use of deadly force not unreasonable where suspect "posed a major threat" to officers manning roadblock by driving directly into them on a residential dead-end street and "had proven he would do almost anything to avoid capture"
How later courts described this case
- use of deadly force not unreasonable where suspect "posed a major threat" to officers manning roadblock by driving directly into them on a residential dead-end street and "had proven he would do almost anything to avoid capture"
- "appl[ying] Garner in a common-sense way" to hold that a reasonable officer would have known that it was unconstitutional to use deadly force during a high-speed pursuit where the suspect posed no immediate threat of harm to police officers or others
- "the Supreme Court in Hope cautioned that we should not be unduly rigid in requiring factual similarity between prior cases and the case under consideration"
- requiring reasonableness of seizure based on the circumstances, including scope and intensity of seizure
Written by the judges who cited it.
The opinion
[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
DECEMBER 23, 2005
No. 03-15094
THOMAS K. KAHN
________________________
CLERK
D. C. Docket No. 01-00148-CV-WBH-3
VICTOR HARRIS,
Plaintiff-Appellee,
versus
COWETA COUNTY, GEORGIA, et al.,
Defendants,
MARK FENNINGER, Sgt.,
TIMOTHY C. SCOTT, Deputy,
Defendants-Appellants.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
_________________________
(December 23, 2005)
ON PETITION FOR REHEARING
Before BIRCH, BARKETT and COX, Circuit Judges.
BARKETT, Circuit Judge:
We sua sponte grant rehearing in this case, vacating our prior opinion, 406
F.3d 1307 (11th Cir. 2005), in its entirety and substituting the following in its
place.
Coweta County Deputy Timothy Scott (“Scott”) and Coweta County
Sergeant Mark Fenninger (“Fenninger”) appeal from the denial of summary
judgment on their claims of qualified immunity on Victor Harris’ (“Harris”) 42
U.S.C. § 1983 action based on Harris’ allegations that Scott violated his Fourth
Amendment rights by using excessive force during a high-speed car chase, and
that Fenninger violated his Fourth Amendment rights by authorizing that use of
force.
I. BACKGROUND
Viewed in the light most favorable to the non-movant, Harris, the facts
pertaining to the chase that covered approximately nine miles and lasted
approximately six minutes are as follows. Between 10:30 and 11:00 pm on March
29, 2001, a Coweta County deputy clocked Harris’ vehicle at 73 miles per hour in
a 55 mile-per-hour zone. The vehicle that Harris was driving was registered in
Harris’ name and at his proper address. Although the deputy flashed his blue
2
lights, Harris continued driving. The deputy pursued, and in attempting to flee,
Harris drove in excess of the speed limit, at speeds between 70 and 90 miles per
hour, passed vehicles on double yellow traffic control lanes, and ran through two
red lights. Harris stayed in control of his vehicle, utilizing his blinkers while
passing or making turning movements.
After Harris refused to stop, the deputy radioed dispatch and reported that
he was pursuing a fleeing vehicle, and broadcast its license plate number. He did
not relay that the underlying charge was speeding. Scott heard the radio
communication and joined the pursuit, as it proceeded toward the county line into
Fayette County, Georgia.
After crossing into Peachtree City in Fayette County, Harris slowed down,
activated his blinker, and turned into a drugstore parking lot located in a shopping
complex, where two Peachtree City police vehicles were already stationed. Scott
proceeded around the opposite side of the complex in an attempt to prevent Harris
from leaving the parking lot and getting onto Highway 74, driving his vehicle
directly into Harris’ path. Harris attempted to turn to the left to avoid hitting
Scott’s car, but the two vehicles came into contact with each other, causing minor
3
damage to Scott’s cruiser.1 Harris then entered Highway 74 and continued to flee
southward at a high speed.
Through Peachtree City, Scott took over as the lead vehicle in the chase.
After getting on Highway 74, Scott radioed a general request for “Permission to
PIT him.” A “PIT” (“Precision Intervention Technique”) maneuver is a driving
technique designed to stop a fleeing motorist safely and quickly by hitting the
fleeing car at a specific point on the vehicle, which throws the car into a spin and
brings it to a stop.2 Harris’ expert’s report attests that “national law enforcement
standards require than [sic] an officer be trained in all deadly force applications
before being permitted to use those applications.” R. 24, at 9-10. Scott had not
been trained in executing this maneuver. He and the other Coweta officers did not
undergo a training on PITs until after the incident.
Fenninger was the supervisor who responded to Scott’s radio call and
granted Scott permission to employ the PIT, telling him to: “Go ahead and take
him out. Take him out.” Fenninger--who tuned into the transmissions about the
pursuit late--did not know how the pursuit originated, the speeds of the vehicles,
1
Scott disputes this version of events. For purposes of summary judgment, we accept
Harris’ version.
2
At the time of the chase, the Coweta County Sheriff’s Department had a vehicle pursuit
policy, which stated that “[d]eliberate physical contact between vehicles at anytime may be
justified to terminate the pursuit upon the approval of the supervisor.” R. 48, Ex. 11, at 93.
4
the numbers of motorists or pedestrians on the roadways, or how dangerously
Harris was driving. Fenninger also did not request further details about the pursuit
prior to authorizing the PIT.
After receiving approval, Scott determined that he could not perform the
PIT maneuver because he was going too fast. Instead, however, he rammed his
cruiser directly into Harris’ vehicle, causing Harris to lose control, leave the
roadway, run down an embankment, and crash. As a result, Harris was rendered a
quadriplegic.
