistically-significant causal factor. Tr. at 292–93, 295; N. Andrews et

al., Post-licensure Comparison of the Safety Profile of diphtheria/tetanus/whole cell

pertussis/haemophilus influenza type b vaccine and a 5-in-1 diphtheria/tetanus/whole cell

pertussis/haemophilus influenza type b/polio vaccine in the United Kingdom, 28 Vaccine 7215

(2010), filed as Ex. 65 (ECF No. 45-4) at 7220. Vezzani did not in fact stand for the proposition

that vaccination can cause epileptogenesis. Tr. at 303–04; Vezzani at 11 (concluding that a “disease

modifying drug that regulates inflammation” would assist in treatment of epilepsy, but without

mention of the capacity of vaccines to promote such inflammation in the first place). And Dr.

Zempel questioned the weight to be given the Sun article. Even though Sun explicitly sought to

determine the risk of febrile seizure and epilepsy after DTaP-IPV-Hib vaccination, it found only a

small increased risk of febrile seizures on the day of vaccination for infants at three and five months

of age, with no associated risk of epilepsy overall. Sun at 823; Tr. at 304. And he deemed Sun to

be particularly robust and involving a large sample. Tr. at 305–06.

III. Procedural History

This claim was initiated in November 2016, and Petitioner filed medical records thereafter

with the statement of completion filed in January 2017. (ECF No. 12). Respondent’s Rule 4(c)

Report was filed on March 6, 2017. (ECF No. 16). Expert reports were filed over the course of

the ensuing four years. The case was eventually reassigned to me in March 2021, and after

reviewing the pre-hearing briefs filed by both parties, I held a two-day hearing on the matter on

February 9-10, 2022. The claim is now ripe for resolution.

IV. Applicable Legal Standards

A. Petitioner’s Overall Burden in Vaccine Program Cases

To receive compensation in the Vaccine Program, a petitioner must prove either: (1) that

he suffered a “Table Injury”—i.e., an injury falling within the Vaccine Injury Table—

corresponding to one of the vaccinations in question within a statutorily prescribed period of time

or, in the alternative, (2) that his illnesses were actually caused by a vaccine (a “Non-Table

24

Injury”). See Sections 13(a)(1)(A), 11(c)(1), and 14(a), as amended by 42 C.F.R. § 100.3; §

11(c)(1)(C)(ii)(I); see also Moberly v. Sec’y of Health & Hum. Servs., 592 F.3d 1315, 1321 (Fed.

Cir. 2010); Capizzano v. Sec’y of Health & Hum. Servs., 440 F.3d 1317, 1320 (Fed. Cir. 2006).18

In this case, Petitioner does not assert a Table claim.

For both Table and Non-Table claims, Vaccine Program petitioners bear a “preponderance

of the evidence” burden of proof. Section 13(1)(a). That is, a petitioner must offer evidence that

leads the “trier of fact to believe that the existence of a fact is more probable than its nonexistence

before [he] may find in favor of the party who has the burden to persuade the judge of the fact’s

existence.” Moberly, 592 F.3d at 1322 n.2; see also Snowbank Enter. v. United States, 6 Cl. Ct.

476, 486 (1984) (mere conjecture or speculation is insufficient under a preponderance standard).

Proof of medical certainty is not required. Bunting v. Sec’y of Health & Hum. Servs., 931 F.2d

867, 873 (Fed. Cir. 1991). In particular, a petitioner must demonstrate that the vaccine was “not

only [the] but-for cause of the injury but also a substantial factor in bringing about the injury.”

Moberly, 592 F.3d at 1321 (quoting Shyface v. Sec’y of Health & Hum. Servs., 165 F.3d 1344,

1352–53 (Fed. Cir. 1999)); Pafford v. Sec’y of Health & Hum. Servs., 451 F.3d 1352, 1355 (Fed.

Cir. 2006). A petitioner may not receive a Vaccine Program award based solely on his assertions;

rather, the petition must be supported by either medical records or by the opinion of a competent

physician. Section 13(a)(1).

In attempting to establish entitlement to a Vaccine Program award of compensation for a

Non-Table claim, a petitioner must satisfy all three of the elements established by the Federal

Circuit in Althen v. Sec'y of Health and Hum. Servs., 418 F.3d 1274, 1278 (Fed. Cir. 2005): “(1) a

medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause

and effect showing that the vaccination was the reason for the injury; and (3) a showing of

proximate temporal relationship between vaccination and injury.” Each Althen prong requires a

different showing and is discussed in turn along with the parties’ arguments and my findings.

Under Althen prong one, petitioners must provide a “reputable medical theory,”

demonstrating that the vaccine received can cause the type of injury alleged. Pafford, 451 F.3d at

1355–56 (citations omitted). To satisfy this prong, a petitioner’s theory must be based on a “sound

and reliable medical or scientific explanation.” Knudsen v. Sec’y of Health & Hum. Servs., 35 F.3d

543, 548 (Fed. Cir. 1994). Such a theory must only be “legally probable, not medically or

scientifically certain.” Id. at 549.

