Opinion

Allen Quigley v. Tuong Thai

  • 707 F.3d 675
  • 2013 U.S. App. LEXIS 3615
  • 2013 WL 627207
Court
Court of Appeals for the Sixth Circuit
Filed
Feb 21, 2013
Status
Published
Author
Stranch
On the bench
Cook, Stamp, Stranch
Cited by
198 cases
Authority
More cited than 93.8%

stating that “even in cases involving less than outrageous conduct, officials can still be on notice that their conduct violates established law in novel factual circumstances”

How later courts described this case

  • stating that “even in cases involving less than outrageous conduct, officials can still be on notice that their conduct violates established law in novel factual circumstances”
  • holding that the jury could infer that the defendant knew that the medication he prescribed would be toxic when taken with the patient’s other medications
  • concluding that “a reasonable juror could infer that [the defendant] knew based on the fact that most professionals would know, even if all did not.”
  • holding that once qualified immunity has been invoked, the plaintiff bears the burden of showing it is inappropriate

Written by the judges who cited it.

The opinion

RECOMMENDED FOR FULL-TEXT PUBLICATION

Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 13a0045p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

_________________

ALLEN QUIGLEY, Administrator of the Estate X

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Plaintiff-Appellee, --

of Scott Allen Quigley, Jr., Deceased,

-

No. 11-2014

,

>

-

v.

-

Defendant-Appellant, --

TUONG VINH THAI,

-

-

-

CORRECTIONAL MEDICAL SERVICES, INC.;

Defendants. -

STEVEN GARVER,

N

Appeal from the United States District Court

for the Eastern District of Michigan at Detroit.

No. 2:09-cv-14221—Gerald E. Rosen, Chief District Judge.

Argued: July 26, 2012

Decided and Filed: February 21, 2013

Before: COOK and STRANCH, Circuit Judges; STAMP, District Judge.*

_________________

COUNSEL

ARGUED: John G. Fedynsky, OFFICE OF THE MICHIGAN ATTORNEY

GENERAL, Lansing, Michigan, for Appellant. Heather A. Glazer, FIEGER, FIEGER,

KENNEY, GIROUX & DANZIG, P.C., Southfield, Michigan, for Appellee.

ON BRIEF: John G. Fedynsky, OFFICE OF THE MICHIGAN ATTORNEY

GENERAL, Lansing, Michigan, for Appellant. Heather A. Glazer, FIEGER, FIEGER,

KENNEY, GIROUX & DANZIG, P.C., Southfield, Michigan, for Appellee.

*

The Honorable Frederick P. Stamp, Senior United States District Judge for the Northern District

of West Virginia, sitting by designation.

1

No. 11-2014 Quigley v. Thai, et al. Page 2

_________________

OPINION

_________________

JANE B. STRANCH, Circuit Judge. This appeal addresses whether defendant

Dr. Tuong V. Thai, a prison psychiatrist, is entitled to immunity from state and federal

civil claims brought by the estate of the now-deceased Scott Quigley, Jr., who Thai

treated for moderate depression. The estate alleges that Thai’s medical care caused

Quigley’s death, violated Quigley’s Eighth Amendment right to be free from cruel and

unusual punishment, and constituted gross negligence under state law. Thai moved for

summary judgment, asserting the defense of qualified immunity to the estate’s federal

claim and state-law immunity to the estate’s gross-negligence claim. The district court

denied Thai summary judgment on both claims. For the reasons set forth below, we

AFFIRM the judgment of the district court.

I. BACKGROUND

Quigley was a 23-year-old man with no known life-threatening physical ailments

or conditions.1 In February 2008, Quigley was transferred from one Michigan

Department of Corrections (MDOC) facility to an MDOC guidance center. For the next

month until his death, Quigley was under the medical supervision and care of

Correctional Medical Services, Inc. (CMS), a service provider with which MDOC

contracted. Thai and physician’s assistant Steven Garver treated Quigley for moderate

depression at the guidance center.

