United States v. Marvin Baker

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

________________________ FILED

U.S. COURT OF APPEALS

ELEVENTH CIRCUIT

No. 00-13083

December 13, 2005

________________________ THOMAS K. KAHN

CLERK

D. C. Docket No. 99-00125-CR-KMM

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

MARVIN BAKER,

WAYNE BAPTISTE

a.k.a. "Fat Wayne",

MICHAEL HARPER

a.k.a. "Cuban Mike",

ARTHUR PLESS

a.k.a. "Plex",

KENNETH WILLIAMS a.k.a.

"Boobie" a.k.a. "Black",

SUSAN HALL GIBSON

a.k.a. "Miss Sue",

LEONARD BROWN a.k.a.

Bo,

EFRAIN CASADO a.k.a. "E-4"

a.k.a. "Efro",

JONATHON HAWTHORNE a.k.a.

"Moose",

MALCOLM SHAW,

BEN H. JOHNSON

a.k.a "Bush",

Defendants-Appellants.

________________________

Appeals from the United States District Court

for the Southern District of Florida

_________________________

(December 13, 2005)

Before BARKETT and MARCUS, Circuit Judges, and GEORGE *, District Judge.

BARKETT, Circuit Judge:

Eleven defendants appeal their convictions for drug trafficking offenses after

a jury trial. Seven of these defendants also appeal their sentences. We address

each of the defendants’ arguments in turn, and AFFIRM the convictions and

sentences of Williams, Casado, Harper, Leonard Brown, Malcolm Shaw, Baker,

Baptiste, Pless and Gibson; REVERSE the convictions of Johnson and Hawthorne;

and REMAND the case to the district court for proceedings consistent with this

opinion.

I. BACKGROUND

The government accused fifteen defendants of drug trafficking offenses in a

seventeen-count indictment: Kenneth Williams, Efrain Casado, Leonard Brown,

Lenard Brown, Susan Hall Gibson, Bernard Shaw, Marvin Baker, Malcolm Shaw,

Ronald Raye, Wayne Baptiste, Michael Harper, Arthur Pless, Ben Johnson,

*

Honorable Lloyd D. George, United States District Judge for the District of Nevada, sitting by

designation.

2

Jonathon Hawthorne, and Charton Darces.1 Three defendants, Bernard Shaw,

1

Count 1: Charged Williams and Casado with engaging in a continuing criminal enterprise

(CCE), in violation of 21 U.S.C. §§ 848(a), (b)(2)(A), based on predicate

violations under 21 U.S.C. §§ 841(a)(1), 846, and 963;

Count 2: Charged all fifteen defendants with conspiracy to possess with intent to distribute

and to distribute in excess of 5kg of cocaine and 50g of cocaine base, from in or

about January 1990, and continuing through in or about January 1998, in violation

of 21 U.S.C. §§ 841(a)(1) and 846;

Count 3: Charged Williams, Leonard Brown, Lenard Brown, and Charlton Darces with

conspiracy to import in excess of 5kg of cocaine into the United States, in

violation of 21 U.S.C. §§ 952(a) and 963;

Count 4: Charged Williams with distribution of in excess of 500g of cocaine and 50g of

cocaine base, in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 5: Charged Harper with distribution of in excess of 50g of cocaine base, in violation

of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 6: Charged Williams with distribution of in excess of 5kg of cocaine, in violation of

21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 7: Charged Shaw with distribution of in excess of 500g of cocaine, in violation of 21

U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 8: Charged Casado with distribution of in excess of 500g of cocaine, in violation of

21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 9: Charged Williams, Leonard Brown, and Lenard Brown with distribution of in

excess of 500g of cocaine and 50g of cocaine base, in violation of 21 U.S.C. §

841(a)(1) and 18 U.S.C. § 2;

Count 10: Charged Casado with distribution of in excess of 500g of cocaine, in violation of

21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 11: Charged Shaw with distribution of in excess of 500g of cocaine, in violation of 21

U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 12: Charged Shaw with distribution of in excess of 5kg of cocaine, in violation of 21

U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 13: Charged Williams with distribution of in excess of 50g of cocaine base in

violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 14: Charged Harper with distribution of in excess of 50g of cocaine base, in violation

of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 15: Charged Pless with distribution of in excess of 50g of cocaine base, in violation

of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2;

Count 16: Charged Williams, Casado, Leonard Brown, Lenard Brown, Pless, Johnson, and

Hawthorne with conspiracy to use and carry a firearm during and in relation to a

drug trafficking crime as set forth in Count 2, in violation of 21 U.S.C. § 846 and

18 U.S.C. § 942(o) and its predecessor, 18 U.S.C. § 924(n); and

Count 17: Charged Gibson with knowingly maintaining a place at 7285 NW 17th Court,

Miami, FL, for the purpose of manufacturing, distributing, and using cocaine and

cocaine base, in violation of 21 U.S.C. § 856(a)(1) and 18 U.S.C. § 2.

3

Ronald Raye, and Charlton Darces, pled guilty before the start of trial. Lenard

Brown 2 died of a congenital heart defect before trial.

The centerpiece of the government’s case-in-chief was its evidence

implicating the remaining eleven defendants in the conspiracy to distribute and to

possess with intent to distribute cocaine alleged in Count 2. That evidence, part of

a thirty-one day trial featuring over one hundred witnesses, accused them of being

part of a gang that the media, riffing on Williams’ nickname “Boobie,” had dubbed

the “Boobie Boys.” However, the government’s witnesses, many of them

incarcerated former associates of Williams or his co-defendants, described the

“Boobie Boys” not as a stereotypical “gang” with colors, hand signals, or other

visible signs of membership, but rather as an informal association of people from

the Miami area.

The overall thrust of the hundreds of hours of witness testimony was that

Williams and Casado, who had been operating their own, independent drug

distribution networks with their friends in the Miami area, met in prison in 1992

and combined forces to create a massive drug distribution operation based in South

Florida, in which the remaining thirteen defendants played a part. Raye, Bernard

and Malcolm Shaw, Harper, the Brown twins, and their mother Susan Hall Gibson

2

Lenard Brown was Leonard Brown’s twin brother. To avoid confusion, we refer to all

defendants by their last names except for the Brown twins and Malcolm and Bernard Shaw.

4

were all friends of Williams from the Miami neighborhoods of Carol City,

Overtown, and Liberty City. Baptiste was Casado’s close friend and business

partner. Pless and Johnson, themselves friends, knew both Casado and Williams.

Hawthorne, a paid lookout for a small-time drug dealer who did business with

Williams, allegedly started to deal drugs directly with the “Boobie Boys.”

Charlton Darces was a Port of Miami longshoreman who, according to the

evidence, helped the “Boobie Boys” import cocaine. The government’s case was

also replete with evidence, some of it quite graphic, that Williams, Casado,

Leonard Brown, Baptiste, Harper, Pless, Johnson, and Hawthorne committed

murders in furtherance of this conspiracy.3

3

Although the relevant conspiracy statute, 21 U.S.C. § 846, does not require proof of an overt

act in furtherance of the conspiracy, United States v. Shabani, 513 U.S. 10, 13, 115 S. Ct. 382,

130 L. Ed. 2d 225 (1994), the government listed in the indictment twenty-six “overt acts,” many

of them homicides, allegedly done in furtherance of the Count 2 conspiracy. As we discuss

infra, the government cannot render evidence of an otherwise inadmissible overt act admissible

simply by placing it into the indictment itself. The overt acts cited are as follows:

1. In or about early January, 1992, in Miami, Miami-Dade County, defendants

KENNETH WILLIAMS, BERNARD SHAW and RONALD RAYE

delivered approximately one kilogram of cocaine base, or “crack”, to an

individual who was later arrested in St. Lucie County, Florida in possession

of the crack.

2. On or about December 23, 1993, in Miami, Miami-Dade County, defendants

ARTHUR PLESS and BEN JOHNSON participated in the shooting death of

Roosevelt Davis.

3. On or about January 29, 1994, in Miami, Miami-Dade County, defendants

WAYNE BAPTISTE and EFRAIN CASADO distributed one-half kilogram

of cocaine to another individual.

4. On or about March 17, 1994, in Miami, Miami-Dade County, defendant

KENNETH WILLIAMS and others participated in the shooting death of

Benny Brownlee.

5. In or about mid-May, 1994, in Miami, Miami-Dade County, defendant

5

KENNETH WILLIAMS delivered approximately 500 grams of powder

cocaine and 1.13 kilograms of cocaine base or “crack” to a courier who

transported the crack to Augusta, Georgia at the defendant’s direction.

6. On or about June 22, 1994, in Miami, Miami-Dade County, defendants

KENNETH WILLIAMS and EFRAIN CASADO participated in the shooting

death of Walter Betterson and Derrick Harris.

7. On or about September 18, 1994, in Miami, Miami-Dade County, defendants

ARTHUR PLESS and BEN JOHNSON shot to death Everett Cooper.

8. On or about November 4, 1994, in Miami, Miami-Dade County, defendant

ARTHUR PLESS and others participated in the shooting death of Johnny

Beliard.

9. In or about late November of 1994 or December of 1994, in Miami, Miami-

Dade County, defendant MICHAEL HARPER delivered approximately two

kilograms of cocaine base, or “crack” to an individual who in turn

transported the crack to Georgia, a portion of which was later seized by

authorities.

10. In or about early to mid-March of 1995, in Miami, Miami-Dade County,

defendant KENNETH WILLIAMS delivered several kilograms of cocaine

to a courier who transported the cocaine to Pensacola, Florida at

WILLIAMS’ direction.

11. In or about mid-May of 1995, in Miami, Miami-Dade County, defendant

MALCOLM SHAW delivered several kilograms of cocaine to an individual

who transported the cocaine to Columbia, South Carolina for distribution.

12. On or about May 17, 1995, in Miami, Miami-Dade County, defendants

EFRAIN CASADO, ARTHUR PLESS and BEN JOHNSON participated in

the shooting deaths of Otis Green, Alice Mae Gardner, and Michael Frazier.

13. In or about late October of 1995 or early November of 1995, in Miami,

Miami-Dade County, defendant EFRAIN CASADO delivered several

kilograms of cocaine base, or “crack” to an individual. Approximately two

and one-half kilograms of crack which remained from this crack were seized

by law enforcement authorities in West Palm Beach, Florida on November

2, 1995.

14. In or about late December of 1995, in Miami, Miami-Dade County,

defendants KENNETH WILLIAMS, LEONARD BROWN and LENARD

BROWN delivered cocaine and cocaine base, or “crack” to an individual, a

portion of which was later seized by law enforcement authorities on March

6, 1996.

15. In or about early January of 1996, in Miami, Miami-Dade County, defendant

MALCOLM SHAW delivered approximately one and one-half kilograms of

cocaine to an individual who transported the cocaine to Tallahassee, Florida

for distribution, a portion of which was later seized by law enforcement

authorities on January 7, 1996.

16. In or about early February of 1996, defendant MALCOLM SHAW delivered

approximately two kilograms of cocaine to an individual, which were seized

6

The crimes alleged in the other sixteen counts were linked to the Count 2

by law enforcement authorities on February 7, 1996.

17. In or about early March of 1996, in Miami, Miami-Dade County, defendant

KENNETH WILLIAMS delivered cocaine to an individual who in turn

transported the cocaine to Tallahassee, Florida, a portion of which was later

seized by law enforcement authorities on March 6, 1996.

18. In or about late April of 1996 or early May of 1996, in Miami, Miami-Dade

County, defendant MICHAEL HARPER delivered several kilograms of

cocaine base, or “crack” to an individual who in turn transported the crack

to North Carolina, a portion of which was later seized by law enforcement

authorities on May 3, 1996.

19. On or about May 19, 1996, in Miami, Miami-Dade County, defendants

WAYNE BAPTISTE and ARTHUR PLESS participated in the shooting

death of Moses Brown.

20. On or about November 5, 1996, in Miami, Miami-Dade County, defendant

EFRAIN CASADO participated in the shooting death of Tarvis Miller.

21. In or about mid-March of 1997, in Miami, Miami-Dade County, defendant

ARTHUR PLESS delivered approximately one-half kilogram of cocaine

base, or “crack” to an individual who in turn transported the crack to

Jacksonville, Florida, a portion of which was later seized by law enforcement

authorities on March 18, 1997.

22. On or about May 23, 1997, in Miami, Miami-Dade County, defendants

KENNETH WILLIAMS and EFRAIN CASADO traveled in a stolen car in

possession of high powered assault rifles, ski masks and camouflage clothing

to rob individuals of drugs and money.

23. On or about June 24, 1997, in Hollywood, Broward County, defendant

CHARLTON DARCES applied for a United States passport with DARCES’

picture, but in the name of another individual, to meet with cocaine suppliers

in Panama to facilitate future cocaine importations for eventual distribution

in Miami, Miami-Dade County.

24. On or about September 13, 1997, in Miami, Miami-Dade County, another

individual returned from Panama having met with cocaine suppliers to

facilitate future drug importations into the Port of Miami and Port

Everglades. The individual used the false passport issued to defendant

CHARLTON DARCES on this occasion.

25. On or about February 11, 1998, in Miami, Miami-Dade County, defendants

EFRAIN CASADO, LEONARD BROWN, LENARD BROWN and

JONATHON HAWTHORNE participated in the shooting deaths of Roger

Davis and Tyrone Tarver.

26. On or about February 24, 1998, in Miami, Miami-Dade County, defendants

LEONARD BROWN and LENARD BROWN shot to death John Davis.

7

conspiracy. Count 3 accused Williams and Leonard Brown of a conspiracy to

import cocaine that, according to the government’s evidence, was related to their

drug possession and distribution activities charged by the Count 2 conspiracy.

Counts 4-15 alleged instances of drug distribution during the timeframe of the

Count 2 conspiracy. Count 16 accused six defendants of conspiring to use and

carry a firearm during and in relation to the Count 2 conspiracy. Count 17 accused

Gibson of maintaining a place for manufacturing, distributing, and using cocaine.

Count 1 essentially accused Williams and Casado of masterminding the Count 2

conspiracy, the related importation and firearms conspiracy, and the distribution

charges listed in Counts 3, 4, 6, 8, 9, and 10.

The jury returned guilty verdicts as to all defendants on Counts 1, 2, 3, 4, 6,

8, 9, 10, 11, 12, 14, 15, and 16.4 The defendants appeal from these convictions,

and Williams, Casado, Baptiste, Harper, Malcolm Shaw, Pless, and Hawthorne

also challenge their sentences. We address each of the defendants’ arguments in

turn, grouping them whenever possible to avoid repetition.

II. DISCUSSION

A. Evidentiary Errors

We first address the defendants’ arguments that the district court erred in

4

The government dismissed Counts 5, 7, and 13, during trial. The jury acquitted Gibson on

Count 17. After trial, the government dismissed Count 2 with respect to defendant Casado only.

8

admitting twenty items of evidence in violation of Federal Rules of Evidence 802

(hearsay), 404(b) (other crimes, wrongs, or acts), 701 (lay opinion testimony), and

106 (rule of completeness); the Fifth Amendment right against self-incrimination;

and the Sixth Amendment’s Confrontation Clause. Most of the defendants’ claims

are grounded in Rules 802 and 404(b), and the Confrontation Clause, and

challenge evidence pertaining to violent acts allegedly committed by Williams,

Casado, Leonard Brown, Baptiste, Pless, and Hawthorne.

We review a district court’s evidentiary rulings for abuse of discretion.

United States v. Henderson, 409 F.3d 1293, 1297 (11th Cir. 2005). An abuse of

discretion arises when the district court’s decision rests upon a clearly erroneous

finding of fact, an errant conclusion of law, or an improper application of law to

fact. United States v. Frazier, 387 F.3d 1244, 1276 n.12 (11th Cir. 2004) (en banc)

(Tjoflat, J., specially concurring). We review preserved evidentiary objections for

harmless error. United States v. Hands, 184 F.3d 1322, 1329 (11th Cir. 1999),

corrected by 194 F.3d 1186 (11th Cir. 1999). However, when a party raises a

claim of evidentiary error for the first time on appeal, we review it for plain error

only. United States v. Jernigan, 341 F.3d 1273, 1280 (11th Cir. 2003). Under the

plain error standard, “before an appellate court can correct an error not raised at

trial, there must be (1) error, (2) that is plain, and (3) that affects substantial rights.