18

Decisions of special masters (some of which I reference in this ruling) constitute persuasive but not binding

authority. Hanlon v. Sec’y of Health & Hum. Servs., 40 Fed. Cl. 625, 630 (1998). By contrast, Federal Circuit rulings

concerning legal issues are binding on special masters. Guillory v. Sec’y of Health & Hum. Servs., 59 Fed. Cl. 121,

124 (2003), aff’d 104 F. Appx. 712 (Fed. Cir. 2004); see also Spooner v. Sec’y of Health & Hum. Servs., No. 13-159V,

2014 WL 504728, at *7 n.12 (Fed. Cl. Spec. Mstr. Jan. 16, 2014).

25

However, the Federal Circuit has repeatedly stated that the first prong requires a

preponderant evidentiary showing. See Boatmon v. Sec'y of Health & Hum. Servs., 941 F.3d 1351,

1360 (Fed. Cir. 2019) (“[w]e have consistently rejected theories that the vaccine only “likely

caused” the injury and reiterated that a “plausible” or “possible” causal theory does not satisfy the

standard”); see also Moberly v. Sec'y of Health & Hum. Servs., 592 F.3d 1315, 1321 (Fed. Cir.

2010); Broekelschen v. Sec'y of Health & Hum. Servs., 618 F.3d 1339, 1350 (Fed. Cir. 2010). This

is consistent with the petitioner's ultimate burden to establish his overall entitlement to damages

by preponderant evidence. W.C. v. Sec'y of Health & Hum. Servs., 704 F.3d 1352, 1356 (Fed. Cir.

2013) (citations omitted). If a claimant must overall meet the preponderance standard, it is logical

that they are also required to meet each individual prong with the same degree of evidentiary

showing (even if the type of evidence offered for each is different).

Petitioners may offer a variety of individual items of evidence in support of the first Althen

prong, and are not obligated to resort to medical literature, epidemiological studies, demonstration

of a specific mechanism, or a generally accepted medical theory. Andreu v. Sec'y of Health & Hum.

Servs., 569 F.3d 1367, 1378–79 (Fed. Cir. 2009) (citing Capizzano, 440 F.3d at 1325–26). No one

“type” of evidence is required. Special masters, despite their expertise, are not empowered by

statute to conclusively resolve what are essentially thorny scientific and medical questions, and

thus scientific evidence offered to establish Althen prong one is viewed “not through the lens of

the laboratorian, but instead from the vantage point of the Vaccine Act's preponderant evidence

standard.” Andreu, 569 F.3d at 1380. Nevertheless, even though “scientific certainty” is not

required to prevail, the individual items of proof offered for the “can cause” prong must each

reflect or arise from “reputable” or “sound and reliable” medical science. Boatmon, 941 F.3d at

1359–60.

The second Althen prong requires proof of a logical sequence of cause and effect, usually

supported by facts derived from a petitioner’s medical records. Althen, 418 F.3d at 1278; Andreu,

569 F.3d at 1375–77; Capizzano, 440 F.3d at 1326; Grant v. Sec'y of Health & Hum. Servs., 956

F.2d 1144, 1148 (Fed. Cir. 1992). In establishing that a vaccine “did cause” injury, the opinions

and views of the injured party's treating physicians are entitled to some weight. Andreu, 569 F.3d

at 1367; Capizzano, 440 F.3d at 1326 (“medical records and medical opinion testimony are favored

in vaccine cases, as treating physicians are likely to be in the best position to determine whether a

‘logical sequence of cause and effect show[s] that the vaccination was the reason for the injury’”)

(quoting Althen, 418 F.3d at 1280). Medical records are generally viewed as particularly

trustworthy evidence, since they are created contemporaneously with the treatment of the patient.

Cucuras v. Sec'y of Health & Hum. Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993).

However, medical records and/or statements of a treating physician's views do not per se

bind the special master to adopt the conclusions of such an individual, even if they must be

considered and carefully evaluated. Section 13(b)(1) (providing that “[a]ny such diagnosis,

26

conclusion, judgment, test result, report, or summary shall not be binding on the special master or

court”); Snyder v. Sec'y of Health & Hum. Servs., 88 Fed. Cl. 706, 746 n.67 (2009) (“there is

nothing . . . that mandates that the testimony of a treating physician is sacrosanct—that it must be

accepted in its entirety and cannot be rebutted”). As with expert testimony offered to establish a

theory of causation, the opinions or diagnoses of treating physicians are only as trustworthy as the

reasonableness of their suppositions or bases. The views of treating physicians should also be

weighed against other, contrary evidence also present in the record—including conflicting

opinions among such individuals. Hibbard v. Sec'y of Health & Hum. Servs., 100 Fed. Cl. 742,

749 (2011) (not arbitrary or capricious for special master to weigh competing treating physicians'

conclusions against each other), aff'd, 698 F.3d 1355 (Fed. Cir. 2012); Veryzer v. Sec'y of Health

& Hum. Servs., No. 06–522V, 2011 WL 1935813, at *17 (Fed. Cl. Spec. Mstr. Apr. 29, 2011),

mot. for review den'd, 100 Fed. Cl. 344, 356–57 (2011), aff'd without opinion, 475 F. App’x. 765

(Fed. Cir. 2012).