The medical-intake assessment completed on the day Quigley arrived at the

guidance center indicates that Quigley was taking 25 mg of Amitriptyline (brand name,

Elavil) once a day for depression. The next day, Garver completed a physical

examination of Quigley and prescribed three months of 50 mg Amitriptyline once a day.

1

Thai protests that Quigley was not healthy because he had a history of seizures, which can result

in death. But Quigley had not had a seizure in roughly 10 years despite not taking seizure medication

regularly during those 10 years. Moreover, Quigley described himself as being “in good physical

condition” during an assessment on February 18, 2008. Viewing the facts in the light most favorable to

the estate as we must, concluding that Quigley was a healthy individual with no currently manifesting life-

threatening conditions is a reasonable inference from the record.

No. 11-2014 Quigley v. Thai, et al. Page 3

A few weeks later, on March 7, 2008, Thai conducted a “Comprehensive

Psychiatric Assessment” of Quigley. Thai’s notes indicate that he discussed Quigley’s

taking Amitriptyline for depression and that Quigley expressed an interest in trying

Trazodone for his moderate depression. Thai prescribed 100 mg of Trazodone (brand

name, Desyrel) to be taken once a day for four weeks, and he discussed the side effects

of Trazodone with Quigley.

On March 10, 2008, Quigley was found dead in his cell. The prison’s medication

chart confirms that Quigley had been administered both Amitriptyline and Trazodone

the previous three days.

No documents in the record definitively ascertain Quigley’s cause of death. The

autopsy report concluded that Quigley died of an epileptic seizure disorder. Quigley’s

estate provides two affidavits from forensic pathologist Werner Spitz, who concluded

that Quigley likely died not from an epileptic seizure, but rather from a fatal drug

interaction between the tricyclic Amitriptyline and tetracyclic Trazodone. Spitz opined

that taking a tricyclic and tetracyclic at the same time is “fraught with risks including

[the] risk of coma and death” because the drugs together can cause serotonin syndrome.

The estate also provided an affidavit from psychiatrist Dr. Gerald A. Shiener, who

similarly opined that the tricyclic Amitriptyline and tetracyclic Trazodone when used

together are dangerous because they exponentially increase the potency of one another

and can be fatal. Shiener, like Spitz, concluded that the fatal drug interaction likely

killed Quigley. On the other hand, Thai has provided three medical-expert affidavits,

all of which criticize the conclusions of the estate’s medical experts and conclude that

the best explanation for Quigley’s death is epileptic seizure.

In October 2009, the administrator of Quigley’s estate sued Thai, Garver, and

CMS, asserting in relevant part claims under 42 U.S.C. § 1983 for violating Quigley’s

Eighth Amendment right to be free from cruel and unusual punishment, as well as state-

law claims for gross negligence. In April 2010 while discovery was ongoing, Thai

moved for summary judgment on qualified-immunity grounds. Later that same month,

Quigley’s estate provided the first affidavit from Spitz and the affidavit from Shiener.

No. 11-2014 Quigley v. Thai, et al. Page 4

The district court denied Thai’s first motion for summary judgment, reasoning that the

facts taken in the light most favorable to the estate would allow a reasonable factfinder

to conclude (1) that Thai violated Quigley’s Eighth Amendment right to be free from

cruel and unusual punishment and (2) that this right was clearly established. The court

determined that there were disputes of material fact as to whether Thai knew that

prescribing Trazodone when Quigley was already taking Amitriptyline created a

substantial risk of serious harm. And the court determined that whether Thai’s course

of treatment caused Quigley’s death was a “factual issue warranting further discovery.”

During the additional discovery, Thai produced his three medical-expert

affidavits, which disputed the conclusions of the estate’s medical-expert affidavits and

concluded that the most likely cause of Quigley’s death was epileptic seizure. Thai then

moved for summary judgment again in December 2010. He argued that the additional

discovery—and in particular, his medical-expert affidavits—showed that he was

undisputedly not liable for Quigley’s death. The district court denied this motion as

well, reasoning that the estate “has presented sufficient proof to create genuine issues of

material fact as to whether [Thai’s] course of treatment entitles him to a qualified

immunity defense.” All that had changed between the first and second motions for

summary judgment was that Thai had now presented the court with a “battle of the

experts.” But the court concluded that viewing the evidence in the light most favorable

to the estate would still allow a reasonable factfinder to conclude that Thai violated a

clearly established constitutional right of Quigley’s.