If all three conditions are met, an appellate court may then exercise its discretion to

9

notice a forfeited error, but only if (4) the error seriously affects the fairness,

integrity, or public reputation of judicial proceedings.” United States v. Cotton,

535 U.S. 625, 631-32 (2002) (internal quotation marks and citations omitted).

Further, we must review the prejudicial effect of all evidentiary errors,

evaluated under both preserved and plain error standards, in the aggregate. United

States v. Labarbera, 581 F.2d 107, 110 (5th Cir. 1978).5 We will therefore reverse

if the cumulative effect of the errors is prejudicial, even if the prejudice caused by

each individual error was harmless. United States v. Blasco, 702 F.2d 1315, 1329

(11th Cir. 1983) (“A piecemeal review of each incident does not end our inquiry.

We must consider the cumulative effect of these incidents and determine whether,

viewing the trial as a whole, appellants received a fair trial as is their due under our

Constitution.”). For convenience’s sake, therefore, we defer our cumulative

prejudice analysis until the end of this section.

1. Law

a) Hearsay and the Confrontation Clause

The defendants collectively challenge the admission of fifteen items of

evidence on the bases that (1) they were inadmissible hearsay and (2) their

admission violated the Confrontation Clause. Hearsay “is a statement, other than

5

In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc), the Eleventh

Circuit adopted as binding precedent all Fifth Circuit decisions handed down prior to the close of

business on September 30, 1981.

10

one made by the declarant while testifying at the trial or hearing, offered in

evidence to prove the truth of the matter asserted.” Fed. R. Evid. 801(c). Hearsay

is inadmissible unless the statement is not hearsay as provided by Rule 801(d), or

falls into one of the hearsay exceptions enumerated in Rules 803, 804, and 807.

Moreover, if hearsay is “testimonial,” that is, for example, “made under

circumstances which would lead an objective witness reasonably to believe that the

statement would be available for use at a later trial,” Crawford v. Washington, 541

U.S. 36, 52 (2004) the Confrontation Clause6 prohibits its admission at trial unless

(1) the declarant is unavailable, and (2) and the defendant has had a prior

opportunity to cross-examine the declarant. See id. at 59, 68. While the Supreme

Court has not clarified which statements are in fact “testimonial” it has provided

some guidance on the term’s meaning. It defined “testimony” as “typically ‘[a]

solemn declaration or affirmation made for the purpose of establishing or proving

some fact.’” Id. at 51 (quoting 1 N. Webster, An American Dictionary of the

English Language (1828)). Thus, “formal statement[s] to government officers” are

generally testimonial. Crawford, 541 U.S. at 51. So is “ex parte in-court

testimony or its functional equivalent – that is, material such as affidavits,

custodial examinations, prior testimony that the defendant was unable to cross-

6

“In all criminal prosecutions, the accused shall enjoy the right … to be confronted with the

witnesses against him.” U.S. Const. amend. VI.

11

examine, or similar pretrial statements that declarants would reasonably expect to

be used prosecutorially.” Id. Similarly, “extrajudicial statements … contained in

formalized testimonial materials, such as affidavits, depositions, prior testimony, or

confessions,” and “statements that were made under circumstances which would

lead an objective witness reasonably to believe that the statement would be

available for use at a later trial,” fall within the “core class” of testimony. Id. at 51-

52.

“Statements taken by police officers in the course of interrogations” are

definitively “testimonial.” Id. at 52. As the Crawford Court used the term

“interrogation” in the “colloquial” and not “technical legal” sense, statements

given in a formal interrogation setting at a police station and witness statements

given to an investigating police officer are both considered “testimonial.” Id. at 53

n.4 (holding that post-Miranda statement “knowingly given in response to

structured police questioning” was testimonial), 58 n.8 (characterizing statement

given by victim to an investigating police officer in White v. Illinois, 502 U.S. 346

(1992), as testimonial); see also United States v. Arnold, 410 F.3d 895, 903-04 (6th

Cir. 2005) (holding that accuser’s 911 call, initial statement to police upon their

arrival at the crime scene, and statements made to police a short time later were

12

testimonial).7

Admission of non-testimonial hearsay against criminal defendants is not

governed by Crawford, but still violates the Confrontation Clause unless the

statement falls within a firmly rooted hearsay exception, or otherwise carries a

particularized guarantee of trustworthiness. Ohio v. Roberts, 448 U.S. 56, 66

(1980).8 A hearsay exception is firmly rooted if, “in light of longstanding judicial

and legislative experience [the exception] rests on such a solid foundation that

admission of virtually any evidence within it comports with the substance of the

constitutional protection.” Lilly v. Virginia, 527 U.S. 116, 126 (1999).

b) Rule 404(b) Evidence of “Other Crimes, Wrongs, or Acts”

All eleven defendants also challenge the district court’s admission of

fourteen instances of “other crimes, wrongs, or acts” under Federal Rule of

Evidence 404(b), much of which implicated them in attempted and consummated

7

We note that Crawford cautions that “[i]nvolvement of government officers in the production

of testimony with an eye toward trial presents unique potential for prosecutorial abuse--a fact

borne out time and again throughout a history with which the Framers were keenly familiar.

This consideration does not evaporate when testimony happens to fall within some broad,

modern hearsay exception, even if that exception might be justifiable in other circumstances.”

Crawford, 541 U.S. at 56 n.7.

8

We note that while Crawford does supercede Roberts insofar as testimonial hearsay is

concerned, the Roberts formulation remains applicable to non-testimonial statements. See United

States v. Franklin, 415 F.3d 537, 546 (6th Cir. 2005) (explaining that with respect to non-

testimonial statements, the Roberts formulation remains the controlling precedent, under which

non-testimonial statements are constitutionally admissible if they “bear independent guarantees

of trustworthiness”); United States v. Saget, 377 F.3d 223, 227 (2d. Cir. 2004) (stating that

“Crawford leaves the Roberts approach untouched with respect to non-testimonial statements”).

13

homicides. Rule 404(b) forbids the admission of any evidence of “other crimes,

wrongs, or acts … to prove the character of a person in order to show action in

conformity therewith.” Fed. R. Evid. 404(b). However, such evidence “may … be

admissible for other purposes, such as proof of motive, opportunity, intent,

preparation, plan, knowledge, identity, or absence of mistake or accident.” Id.

Rule 404(b) is a rule of inclusion. United States v. Perez-Tosta, 36 F.3d 1552,

1562 (11th Cir. 1994) (noting that “[t]he second sentence of rule 404(b) is a rule of

inclusion, and 404(b) evidence, like other relevant evidence, should not lightly be

excluded when it is central to the prosecution’s case”). If the prior act evidence is

relevant to an issue other than the defendant’s character, it may be admissible

provided that the government (1) has sufficient proof that the defendant committed

the prior act, and (2) can show that the probative value of the evidence is not

substantially outweighed by its undue prejudice, and meets the other requirements

of Rule 403. United States v. Miller, 959 F.2d 1535, 1538 (11th Cir. 1992) (en

banc); see also Huddleston v. United States, 485 U.S. 681, 689-92 (1988).9

9

Nevertheless, in this Circuit “evidence of other crimes, wrongs, or acts” falls outside the scope

of Rule 404(b) when it is: “(1) an uncharged offense which arose out of the same transaction or

series of transactions as the charged offense, (2) necessary to complete the story of the crime, or

(3) inextricably intertwined with the evidence regarding the charged offense.” United States v.

Veltmann, 6 F.3d 1483, 1498 (11th Cir. 1993). This so-called “res gestae” often arises during

trials for conspiracies where the “other crimes, wrongs, or acts” describe the co-conspirators’

behavior within the scope and in furtherance of the charged conspiracy. See, e.g., United States

v. Jiminez, 224 F.3d 1243, 1249-50 (11th Cir. 2000); United States v. Ramsdale, 61 F.3d 825,

829-30 (11th Cir. 1995). Although not subject to Rule 404(b), admission of res gestae must still

satisfy Rule 403. United States v. Church, 955 F.2d 688, 700 (11th Cir. 1992).

14

Extrinsic evidence of other crimes, wrongs, or acts is inherently prejudicial

to the defendant. United States v. Beechum, 582 F.2d 898, 910 (5th Cir. 1978) (en

banc). “One of the dangers inherent in the admission of extrinsic offense evidence

is that the jury may convict the defendant not for the offense charged but for the

extrinsic offense.” Id. at 914. Additionally, extrinsic evidence “may lead [the

jury] to conclude that, having committed a crime of the type charged, [the

defendant] is likely to repeat it.” Id. (quotation marks omitted). Either inference

may be inimical to the long-standing rule that propensity to commit crimes should

not be the basis of a conviction.

Moreover, the non-character probity of 404(b) evidence is not absolute, but

rather relative to the other evidence in the proponent’s case. Id. Thus, we have

“generally held that if the extrinsic act requires the same intent as the charged

offenses and if these acts are proximate in time to the charged offenses, then the

extrinsic act is highly probative.” Church, 955 F.2d at 702 (quotation marks

omitted). “In its Rule 403 analysis, the trial court should [also] consider . . . the

probable effectiveness or lack thereof of a limiting instruction.” United States v.

Meester, 762 F.2d 867, 875 (11th Cir. 1985).

The probative value of extrinsic evidence also depends on the strength of the

government’s case concerning the element of intent of the charged crime. The

stronger the government’s case on intent, the less the extrinsic evidence will add.

15

United States v. Pollock, 926 F.2d 1044, 1049 (11th Cir. 1991); Beechum, 582

F.2d at 914. It follows that if intent is undisputed by the defendant, the evidence is

of negligible probative weight compared to its inherent prejudice and is therefore

uniformly inadmissible. Beechum, 582 F.2d at 914-15 (“If the defendant’s intent

is not contested, then the incremental probative value of the extrinsic offense

[offered to prove intent] is inconsequential when compared to its prejudice;

therefore, in this circumstance the evidence is uniformly excluded.”). Finally, we

review the admissibility of evidence under Rule 404(b) for an abuse of discretion.

United States v. Giordano, 261 F.3d 1134, 1140 (11th Cir. 2001).

2. The Defendants’ Evidentiary Claims

Having set forth the relevant legal standards, we first discuss each alleged

evidentiary error to determine whether the district court abused its discretion by

admitting the testimony at issue. Second, in those cases where the district court did

err, we consider whether the errors were sufficiently prejudicial to warrant

reversal.

a) Gary Coley Homicide

At trial, Sergeant Singer of the Miami-Dade Police Department (MDPD)

testified that his investigation of an October 1987 shooting that killed Gary Coley

and wounded Steven Jones and Robert Fitzpatrick “revealed” that Williams was

the gunman. Singer also testified that Steven Jones, who did not testify at trial, had

16

identified Williams as the shooter. Singer added that Williams later pled guilty to

an attempted second-degree murder charge arising from the incident. Defense

counsel lodged timely hearsay and 404(b) objections.10

Singer’s statement about what Jones told him is unquestionably hearsay; it

has no probative value other than to establish that Williams shot Coley, Jones, and

Fitzpatrick.11 Singer’s statements about what his investigation “revealed” are

similarly hearsay; even though they do not explicitly paraphrase the words of

others, the only conceivable explanation for how Singer discovered this

information is through listening to the statements of others. See United States v.

Shiver, 414 F.2d 461, 463 (5th Cir. 1969) (stating that a detective’s testimony that

his investigation “revealed” that a certain car was stolen was “pure hearsay, since

he could not have known the facts of his own knowledge.”). As the statements do

not fall under any of the hearsay exceptions, the district court abused its discretion

in admitting them.

Defense counsel did not, however, lodge a timely Confrontation Clause

10

The district court stated before trial that the objections of one defendant would automatically

be adopted by the other co-defendants, unless a defendant expressly stated that he or she wanted

to “opt out.”

11

Any assertion that this evidence provided “background” for Singer’s testimony about

Williams’ subsequent guilty plea misses the point that the only relevance of Williams’ guilty

plea is to establish that he did in fact attempt to kill Jones and Fitzpatrick. “Background”

evidence of the facts supporting a guilty plea is thus relevant for the same reason the plea itself is

relevant – to prove Williams was the shooter, and is thus more likely to have committed the

charged crimes. That is precisely what Rules 802 and 404(b) forbid.

17

objection,12 and so we review this claim for plain error only. The district court

erred under Crawford by admitting Singer’s statements because: (1) the hearsay

statements, made by accusers to a law enforcement officer in the course of a

criminal investigation, were “testimonial;” and (2) the defendants had no

opportunity to cross-examine the declarants. See Crawford, 541 U.S. at 58 n.8

(characterizing statement given by victim to an investigating police officer at the

scene of the crime in White v. Illinois, 502 U.S. 346 (1992), as “testimonial”).

This error was also “plain.” Error is “plain” when, at the time of appellate

review, it is “obvious” or “clear” under current law, even if the law at the time of

trial was settled to the contrary. Johnson v. United States, 520 U.S. 461, 467-68

(1997). Crawford’s determination that the accuser’s statements to the police in

White v. Illinois were testimonial makes it obvious that admitting Sergeant

Singer’s accounts of the accusers’ statements in the Coley murder into evidence

12

In fact, the defense did not raise Confrontation Clause objections to any of the contested

evidence at trial. Several circuits have held that a hearsay objection does not in itself preserve a

Confrontation Clause objection. United States v. Dukagjini, 326 F.3d 45, 60 (2d Cir. 2003);

United States v. LaHue, 261 F.3d 993, 1009 (10th Cir. 2001) (trial counsel had raised hearsay

objection, but “[w]here a Confrontation Clause objection is not explicitly made below we will

not address the constitutional issue in the absence of a conclusion that it was plain error for the

district court to fail to raise [it] sua sponte”) (quoting United States v. Perez, 989 F.2d 1574,

1582 (10th Cir. 1993) (en banc)); cf. Greer v. Mitchell, 264 F.3d 663, 689 (6th Cir. 2001)

(rejecting defendant's argument that “trial court's ruling on hearsay objections were significant

enough to implicate the Confrontation Clause”). We have held that an objection properly

characterized as either an evidentiary objection or a sufficiency-of-the-evidence objection does

not constitute a constitutional objection for purposes of appellate review. United States v.

Candelario, 240 F.3d 1300, 1304 (11th Cir. 2001). Thus, defense counsels’ hearsay objections

are insufficient to preserve an objection on Confrontation Clause grounds.

18

violated the Confrontation Clause. Thus, the first two elements necessary to satisfy

plain error review are satisfied here. We consider the remaining two elements (i.e.,

whether the error affected the defendant’s substantial rights and whether it

seriously affected the integrity of judicial proceedings) when we later discuss the

prejudicial effect of the district court’s errors.

Moreover, as the defense contended at trial, admission of this extrinsic

evidence also violated Rule 404(b). Although the government argues that this

evidence is relevant to establish Williams’ intent, motive, knowledge, and modus

operandi in the drug-related offenses, we are unpersuaded. The Coley murder is

unrelated to any of the charged drug- or firearm-related crimes,13 and predates both

of the charged conspiracies and the continuing criminal enterprise. Although we

have recognized a connection between narcotics trafficking and violent crime, see,

e.g., United States v. Thomas, 242 F.3d 1028, 1032-33 (11th Cir. 2001) (finding

prior drug sales relevant to show defendant’s motive in felon in possession charge),

the extrinsic evidence must have at least some plausible non-character relevance to

13

We emphatically reject the government’s argument that the defendants’ uncharged criminal

activity is relevant because it tends to show intent, motive, knowledge, and modus operandi to

commit one of the twenty-six “overt acts,” many of them homicides, alleged in furtherance of

the Count 2 conspiracy. As noted supra, the alleged overt acts are not elements of the Count 2

conspiracy because 21 U.S.C. § 846 does not require one. Shabani, 513 U.S. at 13. In other

words, the jury could have convicted all eleven defendants on Count 2 even if it had found that

they did not commit any of the twenty-six overt acts alleged. Just because the government

places those acts in the indictment does not magically make them elements of the conspiracy

crime. In reality, the admissibility of 404(b) evidence stands and falls on the basis of its

relevance to the elements of the charged crime, and nothing else.

19

the charged conduct to be admissible under 404(b). The evidence never specified

what Williams’ intent, motive, or modus operandi was in carrying out the Coley

shootings, and thus this incident is only relevant to show that Williams is more

likely to commit crimes because he has done so in the past, which is exactly the

inference that Rule 404(b) forbids.

Moreover, even if this evidence were relevant to show something other than

action in conformity with past crimes, any such relevance is substantially

outweighed by the evidence’s dramatic prejudicial effect. See United States v.