The third Althen prong requires establishing a “proximate temporal relationship” between

the vaccination and the injury alleged. Althen, 418 F.3d at 1281. That term has been equated to the

phrase “medically-acceptable temporal relationship.” Id. A petitioner must offer “preponderant

proof that the onset of symptoms occurred within a timeframe which, given the medical

understanding of the disorder's etiology, it is medically acceptable to infer causation.” de Bazan v.

Sec'y of Health & Hum. Servs., 539 F.3d 1347, 1352 (Fed. Cir. 2008). The explanation for what is

a medically acceptable timeframe must also coincide with the theory of how the relevant vaccine

can cause an injury (Althen prong one's requirement). Id. at 1352; Shapiro v. Sec'y of Health &

Hum. Servs., 101 Fed. Cl. 532, 542 (2011), recons. den'd after remand, 105 Fed. Cl. 353 (2012),

aff'd mem., 2013 WL 1896173 (Fed. Cir. 2013); Koehn v. Sec'y of Health & Hum. Servs., No. 11–

355V, 2013 WL 3214877 (Fed. Cl. Spec. Mstr. May 30, 2013), mot. for review den'd (Fed. Cl.

Dec. 3, 2013), aff'd, 773 F.3d 1239 (Fed. Cir. 2014).

B. Significant Aggravation Claim

Where, as here, a petitioner alleges significant aggravation of a preexisting condition, the

Althen test is expanded, and the petitioner has additional evidentiary burdens to satisfy. Loving v.

Sec’y of Health & Hum. Servs., 86 Fed. Cl. 135, 144 (2009). In Loving, the Court of Federal Claims

combined the Althen test with the test from Whitecotton v. Sec’y of Health & Hum. Servs., 81 F.3d

1099, 1107 (Fed. Cir. 1996), which related to on-Table significant aggravation cases. The resultant

“significant aggravation” test has six components, which require establishing:

(1) the person’s condition prior to administration of the vaccine, (2) the person’s

current condition (or the condition following the vaccination if that is also

pertinent), (3) whether the person’s current condition constitutes a “significant

aggravation” of the person’s condition prior to vaccination, (4) a medical theory

27

causally connecting such a significantly worsened condition to the vaccination, (5)

a logical sequence of cause and effect showing that the vaccination was the reason

for the significant aggravation, and (6) a showing of a proximate temporal

relationship between the vaccination and the significant aggravation.

Loving, 86 Fed. Cl. at 144; see also W.C., 704 F.3d at 1357 (holding that “the Loving case provides

the correct framework for evaluating off-table significant aggravation claims”). In effect, the last

three prongs of the Loving test correspond to the three Althen prongs.

In Sharpe v. Sec’y of Health & Hum. Servs., 964 F.3d 1072 (Fed. Cir. 2020), the Federal

Circuit further elaborated on the Loving framework. Under Prong (3) of the Loving test, the

Petitioner need not demonstrate an expected outcome, but merely that the injured individual’s

relevant post-vaccination condition was worse than pre-vaccination. Sharpe, 964 F.3d at 1081.

And a claimant may make out a prima facie case of significant aggravation overall without

eliminating a preexisting condition as the potential cause of her significantly aggravated injury

(although the Circuit’s recasting of the significant aggravation standard still permits Respondent

to attempt to establish alternative cause, where a petitioner’s showing is enough to make out a

prima facie case, and thereby shift the burden of proof to Respondent). Id. at 1083.

C. Law Governing Analysis of Fact Evidence

The process for making determinations in Vaccine Program cases regarding factual issues

begins with consideration of the medical records. Section 11(c)(2). The special master is required

to consider “all [ ] relevant medical and scientific evidence contained in the record,” including

“any diagnosis, conclusion, medical judgment, or autopsy or coroner's report which is contained

in the record regarding the nature, causation, and aggravation of the petitioner's illness, disability,

injury, condition, or death,” as well as the “results of any diagnostic or evaluative test which are

contained in the record and the summaries and conclusions.” Section 13(b)(1)(A). The special

master is then required to weigh the evidence presented, including contemporaneous medical

records and testimony. See Burns v. Sec'y of Health & Hum. Servs., 3 F.3d 415, 417 (Fed. Cir.

1993) (determining that it is within the special master's discretion to determine whether to afford

greater weight to contemporaneous medical records than to other evidence, such as oral testimony

surrounding the events in question that was given at a later date, provided that such determination

is evidenced by a rational determination).