Thai appealed this denial.

II. ANALYSIS

A. Standard of review

This court reviews a district court’s denial of summary judgment based on

qualified-immunity grounds de novo. Bishop v Hackel, 636 F.3d 757, 765 (6th Cir.

2011). Summary judgment is proper if there are no genuine issues of material fact and

the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a).

No. 11-2014 Quigley v. Thai, et al. Page 5

Courts consider the evidence in the light most favorable to the nonmoving party and

draw all reasonable inferences in that party’s favor. Anderson v. Liberty Lobby, Inc.,

477 U.S. 242, 255 (1986). The ultimate question is “whether the evidence presents a

sufficient disagreement to require submission to a jury or whether it is so one-sided that

one party must prevail as a matter of law.” Id. at 251-52.

B. Jurisdiction over Thai’s qualified-immunity claim

28 U.S.C. § 1291 grants us “jurisdiction of appeals from all final decisions of the

district courts.” (Emphasis added). A district court’s denial of qualified immunity is an

appealable final decision under § 1291 only “to the extent that it turns on an issue of

law.” Estate of Carter v. City of Detroit, 408 F.3d 305, 309 (6th Cir. 2005) (quoting

Mitchell v. Forsyth, 472 U.S. 511, 530 (1985)) (internal quotation marks omitted). A

defendant raising a qualified-immunity defense may not appeal a district court’s

summary-judgment order insofar as that order determines whether the pretrial record sets

forth a genuine dispute of material fact for trial. Johnson v. Jones, 515 U.S. 304, 319-20

(1995). Instead, a defendant denied qualified immunity may appeal only if the issue on

appeal is whether the plaintiff’s facts, taken at their best, show that the defendant

violated clearly established law. Williams v. Mehra, 186 F.3d 685, 689 (6th Cir. 1999)

(citing Johnson, 515 U.S. at 311).

Because we do not have jurisdiction over factual issues, “a defendant must

concede the most favorable view of the facts to the plaintiff for purposes of the appeal.”

Estate of Carter, 408 F.3d at 309-10 (internal quotation marks omitted). But as the

estate argues, Thai’s appellate briefs waste many of their words disputing the estate’s

version of the facts, arguing, for example, that the estate’s theory of a fatal drug

interaction “lacks objective factual support” and that the estate’s affidavits are

“fundamentally flawed[,] unreliable,” and should not have been considered by the

district court. See id. (reasoning that the defendant disputed the plaintiff’s version of the

facts by arguing, among other things, “that the district court ‘erroneously considered

inadmissible evidence’”).

No. 11-2014 Quigley v. Thai, et al. Page 6

The estate therefore argues that we do not have jurisdiction to consider Thai’s

fact-based appeal. In what may seem like additional support for the estate’s argument,

the district court in the present case denied Thai’s summary-judgment motion because

genuine disputes of material fact exist, and we lack jurisdiction to review those

conclusions. But Thai’s improper arguments and the basis of the district court’s decision

do not necessarily prevent us from having jurisdiction over Thai’s appeal: “regardless

of the district court’s reasons for denying qualified immunity, we may exercise

jurisdiction over the [defendant’s] appeal to the extent it raises questions of law.”

Williams, 186 F.3d at 689-90 (ellipses and internal quotation marks omitted). So even

where, as here, the defendant makes “impermissible arguments regarding disputes of

fact,” if the defendant also raises the purely legal issue of whether the plaintiff’s facts

show that the defendant violated clearly established law, “then there is an issue over

which this court has jurisdiction.” Estate of Carter, 408 F.3d at 310. Because Thai

advances this proper, purely legal argument, we have jurisdiction to resolve the legal

issue and need not dismiss the entire appeal. Id.