II. STANDARD OF REVIEW
We review the denial of summary judgment de novo. Cagle v. Sutherland,
334 F.3d 980, 985 (11th Cir. 2003). In conducting our review, we apply the same
legal standards as the district court. Vaughan v. Cox, 343 F.3d 1323, 1328 (11th
Cir. 2003). Thus, we view the facts in the light most favorable to the non-moving
party, and draw all reasonable inferences in his favor. Id. Summary judgment is
not appropriate unless the evidence demonstrates that “there is no genuine issue of
material fact and that the moving party is entitled to judgment as a matter of law.”
Fed. R. Civ.P. 56©).
A defendant's entitlement to qualified immunity is a question of law, also to
5
be reviewed de novo. Cagle, 334 F.3d at 985.
III. DISCUSSION3
As we have often stated, “[q]ualified immunity offers complete protection
for government officials sued in their individual capacities as long as their conduct
violates no clearly established statutory or constitutional rights of which a
reasonable person would have known.” Lee v. Ferraro, 284 F.3d 1188, 1193-94
(11th Cir. 2002) (internal citations and quotation marks omitted). This immunity
“allow[s] government officials to carry out their discretionary duties without the
fear of personal liability or harassing litigation[.]” Id. (citing Anderson v.
Creighton, 483 U.S. 635, 638, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987)). Thus, in
order to receive its protections, the government official must first prove that he
was acting within the scope of his discretionary authority when the allegedly
wrongful acts occurred. Kesinger v. Herrington, 381 F.3d 1243, 1248 (11th Cir.
2004) (citing Vinyard v. Wilson, 311 F.3d 1340, 1346 (11th Cir. 2002)). In this
case, there is no dispute that when Scott rammed Harris’ vehicle during the
high-speed pursuit on March 29, 2001, he did so as part of his discretionary
3
We reject Harris’ first argument that we are without jurisdiction over this interlocutory
appeal. This appeal goes beyond the evidentiary sufficiency of the district court’s decision.
6
functions as deputy of the Coweta County Sheriff’s Department (CCSD). It is
likewise clear (and uncontested) that Fenninger’s authorization of Scott’s use of a
PIT maneuver was a decision made in his capacity as supervisor to Scott and
sergeant of the CCSD.
The defendants having established their eligibility for qualified immunity,
the burden then shifts to the plaintiff to show that qualified immunity is not
appropriate. Lee, 284 F.3d at 1194. This next step consists of a two-part inquiry,
set forth in Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272
(2001). First we ask, “[t]aken in the light most favorable to the party asserting the
injury, do the facts alleged show the officer’s conduct violated a constitutional
right?” Id. If, assuming the plaintiff’s allegations were true, no such right would
have been violated, the analysis is complete. However, if a constitutional
violation can be made out on the plaintiff’s facts, we then must determine
“whether, at the time of the incident, every objectively reasonable police officer
would have realized the acts violated already clearly established federal law.”
Garrett v. Athens-Clarke County, 378 F.3d 1274, 1278-79 (11th Cir. 2004) (citing
Saucier, 533 U.S. at 201-02, 121 S.Ct. 2151). We address these questions in turn.
A. Did Scott and Fenninger Violate Harris' Constitutional Right To Be Free
7
From An Unreasonable Seizure?
Harris alleges that Scott violated his Fourth Amendment right to be “free
from the use of excessive force in the course of an investigatory stop or other
‘seizure’ of the person.” Kesinger, 381 F.3d at 1248 (citing Graham v. Connor,
490 U.S. 386, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)). To establish an excessive
force claim, Harris must show first that he was subjected to a “seizure” within the
meaning of the Fourth Amendment. Vaughan, 343 F.3d at 1328.
The district court concluded, and Scott does not contest, that Harris was
seized by Scott when the latter rammed his vehicle, causing him to lose control
and crash. Pursuant to Brower v. County of Inyo, 489 U.S. 593, 596-99, 109 S.Ct.
1378, 103 L.Ed.2d 628 (1989), using a vehicle to stop and apprehend a suspect is
a seizure. In Brower, the Supreme Court held that a fleeing suspect who fatally
crashed into a so-called “deadman” roadblock4 during a high-speed chase had been
“seized” by the police who set up the roadblock.5 The Court defined a seizure as
4
A deadman or “blind” roadblock is an obstacle (usually a police car or truck) placed on
the road in a manner that prevents an oncoming driver who is being pursued by the police from
knowing the road is blocked.
5
This court held in Adams v. St. Lucie County Sheriff's Dept., 998 F.2d 923, 923 (11th
Cir. 1993) (en banc) that as of 1985 it was not “clearly established” that striking a car during a
police chase constituted a seizure. That case was decided before Saucier and did not decide the
first question which must be answered in a qualified immunity case pursuant to Saucier: whether
a constitutional right had been violated. See Adams, 962 F.2d at 1577-78 (“To resolve the
question of qualified immunity, we need not decide today whether the Fourth Amendment was
violated.”). In addition, the question in Adams - whether the striking of a car during a police
8
“a governmental termination of freedom of movement through means intentionally
applied.” Brower, 489 U.S. at 597, 109 S.Ct. 1378 (emphasis omitted). The Court
reasoned that “it [is] enough for a seizure that a person be stopped by the very
instrumentality set in motion or put in place in order to achieve that result ...