Sanchez, 722 F.2d 1501, 1507-08 (11th Cir. 1984) (holding testimony that the

defendant, who was charged with conspiracy to import, importation of, and

possession of cocaine, killed two people in furtherance of the conspiracy after he

received a bad cocaine shipment was inadmissible under Rule 403); see also,

Church, 955 F.2d at 702. The district court thus abused its discretion in admitting

this evidence.14

b) Domestic Violence Complaint against Williams

The district court permitted Florida State Trooper Rodney Polite to testify

that he received a complaint from Williams’ girlfriend in 1993 that Williams “had

slapped her and beat her up,” over the hearsay objections of the defense. The

14

The district court did give a 404(b) limiting instruction as to this evidence, but as the evidence

was admitted for an improper purpose, the limiting instruction’s effect on the evidence’s

prejudicial effect is irrelevant to the propriety of its admission.

20

defendants also raise Confrontation Clause and Rule 404(b)15 challenges for the

first time on appeal.

The district court denied the hearsay objection on the basis that the statement

was not offered to prove the truth of the matter asserted. We disagree. The only

conceivable probative value of Polite’s testimony is to establish that Williams did

beat up his girlfriend, and was thus more likely to commit the charged crimes.

And because Polite’s statement clearly does not fall into any hearsay exception, the

district court abused its discretion under Rule 802 in admitting it.

c) Palmetto Expressway Triple Murder

The government introduced evidence, over a hearsay objection, about a

triple homicide committed on March 24, 1995, that it contended was related to

Williams’ and Casado’s drug business. MDPD Detective Juan Capote, who

responded to the homicide that night, testified that four men in a red car had been

shot on the Palmetto Expressway in Miami by bullets from an AK-47 assault rifle.

Three men died; one survived. Capote stated that he later “received information”

from an anonymous caller that indicated that Williams, Casado, and Marvin

Rogers, an associate of Williams, were involved in the shooting, and indicated that

the three victims were “street level narcotics dealers” who had been selling drugs

15

We need not address whether admission of this evidence constituted plain error under the

Confrontation Clause and Rule 404(b), as the testimony was obviously inadmissible hearsay not

subject to any exception.

21

on Roger’s drug turf. He further testified that the survivor of the shooting told him

that Williams and two other men were the gunmen.16

The district court explained that it allowed this testimony because it believed

that the statements were relevant not to prove their truth, but rather to explain how

Capote conducted his investigation.17 We do not understand this reasoning.

Capote’s investigation was not a complex endeavor; he responded to a homicide

call, examined the scene of the crime, and interviewed witnesses. Nothing the

witnesses said shed any additional light on why Capote conducted his investigation

in the manner that he did, nor did Capote’s investigation turn up any evidence

other than eyewitnesses’ statements accusing Williams and Casado of committing

the homicides. Rather, the only relevancy of the witnesses’ statements was to

establish that Williams, Casado, and Rogers did in fact commit the homicides. As

the statements also do not fall into any hearsay exception, the district court clearly

abused its discretion in allowing their admission.

d) 1992 Miami Strip Club Shootout

16

The government also admitted photos of the crime scene into evidence.

17

Statements by out of court witnesses to law enforcement officials may be admitted as non-

hearsay if they are relevant to explain the course of the officials’ subsequent investigative

actions, and the probative value of the evidence’s non-hearsay purpose is not substantially

outweighed by the danger of unfair prejudice caused by the impermissible hearsay use of the

statement. Ryan v. Miller, 303 F.3d 231, 252-53 (2d Cir. 2002); see also United States v.

Valencia, 957 F.2d 1189, 1198 (5th Cir. 1992); United States v. Hawkins, 905 F.2d 1489, 1495

(11th Cir.1990); United States v. Love, 767 F.2d 1052, 1063 (4th Cir. 1985); United States v.

Lubrano, 529 F.2d 633, 637 (2d Cir.1975).

22

MDPD Sergeant Alexander Casas testified that he had responded to a

reported shooting at the Club Rolex, a Miami-area strip club. He found .40 caliber

shell casings, blood, and clothing at the crime scene, but not the victim, who had

already been taken to the hospital. However, he stated that he also learned upon

his arrival that Williams had tried to shoot someone in the parking lot of the club

when his gun jammed, and was shot by his intended victim. Finally, Casas said

that he thought it strange that Williams never talked to the police about the

shooting, because shooting victims are usually cooperative, and opined that the

victim of a shooting would not seek out the police in cases where the victim was

the aggressor. The district court overruled defendants’ hearsay and Rule 701

objections to this testimony.

Casas’ statements about what he learned are unquestionably inadmissible

hearsay, as their only probative value is to establish that Williams had attempted to

shoot someone, and are not covered by a hearsay exception. The district court

abused its discretion under Rule 802 in admitting this evidence.18

e) 1992 Murder of “Ankey”

A witness for the government testified that Williams and Richard Stit killed

18

Appellants argue that Casas’ statements concerning Williams’ failure to speak with the police

about the shooting constitute impermissible lay opinion testimony under Federal Rule of

Evidence 701. Even assuming that the district court abused its discretion in admitting this

evidence, we do not find its admission sufficiently prejudicial either alone or in concert with

other errors to merit reversal of Williams’ conviction, as discussed infra.

23

a member of the rival “Thomas gang” in Virginia, because Williams believed

Thomas gang members responsible for shooting Williams’ business associates.

The defense made no objection to this testimony at trial, but argues on appeal that

its admission violated Rule 404(b).

The “Ankey” murder was committed during the scope of and in furtherance

of the Count 2 conspiracy. It is so closely related to Williams’ participation in the

conspiracy that it must be considered “inextricably intertwined” with the evidence

of the conspiracy, see Veltmann, 6 F.3d at 1498, and is thus not 404(b) evidence.

It also satisfies Rule 403 because it was significantly probative of Williams’ modus

operandi in his drug transaction — using violence to eliminate his competitors and

avenge attacks on his business associates. Admission of this testimony was not an

abuse of discretion.

f) Jetier Homicide

MDPD Officer David Sanchez investigated the 1991 shooting of Willie

Jetier, who was hospitalized for a short while before succumbing to his wounds.

Sanchez testified that he suspected that Casado and Baptiste were the shooters and,

fearing that Jetier would die before having an opportunity to identify the

perpetrators, he brought them to the hospital, where Jetier identified them as the

men who shot him. The defendants objected on hearsay and 404(b) grounds.

Officer Sanchez’s testimony about what Jetier told him is inadmissible

24

hearsay. Its only probative value was to establish that Casado and Baptiste were

the shooters, and did not explain any independently relevant aspect of Sanchez’s

investigation. Nor does it fall under a hearsay exception.19 Its admission was thus

a clear abuse of discretion.

Finally, Sanchez’ testimony is extrinsic evidence under Rule 404(b), as it is

not an uncharged offense which arose out of the same transaction or series of

transactions as the charged offenses, necessary to complete the story of the charged

crimes, nor inextricably intertwined with the evidence regarding the charged

offenses. Moreover, it is only relevant to prove Casado’s and Baptiste’s bad

character and to show their action in conformity therewith, which Rule 404(b)

clearly prohibits. It was thus an abuse of discretion to admit it into evidence.

g) Amoco Double Murder

MDPD Detective Jeff Lewis testified about his investigation of the murder

of Roger Davis and Tyrone Tarver at an Amoco station on February 11, 1998.

Although he did not witness the shootings, Lewis told the jury that eyewitnesses

had told him the following during his investigation:

Davis and Tarver arrived at the Amoco station at about the same time, in

19

The statement was not excepted from the general prohibition against hearsay as a “dying

declaration” under Rule 804(b)(2) because the government produced no evidence establishing

that Jetier made his statement “believing that [his] death was imminent.” Nor is it classified as a

non-hearsay statement of identification under Rule 801(d)(1)(C), because Jetier did not testify at

the trial and was not subject to cross-examination concerning that statement.

25

separate cars. Shortly thereafter, a blue-green Nissan Altima drove into the station

after them. Two men clothed in camouflage, ski masks, and bulletproof vests

exited the car toting AK-47s and began shooting at the two men.

Davis and Tarver fled their assailants, but to no avail. The gunmen hunted

Davis down near a fence, and shot him while he was apparently trying to surrender.

After Davis collapsed, the shooter pressed the gun barrel to his head and shot him

again. Tarver, on the other hand, was gunned down as he fled across the street, but

did not die immediately. Instead, he lay on the road, crying out in agony that “it

burned.” 20 At the scene of the crime, Lewis found 43 spent AK-47 shell casings on

the ground, in locations indicating that the gunmen tracked their victims across the

Amoco station premises as they fired. One-and-a-half blocks away, police also

recovered the Nissan Altima, and found two AK-47 assault rifles, four ski masks, a

“skully,”21 and some tools that Lewis opined had been used to start the vehicle,

which had been reported stolen. Police also discovered that the stolen car’s owner

had his or her cellular telephone taken along with the car. A call made from that

phone after the theft had occurred was traced to the girlfriend of Corey “Fish

Grease” Murcherson, an associate of Williams.

Lewis then stated that another “source” informed him that a rented white

20

At this time the government admitted graphic photographs of the crime scene.

21

Witnesses described a “skully” as a knit stocking cap.

26

Toyota Camry had also been involved in the Amoco shooting. The car was traced

to a Miami rental outlet. The rental paperwork listed one Richard Stit as a driver,

who, Lewis told the court, the United States Attorney’s Norfolk office identified as

an “enforcer” for Williams. Police later located the Camry, which had been

destroyed by fire.

Lewis continued, stating that unnamed witnesses identified one passenger in

the Altima as a heavyset black male, over 6' tall, with long, flowing dreadlocks,

and the driver as a shorter black male with a medium build. He said that another

eyewitness, Mario Frazier, told him that the car’s driver was Casado.22 He also

detailed the contents of a Miami Herald article, admitted into evidence, describing

one gunman as a 25-30 year-old, 250-lb black male, 5' 9" to 6' tall, with a light

complexion, and a long haircut — a description somewhat consistent with photos

of a man Lewis identified as Hawthorne. It described the other gunman as a 20-25

year-old, 160-175lb black male, 5' 9" - 6' tall, with a light complexion and Afro

haircut. Hawthorne’s involvement, Lewis also testified, was corroborated by an

interview he had with a prisoner, Kevin Bovian. Bovian allegedly told Lewis that

Hawthorne said he was the driver of the rental car, that he cut his dreadlocks after

the press coverage describing the gunmen, and that the shooting was in retaliation

for a shooting in which Hawthorne was wounded the month before.

22

Casado is a Hispanic male.

27

According to Lewis, Jesus Wilson also told him that he saw Leonard and

Lenard Brown inside the Altima. Wilson claimed that the Altima had been hidden

at the house of a Williams’ associate, earlier on the day of the shooting, along with

the bulletproof vests and AK-47s Wilson said were used to kill Davis and Tarver.

Lewis said that Wilson told him that the twins asked him to buy dark, full-face ski

masks for them, because they did not want to draw attention to themselves by

making such a purchase. However, Wilson contradicted Bovian’s statement that

Hawthorne was a gunman, telling Lewis instead that the twins killed Davis and

Tarver. Lewis concluded by opining to the court that “based on his investigation,”

he thought that the Amoco murders were the result of a turf war between the

“Boobie boys” and a rival gang called “Vonda’s gang.”

Finally, Lewis told the court that Williams’ friend and associate Corey

Murcherson, was killed shortly after the Amoco double murder in which he had

allegedly participated. Lewis testified that he believed Williams and Brown

thought Murcheson was a liability after the Amoco murder and sought to have him

killed. Lewis’ speculation about Williams’ motives became more convincing after

Murcherson’s former lawyer, Karen Mills-Francis, testified for the defense that on

November 16, 2005, Murcherson admitted to her that he was in fact a gunman in

the Amoco murders. The defendants raised a hearsay objection to this evidence at

trial, but also argue for the first time on appeal that its admission violated Rule

28

404(b).

Lewis’ recollection of what eyewitnesses told him about the murder is

inadmissible hearsay, as are his statements about what Bovian and Wilson told

him. They were offered to establish their truth — who killed Davis and Tarver,

and how — and do not fall into any hearsay exception. The district court thus

abused its discretion in allowing this testimony.

The Miami Herald articles are also inadmissible hearsay, as they are relevant

primarily to establish the truth of their contents — the identity of the gunmen.23

The articles might be permissible for the non-hearsay purpose of establishing that

the descriptions of the gunmen had been made public, but in the absence of any

non-hearsay evidence concerning the description of the gunmen, the prejudice

stemming from the hearsay use of the evidence substantially outweighs the

articles’ probative value to establish the murders’ publicity. Thus, their admission

constitutes an abuse of discretion under Rule 802.

Lewis’ statement about the white Camry, on the other hand, was not hearsay

because it was probative to establish why he procured the car’s paperwork, and

was properly admitted. Nonetheless, his account of what the U.S. Attorney’s

office told him about Richard Stit was offered to prove the truth of its contents, and

23

In fact, the articles are likely a reporter’s account of what eyewitnesses reported; in other

words, double hearsay forbidden by Rule 805.

29

is inadmissible hearsay, the allowance of which was an abuse of discretion.

Finally, the entire testimony concerning the Amoco murders and

Murcherson’s murder plainly violates Rule 404(b).24 All three killings occurred

outside the temporal scope of all of the charged crimes, including the Count 2

conspiracy, and there is hardly any evidence, beyond Detective Lewis’ rank

speculation, linking the shootings to any of the charges in the indictment. Its only

real probative value is to establish the criminal propensities of those involved.

And even if this evidence did have some probative worth, the details of the Amoco

double homicide are so chilling that its prejudicial impact substantially outweighs

any such probative value. The admission of this evidence thus constitutes error

that is plain.25 See United States v. Lejarde-Rada, 319 F.3d 1288, 1291 (11th Cir.

2003) (“It is the law of this circuit that, at least where the explicit language of a

statute or rule does not specifically resolve an issue, there can be no plain error

where there is no precedent from the Supreme Court or this Court directly

resolving it.”); United States v. Gore, 298 F.3d 322, 324-25 (5th Cir. 2002)

(holding that error was “plain” when the district court’s ruling was obviously

24

We address here only the first two elements of plain error review: (1) admission of the

testimony concerning the Amoco murders was error under Rule 404(b); (2) that error is now

plain. We address the remaining two elements in our discussion of the prejudicial effect of the

district court’s errors.

25

As noted above, we reserve our discussion of the remaining two elements of plain error review

(i.e., the impact the evidence had on the defendants’ substantial rights and on the integrity of

judicial proceedings) as part of our prejudice discussion, infra.

30

contrary to the text of a federal statute).

In sum, admission of this evidence was an abuse of discretion under Rule

802, and represented an error that was plain under Rule 404(b).26

h) Benny Brownlee Murder

The government’s case accused Williams and other unnamed individuals of

the 1994 murder of Benny Brownlee, allegedly carried out in retaliation for the

murder of Williams’ associate and friend Gary Dukes. Dukes was killed in a

drive-by shooting while at a barbershop run by Jesus Wilson, a drug dealer and

barber who bought cocaine from Williams and Harper. Johnny Hankins, a

Williams associate who was also shot in the drive-by, testified that Williams told

him that Williams and Marvin Rogers avenged Dukes’ murder by killing a member

of the Thomas gang, and that Harper had driven the car they used in committing

the murder.

The government alleged that this member of the Thomas gang was Benny

Brownlee, who was killed hours after the Dukes killing.27 The MDPD detective

who had responded to the Brownlee homicide, Gus Borges, gave a detailed account

26

Although Lewis’ statements about the white Camry and his statements about what he observed

at the scene of the crime were not hearsay, these statements would have been nonsensical and

irrelevant under Rule 401 if considered separately from the inadmissible hearsay, and thus the

jury never would have been permitted to hear them out of context. Moreover, admission of these

statements still plainly violated Rule 404(b).

27

Photos of Brownlee’s body were admitted into evidence over objection.

31

of the killing on the basis of statements he took from three eyewitnesses. He said

that he learned from one eyewitness, Marlin Randal, that men in a beige Honda

shot Brownlee as he fled from his attackers. Randal then reportedly said that

Brownlee fell “on the ground and defenseless, [and] two subjects walked up to him

and continued shooting him.” This commentary, Borges stated, was confirmed by

two security guards present at the shooting. Moreover, he testified that the doctor

who performed Brownlee’s autopsy classified the death as a homicide. There was

no evidence that these three eyewitnesses were unavailable to testify at trial.

Borges also found a beeper at the Brownlee crime scene that had telephone

numbers from received calls stored in its memory. Police called the stored

numbers and stated that the persons who answered the phone told him that they had

paged the beeper trying to reach Marvin Rogers. Borges further testified that he

“learned” that Marvin Rogers was part of a “group operating in the Carol City

area” known as the primary street-level drug dealers in that area. He concluded by

telling the jury that Williams, Rogers, Raye, and Bernard Shaw emerged as

primary suspects in the slaying, but that there was never sufficient evidence to

arrest anyone for the crime. The defense raised a hearsay objection to this

evidence at trial.