C. Merits of Thai’s qualified-immunity claim

The qualified-immunity doctrine shields government officials performing

discretionary functions from civil liability unless their conduct violates clearly

established rights. Bishop, 636 F.3d at 765. “Thus, a defendant is entitled to qualified

immunity on summary judgment unless the facts, when viewed in the light most

favorable to the plaintiff, would permit a reasonable juror to find that: (1) the defendant

violated a constitutional right; and (2) the right was clearly established.”2 Id.

(citing Pearson v. Callahan, 555 U.S. 223, 232 (2009)). We may choose to analyze

either prong first. Pearson, 555 U.S. at 236. Once a defendant invokes qualified

2

“Panels of this court occasionally employ a three-step qualified immunity analysis, as opposed

to the two-step analysis set forth here.” Estate of Carter, 408 F.3d at 310 n.2. Both approaches are

consistent with Supreme Court precedent. Id. “The third step is whether the plaintiff offered sufficient

evidence to indicate that what the official allegedly did was objectively unreasonable in light of the clearly

established constitutional rights.” Id. (internal quotation marks omitted). Although the “three-step

approach may in some cases increase the clarity of the proper analysis,” it is not necessary in the present

case because in this “factual context[], . . . the fact that a right is clearly established sufficiently implies

that its violation is objectively unreasonable.” Id. (internal quotation marks omitted).

No. 11-2014 Quigley v. Thai, et al. Page 7

immunity, the plaintiff bears the burden to show that qualified immunity is

inappropriate. Silberstein v. City of Dayton, 440 F.3d 306, 311 (6th Cir. 2006).

1. Whether Thai violated a constitutional right

“[A] prisoner’s Eighth Amendment right is violated when prison doctors or

officials are deliberately indifferent to the prisoner’s serious medical needs.” Comstock

v. McCrary, 273 F.3d 693, 702 (6th Cir. 2001) (citing Estelle v. Gamble, 429 U.S. 97,

104 (1976)). An Eighth Amendment claim has an objective and subjective component.

Comstock, 273 F.3d at 702. Satisfying the objective component ensures that the alleged

deprivation is sufficiently severe, while satisfying the subjective component “ensures

that the defendant prison official acted with a sufficiently culpable state of mind.” Smith

v. Carpenter, 316 F.3d 178, 183-84 (2d Cir. 2003). We address each component in turn.

The estate satisfies the objective component. To do so, “the plaintiff must allege

that the medical need at issue is ‘sufficiently serious.’” Comstock, 273 F.3d at 703-03

(quoting Farmer v. Brennan, 511 U.S. 825, 834 (1994)). As the Supreme Court

explained, “the inmate must show that he is incarcerated under conditions posing a

substantial risk of serious harm.” Farmer, 511 U.S. at 834. Viewing the evidence in the

present case in the light most favorable to the estate, the objective component of an

Eighth Amendment claim is satisfied. The medical evidence the estate produced

concludes that Quigley likely died as a result of the treatment he received for his

depression.3 As the district court concluded, treatment that kills an otherwise healthy

23-year-old male constitutes a “substantial risk of harm warranting constitutional

protection.”

The estate also satisfies the subjective component. To do so, “the plaintiff must

allege facts which, if true, would show that the official being sued subjectively perceived

facts from which to infer substantial risk to the prisoner, that he did in fact draw the

inference, and that he then disregarded that risk.” Comstock, 273 F.3d at 703 (citing

3

Thai disputes that a fatal drug interaction between the tetracyclic drug (Trazodone) and tricyclic

drug (Amitriptyline) caused Quigley’s death. He adduces his own expert opinions both to support his

theory that Quigley died of a seizure and to call into question the estate’s medical evidence. This is a

factual dispute that we are without jurisdiction to review.