Brower was meant to be stopped by the physical obstacle of the roadblock--and ...
was so stopped.” Id. at 599, 109 S.Ct. 1378. The Court noted that if “the police
cruiser had pulled alongside the fleeing car and sideswiped it, producing the crash,
then the termination of the suspect’s freedom of movement would have been a
seizure.” Id. at 597, 109 S.Ct. 1378. See also Hernandez v. Jarman, 340 F.3d 617,
623 (8th Cir. 2003) (“As we have held, a Fourth Amendment seizure occurs as a
result of a car collision only where the police officer intended the collision to be
the result.”); Donovan v. City of Milwaukee, 17 F.3d 944, 949 (7th Cir. 1994)
(finding a Fourth Amendment “seizure” where officer intentionally backed up
squad car into the path of a fleeing motorcycle and provoked collision, sending
both driver and passenger airborne).
Having determined that Harris was seized, we turn to the question of
chase constituted a seizure - has been unequivocally answered in the affirmative by the Supreme
Court in Brower. See Brower, 109 S.Ct. at 1381. Moreover, the fact that striking the car during
the police chase constituted a seizure is not in dispute in this case, as the officer who rammed
Harris does not, and could not under the circumstances of this case, contest that he seized Harris.
9
whether the force used by Scott to effectuate the seizure was reasonable, in light of
the facts according to Harris.6 In Tennessee v. Garner, 471 U.S. 1, 8, 105 S.Ct.
1694, 85 L.Ed.2d 1 (1985), the Supreme Court made clear that the reasonableness
of a seizure “depends on not only when a seizure is made, but also how it is
carried out.” In Garner, as in this case, the Court considered a suit for damages
under 42 U.S.C. § 1983 on the grounds that the manner of the seizure violated
Garner’s constitutional rights. The police argued that because Garner was a
fleeing felon, any force necessary to capture him was permissible. The Supreme
Court held that the use of deadly force may not be used to seize a fleeing felon
“unless it is necessary to prevent the escape and the officer has probable cause to
believe that the suspect poses a significant threat of death or serious physical
injury to the officer or others.” Id. at 3, 105 S.Ct. 1694 (emphasis supplied). The
Court concluded that:
[t]he use of deadly force to prevent the escape of all felony suspects,
whatever the circumstances, is constitutionally unreasonable. It is not
better that all felony suspects die than that they escape. Where the
suspect poses no immediate threat to the officer and no threat to
others, the harm resulting from failing to apprehend him does not
6
In applying the test, we must take “the perspective of a reasonable officer on the scene,
rather than with the 20/20 vision of hindsight.” Graham v. Connor, 490 U.S. 386, 396-97, 109
S.Ct. 1865, 104 L.Ed.2d 443 (1989). The reasonableness inquiry is an objective one: “the
question is whether the officers’ actions are ‘objectively reasonable’ in light of the facts and
circumstances confronting them, without regard to their underlying intent or motivation.” Id. at
397, 109 S.Ct. 1865.
10
justify the use of deadly force to do so. It is no doubt unfortunate
when a suspect who is in sight escapes, but the fact that the police
arrive a little late or are a little slower afoot does not always justify
killing the suspect. A police officer may not seize an unarmed,
nondangerous suspect by shooting him dead.
Id. at 11, 105 S.Ct. 1694.
The Court recognized that limited circumstances might justify the use of
deadly force, to wit: (1) “[w]here the officer has probable cause to believe that the
suspect poses a threat of serious physical harm, either to the officer or to others,”
or “if the suspect threatens the officer with a weapon or there is probable cause to
believe that he had committed a crime involving the infliction or threatened
infliction of serious physical harm,” and (2) if deadly force is “necessary to
prevent escape,” and, (3) “if, where feasible, some warning has been given.” Id.
471 U.S. at 11-12, 105 S.Ct. 1694. See also Vaughan, 343 F.3d at 1329-30.
Without meeting all of these conditions, the use of deadly force is constitutionally
unreasonable.
“Deadly force” is force that creates “a substantial risk of causing death or
serious bodily injury.” Pruitt v. City of Montgomery, 771 F.2d 1475, 1479 n. 10
(11th Cir. 1985) (citing Model Penal Code (MPC) § 3.11(2) (1962)).7 The Coweta
7
In Pruitt we also looked to the Alabama Code, which defined “deadly force” as “[f]orce
which, under the circumstances in which it is used, is readily capable of causing death or serious
physical injury.” 771 F.2d at 1479 n. 10.
11
County Sheriff Department’s Use of Force Policy provides an analogous definition
– “[f]orce which, under the circumstances in which it is used, is readily capable of
causing death or other serious injury.” R. 48 at Ex. 12, at 82. In Pruitt, we found
that shooting a suspect in the legs to stop him was a “use of deadly force” in the
constitutional sense, even though the officer did not necessarily shoot to kill. We
reasoned that the MPC and Alabama Code definitions of deadly force “clearly
encompass[ed]” the force used in that case because “[the officer], at the least,
purposely fired his shots at Pruitt’s legs, and in doing so used force capable of
causing serious physical injury.” 771 F.2d at 1479 n. 10.