As noted by the Federal Circuit, “[m]edical records, in general, warrant consideration as

trustworthy evidence.” Cucuras, 993 F.2d at 1528; Doe/70 v. Sec'y of Health & Hum. Servs., 95

Fed. Cl. 598, 608 (2010) (“[g]iven the inconsistencies between petitioner's testimony and his

contemporaneous medical records, the special master's decision to rely on petitioner's medical

records was rational and consistent with applicable law”), aff'd, Rickett v. Sec'y of Health & Hum.

28

Servs., 468 F. App’x 952 (Fed. Cir. 2011) (non-precedential opinion). A series of linked

propositions explains why such records deserve some weight: (i) sick people visit medical

professionals; (ii) sick people attempt to honestly report their health problems to those

professionals; and (iii) medical professionals record what they are told or observe when examining

their patients in as accurate a manner as possible, so that they are aware of enough relevant facts

to make appropriate treatment decisions. Sanchez v. Sec'y of Health & Hum. Servs., No. 11–685V,

2013 WL 1880825, at *2 (Fed. Cl. Spec. Mstr. Apr. 10, 2013); Cucuras v. Sec'y of Health & Hum.

Servs., 26 Cl. Ct. 537, 543 (1992), aff'd, 993 F.2d at 1525 (Fed. Cir. 1993) (“[i]t strains reason to

conclude that petitioners would fail to accurately report the onset of their daughter's symptoms”).

Accordingly, if the medical records are clear, consistent, and complete, then they should

be afforded substantial weight. Lowrie v. Sec'y of Health & Hum. Servs., No. 03–1585V, 2005 WL

6117475, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). Indeed, contemporaneous medical records

are often found to be deserving of greater evidentiary weight than oral testimony—especially

where such testimony conflicts with the record evidence. Cucuras, 993 F.2d at 1528; see also

Murphy v. Sec'y of Health & Hum. Servs., 23 Cl. Ct. 726, 733 (1991), aff'd per curiam, 968 F.2d

1226 (Fed. Cir. 1992), cert. den'd, Murphy v. Sullivan, 506 U.S. 974 (1992) (citing United States

v. United States Gypsum Co., 333 U.S. 364, 396 (1947) (“[i]t has generally been held that oral

testimony which is in conflict with contemporaneous documents is entitled to little evidentiary

weight.”)).

However, the Federal Circuit has also noted that there is no formal “presumption” that

records are accurate or superior on their face when compared to other forms of evidence. Kirby v.

Sec’y of Health & Hum. Servs., 997 F.3d 1378, 1383 (Fed. Cir. 2021). There are certainly situations

in which compelling oral testimony may be more persuasive than written records, such as where

records are deemed to be incomplete or inaccurate. Campbell v. Sec'y of Health & Hum. Servs., 69

Fed. Cl. 775, 779 (2006) (“like any norm based upon common sense and experience, this rule

should not be treated as an absolute and must yield where the factual predicates for its application

are weak or lacking”); Lowrie, 2005 WL 6117475, at *19 (“[w]ritten records which are,

themselves, inconsistent, should be accorded less deference than those which are internally

consistent”) (quoting Murphy, 23 Cl. Ct. at 733)). Ultimately, a determination regarding a witness's

credibility may be required when determining the weight that such testimony should be afforded.

Andreu, 569 F.3d at 1379; Bradley v. Sec'y of Health & Hum. Servs., 991 F.2d 1570, 1575 (Fed.

Cir. 1993).

When witness testimony is offered to overcome the presumption of accuracy afforded to

contemporaneous medical records, such testimony must be “consistent, clear, cogent, and

compelling.” Sanchez, 2013 WL 1880825, at *3 (citing Blutstein v. Sec'y of Health & Hum. Servs.,

No. 90–2808V, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998)). In determining the

accuracy and completeness of medical records, the Court of Federal Claims has listed four possible

29

explanations for inconsistencies between contemporaneously created medical records and later

testimony: (1) a person's failure to recount to the medical professional everything that happened

during the relevant time period; (2) the medical professional's failure to document everything

reported to her or him; (3) a person's faulty recollection of the events when presenting testimony;

or (4) a person's purposeful recounting of symptoms that did not exist. La Londe v. Sec'y of Health

& Hum. Servs., 110 Fed. Cl. 184, 203–04 (2013), aff'd, 746 F.3d 1334 (Fed. Cir. 2014). In making

a determination regarding whether to afford greater weight to contemporaneous medical records

or other evidence, such as testimony at hearing, there must be evidence that this decision was the

result of a rational determination. Burns, 3 F.3d at 417.