No. 11-2014 Quigley v. Thai, et al. Page 8

Farmer, 511 U.S. at 837). This component prevents medical-malpractice claims from

being transformed into constitutional claims. Id. So a “plaintiff alleging deliberate

indifference must show more than negligence.” Id. But a “plaintiff need not show that

the official acted ‘for the very purpose of causing harm or with knowledge that harm will

result.’” Id. (quoting Farmer, 511 U.S. at 835). “[D]eliberate indifference to a

substantial risk of serious harm to a prisoner is the equivalent of recklessly disregarding

that risk.” Farmer, 511 U.S. at 836. One way a prison official can act with deliberate

indifference is by “consciously exposing the patient to an excessive risk of serious harm”

while providing medical treatment. LeMarbe v. Wisneski, 266 F.3d 429, 439 (6th Cir.

2001). The official’s subjective knowledge of the substantial risk can be proven “in the

usual ways, including inference from circumstantial evidence.” Farmer, 511 U.S. at

842. For example, “a factfinder may conclude that a prison official knew of a substantial

risk from the very fact that the risk was obvious.” Id.

The district court properly concluded that the estate satisfied the subjective

component because the factual evidence, when viewed in the light most favorable to the

estate, would allow a reasonable factfinder to infer that Thai was aware of a substantial

risk of serious harm to Quigley and that he disregarded that risk. Thai was undisputedly

aware that Quigley was taking Amitriptyline when he met with Quigley and prescribed

Trazodone. His medical notes show that he discussed Quigley’s Amitriptyline use at the

same meeting that he prescribed Trazodone and explained its side effects. These notes

do not suggest that Quigley should stop taking Amitriptyline while taking Trazodone,

nor does the record indicate that Thai informed the prison not to dispense both drugs.

Affidavits from the estate’s medical experts state that it is well known in the psychiatric

profession that a tetracyclic like Trazodone should not be administered in conjunction

with a tricyclic like Amitriptyline because the drugs exponentially increase the potency

of one another, “lead to toxic levels and are deadly.” One affidavit stated that though

the drugs should not be administered together, it is also well known that “if they are, the

patient should be closely monitored for toxicity and adverse effects.”4 It is undisputed

4

Thai once again vigorously disputes these facts, drawing on affidavits from his own medical

experts. But this battle of the experts is a factual dispute we are without jurisdiction to review.

No. 11-2014 Quigley v. Thai, et al. Page 9

that Thai did not take or order these precautions while Quigley was taking both drugs.

Assuming that the facts set forth in the estate’s expert affidavits are true, a reasonable

factfinder could infer that Thai was aware of this risk but disregarded it both in

prescribing Trazodone and in failing to take the necessary precautions once he

prescribed the drug.

Thai’s reviewable counterarguments notwithstanding, a reasonable factfinder

could conclude on this record that both the objective and subjective components of an

Eighth Amendment claim are satisfied. Thai argues that the very existence of his

experts’ opinions, which disagree with the estate’s experts regarding the recognized

dangerousness of Thai’s treatment, “demonstrate[s] that there is no such common

knowledge or consensus in the psychiatric . . . community.” But, as the district court

observed, this argument is logically unsound. Just because certain experts disagree

about whether the treatment was widely known to be dangerous does not indisputably

establish that there is no consensus or “that experts in the field are not in fact expected

to know of these potential dangers.” A principle can be widely known without everyone

knowing it. And a reasonable juror could infer that Thai knew based on the fact that

most professionals would know, even if all did not.

Thai also asserts that the complained-of conduct—which he phrases as “the

context of actual care that [Thai] gave in the form of a drug prescription”—does not state

a claim under the Eighth Amendment because it is not an allegation that “Thai refused

to give Quigley medical treatment despite a known serious medical need.” But the

premise of this argument—that denying or delaying medical treatment is the only valid

basis for an Eighth Amendment claim—is false. The Supreme Court explained that the

general principle of liability for deliberate indifference covers situations where “the

indifference is manifested by prison doctors in their response to the prisoner’s needs.”