Although Borges’ testimony about the recovered beeper and the numbers it

contained remain unobjectionable, Borges’ testimony about what others told him

32

or about what he had “learned” in the course of his investigation is only relevant to

establish its truth, that Williams, Rogers, Raye, and Bernard Shaw killed Benny

Brownlee. The fact that it explains what Borges did in the course of his

investigation is immaterial, because Borges’ investigation is only relevant to prove

the very same impermissible thing — that these men in fact killed Benny

Brownlee. Likewise, Borges’ testimony that Williams, Rogers, Raye and Bernard

Shaw emerged as the primary suspects in the shooting itself remains inadmissible

hearsay, as it is founded on the hearsay statements of others. The statements are

therefore hearsay, and because they do not fall into any hearsay exception, the

district court abused its discretion in admitting them.

i) Fatso and Hollywood Murders

About one month after the Brownlee homicide, two more Thomas gang

members were murdered: Walter “Fatso” Betterson and Derrick “Hollywood”

Harris. Betterson’s mother and Harris’ father both testified that their children had

told them shortly before they were shot that they were having problems with

Williams and feared that Williams was going to kill them.

However, the government introduced other non-hearsay evidence at trial

linking Williams and Casado with the murders. Williams’ friend and associate

Johnny Hankins testified that Williams told him that Betterson and Harris had

killed a witness to the Dukes murder, and that Williams, Casado, and Marvin

33

Rogers had killed them in revenge. Hankins’ testimony was corroborated by

Betterson’s neighbor Johnny Hampton. Hampton testified that he saw a Chevrolet

Impala chase Betterson’s car into his neighborhood. Betterson’s car crashed into a

pole on the side of the road near his house, and the Impala pulled up alongside it.

Someone inside Betterson’s car got out and ran, pursued by an occupant of the

Impala. Immediately afterwards, three men arrived in a Delta ‘88. Two

passengers emerged, fired shots into Betterson’s automobile, and then fled the

scene in the Delta. Minutes later, Hampton approached Betterson’s car and saw

two bodies in the car, later identified as Harris and Betterson. Hampton further

identified Williams and Leonard Brown as two of the shooters from the Delta ‘88.

The defendants raised a hearsay objection at trial, and also raise a Rule 404(b)

challenge for the first time on appeal.

The parents’ statements about what their children told them are hearsay, but

are excepted as present sense impressions under Rule 803(1) or as statements

expressing then-existing mental, emotional, or physical condition under Rule

803(3). The district court thus did not abuse its discretion in allowing this

testimony.

Moreover, the parents’ testimony is not 404(b) evidence because it is

inextricably intertwined with the evidence regarding the charged offense. See

Veltmann, 6 F.3d at 1498. Evidence at trial tied these murders to Williams’ feud

34

with the rival Thomas gang and the Thomas gang’s murder of Gary Dukes, which

in turn was part of the prosecution’s case against the defendants in the Count 2

conspiracy. Moreover, it satisfies Rule 403 because it is significantly probative of

the defendants’ modus operandi in their drug business. The admission of this

testimony was thus not error under Rule 404(b), much less plain error.

j) Colors Apartment Triple Murders

Detective Simmons’ testimony also linked Pless to the 1995 triple murder of

Otis Green, Green’s girlfriend Alicia, and Alicia’s five-year-old son Mikie, at the

Colors Apartment complex in Miami. Green was a small-time drug dealer who

sold at the Colors complex, which was considered his “spot.” However, Pless also

sold drugs there, as did David Pagan, Pless’s supplier and an associate of Casado.

Witnesses testified that a dispute had arisen between Pagan and Green, and that

Pagan had put a hit out on him. Pagan himself testified that Pless had engaged in a

shootout with Green’s workers at the Colors complex a few months before the

murders.

Brian Gibson, a Colors resident who was with Green, Alicia, and Mikie at

the time of the shooting, testified that they were parked near the Colors complex

when men in ski masks approached the car with large guns and opened fire, killing

everyone but him. He also stated that earlier that night he had seen Casado and

Baptiste around the Colors complex, and had seen Pless’s truck nearby.

35

Detective Simmons testified that he learned from Anthony Brantley that

Pless, Casado, and Johnson had planned and carried out the murders. Brantley

ostensibly told Simmons that Pless solicited him to drive the getaway car.

Simmons stated that Brantley said he met Pless and Johnson at Casado’s

warehouse, where they retrieved a stolen car and equipped themselves with assault

weapons, dark clothes, and bulletproof vests, and then carried out the killings while

Casado watched from a distance.

The government also introduced into evidence a photo of a tattoo Pless had

depicting a young boy praying over a crucifix-shaped tombstone engraved with the

letters “RIP” that read, “Dear God Can You Save Me.” Simmons said that Pless

had told him he got this tattoo after the Colors murders to deflect suspicion that he

had been involved.

The defendants did not raise an objection to this testimony at trial, but now

argue that admission of Anthony Brantley’s statements violated Rule 802 and the

Confrontation Clause. Admission of the statements did plainly violate the hearsay

rule.28 Simmons’ testimony was clearly admitted for its truth, and concerns

statements Brantley made in the course of a police interrogation — in this case, an

28

Because we determine that this testimony was inadmissible hearsay, we need not reach

defendants’ alternative argument that the testimony violated their rights under the Confrontation

Clause.

36

interview with Detective Simmons as part of a criminal investigation.29

However, it is apparent from the record that counsel for Arthur Pless invited

this error while attempting to undermine the credibility of Simmons’ investigation.

During cross-examination, Pless’s attorney asked Simmons whether Brantley was

among the “quality people” that Simmons had relied on in his investigation of the

murders and subsequent questioning of Pless:

Q: And Anthony Brantley, Cedrick’s brother, that’s the word of

another person upon whom you were getting ready to interrogate my client

to determine if he was going to incriminate himself in the triple homicide

over there in the Colors apartments of Otis Green, his girlfriend, and

Michael Frazier, correct?

A: What was the first part of your question?

Q: Anthony Brantley is the person upon whom you are relying

for your information that you got before my client surrendered

and you started talking to him about that homicide?

A: In part. Anthony Brantley was a young man recruited by

Efrain Casado, Arthur Pless and Benjamin Johnson to drive a

vehicle. He was the getaway driver in the Colors apartments

complex in which the little boy was killed along with his

mother. He drove the vehicle and provided sworn testimony

before the grand jury which was corroborated in every respect

through our investigation, and others. It was not totally based

on one person’s testimony, sir.

29

Although the available record is essentially silent as to the details of Brantley’s “interview,”

his involvement in the murders and the confessional nature of his statements indicates that the

questioning was likely more than casual. Moreover, in examining Simmons at trial, counsel for

both the defense and the government emphasized the overlap between the interview statements

and Brantley’s “sworn” (i.e. grand jury) statements, for which Brantley was granted immunity

from prosecution.

37

Q: And Anthony Brantley didn’t get arrested or charged with it

even though he claimed to you under sworn testimony that he

was the driver, that he was taking him to and from a hit where

these people were killed. He wasn’t arrested and charged or

indicted downtown to stand trial for first degree murder and

look at death in the electric chair or a lethal injection now, was

he?

A: No, sir.

Counsel also noted that Anthony Brantley had recently been released from jail.

On re-direct examination, Detective Simmons related that Anthony Brantley

had spoken to him in the course of the investigation, and had testified before a

grand jury, both times describing his involvement in the Colors murders.

According to Simmons, Anthony Brantley had confessed that he was recruited by

Casado to assist in the murder of Otis Green, and had driven the car from which

Johnson and Pless emerged before committing the murders, and in which Casado,

Baptiste, Johnson and Pless apparently escaped after the murders.

“[I]t is a cardinal rule of appellate review that a party may not challenge as

error a ruling or other trial proceeding invited by that party. The doctrine of invited

error is implicated when a party induces or invites the district court into making an

error. Where invited error exists, it precludes a court from invoking the plain error

rule and reversing.” United States v. Silvestri, 409 F.3d 1311, 1327 (11th Cir.

2005) (citations and internal quotation marks omitted); United States v. Martinez,

38

604 F.2d 361, 366 (5th Cir. 1979) (“The accepted rule is that where injection of

allegedly inadmissible evidence is attributable to the action of the defense, its

introduction does not constitute reversible error .”) (quoting United States v.

Doran, 564 F.2d 1176, 1177 (5th Cir. 1977)). Moreover, a defendant can “invite”

non-responsive testimony when he insists on pursuing a line of questioning after it

becomes apparent that further cross-examination will elicit potentially damaging

testimony, and fails to object to the non-responsive answer when it is given. See

id. (finding non-responsive testimony invited when counsel “pursued his

questioning until he dragged the prejudicial statements out of the witness”).

It can be fairly said that Pless’s counsel elicited the Anthony Brantley

testimony from Simmons on cross. Pless’s counsel specifically referred to “sworn

testimony” in which Brantley supposedly stated that “he was the driver, that he was

taking him [Pless] to and from a hit where these people were killed.” He also did

not object when Simmons gave his non-responsive answer. The re-direct

testimony merely elaborated on Simmons’ response to this question, which

presented the basic outline of the Brantley statement. Thus, Pless cannot now

complain about the district court’s error.

However, the other defendants may still fairly object to the introduction of

this testimony on appeal, as the errors of Pless’s counsel are not their own, and

they in no way were responsible for Simmons’ testimony on cross. Moreover, any

39

objection that they could have made on redirect was foreclosed, as the prosecutor

was entitled to elaborate on the information yielded in cross. However, because

they raised no objection at the trial court, their claims are subject only to review for

plain error. Simmons’ testimony that Brantley told him that Casado and Johnson

carried out the murders was inadmissible hearsay. That error satisfies the first two

prongs of the plain error test. We reserve our discussion of the remaining two

prongs for our discussion of prejudice.

k) Johnny Belliard Murder

The government’s case also connected Pless to the murder of Johnny

Belliard, a drug dealer who had been threatening to steal money and drugs from

Pless. MDPD Detective David Simmons told the jury that he worked on a task

force investigating homicides “that was [sic] committed by members of the Boobie

boys.” He testified that Cedric Brantley, an associate of Pless’s who sold drugs for

him in Pensacola, told him in a prison interview that Pless and Casado hired

Brantley’s brother Anthony to kill Belliard.30

The defense did not object to this testimony at trial but now argues that

admission of the statements violated Rule 802 and the Confrontation Clause. We

30

Simmons’ testimony was confirmed by Cedric himself, who testified on Pless’s behalf and

stated that Casado and Baptiste were nearby when Pless solicited Anthony to carry out the

murder. Cedric also testified that his brother told him that after killing Belliard, Anthony

returned to Casado’s warehouse where he met up with Casado and Johnson.

40

therefore review the district court’s decision for plain error only.31 The statements

are plainly hearsay; they were made by an out-of-court declarant and their only

probative value is for their truth. In sum, admission of this evidence violated Rule

802; that error is now plain.32

l) 1997 Car Chase and Robert Sawyer Shooting

Robert Sawyer was a drug dealer whose business interests sometimes

conflicted with Williams’ and Casado’s. At trial, Jesus Wilson testified that

Sawyer had threatened to kill both Williams and Casado over a drug dispute, and

that Casado had returned the threat. Later, Sawyer shot, but did not kill, Casado

outside Casado’s house. Wilson also testified that he, Williams, and others had

learned that Sawyer had killed Marvin Rogers, Williams’ associate who had

participated in the clashes with the Thomas gang. In response, Williams placed a

price on Sawyer’s life.

Officer Ariel Saud testified that on March 23, 1997, he had attempted to stop

a black Honda in the Overtown section of Miami. The car fled, prompting a car

31

The government asserts that this error, like admission of Simmons’ testimony about Pless and

Johnson’s involvement in the Colors triple murder, was invited. However, it does not appear that

Pless’s counsel introduced the content of the objectionable statement itself, and did not invite the

particular error of which Pless now complains.

32

We reserve discussion of the remaining two elements of plain error review for our discussion

of prejudice. Moreover, because admission of this testimony was error that was plain under Rule

802, we need not address defendants’ additional argument that this testimony was plain error

under the Confrontation Clause.

41

chase. Saud testified that he saw weapons being tossed from the car, and that

eventually the occupants of the car fled on foot. Saud and fellow Officers Miguel

Rodriguez, Steven Walthen, and David Sanchez testified that they pursued the

fleeing suspects and eventually captured Williams, Casado, and James Deleveaux,

a Williams associate.33 The police found Williams behind a woodpile, and Casado

and Deleveaux in the shower of a nearby residence.34 The officers testified that the

owners of the properties where the three men were found said that they did not

have permission to be there. Various weapons, including assault rifles, as well as

camouflage clothing and armored vests were recovered from the scene. Rene

Texidor, Casado’s friend, testified that Williams, Casado, and Deleveaux had been

on their way to kill Sawyer when they were captured.

Jesus Wilson also testified that in February 1998, he had been in an

apartment with Williams, Casado, Lenard Brown, Roshawn Davis, and others, who

had assembled weapons and were planning to kill Sawyer. Later, Wilson said,

Lenard Brown and Roshawn Davis told him that Lenard, Williams, and Casado

had shot Sawyer from their car while traveling next to him on the highway, but that

Sawyer survived. The defense raised hearsay and 404(b) objections to this

33

Officer Sanchez also testified that he recognized Casado from when he had arrested him for

the Jetier shooting in 1991.

34

Williams was arrested on charges of grand theft auto, fleeing to elude a police officer, and

resisting arrest.

42

evidence at trial.

Wilson’s statements relating what Lenard Brown and Roshawn Davis told

him are not hearsay because under Rule 801(d)(2)(E) they are co-conspirator

statements made during the course and in furtherance of the Count 2 drug

conspiracy. However, the officers’ testimony about statements made by the

owners of the properties where Williams, Casado, and Delevaux were found are

hearsay, and do not fall into a hearsay exception. Their admission therefore was an

abuse of discretion. However, their admission did not violate the Confrontation

Clause. The statements were not “testimonial” under Crawford because there is

insufficient evidence to say that they were accusatory in nature. There is no

indication as to whether the declarants knew that their statements would be used at

trial later. Roberts therefore governs their admission. Because the details of the

surrounding testimony make it almost impossible for the owners’ statements to

have been false, the statements carry a particularized guarantee of trustworthiness,

and their admission does not violate the Confrontation Clause.

Finally, we need not analyze whether admission of this evidence violated

404(b) because none of it is “extrinsic.” It clearly concerns an “uncharged offense

which arose out of the same transaction or series of transactions as the charged

offense.” See Veltmann, 6 F.3d at 1498. The dispute with Sawyer arose out of the

defendants’ involvement in the Count 2 drug conspiracy. Moreover, the testimony

43

does not pose a significant enough risk of unfair prejudice to substantially

outweigh its probative value in demonstrating the modus operandi of the

defendants’ drug business. Its admission was thus not an abuse of discretion.

In sum, only admission of the statements by the property owners that

Williams and Casado lacked permission to be on their land was an abuse of

discretion under Rule 802.

m) 1997 Armed Robbery

MDPD Officer Steven Waltham and Detective David Richards testified that

a stolen ATM card and checkbook were found in the black Honda used by

Williams, Casado, and Delevaux in the March 23, 1997 car chase. Detective

Richards stated that several months earlier, the owner of the ATM card and

checkbook had reported that she had those items stolen from her at gunpoint, by

someone she later identified in a photographic lineup as Williams.

The district court allowed this testimony over a hearsay objection, believing

that it was not hearsay because it was a statement of identification. Rule

801(d)(1)(C) does state that statements of “identification of a person made after

perceiving the person” are not hearsay, but only if the declarant testifies at trial and

is subject to cross examination concerning the statement. See, e.g., United States

v. Brewer, 36 F.3d 266, 271 (2d. Cir. 1994) (“Under Rule 801(d)(1)(C), a

statement of prior identification may be received in evidence only if the declarant

44

testifies at trial and is subject to cross-examination concerning the prior

identification.”) (internal quotation marks omitted). The victim of the theft never

testified at trial, so the testimony is hearsay. Since no hearsay exception applies,

its admission was an abuse of discretion.

n) Everett Cooper Murder

The government’s case accused Pless and Casado of killing small-time drug

dealer Everett Cooper (a.k.a. “Charlie Paul”) in September 1994. Cooper dealt

drugs at the Silver Blue Lakes apartment complex in Miami, where Pless also sold

cocaine. Detective Michael Malott, who investigated the murder, stated that

eyewitnesses told him that a man got out of a Lincoln Town Car and shot Cooper

with a chrome revolver. Malott further stated that Casado “had been known” to

drive a blue Town Car, and that shell casings found at the scene matched those

found at the scene of the Colors triple murder.35 The defense lodged a hearsay

objection at trial, and also raises a 404(b) challenge for the first time on appeal.