D. Analysis of Expert Testimony

Establishing a sound and reliable medical theory often requires a petitioner to present

expert testimony in support of his claim. Lampe v. Sec’y of Health & Hum. Servs., 219 F.3d 1357,

1361 (Fed. Cir. 2000). Vaccine Program expert testimony is usually evaluated according to the

factors for analyzing scientific reliability set forth in Daubert v. Merrell Dow Pharm., Inc., 509

U.S. 579, 594–96 (1993). See Cedillo v. Sec’y of Health & Hum. Servs., 617 F.3d 1328, 1339 (Fed.

Cir. 2010) (citing Terran v. Sec’y of Health & Hum. Servs., 195 F.3d 1302, 1316 (Fed. Cir. 1999).

Under Daubert, the factors for analyzing the reliability of testimony are:

(1) whether a theory or technique can be (and has been) tested; (2) whether the

theory or technique has been subjected to peer review and publication; (3) whether

there is a known or potential rate of error and whether there are standards for

controlling the error; and (4) whether the theory or technique enjoys general

acceptance within a relevant scientific community.

Terran, 195 F.3d at 1316 n.2 (citing Daubert, 509 U.S. at 592–95).

However, in the Vaccine Program the Daubert factors play a slightly different role than

they do when applied in other federal judicial settings—e.g., the district courts. Typically, Daubert

factors are employed by judges (in the performance of their evidentiary gatekeeper roles) to

exclude evidence that is unreliable or could confuse a jury. By contrast, in Vaccine Program cases

these factors are used in the weighing of the reliability of scientific evidence proffered. Davis v.

Sec'y of Health & Hum. Servs., 94 Fed. Cl. 53, 66–67 (2010) (“uniquely in this Circuit, the Daubert

factors have been employed also as an acceptable evidentiary-gauging tool with respect to

persuasiveness of expert testimony already admitted”). The flexible use of the Daubert factors to

evaluate the persuasiveness and reliability of expert testimony has routinely been upheld. See, e.g.,

Snyder, 88 Fed. Cl. at 742–45. In this matter (as in numerous other Vaccine Program cases),

Daubert has not been employed at the threshold, to determine what evidence should be admitted,

but instead to determine whether expert testimony offered is reliable and/or persuasive.

30

Respondent frequently offers one or more experts in order to rebut a petitioner’s case.

Where both sides offer expert testimony, a special master's decision may be “based on the

credibility of the experts and the relative persuasiveness of their competing theories.”

Broekelschen v. Sec'y of Health & Hum. Servs., 618 F.3d 1339, 1347 (Fed. Cir. 2010) (citing

Lampe, 219 F.3d at 1362). However, nothing requires the acceptance of an expert's conclusion

“connected to existing data only by the ipse dixit of the expert,” especially if “there is simply too

great an analytical gap between the data and the opinion proffered.” Snyder, 88 Fed. Cl. at 743

(quoting Gen. Elec. Co. v. Joiner, 522 U.S. 146 (1997)); see also Isaac v. Sec'y of Health & Hum.

Servs., No. 08–601V, 2012 WL 3609993, at *17 (Fed. Cl. Spec. Mstr. July 30, 2012), mot. for

review den'd, 108 Fed. Cl. 743 (2013), aff'd, 540 F. App’x. 999 (Fed. Cir. 2013) (citing Cedillo,

617 F.3d at 1339). Weighing the relative persuasiveness of competing expert testimony, based on

a particular expert's credibility, is part of the overall reliability analysis to which special masters

must subject expert testimony in Vaccine Program cases. Moberly, 592 F.3d at 1325–26

(“[a]ssessments as to the reliability of expert testimony often turn on credibility determinations”);

see also Porter v. Sec'y of Health & Hum. Servs., 663 F.3d 1242, 1250 (Fed. Cir. 2011) (“this court

has unambiguously explained that special masters are expected to consider the credibility of expert

witnesses in evaluating petitions for compensation under the Vaccine Act”).

E. Consideration of Medical Literature

Both parties filed numerous items of medical and scientific literature in this case, but not

every filed item factors into the outcome of this Decision. While I have reviewed all the medical

literature submitted in this case, I discuss only those articles that are most relevant to my

determination and/or are central to Petitioner’s case—just as I have not exhaustively discussed

every individual medical record filed. Moriarty v. Sec’y of Health & Hum. Servs., 844 F.3d 1322,

1328 (Fed. Cir. 2016) (“[w]e generally presume that a special master considered the relevant record

evidence even though he does not explicitly reference such evidence in his decision”) (citation

omitted); see also Paterek v. Sec’y of Health & Hum. Servs., 527 F. Appx. 875, 884 (Fed. Cir.

2013) (“[f]inding certain information not relevant does not lead to—and likely undermines—the

conclusion that it was not considered”).