Estelle, 429 U.S. at 104. That broad language encompasses situations where a doctor

“consciously expos[es] a patient to an excessive risk of serious harm” while providing

medical treatment. LeMarbe, 266 F.3d at 439. Estelle even cited such a situation as an

example of deliberate indifference: a prison nurse injected the prisoner with penicillin

No. 11-2014 Quigley v. Thai, et al. Page 10

even though the prisoner had informed the medical staff that he was allergic to penicillin

and the prison doctor refused to treat the resulting allergic reaction. 429 U.S. at 104 n.10

(citing Thomas v. Pate, 493 F.2d 151, 158 (7th Cir.), vacated and remanded on other

grounds sub nom, Cannon v. Thomas, 419 U.S. 813 (1974)).5 Crediting Thai’s theory

on the bounds of an Eighth Amendment claim would elevate the form of the allegation

over the substance of the protected right. Such a narrow view of a deliberate-

indifference claim is contrary to precedent and policy.

Thai relies on four unpublished cases to argue that “prisoner cases challenging

injuries allegedly connected to drug prescriptions” involve only negligence, which is

insufficient to support an Eighth Amendment violation. But these cases, which were

disposed of through summary judgment or a motion to dismiss, are distinguishable

because the prisoner either did not provide any evidence or allege that the defendants

acted with a sufficiently culpable state of mind akin to recklessness; rather, their

evidence or allegations at best established only garden-variety negligence. Reyes v.

Gardener, 93 F. App’x 283, 285 (2d Cir. 2004) (“Reyes has offered no evidence,

however, . . . that defendants were not merely negligent, but aware that their prescribed

treatment plan was medically inadequate.”); Chaparro v. Easton, 48 F.3d 1221 (table),

1995 WL 94860, at *1 (7th Cir. 1995) (“There is no indication in Chaparro’s complaint

that Dr. Easton knew (or even suspected) that the injection of Kenolog would cause the

harmful side effects of which Chaparro now complains.”); Gipson v. LaPlante, No.

3:09-cv-1188 (RNC), 2010 WL 670228, at *1-2 (D. Conn. Feb. 19, 2010) (“[T]here is

no indication that Dr. LaPlante acted with a more culpable state of mind akin to criminal

recklessness.”); Love v. Growse, No. 5:08-303-KSF, 2008 WL 4534091, at *2 (E.D. Ky.

Oct. 3, 2008) (“Love characterizes the failure of his [doctors] . . . ‘as negligence.’ . . .

Absent an express allegation of intentional wrongdoing or allegations which provide a

factual basis for inferring the kind of gross recklessness necessary to satisfy the Eight

Amendment’s requirement of deliberate indifference, this claim fails as a matter of

law.”).

5

The Seventh Circuit held that “Thomas’ allegations concerning the administration of penicillin

despite his known allergy to that drug . . . suffice to state claims for relief” under an even higher standard:

“intentional mistreatment likely to aggravate his condition.” Thomas, 493 F.2d at 158.

No. 11-2014 Quigley v. Thai, et al. Page 11

Because the estate has put forth evidence from which a reasonable factfinder

could conclude that Thai violated Quigley’s Eighth Amendment right to be free from

cruel and unusual punishment, we must proceed to the second prong of the qualified-

immunity analysis: whether that right was clearly established.

2. Whether the right was clearly established

For a right to be clearly established, “[t]he contours of the right must be

sufficiently clear that a reasonable official would understand that what he is doing

violates that right.” Saucier v. Katz, 533 U.S. 194, 202 (2001) (internal quotation marks

omitted). “This inquiry . . . must be undertaken in light of the specific context of the

case, not as a broad general proposition.” Id. at 201. So the “relevant, dispositive

inquiry in determining whether a right is clearly established is whether it would be clear

to a reasonable [official] that his conduct was unlawful in the situation he confronted.”