Like other instrumentalities, the use of an automobile cannot be construed
in every circumstance as deadly force. However, an automobile, like a gun, can be
used deliberately to cause death or serious bodily injury. See Pace v. Capobianco,
283 F.3d 1275, 1282 (11th Cir. 2002) (suspect “used the automobile in a manner
to give reasonable policemen probable cause to believe that it had become a
deadly weapon with which [suspect] was armed”); United States v. Gualdado, 794
F.2d 1533, 1535 (11th Cir. 1986) (“Almost any object which as used or attempted
to be used may endanger life or inflict great bodily harm, or which is likely to
produce death or great bodily injury, can in some circumstances be a ‘dangerous
weapon.’ ... An automobile has been held to constitute a deadly weapon when
12
used to run down a law enforcement officer. Likewise, in this instance appellants’
boat, used in an attempt to ram the vessel of Customs officials, also could properly
be considered a deadly weapon.”) (internal citations omitted). See also
Hernandez, 340 F.3d at 624 (officer had probable cause to shoot suspect where
suspect “posed an imminent threat of serious physical harm to himself and to
others as evidenced by [suspect’s] driving head-on into [the officer’s] vehicle”);
Ludwig v. Anderson, 54 F.3d 465, 473 (8th Cir. 1995) (an attempt to hit an
individual (not in a vehicle) with a moving squad car “is an attempt to apprehend
by use of deadly force”); Donovan, 17 F.3d at 949-50 (backing up of a squad car
into path of a fleeing motorcycle was an application of deadly force); Smith v.
Freland, 954 F.2d 343, 347 (6th Cir. 1992) (citing United States v. Sanchez, 914
F.2d 1355 (9th Cir. 1990)) (“even unarmed, [the plaintiff] was not harmless; a car
can be a deadly weapon.”). Cf. Brower v. County of Inyo, 884 F.2d 1316,
1317-18 (9th Cir. 1989) (assuming without deciding that deadman roadblock to
stop a fleeing vehicle during a high-speed chase was an application of “deadly
force” and applying Garner analysis).
Under an objective view of the facts of this case, there is little dispute that
the ramming of Harris’ car could constitute a use of “deadly force” and that a jury
13
could so reasonably conclude.8 See Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 252, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) (“The judge’s inquiry [at the
summary judgment stage], therefore, unavoidably asks whether reasonable jurors
could find by a preponderance of the evidence that the plaintiff is entitled to a
verdict.”). Moreover, none of the limited circumstances identified in Garner that
might render this use of deadly force constitutional are present here. Scott did not
have probable cause to believe that Harris had committed a crime involving the
infliction or threatened infliction of serious physical harm, nor did Harris, prior to
the chase, pose an imminent threat of serious physical harm to Scott or others.
None of the antecedent conditions for the use of deadly force existed in this
case. Harris’ infraction was speeding (73 mph in a 55 mph zone). There were no
warrants out for his arrest for anything, much less for the requisite “crime
involving the infliction or threatened infliction of serious physical harm.” Garner,
471 U.S. at 11-12, 105 S.Ct. 1694. Indeed, neither Scott nor Fenninger had any
idea why Harris was being pursued. The use of deadly force is not “reasonable” in
8
See also Scott’s Depo., R. 48 at 157-58, (testifying that ramming Harris’ vehicle at high
speeds constituted a use of deadly force under the CCSD Deadly Force Policy); Fenninger’s
Depo., R. 50 at 62-63 (testifying that he gave authorization to make contact with the
understanding that he was authorizing the use of deadly force). See also testimony of other
Coweta County and Peachtree City officers stating that they considered that ramming a vehicle at
90 mph could constitute a use of “deadly force.” Reynold’s Depo., R.49 at 118-119; Yeager’s
Depo., R. 54 at 59; Kinsey’s Depo., R. 51 at 44; Ercole’s Depo., R. 47 at 37-40.
14
a high-speed chase based only on a speeding violation and traffic infractions
where there was little, if any, actual threat to pedestrians or other motorists, as the
roads were mostly empty and Harris remained in control of his vehicle, and there
is no question that there were alternatives for a later arrest. Vaughan, 343 F.3d at
1330. The Garner Court specifically recognized that it would be an anomaly to
transform “every fleeing misdemeanant into a fleeing felon ... solely by virtue of
his flight.” 471 U.S. at 10 n. 9, 105 S.Ct. 1694.9 A high-speed chase of a suspect
fleeing after a traffic infraction does not amount to the “substantial threat” of
imminent physical harm that Garner requires before deadly force can be used.
Garner made clear that “[i]t is not better that all ... suspects die than that they
escape.” 471 U.S. at 11, 105 S.Ct. 1694.10
9
As recognized in Vaughan:
Under Garner, a police officer can use deadly force to prevent the escape of a
fleeing non-violent felony suspect only when the suspect poses an immediate
threat of serious harm to police officers or others. In this case, the danger
presented by [the suspects’] continued flight was the risk of an accident during the
pursuit. Applying Garner in a common-sense way, a reasonable officer would
have known that [ramming a car when both automobiles were] traveling at
approximately 80 miles per hour ... would transform the risk of an accident on the
highway into a virtual certainty.
343 F.3d at 1332-33.
10
We recognize that whether or not Harris would have escaped has no bearing on the
excessive force analysis, as Garner specifically based its holding on the assumption that a fleeing
suspect would escape. 471 U.S. at 11, 105 S.Ct. 1694. We note, however, as did the district
court, that there were other means to track Harris down as the pursuing officers had a description
of the vehicle as well as the license plate number. We also note that absolutely no warning was
given that Scott intended to use deadly force.