ANALYSIS

I. Febrile Seizures and Their Relationship to Seizure Disorders

Both side’s experts agreed that vaccines can trigger febrile seizures, as a result of the

vaccine’s stimulation of the innate immune system (which includes upregulation of pro-

inflammatory cytokines specifically associated with fever). Huq Rep. at 4; Tr. at 358–59. This

issue is thus uncontested—and I find it is wholly consistent with medical science pertaining to

31

febrile seizures. But this highlights the larger, and hotly-disputed, question in this case: whether a

single febrile seizure, vaccine-caused or not, will inevitably lead to some form of epilepsy—and

thus whether a vaccine-caused febrile seizure is more likely than not causal of a child’s

subsequently-manifesting epilepsy.

The Vaccine Program has confronted this question before. Although the results have varied

(depending on the specific facts at issue, as well as the relative strength of showing made in each

case) it is clear that vaccine-instigated febrile seizures cannot be properly considered causal of all

forms of epilepsy, simply because more seizures follow the first event. See, e.g., Caredio v. Sec'y

of Health & Hum. Servs., No. 17-0079V, 2021 WL 4100294 (Fed. Cl. Spec. Mstr. July 30, 2021),

mot. for review den’d, __. Fed. Cl. __, 2021 WL 6058835 (2021). In Caredio, an infant’s

autoimmune epilepsy was argued to have been caused by a flu vaccine. The child experienced an

initial febrile seizure close-in-time to the vaccination event—and although there was no dispute

that the febrile seizure was vaccine-caused, the onset of the child’s form of epilepsy was deemed

to have occurred slightly later (within two weeks of vaccination). Caredio, 2021 WL 4100294, at

*2–3, 15. Indeed, the petitioners’ causation expert disclaimed any relationship between the febrile

seizure and the child’s epilepsy, the course of which progressively unfolded in the months

thereafter. Id. at *12. Although denial of entitlement in Caredio turned on a failure to establish

that the relevant vaccine “could cause” autoimmune epilepsy, the decision helpfully demonstrates

how an initial febrile seizure could have no relationship to a child’s subsequently-diagnosed

epilepsy.

A different well-reasoned decision, by contrast, connected an earlier febrile seizure to

epilepsy. Ginn v. Sec'y of Health & Hum. Servs., No. 16-1466V, 2021 WL 1558342 (Fed. Cl. Spec.

Mstr. Mar. 26, 2021) (five vaccines, including the flu vaccine, triggered a febrile seizure in four-

year-old that contributed/led to development of epilepsy). In Ginn, an infant experienced a febrile

seizure within 24 hours of receiving several vaccines. Two months later, the child had a second

seizure (not identified as febrile), and an EEG performed at this time now revealed the presence

of abnormality consistent with epilepsy. Ginn, 2021 WL 1558342, at *1–2. The child was

thereafter diagnosed with epilepsy. In finding for the petitioners (and in a case where, as here, Dr.

Huq served as the claimant’s expert), the special master emphasized not only that febrile seizures

could propagate further seizure activity, but also that evidence (particularly in the form of the EEG

findings from the second seizure event) corroborated that brain changes/damage had occurred after

the first seizure—providing sufficient evidence to link the two under the petitioners’ causation

theory. Id. at *8–9.

Thus, the evidence connecting the initial febrile seizure to the child’s epilepsy that was

missing in Caredio was supplied in Ginn—underscoring the importance of such connective proof

for causation purposes. Even though the seizure disorder in Caredio was ultimately autoimmune

32

in nature, the distinction between febrile seizures and later epilepsy remains—as recognized in

Ginn.

II. Petitioner Has Not Preponderantly Established that T.M.’s Single, Vaccine-Caused

Febrile Seizure Lead to or Caused Her Subsequent Seizure Disorder

This claim largely turns on the second Althen prong. As discussed above, I can easily

determine herein that almost any vaccine, alone or grouped with others, could cause sufficient

inflammation to trigger a single febrile seizure. In addition, although both experts also agreed that

an initial febrile seizure does not inevitably mean a child will experience epilepsy (see, e.g., Tr. at

116, 236), Dr. Huq did offer persuasive preponderant evidence in support of the conclusion that

as a general matter, children who experience febrile seizures are more likely to develop epilepsy

later (although it is not a certainty—and the initial seizure could simply unmask a propensity to

seize, rather than be considered the instigating factor). But the medical record in this case does not

support the conclusion that T.M.’s December 2013 post-vaccination febrile seizure caused her

epilepsy.

Specifically, the record does not establish that the initial febrile seizure harmed T.M.’s

brain sufficiently to conclude that it likely “explains” what transpired thereafter. On the contrary,

persistent testing performed over the next two-plus years, whether in the form of EEGs or MRIs,

did not confirm the presence of a seizure-induced brain malformation or injury that could then

(under a “seizures beget seizures” theory) be deemed causal of all subsequent seizures. See, e.g.,

Ex. 7 at 68 (normal EEG readings based on EEG performed on December 11, 2013); Ex. 2 at 42–

43 (July 2014 EEG produced normal results with no evidence of epileptiform activity); Ex. 15 at

26–27 (November 2015 EEG produced normal results); Ex. 24 at 18–19 (March 2016 brain MRI

deemed to have yielded normal results); Ex. 14 at 32–33 (normal CT scan in May 2016, performed

in wake of ER visit due to afebrile seizure). Dr. Huq acknowledged this absence of proof of brain

injury. Tr. at 47-48, 141-49, 173.