Malott’s testimony about what eyewitnesses told him and about what

Casado “had been known” to do is inadmissible hearsay because it is only relevant

for its truth — to establish that Casado and Pless were responsible for Cooper’s

death. As no hearsay exceptions apply, admission of this testimony was an abuse

35

A bloody photo of Cooper’s body was also admitted into evidence. However, Malott’s

testimony was bolstered by David Pagan, who testified that Pless admitted to killing Cooper.

45

of discretion.

However, admission of Malott’s testimony did not violate Rule 404(b),

much less constitute plain error, because like the government’s evidence

concerning the “Ankey” murder, evidence that Pless and Casado killed a rival drug

dealer during the scope of the Count 2 conspiracy is inextricably intertwined with

the evidence of their involvement in that conspiracy. See Veltmann, 6 F.3d at

1498. And although the evidence is certainly prejudicial, it still satisfies Rule 403

because the danger of unfair prejudice does not substantially outweigh its

significant probative value in establishing Pless’s involvement in the Count 2 drug

conspiracy.

o) America’s Most Wanted/Crimestoppers

Deputy U.S. Marshal Michael Moran testified that Williams had appeared on

the television programs Crimestoppers and America’s Most Wanted around 1998.

The defense made an objection at trial based on hearsay, and Rules 403 and 404(b).

Although the government offered this testimony to provide background on

Williams’ status as a fugitive, it is nonetheless inadmissible hearsay. The only

relevance of the testimony is to show that Williams was, in fact, wanted by law

enforcement. As it falls under none of the hearsay exceptions, it was an abuse of

discretion to admit it into evidence.

Finally, although this evidence may be “inextricably intertwined with the

46

evidence regarding the charged offense” since it demonstrates that Williams was

trying to elude capture for the charged offenses and thus tends to show his

cognizance of his own guilt, see People v. Slater, 268 A.D.2d 260, 260 (N.Y. App.

Div. 2000), it does not satisfy Rule 403 in this case.36 While this evidence has

virtually no probative value, it is incredibly and unfairly prejudicial – essentially

telling the jurors to believe that Williams is guilty of the charged offenses because

he appeared on two well-known television programs featuring individuals that

police consider responsible for committing crimes.37 See Ford v. Curtis, 277 F.3d

806, 811 (6th Cir. 2002) (finding “references to the F.B.I’s Ten Most Wanted List

and to America’s Most Wanted” in the government’s case constituted 404(b)

evidence that was “of nominal relevance and prejudicial”); Wilding v. State, 674

So. 2d 114, 119 (Fla. 1996), overruled on other grounds by Devoney v. State, 717

So. 2d 501 (Fla. 1998) (“The fact that [the defendant] was the subject of [the]

widely viewed television program [America’s Most Wanted] clearly was irrelevant

and highly prejudicial.”). Permitting the admission of this evidence was thus an

abuse of discretion.

p) 1997 Staged Drug Rip-Off

36

Even though inextricably intertwined evidence is not subject to Rule 404(b), it must still

satisfy Rule 403. Church, 955 F.2d at 700.

37

America’s Most Wanted is “a nationally syndicated television show that profiles unsolved

crimes and solicits assistance from the public in identifying and tracking down the suspects

portrayed on its episodes.” United States v. Henderson, 241 F.3d 638, 642 (9th Cir. 2000).

47

Government witnesses testified that defendant Baker, an MDPD officer, had

been hired by Williams, Shaw, and Harper to steal drugs and money from their

customers. MDPD officers also testified that Baker participated in an unrelated

drug rip-off for a different drug dealer in 1997 that had been staged by the

MDPD’s Internal Affairs Department. In particular, Detective Joe Gross, who

supervised a surveillance operation against Baker, testified as to what other officers

who were watching Baker told him over police radio about Baker’s actions. The

defense made a hearsay objection to Gross’ testimony at trial, and raises a 404(b)

challenge to its admission for the first time on appeal.

We need not reach the defendants’ 404(b) contentions, as Gross’ statements

were inadmissible hearsay. Although they were relevant to explain how Gross

conducted his sting operation, their primary probative value was to prove that

Baker was accepting money in return for helping drug dealers rip off their

customers. The testimony does not fall into any hearsay exception, and thus its

admission was an abuse of discretion.

q) Threats Made By Williams, Baptiste, and Brown to Witnesses in Holding

Cells

Errol Sawyer, an acquaintance of many of the defendants, testified for the

government that Leonard Brown, Baptiste, Shaw, and Williams threatened him

while he was in a holding cell waiting to testify. Sawyer said that Brown told him

48

that “black grease-ass kid’s mother is sitting over there [in the courtroom] with his

kid” and to “be careful about your son ‘cause we’re going to get him on the streets

and [fuck] him.” He said that Shaw asked him why he let the “white people” make

him start talking, that Williams made “sly remarks,” and that both said, “You ain’t

going to get forty years off of me.” Witness Reggie White testified that he also

overheard Williams and Brown make threatening remarks to Sawyer. The defense

objected to this testimony on Rule 404(b) grounds.38

Although prejudicial, “[c]ourts may consider evidence of threats to

witnesses as relevant in showing consciousness of guilt” under Rule 404(b).

United States v. Gonzalez, 703 F.2d 1222, 1223 (11th Cir. 1983). However,

“[b]ecause the potential prejudice from death threats may be great, the government

must have an important purpose for introducing the evidence in order to satisfy the

38

As an initial matter, we note that these threats are not acts committed in the course and in

furtherance of the charged conspiracies, such that they would be admissible against all of the

defendants. We cannot infer from the threats that a subsidiary conspiracy to injure Sawyer, his

friends or his family or to prevent Sawyer from testifying was consummated over two years after

the underlining criminal enterprise was dissolved. See generally United States v. Magluta, 418

F.3d 1166, 1178-79 (11th Cir. 2005) (“Acts of covering up, even though done in the context of a

mutually understood need for secrecy, cannot themselves constitute proof that concealment of

the crime after its commission was part of the initial agreement among the conspirators.”)

(quoting Grunewald v. United States, 353 U.S. 391, 402 (1957)). Pursuant to the Third

Superseding Indictment, the conspiracies charged in Counts 1, 2, 3, and 16 continued through

January 1998, while the alleged threats occurred on March 1, 2000. Moreover, evidence did not

support the proposition that the original conspiracy included a "subsidiary conspiracy" to injure

Sawyer, his friends or his family or to prevent Sawyer from testifying two years after the

conclusion of the original conspiracy. See Magluta, 418 F.3d at 1179. Accordingly, the threats

were not in furtherance of the underlining conspiracy.

49

balancing test of Rule 403.” Id. (internal citation omitted). We have held that a

trial court did not abuse its discretion when it allowed a government informant to

testify in a multi-defendant trial that one defendant threatened his life two weeks

before trial, when the court had given a limiting instruction to the jury to consider

the testimony only with respect to the defendant who had made the threat. Id.

Although we realize that the district court has wide discretion in admitting

evidence, id. at 1224, it is clear to us that the district court abused that discretion in

allowing the evidence of the threats in this case, to the extent that it refused to give

such a limiting instruction to the jury commanding them to only consider the

evidence against Shaw, Williams, Leonard Brown, and Baptiste, in light of the

extreme prejudice that such evidence can create with respect to other co-

defendants. See id. at 1223-24 (presence of limiting instruction important in

determination that district court did not abuse its discretion in admitting this

evidence with respect to the defendants that did not make threats).

The district court therefore abused its discretion in admitting this evidence as

to Casado, Harper, Pless, Johnson, Hawthorne, Gibson, and Baker. As to the four

defendants that actually made the threats, whether admission of this testimony was

proper remains a close call, but we ultimately conclude that the district court did

not abuse its discretion in admitting it as to Williams, Shaw, Baptiste, and Leonard

50

Brown.

r) Gibson’s 1980s Drug Sales

Several government witnesses testified that Gibson, with the help of her twin

sons, engaged in many drug transactions in Overtown in the 1980s, before the time

period covered by the Count 2 conspiracy. These witnesses said that Gibson had a

“spot” in Overtown near her house where she would give small quantities of

cocaine and heroin to small children, to sell on the street for her. Leonard and

Lenard Brown, who at that time were still in their early teens, allegedly helped

Gibson pack cocaine, cook it into crack, and sell cocaine and heroin on the street

along with other children. The defense raised a 404(b) objection at trial.

This evidence of Gibson’s drug sales before any of the charged conduct in

the indictment is “extrinsic” evidence whose admission is regulated by Rule

404(b). Under that Rule, this evidence was probative of Gibson’s intent on the

Count 17 charge of knowingly maintaining a place for the purpose of

manufacturing, distributing, and using drugs. United States v. Cardenas, 895 F.2d

1338, 1342 (11th Cir. 1990) (holding that “when a defendant charged with

conspiracy enters a not guilty plea, he makes intent a material issue in the case and

imposes a substantial burden on the government. Thus, the government may

introduce extrinsic offenses which qualify under 404(b) to prove defendant's state

51

of mind, unless defendant takes affirmative steps to remove the issue of intent from

the case.”) (internal quotation marks and citations omitted). Thus, the district court

did not abuse its discretion in admitting testimony concerning Gibson’s extrinsic

drug sales.

s) Reference to Pless’s Post-Miranda Silence

Pless raises a Fifth Amendment due process challenge to Detective

Simmons’ testimony regarding Simmons’ post-arrest questioning of Pless

regarding the Everett Cooper murder and Pless’s refusal to answer certain

questions. The following exchange ensued:

Q [AUSA]: Did there come a time that your interview of Mr.

Pless terminated, told you he didn’t want to talk to

you any further?

A [SIMMONS]: Yes. But prior to doing so, he mentioned –

MR. MATTERS:39 Objection. I would like to preserve that for a

sidebar.

THE COURT: Sustained.

THE WITNESS: Yes, sir.

Q: What subject matter were you relating to him when

the interview ended?

MR. MATTERS: Objection, Judge.

THE COURT: Overruled.

THE WITNESS: We started to inquire of Mr. Pless as to his

involvement in homicides.

Q: And was the interview ended at that time?

A: Yes, sir.

Counsel for Pless moved for a mistrial, arguing that the testimony was a

39

Mr. Matters is Pless’s counsel.

52

direct reflection upon Pless’s Fifth Amendment right against self-incrimination.

The court denied the motion.

Use of the defendant's silence at the time of arrest and after receiving

Miranda warnings in an effort to impeach him at trial violates the Due Process

Clause and its guarantee against fundamental unfairness. United States v. Miller,

255 F.3d 1282, 1285 (11th Cir. 2001) (citing Doyle v. Ohio, 426 U.S. 610 (1976)).

Such improper use occurs when a prosecutor “call[s] attention” to the defendant’s

silence. Id.

On the other hand, “[w]hile a single comment alone may sometimes

constitute a Doyle violation, the Supreme Court[] . . . [made] clear that a single

mention does not automatically suffice . . . when the government does not

specifically and expressly attempt to use . . . the improper comment to impeach the

defendant.” United States v. Stubbs, 944 F.2d 828, 835 (11th Cir. 1991) (citing

Greer v. Miller, 483 U.S. 756 (1987)). Thus, we have held that if the prosecution

mentions the defendant’s silence only in passing, and makes no specific inquiry or

argument about the defendant’s post-arrest silence, there is no due process

violation. United States v. Cayasso, No. 04-14867, 2005 WL 1038772 at **3

(11th Cir. May 4, 2005).

Here, while the Government’s question was unnecessary and inappropriate,

53

because it suggested that Pless had refused to answer any questions about the

murders because of his involvement in them, the reference was too brief to

constitute a Fifth Amendment violation under Cayasso and Stubbs. The

Government elicited only a single reference to Pless’s refusal to respond to

questioning, and apparently never referred to the matter again, either in subsequent

witness examination or in closing argument. Thus, the denial of a mistrial was not

error.

t) Pless’s Exculpatory Post-Arrest Statements

Pless also challenges the court’s denial of his motion to cross-examine

Detective Simmons on the exculpatory portions of Pless’s post-arrest statements.

At trial, the Government objected to the request on hearsay grounds. Although

Simmons had been permitted to testify regarding inculpatory portions of the

statements, the court sustained the Government’s objections. The prosecution now

correctly concedes that the denial of Pless’s request was error. Federal Rule of

Evidence 106 states that “[w]hen a writing or recorded statement or part thereof is

introduced by a party, an adverse party may require the introduction at that time of

any other part or any other writing or recorded statement which ought in fairness to

be considered contemporaneously with it.” Fed. R. Evid. 106; United States v.

Range, 94 F.3d 614, 620-21 (11th Cir. 1996). We have extended Rule 106 to oral

54

testimony in light of Rule 611(a)’s requirement that the district court exercise

“reasonable control” over witness interrogation and the presentation of evidence to

make them effective vehicles “for the ascertainment of truth.” Range, 94 F.3d at

621 (citing United States v. Castro, 813 F.2d 571, 576 (2d Cir. 1987)). Thus, the

exculpatory portion of a defendant’s statement should be admitted if it is relevant

to an issue in the case and necessary to clarify or explain the portion received.

Range, 94 F.3d at 621. In this case, Pless’s exculpatory statements were relevant

to his involvement in acts implicating him in the Count 2 conspiracy, and were

necessary to clarify those portions related by Detective Simmons. The district

court therefore abused its discretion in denying Pless’s motion.

3. Prejudice

All eleven defendants argue that the district court’s evidentiary errors were

not harmless, considered individually or cumulatively, and entitle them to a new

trial. The cumulative error doctrine “provides that an aggregation of non-

reversible errors (i.e., plain errors failing to necessitate reversal and harmless

errors) can yield a denial of the constitutional right to a fair trial, which calls for

reversal.” United States v. Munoz, 150 F.3d 401, 418 (5th Cir. 1998); see also

Labarbera, 581 F.2d at 110; United States v. Necoechea, 986 F.2d 1273, 1282-83

(9th Cir. 1993) (“In reviewing for cumulative error, the court must review all errors

55

preserved for appeal and all plain errors.”).

“The harmlessness of cumulative error is determined by conducting the

same inquiry as for individual error--courts look to see whether the defendant's

substantial rights were affected.” United States v. Rivera, 900 F.2d 1462, 1470

(10th Cir. 1990) (en banc) (citing United States v. Kartman, 417 F.2d 893, 894,

898 (9th Cir. 1969)). However, the cumulative prejudicial effect of many errors

may be greater than the sum of the prejudice caused by each individual error.

United States v. Sepulveda, 15 F.3d 1161, 1195-96 (1st Cir. 1993). The total effect

of the errors on the trial will depend, among other things, on “the nature and

number of the errors committed; their interrelationship, if any, and combined

effect; how the district court dealt with the errors as they arose (including the

efficacy – or lack of efficacy – of any remedial efforts); [] the strength of the

government's case,” and the length of trial. Id. at 1196; Hands, 184 F.3d at 1329

(“We determine whether an error had substantial influence on the outcome by

weighing the record as a whole, examining the facts, the trial context of the error,

and the prejudice created thereby as juxtaposed against the strength of the evidence

of defendant’s guilt.”) (internal quotations marks and citations omitted).

Kotteakos v. United States, 328 U.S. 750, 764 (1946), provides that non-

constitutional error is harmless

56

“if one cannot say, with fair assurance, after pondering all that happened

without stripping the erroneous action from the whole, that the judgment

was not substantially swayed by the error … . The inquiry cannot be merely

whether there was enough to support the result, apart from the phase affected

by the error. It is rather, even so, whether the error itself had substantial

influence. If so, or if one is left in grave doubt, the conviction cannot

stand.”

See also United States v. Frazier, 387 F.3d 1244, 1266 n.20 (11th Cir. 2004) (en

banc) (“Errors do affect a substantial right of a party if they have a ‘substantial

influence’ on the outcome of a case or leave ‘grave doubt’ as to whether they

affected the outcome of a case.”). The same standard is employed to review the

prejudicial effects of a district court’s plain error, be it of constitutional or non-

constitutional dimensions. United States v. Mathenia, 409 F.3d 1289, 1292 (11th

Cir. 2005) (“The non-constitutional harmless error standard is not easy for the

government to meet. It is as difficult for the government to meet that standard as it

is for a defendant to meet the third-prong prejudice standard for plain error

review.”). Moreover, we note in passing that “[a]n error may substantially

influence an outcome and thus warrant reversal even if the evidence, had no error

occurred, would have been sufficient to support the conviction.” Hands, 184 F.3d

at 1329. We also review the record de novo when conducting a harmless error

analysis, unlike our review of sufficiency of the evidence challenges, in which we

view witness credibility in the light most favorable to the government. Id. at 1330

57

n.23. By contrast, as discussed above, under the plain error standard we may not

correct an error unless: (1) there is error; (2) that is plain; and (3) that affects

substantial rights. If these three conditions are met, we may exercise our discretion

to correct the error, if (4) it seriously affects the fairness, integrity, or public

reputation of judicial proceedings. Cotton, 535 U.S. at 631-32 (2002).