15
We reject the defendants’ argument that Harris’ driving must, as a matter of
law, be considered sufficiently reckless to give Scott probable cause to believe that
he posed a substantial threat of imminent physical harm to motorists and
pedestrians. This is a disputed issue to be resolved by a jury. As noted by the
district court judge, taking the facts from the non-movant’s viewpoint, Harris
remained in control of his vehicle, slowed for turns and intersections, and typically
used his indicators for turns. He did not run any motorists of the road. Cf. Pace,
283 F.3d at 1282 (officer had probable cause to believe that car had become a
deadly weapon with which defendant was armed where suspect drove through
residential neighborhood at 50 to 60 mph, swerved at oncoming police cars, nearly
hit elderly motorist head-on when driving on wrong side of road, and accelerated
towards police car roadblock forcing officer off of the road to avoid collision);
Cole v. Bone, 993 F.2d 1328, 1331-1334 (8th Cir. 1993) (deadly force was
reasonable to stop high-speed chase where truck forced more than one hundred
cars off the road or out of the truck’s way and endangered the lives of many other
motorists during the pursuit, chase lasted 50 miles, and officers attempted to slow
the vehicle using several types of roadblocks). Nor was he a threat to pedestrians
in the shopping center parking lot, which was free from pedestrian and vehicular
traffic as the center was closed. Significantly, by the time the parties were back on
16
the highway and Scott rammed Harris, the motorway had been cleared of motorists
and pedestrians allegedly because of police blockades of the nearby
intersections.11
Nor can we countenance the argument that by continuing to flee, a suspect
absolves a pursuing police officer of any possible liability for all ensuing actions
during the chase. The Supreme Court rejected such an argument in Brower, where
it was suggested that the plaintiff in that case “had a number of opportunities to
stop his automobile prior to the impact” and thus, could have avoided his own
injuries. Brower, 109 S. Ct. at 1380-81 (citation omitted). Justice Scalia noted
that essentially the same thing could have been said about the suspect in Garner,
that is, the plaintiff’s “independent decision to continue the chase can no more
eliminate respondents’ responsibility for the termination of his movement effected
by the roadblock than Garner’s independent decision to flee eliminated the
Memphis police officer’s responsibility for the termination of his movement
11
Nor does the evidence show that Scott or the other officers were in immediate danger
or threatened with imminent harm. Accepting Harris’ version of events, Harris did not attempt to
ram, run over, side-swipe, or swerve into any of the officers (which might have put their lives in
danger in the parking lot), nor did he attempt any such conduct once he was back on the highway
immediately before the seizure. Cf. Hernandez, 340 F.3d at 623 (evidence of plaintiff’s attempts
to intentionally drive his car directly into officer’s vehicle supported finding that officer’s use of
deadly force was reasonable); Smith, 954 F.2d at 347 (use of deadly force not unreasonable
where suspect “posed a major threat” to officers manning roadblock by driving directly into them
on a residential dead-end street and “had proven he would do almost anything to avoid capture”).
17
effected by the bullet.” Id. at 1381.
We conclude that ramming Harris' vehicle under the facts alleged here, if
believed by a jury, would violate Harris' constitutional right to be free from
excessive force during a seizure. Accordingly, a reasonable jury could find that
Scott violated Harris' Fourth Amendment rights.
With respect to Fenninger, however, we cannot come to the same
conclusion. Although the use of deadly force cannot be authorized under Garner
without knowing that the Garner conditions have been met, the facts of this case
do not establish that Fenninger authorized deadly force. Rather, the evidence
shows that Fenninger authorized a PIT--defined by the district court as “a driving
technique designed to stop a fleeing motorist safely and quickly by hitting the
fleeing car at a specific point on the vehicle, which throws the car into a spin and
brings it to a stop.” This definition assumes that the maneuver will be executed at
lower speeds by properly trained officers, and therefore can terminate a flight
“safely.” See, e.g., Geoffrey Alpert's Expert Report, R. 24 at 5 (stating that the
PIT requires a set of defined circumstances in order for it to be performed safely
(i.e., at low speeds on wide straightaways, on dry pavement by a properly trained
driver)); National Law Enforcement and Corrections Technology Center Bulletin,
U.S. Department of Justice, October 1996, at 4-5 (stating that the PIT “is not
18
applicable in every situation, the key to its effective use is to carefully choose a
favorable spot before attempting PIT and to first consider the possible effects on
other traffic and pedestrians”); National San Diego Police Department Use of
Force Task Force Recommendations, Executive Summary at 37 (“Utilized at
speeds of 35 mph or less, the PIT maneuver improves officer and public safety by
removing the threat of pursuit as quickly and safely as possible.”). Scott,
however, chose not to execute a PIT at all, but rather to ram the car at a very high
speed from behind. Because this ramming was not authorized by Fenninger, we
cannot say that Fenninger’s conduct – authorization of a safe PIT that was not
executed – violated Harris’ constitutional rights. Thus, since Fenninger is not
liable for a constitutional violation, summary judgment should be granted in his
favor. The district court's ruling as to Fenninger is therefore reversed.
B. Is Scott entitled to qualified immunity?
Having determined that a jury could have reasonably found the violation of
a constitutional right by Scott, we now ask whether the law as it existed on March
29, 2001, was sufficiently clear to give reasonable law enforcement officers “fair
notice” that ramming a vehicle under these circumstances was unlawful. Hope v.
Pelzer, 536 U.S. 730, 741, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002); Anderson v.
19
Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987). “The
essence of qualified immunity is notice.” Holmes v. Kucynda, 321 F.3d 1069,
1077 (11th Cir. 2003) (citing Hope v. Pelzer, 536 U.S. 730 (2002)).