Only by August 2016 did an EEG yield results that T.M.’s neurologist deemed to

corroborate the presence of epileptiform activity. Ex 24 at 294. Dr. Huq reasonably pointed out in

reaction that a normal EEG reading did not rule out epilepsy—but the totality of the screening

evidence in this case does not establish brain injury close-in-time to the vaccine-caused febrile

seizure.

T.M.’s post-vaccination seizure activity after the first, admittedly vaccine-caused febrile

seizure, is also not of a character or tempo that would render it likely related to the first event.

Thus, T.M.’s second febrile seizure (and second seizure event otherwise) occurred in March

2014—three months after her first febrile seizure, with nothing in the record suggesting an

association between the two. Moreover, the second seizure was attributed to a then-existing likely

33

upper respiratory infection. Ex. 7 at 221–22. T.M. recovered quickly thereafter, suffering no

additional seizures for two months. But the May 2014 seizure event was also attributed to a febrile

seizure. Ex. 1 at 1–6. Thereafter, for the remainder of that year T.M. received anti-seizure

medications, which controlled her seizure activity enough so that her next seizure event—in

December 2014 (and thus now a year after the vaccine-related initial first seizure)—was deemed

to have been likely caused by a missed Keppra dose. Ex. 9 at 4–6.

This history is not supportive of an association with the initial febrile seizure. 19 Rather, it

suggests a non-intractable and treatable epilepsy. And to the extent the continued epileptic activity

may have eventually damaged T.M.’s brain, such that subsequent EEG and other testing evidence

began to confirm more activity, that course cannot be attributed to the first febrile seizure event—

and thus not to the December 2013 vaccines either.

Admittedly, the first seizure met the definition of a complex seizure given its length. And

Dr. Huq credibly established that complex seizures are often associated with brain damage. But

that fact must be balanced against T.M.’s quick recovery in December 2013–January 2014, as well

as the lack of overall evidence of brain harm discussed above. The possibility that a complex

seizure could harm the brain or increase neuronal dysfunction, as Dr. Huq maintained, is not in

this case borne out by the actual medical record.

The fact that T.M.’s seizures occurred in the context of established developmental concerns

also weighs against a conclusion that her first seizure caused what followed. The record

incontrovertibly establishes that developmental issues were raised with respect to T.M. before the

December 2013 vaccination event. And Dr. Zempel credibly and persuasively established that

medical science supports the conclusion that seizure activity can not only accompany

developmental issues (or in some cases cause them), but that it might occur because of underlying

developmental problems. This is not a case where the injured infant’s developmental symptoms

all post-date vaccination. Although I do not purport to find that T.M.’s developmental issues

explain her subsequent seizure activity and epilepsy, Petitioner did not persuasively rebut this kind

of evidence, and it therefore further diminishes the possibility that the initial febrile seizure alone

explained why T.M. continued to experience seizures afterward.

This is not a case where expert input on either side appreciably “moved the needle” in the

direction of one determination over the other. Both experts were sufficiently qualified to offer the

opinions they provided, and they largely agreed on the core science in question. Although Dr. Huq

did not establish that all post-febrile seizure events are necessarily related to the first, his overall

interpretation of the record was clear, even if I did not ultimately accept it. And he persuasively

19

I also note that no contemporaneous treaters opined that T.M.’s epilepsy stemmed from the first febrile seizure.

Although treater opinions do not compel a fact finding either way, there is an absence of such evidence in this case in

support of Petitioner’s claim.

34

demonstrated that an initial febrile seizure could create the conditions for epilepsy. But the record

in this case paints a picture of a child likely susceptible to seizure activity generally, but whose

course could not be deemed inevitable once the first febrile seizure occurred. T.M.’s initial febrile

seizure was likely vaccine-caused—but that seizure in turn was not the cause of what followed.20

I emphasize again—the contention that a vaccine-caused febrile seizure could constitute

the first “domino” in a chronic seizure disorder is scientifically reliable. Bulwarked with evidence

that a child’s brain had likely been harmed by the initial seizure, such a claim could well produce

a favorable entitlement decision, as occurred in Ginn. But a first, vaccine-caused seizure cannot

be deemed responsible for epilepsy that is diagnosed later simply due to its temporal priority, in

the absence of record evidence corroborating the presence of brain injury that could credibly be

attributed to the vaccine-induced initial seizure. The initial seizure does not “prove” injury to the

brain by itself. And the subsequent epileptic events cannot be relied upon either, since arguing that

a single initial vaccine-caused seizure had to have caused what comes next amounts to the kind of

“post hoc ergo propter hoc” reasoning rejected by the Program when considering causation-in-fact

claims. Pafford v. Sec'y of Health & Hum. Servs., No. 01-0165V, 2004 WL 1717359, at *9 (Fed.