Thus, because the defendants did not preserve any of their constitutional

evidentiary claims, we review the aggregate effect of the district court’s

constitutional and non-constitutional errors under the Kotteakos standard for each

defendant.40 If we find the errors’ cumulative effect insufficient to necessitate

reversal, we need not consider each individual error’s impact as to a defendant.

a) Williams

The erroneously admitted evidence implicating Williams consisted of: (1)

Sergeant Singer’s testimony regarding the Gary Coley murder and Williams’

subsequent guilty plea to attempted second degree murder; (2) Officer Polite’s

testimony that Williams had beaten his girlfriend; (3) Detective Capote’s testimony

about the witness identification of Williams and Casado in the Palmetto

Expressway murder; (4) Sergeant Casas’ testimony about Williams’ involvement

in a 1992 shootout at a Miami strip club; (5) testimony that Williams did not have

40

Of course, the defendant still bears the burden of proving the prejudicial effect of all non-

preserved errors. United States v. Rodriguez, 398 F.3d 1291, 1298 (11th Cir. 2005).

58

permission to be on the property where he was found following a 1997 car chase;

(6) Officer Waltham and Detective Richard’s testimony about an armed robbery

Williams committed in 1997; (7) Detective Lewis’ testimony about Williams’

connection to the Amoco double murder and subsequent murder of Corey

Murcherson; (8) Lewis’ testimony that he was told Richard Stit worked as an

“enforcer” for Williams; (9) Detective Borges’ testimony about Williams’

involvement in the Brownlee murder; and (10) Deputy U.S. Marshal Moran’s

testimony about Williams’ appearance on Crimestoppers and America’s Most

Wanted.

Two of these items of evidence were independently corroborated by

admissible evidence. First, Johnny Hankins corroborated Capote’s testimony

concerning the Palmetto Expressway murders, recounting a conversation in which

Williams confided that he and Casado killed several individuals on an expressway.

Second, Lewis’s testimony concerning Stit’s role as “an enforcer” for Williams

was corroborated by Becton, who testified that both he and Stit worked for

Williams in Virginia. This independent testimony mitigates the prejudicial effect

of the inadmissible Lewis and Capote testimony. Cf. United States v. DeLoach,

654 F.2d 763, 771 (D.C. Cir. 1980) (holding that admission of hearsay testimony

was harmless where the jury heard admissible testimony from three other sources

59

to the same effect).

Moreover, the cumulative effect of the district court’s errors was harmless

given the avalanche of admissible, inculpatory evidence admitted against Williams

at trial with respect to every count for which he was indicted. Specifically,

nineteen witnesses41 testified that they personally witnessed or participated in

Williams’ drug sales operation. Becton also testified that he, Stit, and others

transported drugs to Georgia for Williams. Likewise, Hankins said that Marvin

Rogers and Gary Dukes transported drugs to Georgia on Williams’ behalf.

McCrea further told the jury that Williams had “lieutenants” deliver drugs for him,

while both Byrd and Royal testified that Byrd transported drugs for Williams. In

addition to conceding his own involvement, Hankins also testified that

Murcherson, Wilson, and an individual named “Donkey Kong” also worked for

Williams.

Voluminous evidence also implicated Williams in violence committed in

furtherance of the conspiracy, including: (1) testimony from both Becton and

Hankins concerning Williams’ involvement in the Rolex shootout; (2) testimony

from Becton concerning Williams’ role in the “Ankey” murder; and (3) Johnny

41

Michelle Feliciano, Pedro Feliciano, Arial Barrias, Kevin Becton, Nora Byrd, Charles Royal,

Johnny Hankins, Herbert McCrea, Steve McGriff, Wimon Nero, Jesus Wilson, Errol Sawyer,

Robert Raye, Darren Cochran, Prancina Macintosh, Nelson Darby, Zachary Butler, Reggie

White and Sam Jones.

60

Hampton’s testimony that he personally witnessed Williams’ involvement in the

Harris / Betterson murders. Texidor and Wilson also testified that Williams and

Casado planned to murder Robert Sawyer. Police Officers Saud, Rodriguez, and

Walthen explained that they arrested Williams (along with Casado) after firearms

were thrown from the car in which they were travelling. Finally, numerous

witnesses testified that Williams regularly carried firearms.

In this light, even given the district court’s numerous evidentiary mistakes,

we can still say with “fair assurance, after pondering all that happened without

stripping the erroneous action from the whole, that the judgment was not

substantially swayed by the error.” Kotteakos, 328 U.S. at 765. The district

court’s evidentiary errors are thus harmless as to Williams.

b) Casado

The district court erroneously admitted evidence of Casado’s participation

in: (1) the Palmetto Expressway murders; (2) the Jetier murder; (3) the Colors

triple murder; (4) the Everett Cooper murder; (5) and the Amoco murders. The

lower court also incorrectly allowed the jury to hear evidence that Casado did not

have permission to be on the property where he was found following a 1997 car

chase, and erred by failing to give a limiting instruction about the threats that

Williams, Shaw, Leonard Brown, and Baptiste made to Errol Sawyer.

61

The prejudice resulting from these errors is tempered by the fact that

independent admissible testimony corroborated two of the improper pieces of

evidence. First, as discussed above, the testimony linking Capote to the Palmetto

Expressway murders was corroborated by Johnny Hankins. Second, the

inadmissible testimony concerning Casado’s involvement in the Jetier shooting

was confirmed by Officer Sanchez’s testimony that he himself witnessed the

shooting and that Casado had been the shooter.

Though the remaining evidentiary errors remain troubling, there was such a

mountain of admissible evidence implicating Casado in all of the offenses for

which he was convicted that we can fairly say that the evidentiary errors did not

affect his substantial rights. Indeed, six witnesses 42 testified that Casado and

Williams collaborated in selling cocaine. Hankins specifically testified that

whenever Williams and Harper had no cocaine to sell, he bought from Casado.

Similarly, McCrea testified that Williams said he was “taking over everything”

regarding drug sales while Casado served a prison sentence. Numerous witnesses

also testified that Baptiste worked selling drugs for Casado. Sanchez-Carillo

testified that he sold cocaine to Casado; Texidor said that the Cruz brothers sold

cocaine to Casado; and Sam Jones added that Casado distributed drugs to

42

Becton, Hankins, Raye, Pagan, McGriff, and Wilson.

62

Pensacola.

The government’s evidence also linked Casado to the violent activities

committed in furtherance of the charged conspiracy. Brian Wilson testified that

Casado was present at the Colors Murders, while McCullough told the jury that

according to Hawthorne, Hawthorne and Casado were involved in the Amoco

murders. Officer Sanchez stated that he observed that Jetier was shot by

individuals in a car in which Casado was travelling with Baptiste. Similarly,

Texidor stated that Casado said he (Casado) had shot Jetier. As discussed above,

Texidor and Wilson both explained that Casado and Williams planned to murder

Robert Sawyer. Wilson further testified that he had been robbed of drugs by

assailants traveling in Casado’s car. Hankins told the jury that Williams said

Casado had been involved in the Harris / Betterson murders. As noted above,

Officers Sanchez, Rodriguez, Saud, and Walthen also testified that they arrested

Casado after firearms and other items were thrown from the car in which they were

traveling. Finally, numerous witnesses testified that Casado regularly carried

firearms.

In light of this overwhelming admissible evidence, the prejudice resulting

from the district court’s evidentiary errors proves insufficient to necessitate

reversal of Casado’s conviction.

63

c) Harper

The district court erred by admitting evidence of Harper’s involvement in

the Brownlee murder, and by failing to give a limiting instruction about the threats

that Williams, Shaw, Leonard Brown, and Baptiste made to Errol Sawyer.

However, this evidence proves harmless in light of the large volume of admissible

evidence the prosecution amassed against Harper. That evidence included: (1)

Hankins’ testimony that Harper sold cocaine at the Matchbox with Williams; (2)

Becton’s testimony that Harper supplied Williams with cocaine; and (3) testimony

from Texidor and Hall that Harper bought cocaine from Casado. Hall and Nero

also told the jury that they bought cocaine from Harper, while Kerry Smith stated

that Harper sold crack in Atlanta and West Palm Beach. Pagan also testified that

he sold cocaine to Harper. Rose’s testimony that she overheard Nero and Harper

discussing drug deals bolstered this evidence.

Admissible evidence also linked Harper to some of the violent incidents

committed in furtherance of the conspiracy. Hankins told the jury that Harper was

present when Williams fought with a member of the rival Thomas gang, while

Becton said that Harper was present at the Rolex when Williams fought with other

members of the Thomas gang. Hall further testified that Harper often carried

firearms.

64

In sum, when viewed against the quantum of admissible evidence

concerning Harper’s participation in all of the offenses for which he was charged,

we can fairly say that the evidentiary errors remain harmless.

d) Leonard Brown

The only evidentiary error affecting Leonard Brown’s convictions was the

admission of Detective Lewis’ testimony about his involvement in the Amoco

double murder. As an initial matter, this evidence relates only to Counts 2 and 16

of the indictment, as it bears no discernable relationship to the importation

conspiracy count (Count 3). Moreover, the government’s case against Brown

concerning Counts 2 and 16 was highly compelling. Wilson, Errol Sawyer, and

Reggie White all testified that the Brown twins worked for Williams in selling

drugs. White also testified that he observed Williams deliver drugs to the twins at

Gibson’s house, while Sawyer testified that he picked up drugs from the twins at

Gibson’s house. Wilson explained that the Brown twins worked for Gibson in

selling, preparing, and obtaining drugs. Finally, White, McCullough, and McCrea

all stated that they bought drugs from the Brown twins.

As for testimony relating to violence, Wilson testified that just prior to the

Amoco murders, he purchased ski masks for Brown and saw him with weapons.

Johnny Hampton also told the jury that he saw Brown commit one of the Harris /

65

Betterson murders. Testimony from several witnesses also indicated that Brown

often carried firearms.

In light of this considerable amount of admissible evidence adduced in

support of Brown’s conviction, we cannot say that the district court’s error affected

his substantial rights.

e) Malcolm Shaw

As none of the erroneously admitted evidence implicated Malcolm Shaw,

there is no question that the evidentiary errors did not affect his substantial rights.

f) Baker

The district court committed two errors that affected Baker: (1) it admitted

Detective Gross’ hearsay statements that detailed his participation in a 1997 drug

rip-off staged by MDPD Internal Affairs; and (2) it failed to give a limiting

instruction about the threats that Williams, Shaw, Leonard Brown, and Baptiste

made to Errol Sawyer. However, these errors prove harmless when weighed

against the admissible evidence supporting Baker’s conviction. Specifically, Raye

and Macintosh both testified that Williams arranged for Baker to perform heists of

drug money, while McCrea and Kenneth Lurry testified that Shaw made similar

arrangements with Baker. Wilson also testified that he had been subject to one of

Baker’s “rip-offs”; Raye’s testimony revealed that Baker’s Wilson “rip-off” had

66

been arranged by Williams. McCrea and Wilson also said that they had seen Baker

with Shaw, Williams, and others in the group on a number of occasions. In light of

this evidence, we are persuaded that the district court’s errors were harmless as to

Baker.

g) Baptiste

The district court erroneously admitted evidence of Baptiste’s involvement

in the Jetier murder and the Colors triple murder. However, these errors, too, were

harmless given the abundant amounts of admissible trial evidence incriminating

Baptiste. Specifically, Texidor testified that Casado supplied cocaine to customers

that Baptiste had lined up. Pagan and Hall also admitted having bought drugs from

Baptiste, who acted on Casado’s behalf when Casado was unavailable.

Conversely, Sanchez-Carillo testified that he sold drugs to Baptiste when Casado

was incarcerated. Additional witnesses indicated that Baptiste worked for Casado

in counting money, delivering drugs, and acting as a watch-man. According to

testimony from Becton and Williams, Baptiste also interacted frequently and

closely with the other conspirators.

There was also evidence of Baptiste’s involvement in the violent incidents

described at trial. As discussed above, Officer Sanchez testified that he observed

that Jetier was shot by individuals riding in a car occupied by Baptiste and Casado.

67

Texidor corroborated that testimony. Brian Gibson also stated that Baptiste was

present at the Colors murders.

This admissible testimony against Baptiste thus outweighs any prejudice

resulting from the district court’s evidentiary errors.

h) Pless

The district court committed four evidentiary errors that affected Pless: (1)

admitting Detective Simmons’ testimony concerning Cedrick Brantley’s statement

that Pless recruited him to murder Johnny Belliard; (2) admitting Detective

Mallot’s testimony implicating Pless in the Everett Cooper murder; (3) failing to

give a limiting instruction about the threats that Williams, Shaw, Leonard Brown,

and Baptiste made to Errol Sawyer; and (4) refusing to allow admission of Pless’s

exculpatory post-arrest statements.

However, two pieces of this erroneously-admitted evidence were

independently corroborated by admissible evidence. Specifically, Detective

Simmons’ testimony regarding Cedrick Brantley’s statement was corroborated by

testimony from both Pagan and Brantley himself. Likewise, Detective Mallot’s

testimony linking Pless to the Cooper murder was corroborated by Pagan and by

Simmons’ testimony regarding Anthony Brantley’s statements.43

43

As discussed above, Simmons’ testimony regarding Anthony Brantley’s statements was invited

by Pless.

68

Moreover, the record contains a considerable volume of admissible

incriminating evidence relating to Pless. Specifically, Detective Simmons testified

that Pless told him he bought drugs from Pagan and sold drugs both in Miami and

Jacksonville. Pagan too testified extensively concerning Pless’s involvement in the

charged conduct, explaining that: (1) Pless and Johnson were close and sold crack

together at Silver Blue Lakes; (2) Pagan and Casado sold cocaine to Pless; (3)

Pless sold drugs in Georgia and Jacksonville; (4) Pless had traveled with Anthony

Brantley and Pagan to investigate a distributor’s loss of Pless’s drugs; and (5) Pless

told Pagan that he had murdered Everett Cooper, a Boobie Boys’ rival. In

addition, Cedrick Brantley testified that Pless paid him to kill Johnny Belliard and

that Pless often carried firearms. Becton also explained to the jury that Pless was

close to Baptiste and Casado. Similarly, the government introduced evidence of

Pless’s rap CD, which contained references to Casado, Pagan, Anthony Brantley,

Johnson and Baptiste.

Furthermore, DEA analyst Jeanette Davis described wire transfers that Pless

had made from Georgia (where some of the group’s distribution took place) to

Casado, Baptiste, Johnson, and Anthony Brantley in Miami. Finally, Officer

Quintero testified that he stopped Pless on October 12, 1993 and found four grams

69

of crack cocaine and $575 in small bills on Pless’s person.44

In determining harmlessness, we must consider the incentive that Pagan and

other government witnesses had to provide testimony that would secure reduced

sentences or other favorable treatment. See Hands, 184 F.3d at 1329. However,

this does not affect the highly incriminating testimony provided by Agent Davis or

Officer Quintero, nor does it impact the particularly damning testimony from

Detective Simmons concerning Pless’s own statements against his penal interest.

In light of this testimony, and considering the record as a whole, we are persuaded

that the district court’s evidentiary errors were harmless as to Pless.

i) Johnson

The erroneously admitted evidence implicating Johnson consisted of

Detective Simmons’ testimony that Anthony Brantley told him that Johnson was

one of the shooters in the Colors murders. As Johnson did not object to admission

of that evidence at trial, he must prove that the error affected his substantial rights

and that if uncorrected the error would seriously affect the integrity or reputation of

judicial proceedings. Cotton, 535 U.S. at 631-32. He can do so because the

44

Some testimony adduced at trial indicated that Pless and Johnson were involved in the murder

of Roosevelt Davis. While the government argues that this murder was committed in retaliation

for Davis’s theft of money and drugs from Pless’s home, some testimony indicated that the

murder was carried out to avenge Davis’s assault of Pless’s wife. Even if we accept the

government’s claim that Pless was responding to the theft, there is no evidence linking the theft

or the items stolen to the Boobie Boys’ operations. As such, we cannot weigh evidence of the

Davis murder in favor of Pless’s conviction on the drug conspiracy count.