For at least twenty years, since Garner was decided, officers have been on
notice that they may not use deadly force to seize a fleeing suspect unless the
suspect poses a significant threat of death or serious physical injury. See Garner,
471 U.S. at 11-12; see also Garner, 471 U.S. at 10–11 (“[t]he fact is that a majority
of police departments in this country have forbidden the use of deadly force
against nonviolent suspects.”). Moreover, prior to the incident in question the law
was clearly established that an automobile, like a gun, could be used as a deadly
instrument. See also Pace v. Capobianco, 283 F.3d 1275, 1282 (11th Cir. 2002)
(concluding that fleeing felon in 1998 had used car in a way that made it a “deadly
weapon”); United States v. Gualdado, 794 F.2d 1533, 1535 (11th Cir. 1986)
(“Almost any object which as used or attempted to be used may endanger life or
inflict great bodily harm, or which is likely to produce death or great bodily injury,
can in some circumstances be a ‘dangerous weapon’” concluding that appellants’
boat, used in an attempt to ram the vessel of Customs officials, [could] . . .
20
properly be considered a deadly weapon.”) (internal citations omitted).12
It was also clearly established at the time of the instant circumstances that
the Fourth Amendment requires a seizure of a fleeing suspect to be reasonable and
that deadly force cannot be employed in a situation that requires less-than-lethal
force. Garner, 471 U.S. at 8, 11-12 (holding that “[t]he use of deadly force to
prevent the escape of all felony suspects, whatever the circumstances, is
constitutionally unreasonable.... A police officer may not seize an unarmed,
nondangerous suspect by shooting him dead”; “it is plain that reasonableness
depends on not only when a seizure is made, but also how it is carried out”)
(emphasis added); Brower v. County of Inyo, 109 S. Ct. 1378, 1381 (1989). See
Terry v. Ohio, 392 U.S. 1, 19-20 (1968) (requiring reasonableness of seizure based
on the circumstances, including scope and intensity of seizure); United States v.
Ortiz, 422 U.S. 891, 895 (1975) (same); Evans v. Hightower, 117 F.3d 1318,
1320 (11th Cir. 1997) (holding Fourth Amendment violated if seizure occurred
and force used to effect the seizure was unreasonable); see generally Mercado v.
City of Orlando, 407 F.3d 1152, 1160 (11th Cir. 2005) (holding that in 2002 there
12
See also Hawkins v. City of Farmington, 189 F.3d 695, 703 (8th Cir. 1999); Ludwig,
54 F.3d at 473 (an attempt to hit an individual (not in a vehicle) with a moving squad car “is an
attempt to apprehend by use of deadly force”); Donovan, 17 F.3d at 949-50 (backing up of a
squad car into path of a fleeing motorcycle was an application of deadly force); Sturges v.
Matthews, 53 F.3d 659, 661 n.1 (4th Cir. 1995); Smith, 954 F.2d at 347 (citing Sanchez, 914
F.2d 1355 (“even unarmed, [the plaintiff] was not harmless; a car can be a deadly weapon.”).
21
was a “clearly established principle that deadly force cannot be used in non-deadly
situations.”).13
Impacting our review of reasonableness is a “careful attention to the facts
and circumstances of each particular case, including the severity of the crime at
issue.” Graham, 490 U.S. at 396 (emphasis added); Lee v. Ferraro, 284 F.3d 1188,
1197-98 (11th Cir. 2002) (denying qualified immunity to officer on excessive
force claim partially because of low level of plaintiff’s offense; “Graham dictates
unambiguously that the force used by a police officer in carrying out an arrest
must be reasonably proportionate to the need for that force, which is measured by
the severity of the crime ....”); Jackson v. Sauls, 206 F.3d 1156, 1170 n. 18 (11th
Cir. 2000) (“A court may also factor in ‘the severity of the crime ....’”) (quoting
Gold v. City of Miami, 121 F.3d 1442, 1446 (11th Cir. 1997); Post v. City of Fort
Lauderdale, 7 F.3d 1552, 1559 (11th Cir. 1993) (same); see generally United
States v. Kaplan, 286 F. 963, 974 (D.C. Ga. 1923) (holding that “in the case of a
misdemeanor, the general rule that an officer has no right, except in self-defense,
to kill the offender to effect his arrest, and that the ‘killing of a fleeing person
13
To determine the constitutionality of a seizure “[w]e must balance the nature and
quality of the intrusion on the individual’s Fourth Amendment interests against the importance of
the governmental interests alleged to justify the intrusion.” Graham, 490 U.S. at 8 (citing United
States v. Place, 462 U.S. 696, 703, 103 S.Ct. 2637, 2642, 77 L.Ed.2d 110 (1983); Delaware v.
Prouse, 440 U.S. 648, 654, 99 S.Ct. 1391, 1396, 59 L.Ed.2d 660 (1979); United States v.
Martinez-Fuerte, 428 U.S. 543, 555, 96 S.Ct. 3074, 3081, 49 L.Ed.2d 1116 (1976)).
22
under such circumstances would amount to murder.’”); King v. State, 91 Ga.App.
825, 828 (Ga. App. 1955) (“no arresting officer has any right to kill a person for
trying to escape in the commission of a misdemeanor”).
Thus, by 2001 the law was clearly established that a seizure must be
reasonable under the circumstances, which include a review of the offense
charged; that an automobile can be used as deadly force; and that deadly force
cannot be used in the absence of the Garner preconditions.