Id. at 202. “[W]e need not find a case in which ‘the very action in question has

previously been held unlawful,’ but, ‘in the light of pre-existing law, the unlawfulness

must be apparent.’” Comstock, 273 F.3d at 711 (quoting Anderson v. Creighton,

483 U.S. 635, 640 (1987)) (brackets omitted). To evaluate the contours of the right, “we

must look first to decisions of the Supreme Court, then to decisions of this court and

other courts within our circuit, and finally to decisions of other circuits.” Baker v. City

of Hamilton, 471 F.3d 601, 606 (6th Cir. 2006) (internal quotation marks omitted). But

we need not find a decision on all fours. “[O]utrageous conduct will obviously be

unconstitutional” without regard to precedent because “the easiest cases don’t even

arise.” Safford Unified Sch. Dist. No. 1 v. Redding, 557 U.S. 364, 377 (2009) (brackets

and internal quotation marks omitted). And even in cases involving less than outrageous

conduct, “officials can still be on notice that their conduct violates established law in

novel factual circumstances.” Id. at 377-78 (ellipses and internal quotation marks

omitted).

It is clearly established that a prisoner has a right not to have his known, serious

medical needs disregarded by his doctors; a prisoner has a right not to have his doctors

be deliberately indifferent to his serious medical needs. Estelle, 429 U.S. at 104;

No. 11-2014 Quigley v. Thai, et al. Page 12

Farmer, 511 U.S. at 837. This right applies to situations where “the indifference is

manifested by prison doctors in their response to the prisoner’s needs.” Estelle, 429 U.S.

at 104. It clearly follows that prisoners have a right not to have their doctors

“consciously expos[e them] to an excessive risk of serious harm” while providing

medical treatment.6 LeMarbe, 266 F.3d at 439. As the district court put it, “a prisoner

should not be recklessly endangered by his doctors’ medical treatment when he is

otherwise a healthy individual.”

Viewing the evidence in the light most favorable to the estate, a reasonable

factfinder could conclude that Thai knew about the serious risk to Quigley’s life of

taking both drugs at once and that Thai consciously disregarded this risk when he

prescribed Trazodone without stopping Amitriptyline and then failed to closely monitor

Quigley for possible fatal side effects. Obviously, if a doctor knows that his actions

could kill a prisoner and takes those actions anyway without even advising of the risk,

that amounts to more than a reasonable mistake in medical judgment. It is clearly

established that

[a]lthough a government doctor is entitled to qualified immunity if he has

merely made a reasonable mistake in his medical judgment, he is not

entitled to such immunity if he correctly perceived all the relevant facts,

understood the consequences of such facts, and disregarded those

consequences in his treatment of a patient.

LeMarbe, 266 F.3d. at 440. Because a reasonable factfinder could conclude that Thai

consciously exposed Quigley to a substantial risk of death through his medical treatment

without so much as a warning, the estate has shown that Thai violated a clearly

established right.

That there is no federal case directly on point does not undermine this

conclusion. The principle at issue—namely, that a doctor cannot “consciously expos[e

6

The word excessive limits the reach of this principle in a crucial way. For example, if a patient

is suffering from a medical condition that carries its own substantial risks, such as death, then risks

associated with treating that condition would have to be comparatively larger to constitute excessive risks.

In the present case, one can infer that there was no need to conduct treatment that carried a serious risk of

killing Quigley because Quigley was otherwise healthy and there were readily available alternatives. For

example, Thai simply could have ordered the prison to stop administering Amitriptyline while Quigley was

using Trazodone since both drugs were prescribed to treat the same condition (depression).

No. 11-2014 Quigley v. Thai, et al. Page 13

a] patient to an excessive risk of serious harm” while providing medical treatment—is

enshrined in our caselaw. Id. at 439. The estate has established that Thai violated a

constitutional right and that the right was clearly established. Thai is therefore not

entitled to qualified immunity.

D. Jurisdiction and merits of Thai’s state-law immunity claim

We have jurisdiction to review Thai’s appeal of the denial of state-law immunity

on the estate’s gross-negligence claim under Michigan law because Michigan Court Rule

7.202(6)(a)(v) provides that “‘an order denying governmental immunity to a

governmental party, including a governmental agency, official, or employee’ constitutes

a ‘final judgment’ or ‘final order.’”7 Bennett v. Krakowski, 671 F.3d 553, 560 (6th Cir.