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testimony regarding the Colors murders was the primary evidence linking Johnson

to both the firearms conspiracy and the drug conspiracy. The remaining admissible

testimony concerning Johnson’s involvement is limited to: (1) Pagan’s testimony

that Pless and Johnson were close and that they sold crack together; and (2) Emery

Moon’s and Credrick Brantley’s testimony that Johnson regularly carried firearms.

This testimony fails to establish a link between Johnson and any conspirator other

than Pless. In any event, the government’s relatively thin evidence of Johnson’s

participation was clearly outweighed by the very prejudicial effect of hearsay

evidence implicating Johnson in the murders of two adults and a young child at the

Colors apartments. This error thus requires that Johnson’s convictions on Counts 2

and 16 be reversed.

j) Gibson

The district court made two evidentiary errors that affected Gibson: (1)

Jeffrey Gibson’s testimony concerning Gibson’s 1974 manslaughter conviction 45;

45

On cross-examination, the government asked Jeffrey Gibson about his knowledge of Gibson’s

past convictions. Jeffrey Gibson responded that Gibson had told him about her manslaughter

conviction. The defense objected and moved for a mistrial. The district court then gave the jury

a curative instruction in which it directed them to disregard the reference to the prior conviction.

On appeal, the government properly concedes that the admission was error, as the conviction

dates from 1974. See Fed. R. Evid. 609(b). However, we must nonetheless determine whether

the impermissible reference to Gibson’s prior conviction was harmless in light of the district

court’s curative instruction and the other admissible evidence adduced in support of Gibson’s

conviction. See United States v. LeQuire, 943 F.2d 1554, 1571-72 (11th Cir. 1991) (holding

harmless an inadmissible comment, as prejudicial effect was removed by district court’s curative

instruction).

71

and (2) the failure to give a limiting instruction about the threats that Williams,

Shaw, Leonard Brown, and Baptiste made to Errol Sawyer.

The record indicates that these errors prove insufficiently prejudicial to

warrant reversal of Gibson’s conviction. The government’s case against Gibson

included testimony from McCullough, Hankins, and Kenneth Johnson that Gibson

sold cocaine. Johnson also admitted that he sold cocaine for Gibson on a number

of occasions. Errol Sawyer stated that Gibson’s sons (the Brown twins) sold drugs

for her, and McCullough stated that the twins prepared crack in Gibson’s home

while she was present. As discussed above, witnesses also testified as to drug

deliveries made to and from Gibson’s home. Kenneth Johnson, Errol Sawyer, and

Reggie White also testified to Gibson’s involvement in drug sales in the 1980s.

White added that he had seen firearms in plain view at Gibson’s house while

Gibson was present, while Hankins and Theodie Brown said that Gibson often

carried firearms. The jury was also made aware that Gibson is Williams’ aunt.

While Gibson argues that the erroneous admission of her prior conviction

prevented her from convincing the jury that she was uninvolved in the violent acts

committed by her co-defendants, the government produced admissible testimony

which itself significantly undermined any attempt by Gibson to present a non-

violent image to the jury. Specifically, as noted above, two witnesses testified that

72

Gibson often carried firearms; a third indicated that he saw assault rifles in plain

view in Gibson’s home while Gibson was present. This more recent evidence did

at least as much damage to Gibson’s effort to present a non-violent image to the

jury as did the erroneous admission of her 1974 manslaughter conviction.

Moreover, the fact that the jury acquitted Gibson on the charges in Count 17

suggests that the evidentiary error did not so prejudice the jury as to prevent it from

independently weighing the evidence as to each charge against her. In this light,

we find the district court’s evidentiary errors harmless as to Gibson.

k) Hawthorne

The erroneously admitted evidence against Hawthorne was Detective Lewis’

highly inflammatory and wholly inadmissible testimony about Hawthorne’s

participation in the Amoco double murders. Although this testimony was

corroborated by Roger McCullough, Hawthorne’s half-brother, it was called into

question by testimony from Karen Mills-Francis that Corey “Fish Grease”

Murcherson, and not Hawthorne, had admitted to being the second gunman. This

alternate theory was supported by evidence that Murcherson looked very similar to

Hawthorne, and had been subsequently murdered for his involvement in the

shooting. The Lewis testimony was vital, however, because he was the only one

able to relate the Amoco shooting to the overall purposes of the conspiracy,

73

thereby making its admissibility all the more unfairly prejudicial.

That aside, admissible testimony establishing Hawthorne’s participation as a

conspirator in the specific drug and firearm conspiracies charged is very weak.

Sawyer and White both testified that Hawthorne had acted as a customer, watch-

man, and sales agent for Sawyer. Becton stated that he saw Hawthorne purchase

what appeared to be drugs from Casado and Baptiste. Trial testimony established

that Hawthorne fraternized with the Brown twins and other associates of Williams.

Officer Robin Starks testified that Hawthorne had been arrested for cocaine

possession and that she once witnessed Hawthorne give a cocaine-like substance to

another individual. Officer David Williams said that he once observed firearms

tossed from a car in which Hawthorne was traveling.46

The record is notably devoid of evidence directly indicating that Hawthorne

used firearms in relation to the charged drug crimes. Furthermore, much of the

testimony linking Hawthorne to his alleged co-conspirators was elicited from

incarcerated witnesses who may have had a motive to provide incriminating

testimony in return for a possible sentence reduction.47 The remaining admissible

46

While the government’s initial brief claims that Hawthorne was the “Moose” who robbed

Jesus Wilson of 40 kilograms of cocaine at the Port of Miami in early 1998, uncontroverted trial

testimony established that Hawthorne was not.

47

“When we assess the strength of the government's case for purposes of harmless error analysis

…we may take into account factors – such as incentives to lie – that would have affected the

jury’s assessment of a witness’s testimony.” Hands, 184 F.3d at 1331.

74

evidence indicating that Hawthorne associated with several of the conspirators and

had been implicated in isolated drug deals proves insufficient to render the

extremely prejudicial inadmissible evidence of participation in the Amoco murders

harmless. Particularly in light of credible evidence that Murcherson (and not

Hawthorne) was the second shooter in the Amoco murders, the highly prejudicial

nature of Lewis’ inadmissible testimony suggesting that Hawthorne was the

shooter casts grave doubt on Hawthorne’s convictions for Counts 2 and 16, which

must be reversed.

B. Sufficiency of the Evidence

Six defendants (Baker, Baptiste, Pless, Williams, Casado, and Hawthorne)

argue that the evidence at trial was insufficient to support their convictions.48 We

review the sufficiency of evidence supporting a conviction de novo to determine

whether there was substantial evidence, viewed in the light most favorable to the

government, to support the jury’s guilty verdict. Glasser v. United States, 315 U.S.

60, 80 (1942); United States v. Toler, 144 F.3d 1423, 1426-27 (11th Cir. 1998);

United States v. Malatesta, 590 F.2d 1379, 1382 (5th Cir. 1979) (en banc).49 The

48

We decline to reach Hawthorne’s sufficiency of the evidence claims as he is entitled to a new

trial on other grounds.

49

This Circuit has at times applied a more lenient “slight evidence” standard of review for

sufficiency of the evidence challenges, such as in United States v. Calderon, 127 F.3d 1314,

1326 (11th Cir. 1997) (“[O]nce the government establishes the existence of the underlying

conspiracy, [] it only needs to come forward with slight evidence to connect a particular

75

evidence at trial is sufficient to support a guilty verdict so long as a reasonable trier

of fact, choosing among reasonable interpretations of the evidence, could find guilt

beyond a reasonable doubt. Toler, 144 F.3d at 1428. In other words, a guilty

verdict will not be disturbed on appeal unless no reasonable trier of fact could have

found guilt beyond a reasonable doubt on the evidence before it. Id.

1. Baker

Baker’s challenge to the sufficiency of the evidence supporting his

conviction for the Count 2 conspiracy is meritless in light of the overwhelming

evidence of his guilt produced at trial. To support a conspiracy conviction under

21 U.S.C. § 846, the government must prove, beyond a reasonable doubt: (1) an

agreement between the defendant and one or more persons, (2) the object of which

is an offense under Title 21 of the United States Code. See Toler, 144 F.3d at 1426

(11th Cir. 1998); United States v. Parrado, 911 F.2d 1567, 1570 (11th Cir. 1990)

(“To support a conspiracy conviction under 21 U.S.C. § 846, the government must

prove that there is an agreement by two or more persons to violate the [federal]

defendant to the conspiracy.” (quoting United States v. Harris, 20 F.3d 445, 452 (11th Cir.

1994)). Such a standard is inconsistent with Glasser’s and Malatesta’s requirement that the

government provide “substantial evidence” of a defendant’s guilt at trial. Malatesta, 590 F.2d at

1381-82 (“The ‘slight evidence’ rule as used and applied on appeal in conspiracy cases since

1969 should not have been allowed to worm its way into the jurisprudence of the Fifth Circuit. It

is accordingly banished as to all appeals hereafter to be decided by this Court.” (citing Glasser,

315 U.S. at 80)); see also United States v. Clavis, 977 F.2d 538, 539 (11th Cir. 1992)

(withdrawing opinion decided using “slight evidence” standard).

76

narcotics laws.”).50 When a charged conspiracy centers around a central organizer

or organizers (a so-called “hub-and-spoke” conspiracy), the Government must

establish that a given defendant was party to that central conspiracy, rather than to

a separate and uncharged conspiracy with one of the organizers. See, e.g.,

Kotteakos, 328 U.S. at 755 (1946). However, the defendant need not participate in

all the activities forming the larger conspiracy, so long as he is aware of the general

scope and purpose of the conspiratorial agreement. Toler, 144 F.3d at 1427-28

(“[N]otwithstanding that there may be a large number of co-conspirators, a

defendant’s guilt can be established if his or her contact extends to only a few or

even one of the co-conspirators so long as the agreement, with its concomitant

knowledge of the general scope and purpose of the conspiracy and the defendant's

intent to participate in achieving its illegal ends, is proven beyond a reasonable

doubt.”). Thus,

50

We note that some of our caselaw has analyzed sufficiency of the evidence challenges to

conspiracy convictions under 21 U.S.C. § 846 using a three-prong “shorthand” test that asks

whether the government has adequately proven: “(1) an agreement existed among two or more

persons; (2) that the defendant knew of the general purpose of the agreement; and (3) that the

defendant knowingly and voluntarily participated in the agreement.” United States v. High, 117

F.3d 464, 468 (11th Cir.1997). This shorthand, we have noted, is “somewhat redundant and

incomplete” – redundant because the existence of an agreement necessarily implies that the

defendant knew of the agreement’s objective and voluntarily assented (i.e. “agreed”) to

participate in it, and incomplete because it does not mention that the object of the agreement

must be illegal, in this case a violation of an offense under Title 21 of the United States Code.

Toler, 144 F.3d at 1425-26 & n.3. Thus, we opt for the more accurate two-prong test elaborated

in Toler and Parrado.

77

“[i]t is often possible, especially with drug conspiracies, to divide a single

conspiracy into sub-agreements. This does not, however, mean that more

than one conspiracy exists. The key is to determine whether the different

sub-groups are acting in furtherance of one overarching plan.

Calderon, 127 F.3d at 1329 (internal quotation marks omitted).

In this case, there is ample evidence for the jury to have found that Baker

agreed with his other co-defendants to possess with intent to distribute and to

distribute cocaine and cocaine base. The government’s case included evidence that

Williams, Harper, and Shaw paid Baker, then an MDPD officer, thousands of

dollars to steal drugs and money from their customers by pulling them over in his

squad car and searching their vehicles. The evidence also showed that such “rip-

offs” were intended to recover money spent on drugs and thus increase the

conspirators’ revenue. Moreover, although Baker’s involvement with the

conspiracy was limited to these “rip-offs,” testimony from government witnesses

established that Baker was well-acquainted with Williams, Shaw, and Harper. A

reasonable jury could therefore have inferred that Baker knew of the scope and

object of the larger Count 2 conspiracy, and joined that conspiracy, even though

his participation in that scheme was limited. See Toler, 144 F.3d at 1428-30.

2. Baptiste

Baptiste also contends that the evidence at trial was insufficient to support

his conviction for the Count 2 conspiracy. The volume of incriminatory evidence

78

at trial belies his argument. As discussed above, multiple witnesses testified to

Baptiste’s involvement in sales of large volumes of narcotics, his close business

relationship and friendship with Casado, and his frequent association with

Williams and Harper. Viewing this evidence in the light most favorable to the

government, it would be impossible to conclude that Baptiste did not agree to

violate federal drug laws with at least one other co-conspirator, and that he did not

know of the scope and object of the larger conspiracy.

3. Pless

Pless argues that the evidence was insufficient to convict him of Count 15 of

the indictment, which charged distribution of fifty grams or more of cocaine base,

in violation of 21 U.S.C. § 841(a)(1). A conviction under § 841 requires the

government to prove that the defendant possessed a controlled substance

knowingly and willfully and that he did so with the intent to distribute it. United

States v. Anderson, 289 F.3d 1321, 1325 (11th Cir. 2002). Pless argues that such

evidence was lacking, as the evidence showed that: (1) the substance was cocaine

base (rather than powder cocaine); and (2) the substance weighed less than fifty

grams. Pless also asserts that the government failed to establish that he was

involved in distributing cocaine.

Pless’s first two arguments are foreclosed by Circuit precedent, which makes

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clear that because the specific amount and type of drugs are not elements of the

offense, the government’s failure to prove the amount or type charged in the

indictment does not merit reversal. See United States v. Rutherford, 175 F.3d 899,

906 (11th Cir. 1999); United States v. Adams, 1 F.3d 1566, 1582-83 (11th Cir.

1993). Moreover, the record contains sufficient evidence from which the jury

could reasonably conclude that Pless engaged in cocaine distribution. Specifically:

(1) Pagan testified that Pless supplied drugs to a customer in Jacksonville; (2)

Detective Simmons testified that Anthony Brantley told him that he (Brantley)

continued to sell drugs for Pless after the Colors murders; and (3) Simmons told

the jury that Brantley had been arrested in 1997 in possession of cocaine that he

obtained from Pless.51 When this evidence is viewed in the government’s favor, it

provides sufficient evidence of Pless’s involvement in distribution to support

Pless’s conviction on Count 15.

4. Williams

Williams argues that the evidence was insufficient to convict him on the

CCE charge alleging violations of 21 U.S.C. §§ 848(a) and (b)(2)(A) in Count 1 of

the indictment. To support a jury verdict under 21 U.S.C. §§ 848(a) and

51

Pless argues that the government is not entitled to rely on Detective Simmons’ testimony

concerning statements made by Anthony Brantley because such testimony is inadmissible

hearsay. However, as discussed above, Pless’s counsel invited this error during cross-

examination of Simmons.

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(b)(2)(A) 52 the Government must show:

(1) a felony violation of the federal narcotics laws involving at least

300 times the quantity of a substance described in 21 U.S.C. §

841(b)(1)(B);

(2) as part of a continuing series of violations;

(3) in concert with five or more persons;

(4) for whom the defendant is the principal administrator, organizer,

or leader of the enterprise or is one of several such principal

administrators, organizers, or leaders; and

(5) from which he derives substantial income or resources.

In finding Williams guilty on the CCE count, the jury returned a special

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The CCE statute imposes a mandatory minimum prison term of at least 20 years upon a person

who engages in a “continuing criminal enterprise.” 21 U.S.C. § 848(a) (2005). It imposes a life

sentence on “[a]ny person who engages in a continuing criminal enterprise” if

(1) such person is the principal administrator, organizer, or leader of

the enterprise or is one of several such principal administrators,

organizers, or leaders; and

(2) (A) the violation referred to in subsection (c)(1) of this section

involved at least 300 times the quantity of a substance described in

subsection 841(b)(1)(B) of this title.

Id. § 848(b).

Subsection (c) of that same statute provides:

[A] person is engaged in a continuing criminal enterprise if--

(1) he violates any provision of [the federal drug laws, i.e.,] this subchapter or

subchapter II of this chapter the punishment for which is a felony, and

(2) such violation is a part of a continuing series of violations of [the federal drug

laws, i.e.,] this subchapter or subchapter II of this chapter--

(A) which are undertaken by such person in concert with five or more other persons

with respect to whom such person occupies a position of organizer [or supervisor or

manager] and

(B) from which such person obtains substantial income or resources.

Id. § 848(c).