The establishment of these principles distinguishes this case from Brosseau
v. Haugen. In Brosseau, the Supreme Court reversed the denial of qualified
immunity to an officer sued for Fourth Amendment violations under § 1983 for
shooting a suspected felon as he attempted to flee in a vehicle, where the officer
had arguable probable cause to believe that the suspect posed an imminent threat
of serious physical harm to several officers and citizens in the immediate
surrounding area.14 Unlike Harris, Haugen, the suspect in Brosseau, was a
14
These facts are not comparable to those in Harris. In the light most favorable to Harris,
there is no comparable evidence that Scott had arguable probable cause to believe that Harris
posed an immediate risk of death or serious danger to Scott, other officers, or nearby citizens.
Harris was being chased for a traffic violation, not a “crime involving the infliction or threatened
infliction of serious physical harm.” Garner, 471 U.S. at 11, 105 S.Ct. 1694. Unlike the
situation in Brosseau, the parties were not in close physical proximity nor had they had a
one-on-one struggle. In fact, Scott and the other pursuing officers were following Harris from
behind in their squad cars. At the time of the ramming, apart from speeding and running two red
lights, Harris was driving in a non-aggressive fashion (i.e., without trying to ram or run into the
officers). Moreover, unlike Haugen, who was surrounded by officers on foot, with other cars in
23
suspected felon with a no-bail warrant out for his arrest, with whom Brosseau, the
officer, had a violent physical encounter prior to the shooting. Believing that
Haugen had entered a Jeep to retrieve a gun, Brosseau broke the windowpane of
the Jeep, and attempted to stop Haugen by hitting him over the head with the butt
and barrel of her gun. Haugen was undeterred, however, and began to take off out
of the driveway, without regard for the safety of those in his immediate vicinity –
the three officers on foot (Haugen at his immediate left and two others with a K-9
somewhere nearby), a woman and her 3-year-old child in a small vehicle parked
directly in front of the Jeep and 4 feet away, and two men in a parked vehicle 20 to
30 feet away. In addition, prior to shooting, Brosseau warned Haugen that she
would shoot by pointing her gun at the suspect while commanding him to get out
of the car, and then using the gun to shatter the glass of the car window and hit
Haugen in an attempt to get the keys.
Looking to Garner, the Brosseau Court recognized that its clearly
established deadly force rule (i.e., that “it is unreasonable for an officer to ‘seize
an unarmed non dangerous suspect by shooting him dead’”) was limited by the
very close proximity in a residential neighborhood, Scott’s path on the open highway was largely
clear. The videos introduced into evidence show little to no vehicular (or pedestrian) traffic,
allegedly because of the late hour and the police blockade of the nearby intersections. Finally,
Scott issued absolutely no warning (e.g., over the loudspeaker or otherwise) prior to using deadly
force.
24
Court’s further instruction that “[w]here the officer has probable cause to believe
that the suspect poses a threat of serious physical harm, either to the officer or to
others, it is not constitutionally unreasonable to prevent escape by using deadly
force.” Brosseau, 125 S.Ct. at 598 (quoting Garner, 471 U.S. at 11, 105 S.Ct.
1694). Thus, the Brosseau Court held that Garner did not provide a reasonable
officer with fair notice of a Fourth Amendment violation in “the situation
[Brosseau] confronted: whether to shoot a disturbed felon, set on avoiding capture
through vehicular flight, when persons in the immediate area are at risk from that
flight.” Id. at 600 (emphasis supplied).15
Scott also argues that Garner does not apply because in that case, the officer
15
We also note that the Court in Brosseau acknowledged that the standard in Garner can
“clearly establish” whether or not the use of deadly force is unconstitutional in an “obvious
case.” Brosseau, 489 U.S. at 599; United States v. Lanier, 520 U.S. 259, 271, 117 S.Ct. 1219,
137 L.Ed.2d 432 (1997) (“general constitutional rule already identified in the decisional law ...
appl[ied] with obvious clarity to [his conduct].”). It is well-established that “general statements
of the law” are perfectly capable of giving clear and fair warning to officers even where “‘the
very action in question has [not] previously been held unlawful.’” Lanier, 520 U.S. at 271
(quoting Anderson, 483 U.S. at 640, 107 S.Ct. 3034); Vinyard, 311 F.3d at 1350-51. While we
need not conclude that the facts in Harris present just such an “obvious” case to deny Scott
qualified immunity, this case may present such circumstances, since the evidence shows that
Scott lacked the sufficient probable cause to warrant the use of deadly force. In this way, Harris
is more like Vaughan than Brosseau or the cases cited therein. See Vaughan, 343 F.3d at 1333
(“appl[ying] Garner in a common-sense way” to hold that a reasonable officer would have known
that it was unconstitutional to use deadly force during a high-speed pursuit where the suspect
posed no immediate threat of harm to police officers or others). In the cases relied upon in
Brosseau, the officer had arguable probable cause to believe that the suspects presented an
immediate risk of danger to the officers or others. See Brosseau, 125 S.Ct. at 600 (citing Cole v.
Bone, 993 F.2d 1328 (8th Cir. 1993) and Smith, 954 F.2d 343). Without the existence of an
immediate threat of harm to the officers or others that could justify the officer’s probable cause,
the Garner rule prohibiting deadly force may apply with “obvious clarity.”