2011) (quoting Mich. Ct. R. 7.202(6)(a)(v)).

With respect to the estate’s gross-negligence claims under Michigan law, Thai

is entitled to immunity if, among other things, his “conduct does not amount to gross

negligence that is the proximate cause of the injury or damage.”8 Mich. Comp. Laws

§ 691.1407(2)(c). For purposes of this state immunity statute, “‘[g]ross negligence’

means conduct so reckless as to demonstrate a substantial lack of concern for whether

an injury results.” Id. § 7(a). Thai argues that he is entitled to state-law immunity

because the estate cannot establish a question of material fact that Thai’s conduct

(1) constituted gross negligence under state law or (2) was the proximate cause of

Quigley’s death. We address each argument in turn. Because this appeal arises from the

summary-judgment stage of the proceedings below, we consider the evidence in the light

most favorable to the nonmoving party (the estate) and draw all reasonable inferences

in that party’s favor. Liberty Lobby, 477 U.S. at 255.

7

The district court could have explicitly held in its second order denying summary judgment that

it denied Thai state-law immunity on the estate’s gross-negligence claim in addition to denying Thai

qualified immunity on the estate’s federal claims. But because the analysis of each immunity claim is

substantially similar, and because both parties contend in their briefs that the district court denied Thai

state-law immunity, we analyze the district court’s order denying summary judgment as an order denying

both qualified and state-law immunity.

8

That Thai meets the other requirements for immunity under state law is not disputed. See Mich.

Comp. Laws § 691.1407(2). We therefore restrict our analysis to the requirements at issue on appeal: gross

negligence and proximate cause.

No. 11-2014 Quigley v. Thai, et al. Page 14

Showing that Thai was grossly negligent for purposes of state-law immunity is

materially similar to showing that his conduct satisfies the subjective component of an

Eighth Amendment claim. Compare Mich. Comp. Laws § 691.1407(7)(a), with Farmer,

511 U.S. 836 (holding that deliberate indifference requires that the “official knows of

and disregards an excessive risk to inmate health or safety,” which “is the equivalent of

recklessly disregarding that risk”). So for the same reasons that the estate satisfies the

subjective component of an Eighth Amendment claim, the estate also satisfies the

requirement to show that Thai was grossly negligent. Viewing the evidence in the light

most favorable to the estate, a reasonable factfinder could conclude that Thai’s “conduct

[was] so reckless as to demonstrate a substantial lack of concern for whether an injury

result[ed].” Mich. Comp. Laws. § 691.1407(7)(a).

The estate has also presented evidence from which a reasonable factfinder could

conclude that Thai’s conduct was the proximate cause of Quigley’s death. Proximate

cause as used in the state immunity statute “means the one most immediate, efficient,

and direct cause preceding an injury, not ‘a proximate cause.’” Robinson v. City of

Detroit, 613 N.W.2d 307, 311 (Mich. 2000). Thai argues that his conduct was not the

proximate cause because the evidence according to his experts and the autopsy

establishes that Quigley died of an epileptic seizure, not a fatal drug interaction. But we

must view the evidence in the light most favorable to the estate. A reasonable factfinder

could conclude based on the evidence provided by the estate’s medical experts that

Quigley died as a direct result of taking the two drugs together. Such a factfinder could

further conclude that Thai’s conduct of prescribing Trazodone when he knew Quigley

was already taking Amitriptyline was the most immediate, efficient, and direct cause of

Quigley’s death.

Because there are disputes of material fact on whether Thai’s conduct constituted

gross negligence and was the proximate cause of Quigley’s death, Thai is not entitled

to immunity from the estate’s gross-negligence claim under Michigan Law. The district

court therefore properly denied Thai summary judgment on this claim.

No. 11-2014 Quigley v. Thai, et al. Page 15

III. CONCLUSION

For the above reasons, we AFFIRM the judgment of the district court.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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