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verdict finding that the three separate “violations” constituting Williams’

“continuing series” included (1) “drug trafficking to Georgia”; (2) “Matchbox

apartments drug sale”; and (3) “Port of Miami incident.” Williams claims that the

evidence did not demonstrate that he supervised, organized or managed anyone

who sold drugs at the Matchbox complex. This argument clearly fails. Testimony

from multiple witnesses demonstrated Williams’ supervisory role in the Matchbox

sales. One witness, Kevin Becton, even testified that Williams drew up a blueprint

for the operation of a drug trafficking organization while in prison. Thus, we find

the evidence sufficient to support Williams’ conviction on Count I.

5. Casado

Casado also challenges his CCE conviction on the basis that there was

insufficient evidence that he supervised, organized or managed drug sales at the

Matchbox complex, one of the three predicate acts the jury found on its special

verdict form. There is, in fact, no evidence indicating that Casado was an

immediate “principal administrator, organizer, or leader” of any drug sales at the

Matchbox complex — but there is plentiful evidence that Williams was.

Moreover, at that time Casado and Williams were clearly joint “principal

administrators, organizers, or leaders” of a larger continuing criminal enterprise of

which the Matchbox sales were a reasonably foreseeable part. That is enough to

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attribute responsibility for being a principal organizer of the Matchbox drug sales

to Casado for the purposes of the CCE statute. Co-conspirators are liable for the

reasonably foreseeable acts of another co-conspirator taken in the course of and in

furtherance of the unlawful agreement, regardless of whether they had actual

knowledge of those acts, so long as they played more than a minor role in the

conspiracy or had actual knowledge of at least some of the circumstances and

events culminating in the reasonably foreseeable event. See, e.g., United States v.

Gallo, 195 F.3d 1278, 1282 (11th Cir. 1999) (sentencing context); United States v.

Broadwell, 870 F.2d 594, 603-04 (11th Cir. 1989); United States v. Alvarez-

Valenzuela, 231 F.3d 1198, 1203 (9th Cir. 2000). Because a continuing criminal

enterprise requires the leader(s) to act “in concert” with others, it is a type of

conspiracy. Therefore, we have held that a leader of a continuing criminal

enterprise is liable for the reasonably foreseeable acts of those he administrates,

organizes, or leads. United States v. Michel, 588 F.2d 986, 999 (5th Cir. 1979)

(“[The Pinkerton vicarious-liability rationale] should be no less strictly applied to

hold the organizer or supervisor of a criminal enterprise responsible for the acts of

his co-conspirators done in furtherance of the operation he manages. … [W]e hold

Pinkerton and its progeny equally applicable to defendants charged with either

conspiracy to violate the drug laws or a section 848 continuing criminal

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enterprise.”). Similarly, if one leader of a CCE acts jointly with another leader, as

contemplated by 21 U.S.C. § 848(b)(1), each is vicariously responsible for all

reasonably foreseeable acts committed in furtherance of the CCE by the other. By

1993-94, Williams and Casado were jointly orchestrating a drug operation of

sufficient scope that Williams’ organization of Matchbox sales at that time can

reasonably be considered in furtherance of the CCE, and are thus attributable to

Casado.

C. Severance

Nine defendants (Baker, Baptiste, Leonard Brown, Hawthorne, Gibson,

Harper, Casado, Johnson, and Shaw)53 challenge the district court’s denial of their

motions to sever their trials from those of their co-defendants. According to these

defendants, the introduction of evidence concerning the various murders and other

gang violence, in which these defendants claim they were not involved, had a

“spillover effect” that prejudiced the jury against all of the defendants – not merely

those responsible for the violence.

Federal Rule of Criminal Procedure 8(b) provides that

The indictment or information may charge 2 or more defendants if

they are alleged to have participated in the same act or transaction, or

in the same series of acts or transactions, constituting an offense or

offenses. The defendants may be charged in one or more counts

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We note that we have reversed the convictions of Johnson and Hawthorne on other grounds.

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together or separately. All defendants need not be charged in each

count.

Fed. R. Crim. P. 8(b).

Rule 14(a) provides that

If the joinder of offenses or defendants in an indictment, an

information, or a consolidation for trial appears to prejudice a

defendant or the government, the court may order separate trials of

counts, sever the defendants' trials, or provide any other relief that

justice requires.

Fed. R. Crim. P. 14(a).

In practice, the general rule is that defendants who are jointly indicted

should be tried together, particularly in conspiracy cases. United States v. Pedrick,

181 F.3d 1264, 1272 (11th Cir. 1999); United States v. Alvarez, 755 F.2d 830, 857

(11th Cir. 1985). Severance may be granted at the discretion of the district court if

the court determines that prejudice will result from the joinder. Id. A district

court’s denial of a motion for severance is reversible only for abuse of discretion,

and we have explicitly noted that appellate courts are generally reluctant to second

guess a district court’s decision on severance. Id.

In deciding a severance motion, a district court must balance the right of the

defendant to a fair trial against the public’s interest in efficient and economic

administration of justice. Alvarez, 755 F.2d at 857. Severance is granted only

when the defendant can demonstrate that a joint trial will result in “specific and

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compelling prejudice” to the conduct of his or her defense, id., resulting in

“fundamental unfairness.” United States v. Knowles, 66 F.3d 1146, 1159 (11th

Cir. 1995). It is not enough for a defendant appealing a denial of severance to

show that acquittal would have been more likely had the defendant been tried

separately, since some degree of bias is inherent in any joint trial. Alvarez, 755

F.2d at 857. Moreover, a defendant does not suffer “compelling prejudice simply

because much of the evidence at trial is applicable only to his codefendants,” id.,

even when the disparity is “enormous.” United States v. Schlei, 122 F.3d 944, 984

(11th Cir. 1997).

In order to mitigate any “spillover effect” on co-defendants, a court should

ordinarily give cautionary instructions to the jury, advising that certain evidence is

to be considered relevant only as to certain defendants or certain charges.

Severance is justified as a remedy only if the prejudice flowing from a joint trial is

clearly beyond the curative powers of such instructions. Alvarez, 755 F.2d at 857.

An appellate court reviewing the denial of severance must decide whether the jury

could follow the district court’s cautionary instructions and determine the guilt or

innocence of each defendant solely on the basis of that defendant’s conduct (i.e.

without cumulating the guilt of all the defendants and imputing it to each of them).

Id. at 858.

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In evaluating a jury’s ability to sift through the evidence presented and to

make individualized interpretations of guilt, an appellate court may consider

whether the jury issued a “split” verdict, finding guilt as to some defendants or

charges but not as to others. Split verdicts weigh against a finding of undue

“spillover.” United States v. Cassano, 132 F.3d 646, 651-52 (11th Cir. 1998)

Schlei, 122 F.3d at 984; United States v. Jacoby, 955 F.2d 1527, 1542 (11th Cir.

1992).

As detailed above, the trial in this case included a great deal of testimony

and other evidence related to the violent actions of various conspirators in

connection with the drug distribution operation. Witnesses testified to at least 23

separate shootings perpetrated by members of Williams’ organization, most of

them resulting in deaths. Approximately 10 of those incidents stemmed from a

conflict between Williams’ group and the Thomas gang. Other testimony

described several of the witnesses as “always armed” or as possessing firearms in

their residences. Photos of the body of one of the victims (Bennie Brownlee) and a

video of one of the co-conspirators (Lenard Brown) “shooting people” were shown

to the jury. Furthermore, weapons, ammunition, and other equipment used in the

co-conspirators’ violent activities was displayed before the jury, along with a

particularly vivid demonstration of an ammunition clip being inserted into a gun.

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Finally, Errol Sawyer testified that Baptiste, Brown, Shaw and Williams threatened

violence against Sawyer in the holding area during the trial.

The alleged “spillover effect” of the evidence of violence is insufficient to

justify reversal of the district court’s severance motion. First, contrary to the

assertions of several of the Defendants, most of the witness testimony concerned

the distribution of drugs rather than shootings or possession of weapons. The

violent activities, moreover, were primarily aimed at the protection of the

distribution enterprise and its members from rival organizations. Thus, the

evidence of violence was plainly relevant to the charge that the Defendants were

involved in a broad conspiracy.

Second, most of the Defendants challenging the denial of severance were

implicated to some extent in the violent activities. Shaw was allegedly involved in

the threats against the witness Sawyer. Baptiste was involved in the 1991 incident

involving the firing of shots from one vehicle to another and the capture of semi-

automatic firearms (described at trial by Officer Sanchez), the 1995 incident

involving the murder of three people at the Colors Apartments (described by Brian

Gibson), and the threats against witness Sawyer. Leonard Brown was allegedly

involved in the same threats against Sawyer and a prior effort to kill him, the Corey

Murcherson murder, and a 1998 incident in which police recovered firearms

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thrown from the vehicle in which he was traveling. Other witness testimony

indicated that Brown was frequently armed. Testimony at trial indicated that

Casado was involved in the Palmetto expressway murders. Harper was present for

several violent incidents, including the shooting of Williams at the Rolex.

Hawthorne was involved in the 1998 incident involving the throwing of firearms

from a vehicle (noted above). The only defendants not involved in the alleged

violence were Gibson, Johnson and Baker. As to Gibson, testimony from two

defendants (Roger McCollough and Theodie Brown) indicated that Gibson carried

weapons regularly and kept (or was aware of the presence of) other weapons at her

house. Likewise, testimony from Emery Moon and Cedrick Brantley indicated that

Johnson regularly carried firearms.

In Alvarez, two federal agents were shot – one of them fatally – in the course

of a sting operation conducted against a group of drug dealers. In the ensuing trial,

several defendants were charged with murder in addition to conspiracy to distribute

drugs. The weapons used in the incident were introduced into evidence, as was

testimony regarding the shooting, although photos of the agent’s body were

suppressed. Although two of the co-defendants moved for a separate trial, arguing

that they were not accused of involvement in the shooting and would suffer

incurable prejudice from a joint trial with the accused murderer, the court elected

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instead to give a curative instruction prior to the introduction of the evidence

concerning the murder, and again at the close of the evidence. We held that the

court’s instruction was sufficient to mitigate any spillover effect, and affirmed the

district court’s denial of severance. Alvarez, 755 F.2d at 858. Although the

evidence of violence in this case was considerably more extensive than that

presented in Alvarez, the defendants in Alvarez were not involved in any alleged

violent acts. That the prejudice inflicted upon the Alvarez defendants was

insufficiently “compelling” to mandate severance suggests that the Rule 14

challenges of the Defendants – many of whom were implicated in violent activity –

must similarly fail.

Third, the judicial economy considerations weighing in favor of a joint trial

are significant. This case involved 15 indicted co-conspirators, a 17-count

indictment, and a 7-week trial with 94 witnesses and substantial physical evidence.

The bulk of the evidence was relevant to demonstrating the existence and scope of

the conspiracy itself. In order to completely shield each defendant from the

potentially prejudicial effect of evidence of violence in which such defendant was

not directly involved, the court would have had to order separate trials for each of

the defendants, and many of the witnesses would have had to testify in multiple

proceedings. The need to avoid such wasteful expenditure of judicial resources is

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the basis for the default rule that co-conspirators should be tried together. See

United States v. Pepe, 747 F.2d 632, 651 (11th Cir. 1984) (stating that judicial

economy weighed “heavily” against severance in a case involving six defendants, a

seven-count indictment, and a five-week trial).

Thus, the potential “spillover effect” of the witness testimony and other

evidence concerning the various co-defendants’ violent activities did not amount to

“compelling prejudice” sufficient to render the district court’s denial of severance

an abuse of discretion. This is particularly clear as to those defendants who were

implicated to some extent in the violence. Baker has a somewhat stronger

argument, since it was not alleged that he participated in any of the shootings or

possessed any of the recovered weapons. Nevertheless, given the relevance of the

evidence to the broader conspiracy charge, the jury’s split decision, the need to

promote judicial economy, and our decision in Alvarez, Baker’s “spillover” claim

must fail as well.

Baker asserts another basis for reversing the district court’s denial of his

severance motion, arguing that the court’s refusal to sever his trial prevented Baker

from obtaining exculpatory testimony from Malcolm Shaw. According to Baker,

Shaw was willing to testify that he never asked Baker to “rip off” drugs or money

from other persons, and that while in Shaw’s presence, Baker had never observed

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any drugs inside the residence of Prancina McIntosh, Baker’s ex-girlfriend and

Shaw’s cousin. Baker produced a sworn affidavit from Malcolm Shaw in support

of this claim. In the affidavit, Shaw stated that he intended to exercise his Fifth

Amendment right and refrain from testifying in his own trial, but would be willing

to testify for Baker in a separate trial. Baker argues that Shaw’s testimony would

have refuted testimony from McIntosh stating that Shaw had told her that Baker

had committed the “rip-offs,” and that while inside McIntosh’s residence, Baker

had observed drugs belonging to Shaw.

A defendant arguing for severance on the ground that it will permit the

exculpatory testimony of a co-defendant must show: (1) a bona fide need for the

testimony; (2) the substance of the desired testimony; (3) the exculpatory nature

and effect of the desired testimony; and (4) that the co-defendant would have

testified at a separate trial. United States v. Cobb, 185 F.3d 1193, 1197-98 (11th

Cir. 1999).

Even if the defendant establishes all four of the above elements, the court, in

deciding whether to grant severance, must still: (1) examine the significance of the

testimony in relation to the defendant’s theory of the case; (2) assess the extent of

prejudice caused by the absence of the testimony; (3) consider judicial

administration and economy; and (4) give weight to the timeliness of the motion.

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Id. Shaw’s affidavit is insufficient to require reversal of the district court’s denial

of severance, for four reasons.

First, the motion was untimely. Federal Rule of Criminal Procedure

12(b)(3)(D) requires that Rule 14 severance motions be made prior to trial.

Although we allow some leeway for defendants whose severance motions are

based on grounds not known before trial, see United States v. Hewes, 729 F.2d

1302, 1320 (11th Cir. 1984), and Baker reasonably argues that he did not know in

advance what testimony McIntosh would give at trial (and thus what Shaw’s

affidavit might usefully contain), Cobb requires that we weigh untimeliness as a

factor. Here, Baker’s motion was not filed until February 16, 2000 – nine days

after the trial began. Nothing prevented Baker from obtaining from his co-

defendants, before the trial, agreements to testify on his behalf in a separate trial,

even if the precise content of such testimony could not be conclusively specified.

Second, the Shaw affidavit was conclusory and self-serving. We have held

that when an affidavit in support of a severance motion proffers testimony that

“consist[s] of bare exculpatory denials, devoid of any specific exonerative facts . . .

[and] in no way contrary to [the co-defendant’s] own interests,” a district court is

justified in refusing to grant severance on the basis of the affidavit. United States

v. Novaton, 271 F.3d 968, 990 (11th Cir. 2001) (quoting Pepe, 747 F.2d at 651).

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“Therefore, statements concerning the testimony that would become available by

severing trials must be specific and exonerative, rather than conclusory or self-

serving, in order to justify severance.” Novaton, 271 F.3d at 990. The affidavit

submitted in Novaton stated simply that the affiant and the defendant did not

engage in the alleged conspiracy; we held that this statement was insufficient to

require severance. Id. In Pepe, we affirmed a district court’s refusal to sever a trial

based on an affidavit in which the affiants promised to testify that the affiants had

not been involved in any illegal loan sharking, that the defendant was not

associated with any such activity, and that the affiants had never asked the

defendant to attend a meeting concerning such activity. Pepe, 747 F.2d at 650.

Similarly, in United States v. DeSimone, 660 F.2d 532 (5th Cir. Unit B Nov.

1981), we affirmed a district court’s refusal to sever a case based on an affidavit

stating that the affiant had not conspired with his co-defendants, and that neither he

nor they had possessed marijuana as charged in the indictment. Id. at 540. In all

three cases, we noted that the proffered testimony consisted of bare denials, and

tended to exculpate the affiant, thus promoting his/her self-interest.

Shaw’s affidavit, on which Baker based his renewed severance motion,

states Shaw’s willingness to testify that Baker did not “commit[] crimes involving

drugs and or money rip-offs at [Shaw’s] request,” nor “observe[] drugs in my

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presence.” These statements, like those in Novaton, Pepe, and DeSimone, are

simply general denials of the government’s allegations against Baker, and serve

Shaw’s interest by denying his culpability.

Third, the absence of Shaw’s testimony was insufficiently prejudicial. A

number of other witnesses testified to Baker’s involvement in the conspiracy.

Ronald Raye testified that Baker had pulled over a car in which Raye and Jesus

Wilson were traveling, and had stolen money (the proceeds of a drug sale) from the

trunk. According to Raye, he and Williams had arranged for Baker to stop the car

as part of a fake “bust,” and to steal the money so that Raye and Williams could

collect Wilson’s share. Wilson corroborated the account of the fake “bust” (though

not of the advance planning), and added that Baker regularly socialized with

Williams and that Baker w

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