25
applied the deadly force with a gun. Scott relies on our holding in Adams that in
1985, the caselaw was insufficiently developed to give notice to every objectively
reasonable officer that a police car ramming another car during a high-speed
pursuit would constitute an unreasonable seizure. However, the facts in Adams
occurred before Brower was decided, and thus, at a time before the Supreme Court
made clear that the intentional use of a vehicle to apprehend a suspect was a
Fourth Amendment seizure. That principle is now settled. Garner made clear that
the use of deadly force against an unarmed and nondangerous fleeing felony
suspect was unlawful and set out the specific criteria necessary before the
application of deadly force is warranted. This law clearly applied to the use of a
vehicle to seize a suspect at the time of the incident in this case.
We are satisfied that, under Hope, the requirement that the officers have
“fair warning” that their conduct violates a constitutional right through a general
constitutional rule, “even through the very action in question has [not] previously
been held unlawful,” has been satisfied. 536 U.S. at 740-41, 122 S.Ct. 2508
(internal quotation marks and citations omitted). A reasonable police officer
would have known in 2001 that a vehicle could be used to apply deadly force,16
16
See citations on pages ______, supra.
26
could be used to effectuate a seizure,17 and that deadly force could not be used to
apprehend a fleeing suspect unless the conditions set out in Garner existed.
Garner, 471 U.S. at 11-12, 105 S.Ct. 1694. See also Vaughan, 343 F.3d at
1329-30. The Garner Court used the term “deadly force,” not “handgun,” in
enunciating its rule. Garner, 471 U.S. at 11-12, 105 S.Ct. 1694 (“Thus, if the
suspect threatens the officer with a weapon or there is probable cause to believe
that he has committed a crime involving the infliction or threatened infliction of
serious physical harm, deadly force may be used ...”) (emphasis supplied).
Moreover, the opinion recognizes the obvious principle that “deadly force” can be
inflicted through other means. Id. at 14, 105 S.Ct. 1694 (observing that in times
when weapons were rudimentary, “[d]eadly force could be inflicted almost solely
in a hand-to-hand struggle ...”). See Vaughan, 343 F.3d at 1332 (“the Supreme
Court in Hope cautioned that we should not be unduly rigid in requiring factual
similarity between prior cases and the case under consideration”). See also
Gutierrez v. City of San Antonio, 139 F.3d 441, 446 (5th Cir. 1998) (applying
Garner “deadly force” rule to determine whether officers were qualifiedly immune
for hog-tying suspect).
By 2001, it was well-established in this circuit that “deadly force” means
17
Brower, 489 U.S. at 596-99, 109 S.Ct. 1378.
27
force that creates a substantial risk of causing death or serious bodily injury.
Pruitt, 771 F.2d at 1479 n. 10. The CCSD policy in 2001 employed a
near-identical definition. Moreover, by 1986, we had recognized the potentially
lethal nature of an automobile. See Gualdado, 794 F.2d at 1535, and other cases
cited on pages ______, supra.
We are also satisfied that common sense would inform any reasonable
officer that there would be substantial risks of death or bodily harm if he used his
vehicle to ram another vehicle at high speeds in the manner employed in this case.
See CCSD Use of Force Policy, R. 48, Ex. 12 at 82 (restricting the use of deadly
force to “[w]hen the Deputy reasonably believes it is necessary to defend their
[sic] own life or the life of another or to prevent grave bodily injury to themselves
[sic] or another, and all other available means of defense have failed or would be
inadequate or dangerous,” or “[w]hen necessary to prevent the commission of ...
any felony which involves the use or threat of physical force or violence against
any person.”). See also Ga.Code Ann., § 17-4- 20(b) (“Sheriffs and peace officers
... may use deadly force to apprehend a suspected felon only when the officer
reasonably believes that the suspect possesses a deadly weapon or any object,
device, or instrument which, when used offensively against a person, is likely to or
actually does result in serious bodily injury; when the officer reasonably believes
28
that the suspect poses an immediate threat of physical violence to the officer or
others; or when there is probable cause to believe that the suspect has committed
a crime involving the infliction or threatened infliction of serious physical
harm.”); Garner, 471 U.S. at 10-11, 105 S.Ct. 1694 (“The fact is that a majority of
police departments in this country have forbidden the use of deadly force against
nonviolent suspects.”). Cf. CCSD Pursuit Policy, R. 48, Ex. 11, at 94
(categorizing roadway barricades as the use of deadly force and limiting their use
“only by order of a supervisor and then only as a last resort when the person
pursued has proven by his method of flight a total disregard for the lives and
safety of the public”). See Vaughan, 343 F.3d at 1332-33 (“Applying Garner in a
common-sense way, a reasonable officer would have known that firing into the
cabin of a pickup truck, traveling at approximately 80 miles per hour on Interstate
85 in the morning, would transform the risk of an accident on the highway into a
virtual certainty. The facts of this case bear out these foreseeable consequences.
Thus, Deputy Cox is not entitled to . . . qualified immunity grounds, regarding
Vaughan's § 1983 claim predicated on the Fourth Amendment.”).
For the foregoing reasons, a jury could conclude that Scott unreasonably
used deadly force to seize Harris by ramming him off the road under the instant
circumstances, and we find no reversible error in the denial of qualified immunity
29
to Scott at this stage in this case. 18
Consistent with the above conclusions, the district court opinion is
REVERSED IN PART and AFFIRMED IN PART.
18
Scott is not foreclosed from seeking to assert a qualified immunity defense at trial if the
facts proven at trial differ from those we consider here for summary judgment purposes.
30