Cl. Spec. Mstr. July 16, 2004), mot. for rev. denied, 64 Fed. Cl. 19 (2005), aff'd, 451 F. 3d 1352

(Fed. Cir. 2006).

III. Petitioner Did Not Establish that T.M.’s Pre-Vaccination Developmental Problems

Were Exacerbated by Vaccination

My finding with respect to a lack of sufficient “did cause” proof that the first, vaccine-

caused febrile seizure T.M. experienced was causal of her overall epilepsy also bears on

Petitioner’s claim that her pre-existing developmental delays were exacerbated by the December

2013 vaccinations. For even if the progression of her symptoms literally worsened after January

2014 (essentially all the Circuit now requires Petitioners need prove under Loving), 21 and even if

I assume that a vaccine-induced febrile seizure could cause sufficient brain injury to worsen

preexisting developmental issues, I do not also find that in this case the first, vaccine-caused febrile

seizure was the source of worsening for T.M.—as must be established under Loving prong five

(the counterpart to Althen prong two).

20

The December 2013 seizure alone is not a basis for compensation even if Petitioner had limited her claim to it, since

its sequelae did not last the six months necessary to meet the Act’s severity requirement. Watts v. Sec’y of Health &

Hum. Servs., No. 17-1494V, 2019 WL 4741748, at *7 (Fed. Cl. Spec. Mstr. Aug. 13, 2019).

21

In the wake of Sharpe, the first three Loving prongs can easily be satisfied—and are here. Hence, the record

establishes in this case that (a) T.M.’s developmental issues existed pre-vaccination, and (b) those same issues became

more pronounced in the following months, as she aged and it became more evident the degree and extent of her

developmental delay (Loving prongs one and two). The intervening vaccinations in December 2013 predated the time

when her developmental issues were more easily observed, making the determination that her delay was aggravated

post-vaccination (the third Loving prong).

35

As noted above, the record does not support the conclusion that T.M.’s first seizure in

December 2013 harmed her brain, or was otherwise causal of the febrile or breakthrough seizures

(after missed anti-seizure medication doses) she experienced later in 2014 and then afterward. In

addition, even though I cannot conclude that the same record preponderantly establishes that her

preexisting developmental issues were more likely causal of her seizure disorder (rather than the

other way around), Dr. Zempel’s testimony, coupled with some of the filed medical literature,

raised reasonable questions about that possibility that Petitioner did not effectively address (other

than simply to maintain that febrile seizures in many cases do constitute a precursor event to a

larger seizure disorder, or may hasten that occurrence due to brain injury—evidence of which is

lacking here). Tr. at 219, 265–66; Baram & Hatalski at 1; Ben Ari & Holmes at 1056, 1060.

Thus, this record does not establish that the progression of T.M.’s developmental issues

after the first febrile seizure was likely attributable to that seizure. Rather, awareness and

understanding of the scope and nature of T.M.’s delay, as its clinical manifestations became more

obvious, was occurring concurrently, and contemporaneously, with her slowly-unfolding

epilepsy—not that the latter was worsening the former. Indeed, it could be concluded from this

record (as already mentioned) that T.M.’s epilepsy was a secondary aspect of her developmental

problems, or even “caused” by them initially. But this record does not preponderantly establish

that a single, vaccine-caused initial febrile seizure aggravated her developmental problems.22

CONCLUSION

It is never a happy occasion when a special master denies entitlement to a person who has

suffered greatly in the care of a child stricken with a debilitating disease or condition. This is

unquestionably the case with respect to Ms. Weaver, who has struggled to help her daughter (and

demonstrates great love for her in so doing). But my personal sympathies are not a basis for

awarding damages. Rather, I must find that the legal standards for entitlement are met. And

unfortunately, they have not been met in this case, since the initial, undoubtedly vaccine-related

febrile seizure has not been shown to be the “linchpin” to what followed. Accordingly, I am

compelled to DENY entitlement in this case.

In the absence of a motion for review filed pursuant to RCFC Appendix B, the Clerk of the

Court SHALL ENTER JUDGMENT in accordance with the terms of this Decision.23

22

I also note that Petitioner does not argue herein that the December 2013 vaccinations worsened her developmental

problems in some other form independent from the seizure activity, e.g., by initiating some kind of autoimmune-

mediated process that led to brain damage of some other form of encephalopathic injury. And there is no evidence in

this case of any autoimmune injury—certainly T.M.’s epilepsy is not of the autoimmune form.

23

Pursuant to Vaccine Rule 11(a), the parties may expedite entry of judgment if (jointly or separately) they file notices

renouncing their right to seek review.

36

IT IS SO ORDERED.

/s/ Brian H. Corcoran

Brian H. Corcoran

Chief Special Master

37

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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